Clarence W. MASON, Plaintiff-Appellant,
v.
ASHLAND EXPLORATION, INCORPORATED, a corporation, Ashland
Oil, Incorporated, a corporation, and National
Supply Company, a Division of Armco
Steel Corporation, a
corporation,
Defendants-
Appellees.
No. 91-1274.
United States Court of Appeals,
Seventh Circuit.
Argued Nov. 6, 1991.
Decided June 2, 1992.
Rehearing Denied July 1, 1992.
Joseph Phebus (argued), Nancy J. Glidden, Phebus, Tummelson, Bryan & Knox, Urbana, Ill., James H. Cooksey, Crain, Cooksey, Veltman & Miller, Centralia, Ill., Brad L. Badgley, C.E. Heiligenstein, Heiligenstein & Badgley, Belleville, Ill., for Clarence W. Mason.
James W. Erwin, Thompson & Mitchell, Belleville, Ill., Raymond L. Massey, Thompson & Mitchell, St. Louis, Mo., for Ashland Exploration, Inc. and Ashland Oil, Inc.
John L. McMullin (argued), Beth K. Veath, Brown & James, St. Louis, Mo., for National Supply Co.
Before CUMMINGS and RIPPLE, Circuit Judges, and WILL, Senior District Judge.*
RIPPLE, Circuit Judge.
Plaintiff Clarence Mason, a painter, was seriously injured when he caught his hand in the rotating counterweights of an oil pump. In 1986, he filed a diversity action in the Southern District of Illinois against the pump's owners, Ashland Oil, Inc. and Ashland Exploration, Inc. (collectively referred to as "Ashland"), and the pump's manufacturer, National Supply Company ("National"). In 1991, the district court granted summary judgment in favor of Ashland and National, concluding that, under Illinois law, they had no duty to warn or to protect Mr. Mason from the obvious dangers of the counterweights. Mr. Mason appeals these decisions, and, for the following reasons, we affirm.
* BACKGROUND
A. Facts
This case arises from an accident at Ashland's "Flora North Unit 3" oil production facility, near Flora, Illinois. In 1984, Ashland was in the process of refurbishing the Flora unit. As part of its overhaul, it converted the pump from gas to electric power and also brought in a contractor to clean and paint the pump. On September 21, 1984, Mr. Mason and his colleague Virgil Halterman were sent by their employer Carl Paul to paint the Flora pump, which had previously been cleaned. Mr. Mason was an experienced painter who had painted oil pumps in the past. Before beginning work on the unit, Mr. Mason and Mr. Halterman shut down the electric engine that was powering the pump and braked, or locked, the counterweights. Mr. Mason testified that he did this as a safety precaution because he knew that rotating counterweights were dangerous. R.122, Mason Dep. at 147.
Mr. Mason and Mr. Halterman finished the painting job, and Halterman restarted the pump. During the course of cleaning up and stowing equipment, Mason stood next to the operating pump and attempted to straighten out a painting hose. In his deposition, Mr. Mason admitted that, when he was dealing with the hose, he was aware that the pump was on and that the counterweights were moving. R.122, Mason Dep. at 112. What happened next is uncertain, but Mr. Mason somehow fell into the pump and one of the counterweights severed his right hand. Complications later required amputation of his right arm.
For the purpose of determining whether summary judgment was appropriate, some additional facts are relevant. First, it is apparent from the record that the counterweights that injured Mr. Mason were conspicuous, and that the danger that they posed was obvious. Second, guards were available that could have shielded the counterweights, and presumably would have prevented Mr. Mason's injury. Third, at the time of the accident, these guards were not on the pump, although Ashland was planning to add them as part of its refurbishment of the unit. It is unclear from the record whether National supplied counterweight guards when it manufactured the pump in the 1940s. Finally, in his brief, Mr. Mason states that the configuration of the counterweight guards
is based in part on the configuration of the pump and the configuration of the engine. Accordingly, the counterweight guards that would be used for a pump with a gas motor would be different from the configuration that would be used if the motor was changed to an electric motor.
