Lead Opinion
Opinion
In this case, we consider the conditions under which certain time limits on commencing proceedings for workers’ compensation death benefits are suspended in favor of dependent minors by section 5408 of the Labor Code. (All statutory references are to that code unless otherwise indicated.)
Section 4700 et seq. provides for payment of death benefits to persons dependent for support upon an employee who dies as a result of industrial injury. Dependency is generally determined as of the time of injury. (§§ 3501, 3502.) Section 5406 provides that no proceeding to collect such benefits “may be commenced more than one year after the date of death, nor more than 240 weeks from the date of injury.” It is settled that under that provision, no claim can ever accrue to an adult dependent for benefits from an industrially caused death that occurs more than 240 weeks after the date of injury. (Ruiz v. Industrial Acc. Com. (1955)
Section 5408 provides that “[n]o limitation of time provided by this division shall run against any person under 18 years of age or any incompetent unless and until a guardian or conservator of the estate or trustee is appointed.” The question presented is whether section 5408 tolls the running of section 5406’s 240-week period after injury and before death (i.e., before accrual of any death benefit claim), so as to enable minor or incompetent dependents to collect death benefits that are beyond the reach of a competent adult dependent, such as a surviving spouse. As will be made clear, section 5408 tolls only the portion of the 240-week period that remains unexpired at the time of death.
Tommy G. Thompson, while employed as an attorney at Steele & Thompson, suffered cumulative injuries resulting in a heart attack on October 19, 1979. After receiving workers’ compensation benefits for temporary and permanent disability, he died during heart surgery on October 28, 1987, 417 weeks after the date of injury.
In a memorandum of points and authorities to the workers’ compensation judge (WCJ), applicants’ counsel admitted that Mrs. Thompson’s claim was barred because the 240-week period subsequent to injury, within which section 5406 requires that death benefits be applied for, had expired at the end of May 1984, long before the application was filed. Counsel contended that the running of the 240-week period against Massey’s sisters was tolled by section 5408 until they turned 18, but even on that theory conceded their claims were barred, in that the period expired in September 1985 and February 1987, respectively. As to Massey himself, however, counsel argued that the 240-week period was tolled until Massey’s 18th birthday, on December 15, 1985, and that therefore his April 1988 application for death benefits was timely, having been filed less than 240 weeks after he turned 18 and less than one year after Thompson’s death. The WCJ agreed with that argument and awarded death benefits to Massey only.
On petition for reconsideration, filed by the employer’s insurer, State Compensation Insurance Fund, the WCJ’s award was vacated by the Workers’ Compensation Appeals Board (WCAB). The Court of Appeal, with one justice dissenting, affirmed the WCAB’s decision on the ground that once Thompson survived the date of injury by 240 weeks, none of his dependents, minor or otherwise, could claim death benefits, and so “there was no statute of limitations to toll.” The dissenting justice, however, viewed the 240-week period prescribed by section 5406 as a “limitation of time” tolled, for minors, by section 5408.
Time Limitation From Date of Injury (§ 5406)
We first examine the scope of the time limitation from which Massey claims protection, i.e., that no proceeding to collect death benefits “may be commenced . . . more than 240 weeks from the date of injury” (§ 5406).
This original version of section 5406 was construed in Bianco v. Ind. Acc. Com. (1944)
In apparent response to Bianco, the Legislature amended section 5406, revising the permissible periods for commencing death benefit proceedings and adding the provision with which we are now concerned, that “[n]o such proceedings may be commenced more than one year after the date of death, nor more than 240 weeks from the date of injury.” (Stats. 1947, ch. 1034, § 4, p. 2307, italics added.)
