MEMORANDUM AND ORDER
Plaintiffs, on their own behalf and on behalf of the Mashpee tribe, bring this action to recover tribal lands allegedly conveyed by their ancestors in violation of the Constitution and federal statutes. 1 They allege that the United States Government, in failing to approve or prevent the conveyances, violated its trust responsibility to the Mashpee Indians, thereby depriving the plaintiffs of their property and the equal protection of the laws in violation of the Fifth Amendment. Plaintiffs also allege that the Commonwealth of Massachusetts, by authorizing the sales, 2 as well as the Town of Mashpee and certain county and local officials, by validating the sales, violated their rights under the Constitution, the Indian Nonintercourse Act, 25 U.S.C. § 177 (“Nonintercourse Act”), and several other federal statutes. They seek declaratory and injunctive relief and damages.
Defendants Town of Mashpee, William C. Nye, John J. Bowes and Stephen Weekes, and the Commonwealth of Massachusetts have moved to dismiss plaintiffs’ complaint under Fed.R.Civ.P. 12(b)(6) for failure to state a claim upon which relief can be granted. For the reasons which follow, defendants’ motions are allowed.
1. Res Judicata.
Defendants’ first ground for dismissal is that plaintiffs’ claims are barred by the judgment in
Mashpee Tribe v. Town of Mashpee,
The instant suit is substantially the same as Mashpee I. The plaintiffs allege that they are members of the Mashpee Tribe, the same entity involved in Mashpee I. Many, but not all, of the individual plaintiffs here took an active role in Mashpee I, helping to plan the strategy of the case and testifying at trial or in depositions. Some of the defendants named in this case are different from those in Mashpee I, but the same land is at issue and the same transactions are challenged. In addition, the same general relief is sought; return of the land to the plaintiffs. Defendants maintain that these similarities require that the instant case be barred by res judicata.
*800 A. Tribal claims.
Plaintiffs’ claims on behalf of the “Mashpee Tribe” are clearly barred by the decision in
Mashpee I.
Plaintiff there was given a full and fair opportunity to litigate the issue of tribal existence and it was an issue necessary to the outcome of the action. Since the jury held that the “Mash-pee Tribe” did not exist at the relevant times, plaintiffs here are collaterally es-topped from proceeding on behalf of the alleged tribe.
See, Parklane Hosiery Co. v. Shore,
B. Individual claims.
Defendants also contend that plaintiffs’ individual claims are barred. They maintain that
Mashpee I
was dismissed on the merits; that plaintiffs here were in privity with the plaintiff in
Mashpee
I; and that therefore plaintiffs are precluded “from re-litigating issues that were or could have been raised in that action”,
Federated Department Stores v. Moitie,
Plaintiffs respond by arguing that Mash-pee I was not a final judgment on the merits because the only issue addressed was that of standing. Since the jury found that no tribe existed, the alleged tribe had no standing to sue, and the court had no jurisdiction to reach the merits. As a result, plaintiffs contend that Mashpee I is no bar to the instant suit.
In order to analyze the standing question, the identity of the “tribe” recognized by and suing on behalf of its individual members in
Mashpee I
has to be separated from the issue of whether that group constituted a “tribe” entitled to the protections of the Nonintercourse Act. The issue of standing focuses on the characteristics of the party bringing the suit and not upon the issues raised in the complaint.
Simon v. Eastern Kentucky Welfare Rights Organization,
In this case, the group which brought
Mashpee I
possessed the necessary characteristics to establish its standing to sue. It had “Article III” standing because: (1) the group “suffered some actual .. . injury” (loss of land); (2) “as a result of the putatively illegal conduct of the defendant[s]” (authorization and consummation of land purchases without federal permission); and (3) the injury is “redressable by the court” (divestiture of the land or similar relief).
Valley Forge Christian College v. Americans United for Separation of Church and State, Inc.,
-U.S. -, -,
Because the plaintiff in Mashpee I had standing, and no other jurisdictional barriers were raised, the court was empowered to determine the merits of the claim. It was at this point that the issue of tribal status under the Nonintercourse Act arose. Since the jury found that the plaintiff was not a “tribe” under the Act, the case' was dismissed.