Appellant's Br. at 10-11. As a result, "with the new electric motor, the counterweight guards would be a different configuration than the guards that would have been used with the prior engine had the pump previously been equipped with guards." Id. at 11. The witness Mr. Mason cites for this proposition, an Ashland employee named Lester Murphy, testified in his deposition that the guards on an electric pump "would have been a different size" than the guards on a gas pump. R.124, Murphy Dep. at 51.
B. District Court Proceedings
After discovery, both Ashland and National moved for summary judgment. In a pair of opinions, the district court analyzed the duties of both defendants under Illinois law. With regard to Ashland, the court first found that sections 3431 and 343A2 of the Restatement (Second) of Torts, which state a possessor of land's duties to an invitee, governed Ashland's conduct. The court then reasoned that Ashland had no liability under section 343(b) because it logically could expect that Mr. Mason, a professional painter who was experienced in painting oil wells, would appreciate the dangers of the counterweights and protect himself from them. "To find that Ashland should expect that Mason would not realize the danger inherent in painting a pump, or would fail to protect himself against that danger, the Court would have to conclude that Mason did not realize the nature of [the] activity he undertook to perform." Mason v. Ashland Exploration, Inc., No. 86-C-3453, mem. op. at 5 (S.D.Ill. Sept. 29, 1989). The court further concluded that section 343A(1) would place liability on Ashland for the obvious danger of the counterweights only if it was foreseeable that Mr. Mason would work next to an operating pump. It then determined that
[t]he "objectively reasonable" range of injuries that Ashland should have foreseen would not include those which would result from Mason being near enough to the pump to be struck when it was started. Mason's accident was a tragedy; but it was not one which Ashland should have foreseen, and not one for which § 343A(1) imposes liability.
Id. at 7-8.
In reaching this decision, the court distinguished several cases applying Illinois law which have imposed liability under section 343A for injuries from an obvious danger, when it was foreseeable that the plaintiff would be distracted from the danger, or would proceed despite it.3 See Mason, mem. op. at 5-12 (S.D.Ill. Sept. 29, 1989); Mason, mem. op. at 2-5 (S.D.Ill. Jan. 7, 1991). The court found that there was no indication in the record that anything existed at the job site that would have distracted Mr. Mason from the pump. However, even if Mason had failed to protect himself from the counterweights, "Ashland could not be charged with the duty to have foreseen such an occurrence. To suggest that Mason might forget or be distracted from the danger on which his attention was focused ... is to conclude that Mason was uninformed about aspects of the job he was to perform." Mason, mem. op. at 11 (S.D.Ill. Sept. 29, 1989). The court also held that Mason's injury did not arise because he was compelled to face the danger in order to keep working. Instead, Mason was a contractor who entered Ashland's property for the express purpose of working on the dangerous oil pump, and, therefore, Ashland "should have the liberty to anticipate that the invitee will not fail to protect himself from the danger." Id. at 9-10.
The court then addressed whether National, the manufacturer of the pump, had any liability for not warning Mr. Mason or protecting him from the pump. As in the case of Ashland, the court began its analysis by remarking that the danger presented by the counterweights was obvious. It then noted that there was no allegation in the case that the pump was more dangerous than would be normally expected, given the nature of the product. Consequently, the court held that, as a matter of law, National owed no duty of care to Mason. Mem. op. at 16-17 (S.D.Ill. Sept. 29, 1989). Alternatively, the court found that Mason's employer, Carl Paul, was aware of the dangers that the pump posed to his employees. Any failure to warn Mason of the danger therefore was the fault of Paul, and not of National. Finally, the court found that Mason actually knew of the pump's hazards. Therefore, National was not liable, because a manufacturer has no duty of care when a product "functions properly for the purposes for which it was designed, was without defect, and created no danger or peril not known to the user." Id. at 19.
II
ANALYSIS
A. Standard of Review
Mason appeals the grant of summary judgment in favor of both Ashland and National. We review de novo a district court's decision to grant summary judgment. La Preferida, Inc. v. Cerveceria Modelo, S.A. de C.V.,
B. Liability of Ashland
1.