In Ruiz, the employee died 253 weeks after the date of injury, and his widow filed for death benefits five weeks after that. This court noted that in contrast to the usual statute of limitations, which commences to run when the cause of action accrues, section 5406’s 240-week limitation may expire before death, and thus before any death benefit can be claimed. The court further pointed out, however, that this anomaly had been recognized in Bianco, and was known to the Legislature when it amended the statute. (45 Cal.2d at pp. 413-414; see Johnson v. Workmen’s Comp. App. Bd. (1970)
The last-quoted statement of Ruiz necessarily pertains only to the portion of the 240-week period that precedes death, since any unexpired part of the period subsequent to death would relate to “sleeping on one’s rights”
Tolling Provision (§ 5408)
Massey contends that because he was under 18 at the time of Thompson’s injury, section 5408 protected him until his 18th birthday against section 5406’s requirement that a claim for death benefits be filed within 240 weeks after the date of injury. Accordingly, he asserts, his claim for such benefits was timely because it was filed less than 240 weeks after his 18th birthday, as well as within 1 year of Thompson’s death. For this contention, he relies on Fisher, supra,
Section 5408’s tolling provision states: “No limitation of time provided by this division [§§ 3200-6002] shall run against any person under 18 years of age or any incompetent unless and until a guardian or conservator of the estate or trustee is appointed.” In construing that provision, our overriding purpose is to ascertain the legislative intent (Select Base Materials v. Board of Equal. (1959)
Tolling provisions for minors “effectuate a deep and long recognized principle of the common law and of this state: children are to be protected
Even though section 5406’s requirement of a 240-week period from the date of injury to the filing of a death benefit claim is literally a “limitation of time” (§ 5408), the passage of time between an industrial injury and the resulting death does not, in our view, cause the period to “run against” (§ 5408) any particular claimant, minor or otherwise. The predeath interval is instead “a qualifying condition in the exercise of any right to death benefits” (Ruiz v. Industrial Acc. Com., supra,
This interpretation harmonizes section 5408’s tolling provision with its other provisions. The tolling provision is immediately preceded by the section’s initial sentence, which declares that if an injured employee, or the dependent of a deceased employee, is a minor or incompetent “when any right of privilege accmes to such employee or dependent,” any right or privilege may be claimed and exercised on the employee’s or dependent’s behalf by a guardian, conservator, or trustee. (§ 5408, italics added.)
The contrary Roblyer and Fisher interpretation of section 5408, which allows the 240-week period to be tolled before accrual, may well inflict an arbitrary disadvantage upon a minor for whom a guardian, conservator of the estate, or trustee happens to have been appointed for some extraneous reason before the accrual of any death benefit claim. It is true that in Dulin v. Ind. Acc. Com. (1944)
Justice Mosk’s dissent expresses concern that since 1976, when Roblyer, supra,
The workers’ compensation legislation preceding the Labor Code, from which section 5408 was derived, explicitly limited applicability of the tolling provision to minors for whom a claim had already accrued. The first clause of the predecessor statute called for appointment of a guardian or trustee to represent a minor or incompetent employee or dependent “at any time when any [workers’ compensation] right or privilege accrues to such person. . . .” The second clause (in the same sentence following a semicolon) added: “and no limitation of time provided by this act shall run against any such [minor] or incompetent unless and until such guardian or trustee is appointed.”
The decisions in Roblyer, supra,
In the present case, for example, Thompson’s widow’s application for death benefits alleged that Massey and his two older sisters, Thompson’s stepchildren, were all under 18 at the time of the injury and thus qualified as Thompson’s minor dependents under section 3502. At the time of Thompson’s death, 8 years after the date of injury, all of the stepchildren had become adults, but because Massey’s 18th birthday was only 97 weeks before the death and 122 weeks before the application was filed, the WCJ ruled that Massey alone was eligible for death benefits in the amount that would have been allocated to him if the claims of his mother and sisters had not been barred by the 240-week limitation of section 5406.
Accordingly, we interpret section 5408 as a restatement and continuation of its statutory predecessor (fn. 5, ante), which explicitly limited applicability of the tolling provision to minors and incompetents whose claims had already accrued. (See § 2.)
The judgment of the Court of Appeal is affirmed.
Lucas, C. J., Panelli, J., Kennard, J., Arabian, J., and George, J., concurred.
Notes
Thompson’s date of injury was the initial date of his disability, i.e., October 19, 1979. Section 5412 provides: “The date of injury in cases of occupational diseases or cumulative injuries is that date upon which the employee first suffered disability therefrom and either knew, or in the exercise of reasonable diligence should have known, that such disability was caused by his present or prior employment.” For purposes of death benefit claims, the date of injury may depend on the claimant’s knowledge of the industrial nature of the injury causing death. (Berkebile v. Workers’ Comp. Appeals Bd. (1983)
Section 5406 provides: “Except as provided in Section 5406.5 [pertaining to death from asbestosis], the period within which may be commenced proceedings for the collection of the benefits provided by Article 4 (commencing with Section 4700) of Chapter 2 of Part 2 is one year from: [f] (a) The date of death where death occurs within one year from date of injury; or HI (b) The date of last furnishing any benefits under Chapter 2 (commencing with Section 4550), of Part 2, where death occurs more than one year from the date of injury; or H] (c) The date of death, where death occurs more than one year after the date of injury and compensation benefits have been furnished. [1] No such proceedings may be commenced more than one year after the date of death, nor more than 240 weeks from the date of injury.”
The 1947 amendment enacted section 5406 in its present form, as set forth in footnote 2, ante, except that the present section’s subdivision (c), and the initial exclusion of asbestosis claims, were added by amendments in 1959, 1961, and 1980.