Before determining whether Ashland was entitled to summary judgment, we must first establish what issues are properly before this court. In his brief, Mr. Mason argues three separate theories why Ashland is liable for his injury. First, he contends that Ashland became a remanufacturer of the pump when it placed an electric motor on it. Consequently, it owed him the duties of a manufacturer and was negligent for not equipping the pump with guards, or for not warning him of its dangers. Second, Mason contends that the pump was situated in a work site which Ashland operated. He argues, therefore, that he had a right of action based on the Occupational Safety and Health Act ("OSHA"), 29 U.S.C. § 651, et seq., and Labor Department regulations, for Ashland's failure to make the pump site safe. Finally, Mr. Mason reargues the claim that the district court decided--that, as a possessor of land, Ashland owed a duty to him to fit the pump with guards or to warn him of the pump's hazards.
Of these three arguments, Mr. Mason raised only the last one, the possessor of land claim, when he responded to Ashland's motion for summary judgment. R.124; R.162. The remanufacturer claim and the OSHA claim are argued for the first time in this appeal.4 "It is a well-settled rule that a party opposing a summary judgment motion must inform the trial judge of the reasons, legal or factual, why summary judgment should not be entered. If it does not do so, and loses the motion, it cannot raise such reasons on appeal." Liberles v. County of Cook,
2.
Mr. Mason's reliance on OSHA and its regulations warrants little discussion. In Merritt v. Bethlehem Steel Corporation,
3.
We agree with the district court that, as a possessor of land, Ashland was not liable for Mr. Mason's injuries. For a defendant to be liable for negligence, a plaintiff must establish that the defendant had a duty toward the plaintiff, that he breached that duty, and that the breach was a proximate cause of the plaintiff's injury. Gouge v. Central Illinois Public Service Co.,
Thus, in Ward, the court found that a store owner could reasonably foresee that customers would have their vision blocked by packages and thus would ignore the obvious danger created by a post near the store's entrance. Consequently, the store owner owed a duty to warn of or remove the post's hazards. Ward,
Later cases, in which the Illinois Appellate Court found no liability for obvious dangers, delineate the limits of the rule in Ward and Deibert. In Moore v. Kickapoo Fire Protection District,
Because the danger of the pump was obvious, Ward and Deibert would put a duty of care on Ashland only if it could reasonably foresee that Mr. Mason would be distracted from the danger, or that he would otherwise not take steps to protect himself. Ward,
C. Liability of National
Mr. Mason also challenges the district court's finding of no liability on the part of National for not providing the pump with counterweight guards or for not warning of its dangerous condition. It should be noted that, although these claims are brought against a manufacturer, Mr. Mason seeks recovery solely on a negligence theory, and does not attempt to hold National strictly liable for his injuries.7 R.76. As in the case of Ashland, he will be able to recover against National only if he establishes that National owed a duty to him, that it breached that duty, and that that breach proximately caused his injuries. Whetstine v. Gates Rubber Co.,
Mr. Mason first claims that National was negligent for not supplying the pump with counterweight guards. However, from our review of the record and case law, we believe that this claim must fail because Mason can establish neither a duty by National, nor any causal relation between National's failure to guard and his injuries. First, with regard to causation, Mason points out that, shortly before his accident occurred, Ashland changed the power source of the pump from a gas engine to an electric engine. Mr. Mason also states that this change of engine would have required altering the configuration of any counterweight guards on the pump. Lester Murphy, an Ashland employee, testified at his deposition that an electric pump would need differently sized guards than would a gas-powered pump. However, if National had supplied guards for the pump in the 1940s, when it manufactured it, presumably those guards would have been suited to a nonelectric engine. Under Mason's reasoning, these guards would no longer have been the proper size, or would have been otherwise unfit, when the machine was changed to electric power. Therefore, even if National had failed to supply guards to the pump, such a failure appears not to have been a cause of the injury. Any guards National would have provided would have been unsuited to the machine once it had been changed to electric power.
In addition, we believe that Illinois negligence law would place no duty on National to provide guards for the oil pump. Under Illinois law, all manufacturers have a nondelegable duty to produce a product that is reasonably safe. Phillips v. United States Waco Corp.,
In this case, Mr. Mason does not contend that National's pump in any way malfunctioned at the time of his accident. Apparently, it operated normally when the mishap occurred. Also, as noted above, the dangers posed by the unguarded counterweights were obvious, and, indeed, Mr. Mason admits that he knew of their hazards. His argument is essentially that National should have guarded against the known and patent danger of the counterweights.9 However, the holdings in Flaugher, Miller, and Kokoyachuk suggest that the Illinois Supreme Court would find that National had no such duty and that, even without counterweight guards, the pump was "reasonably safe for its intended use and for any reasonably foreseeable use." Sanchez,
We also believe that National was entitled to summary judgment on the claim that it negligently failed to warn Mr. Mason of the dangers of the pump.
The purpose of a warning is to apprise persons coming into contact with a product of dangers of which they are unaware so that they may take appropriate precautions to protect themselves.... Therefore, ... where the risk is open and obvious, there is no duty to warn. However, if a product has dangerous propensities, the general rule is that a duty to warn arises where there is unequal knowledge, either actual or constructive, with respect to the risk of harm and the defendant, possessed of such knowledge, knows or should know that harm might occur absent a warning.
Vallejo v. Mercado,
Conclusion
For the foregoing reasons the judgment of the district court is affirmed.
AFFIRMED.
ORDER
July 1, 1992.
On consideration of the petition for rehearing filed in the above-entitled cause by plaintiff-appellant on June 16, 1992, the judges on the panel have voted to deny the petition.
We have reviewed the recent opinion of the Supreme Court of Illinois in American National Bank v. National Advertising Co., No. 71135,
IT IS ORDERED that the petition for rehearing be, and the same is hereby, DENIED.
Notes
The Honorable Hubert L. Will, Senior District Judge of the United States District Court for the Northern District of Illinois, is sitting by designation
Section 343 of the Restatement directs that:
A possessor of land is subject to liability for physical harm caused to his invitees by a condition on the land if, but only if, he
(a) knows or by the exercise of reasonable care would discover the condition, and should realize that it involves an unreasonable risk of harm to such invitees, and
(b) should expect that they will not discover or realize the danger, or will fail to protect themselves against it, and
(c) fails to exercise reasonable care to protect them against the danger.
Restatement (Second) of Torts § 343.
Section 343A of the Restatement directs that:
(1) A possessor of land is not liable to his invitees for physical harm caused to them by any activity or condition on the land whose danger is known or obvious to them, unless the possessor should anticipate the harm despite such knowledge or obviousness.
(2) In determining whether the possessor should anticipate harm from a known or obvious danger, the fact that the invitee is entitled to make use of public land, or of the facilities of a public utility, is a factor of importance indicating that the harm should be anticipated.
Restatement (Second) of Torts § 343A.
See Jakubiec v. Cities Service Co.,
In his third amended complaint, Mr. Mason did allege that Ashland violated duties imposed upon it by the Occupational Safety and Health Act and federal regulations. R.76, Third Amended Complaint, Count I p 5, Count II, p 5. However, he did not argue this point in his Response to Ashland's Motion for Summary Judgment. R.124; R.162
See also Bally Export Corp. v. Balicar Ltd.,
Also, as will be discussed below, Illinois law imposes no duty on a manufacturer to guard or warn against dangers that are both inherent in a product and obvious to the user. Therefore, even if Ashland were a remanufacturer of the pump, and if Mr. Mason had not waived this issue, Ashland would not have a duty to Mr. Mason under Illinois negligence law to equip the pump with guards or to warn of its dangers
Presumably, the age of the pump at the time of the accident dictated Mr. Mason's decision to charge National only with negligence. See Ill.Rev.Stat. ch. 110, p 13-213(b) (limiting products liability actions based on strict liability to a period of twelve years from first sale by seller, or ten years from first sale to its initial user)
Even in the analogous field of strict liability for an unreasonably dangerous product, Illinois cases place no liability on a manufacturer for an injury caused by "inherent properties of a product which are obvious to all who come in contact with the product." Hunt v. Blasius,
We are aware that, in Lamkin v. Towner,
In this important respect, Mr. Mason's case is distinguishable from those that he relies upon in his brief to argue that National had a duty to supply guards. See, e.g., Rios v. Niagara Machine & Tool Works,