The full text of section 5408’s first sentence is as follows; “If an injured employee or, in the case of the employee’s death, any of the employee’s dependents, is under 18 years of age or incompetent at any time when any right or privilege accrues to such employee or dependent under this division, a guardian or conservator of the estate appointed by the court, or a guardian ad litem or trustee appointed by the [WCAB], may, on behalf of the employee or dependent, claim and exercise any right or privilege with the same force and effect as if no disability existed.”
Section 11, subdivision (d), of the Workmen’s Compensation, Insurance, and Safety Act of 1917, as amended, provided as follows: “If an injured employee, or in the case of his death, one or more of his dependents, shall be under twenty-one years of age or incompetent at any time when any right or privilege accrues to such person under the provisions of this act, a general guardian, appointed by the court, or a guardian ad litem or trustee appointed by the commission or a commissioner may, on behalf of any such person, claim and exercise any such right or privilege with the same force and effect as if no such disability existed; and no limitation of time provided by this act shall run against any such person under twenty-one years of age or incompetent unless and until such guardian or trustee is appointed.” (Stats. 1931, ch. 1121, pp. 2373-2374. Substantially the same provisions had appeared in Stats. 1917, ch. 586, § 11, subd. (d), p. 842; Stats. 1915, ch. 607, § 16, subd. (d), p. 1086; and Stats. 1913, ch. 176, § 16, subd. (d), p. 288.)
This form of allocation between an actual dependency benefit and phantom time-barred benefits was prescribed in City etc. of S. F. v. Workmen’s Comp. App. Bd. (1969)
Based on that decision, the respondents in Roblyer, supra,
The court in City etc. of S.F., supra,
Section 2 provides: “The provisions of this code, in so far as they are substantially the same as existing provisions relating to the same subject matter, shall be construed as restatements and continuations thereof and not as new enactments.”
Dissenting Opinion
I dissent.
I cannot agree with the majority’s reasoning. Bearing in mind that the workers’ compensation laws are to be liberally construed on behalf of employees (see post, p. 687), I agree with the view articulated by dissenting Court of Appeal Justice Yegan when that court issued its decision. I adopt Justice Yegan’s opinion and quote it immediately below. My own elisions and substitutions are indicated by brackets.
[. . .] Martin Massey turned 18 on December 15, 1985. During his minority, he was the dependent stepson of decedent Tommy Thompson. Thompson sustained an industrial injury on October 18, 1979, received workers’ compensation benefits, and died approximately 417 weeks later on October 28, 1987. Massey applied for workers’ compensation death benefits within one year of Thompson’s death, i.e., on April 21, 1988.
The Board and the [Court of Appeal] majority conclude that Massey is not entitled to a death benefit. The tolling provisions of Labor Code section 5408 and two Court of Appeal opinions indicate that he is entitled thereto. (Fisher v. Workers’ Comp. Appeals Bd. (1976)
I acknowledge a certain appeal to the [Court of Appeal] majority opinion. It seems generous that the Legislature would allow a 21-year-old to receive a death benefit because of his stepfather’s 1979 industrial injury. While the mere passage of time is not determinative, it has been over 15 years since the Court of Appeal decided the 2 apposite cases interpreting Labor Code section 5408. Since that time, no “corrective” legislation has been passed to supersede their effect. I presume that during this period, similarly situated dependents have received death benefits based on the same section 5408
In construing Labor Code sections 5406 and 5408, it must be emphasized that dependency is determined at the time of the industrial injury, not date of death. (Lab. Code, §§ 3501, 3502; Granell v. Industrial Acc. Com. (1944)
“Section 5408 focuses primarily on the disability claims of minor employees; it protects these employees from statutes of limitation until an adult guardian or trustee is available. By sheer force of its terms, it also encompasses the potential death benefit claims of minor dependents and the 240-week limitation which conditions their rights to death benefits.” (Fisher v. Workers’ Comp. Appeals Bd., supra,
Nothing in Ruiz v. Industrial Acc. Com. (1955)
Based on Ruiz, the [Court of Appeal] majority conclude that the “qualifying condition” or accrual period which makes a dependent eligible for a death benefit is not tolled [in this case]. Not so.
“Limitations provisions in the [workers’] compensation law must be liberally construed in favor of the employee unless otherwise compelled by the language of the statute, and such enactments should not be interpreted in a manner which will result in a right being lost before it accrues. [Citations.]” (Fruehauf Corp. v. Workmen’s Comp. App. Bd. (1968)
The second paragraph of section 5408 tolls “. . . all limitation periods prescribed by division 4 of the Labor Code, including the 240-week period
Every criticism of the Court of Appeal’s decision applies to this court’s decision as well. Accordingly, for the foregoing reasons, I would reverse the judgment of the Court of Appeal.