Under Fed.R.Civ.P. 41(b), that dismissal operated “as an adjudication on the merits” unless it was “for lack of jurisdiction”. “Lack of jurisdiction” within the meaning of the rule covers “plaintiff’s failure to comply with a precondition requisite to the Court’s going forward to determine the merits of his substantive claim”
Costello v. United States,
Mashpee I
was clearly not a case in that category and does not fall within the exception to the adjudication on the merits in Rule 41(b). Accordingly, I conclude that the judgment of dismissal in
Mashpee I
was a judgment on the merits.
Cf. Weston Funding Corporation v. Lafayette Towers, Inc.,
The issue is whether the individual members of the Mashpee Tribe are now barred from bringing a suit in their own behalf. Where the plaintiff in a second suit was in privity with or in control of the plaintiff in the first suit,
res judicata
bars either one from relitigating all issues that were or could have been raised in the initial action.
See, generally,
IB Moore’s ¶ 0.411[1] at 1251-1254,
Federated Dept. Stores,
Under generalized notions of privity, plaintiffs could be bound on the theory that even though the Mashpee Tribe was not recognized under the Nonintercourse Act, it was an organization which effectively represented the interests of its individual members.
See, Lawlor v. National Screen Service,
Furthermore, even if the technical requirements of
res judicata
have been met, its application may be stayed for competing reasons of public policy or fairness.
See,
IB Moore’s ¶ 0.405[11]-[12] at 783-791. In
Brown v. Felsen,
Because res judicata may govern grounds and defenses not previously litigated, however, it blockades unexplored paths that may lead to truth. For the sake of repose, res judicata shields the fraud and the cheat as well as the honest person. It is therefore invoked only after careful inquiry.
Brown v. Felsen,
Both orderliness and reasonable time saving . . . require that [res judicata be applied] unless some overriding consideration of fairness to a litigant dictates a different result in the circumstances of a particular case.
Blonder-Tongue,
Considerations of public policy and fairness have led courts to stay the application of
res judicata
in a number of different situations, e.g., (1) where “neither the interests served by
res judicata,
the process of orderly adjudication in state courts, nor the policies of the Bankruptcy Act would be well served” by precluding the petitioner from presenting evidence beyond the earlier judgment in a later suit to determine whether a debt previously reduced to judgment is dischargeable under the Act,
Brown,
This action involves the rights of American Indians, a subject of special concern to the federal government. As one court has recently noted:
It is federal policy, undeniable, if belated, that the Indian has a special status in our Country and that he is justly entitled to very special protection.
Red Fox v. Red Fox,
The instant suit also presents, for the first time, the claims of the individual descendants of the Mashpee Tribe. It raises an issue under the Nonintercourse Act which has not been fully addressed by any court, an issue which will also be raised in several related cases now pending before me. 3
Because the case involves the rights of American Indians and raises unresolved issues with regard to those rights, the strict application of res judicata to bar plaintiffs’ individual claims should not be applied as a matter of public policy even though it might be otherwise applicable. 4 Accordingly, while plaintiffs’ tribal claims are barred for the reasons stated previously, I will consider the legal merits of plaintiffs’ individual claims.
2. Plaintiffs’ Individual Claims.
A. Nonintercourse Act.
Plaintiffs allege that the state and local defendants violated the Nonintercourse Act, 25 U.S.C. § 177, by authorizing the sale of their ancestral land without federal approval. 5 They maintain that even though they do not constitute a tribe under the Act, nor were they such a tribe at the time the challenged conveyances were made, see, Mashpee I, they are still entitled to the protections of the Act because of their status as individual Indians. Defendants contend that only sales of tribally held land, not land owned by individual Indians, are covered by the Act and that therefore only tribes can state a cause of action under its provisions.
Several cases have stated that while land transactions by individual Indians were subject to the restrictions of the Noninter
*803
course Act in its early versions,
6
that coverage was eliminated with the passage of the 1834 Act.
7
See, Epps v. Andrus,
These cases, however, did not consider the effect of § 29 of the 1834 Act on the continued existence of whatever individual rights there were under the previous Nonintercourse Act. Section 29 was a “saving clause”. “[T]he Nonintercourse statute contained in the 1802 Act remained applicable by virtue of § 29 of the 1834 Act to the tribes east of the Mississippi.”
Mohegan,
Defendants assert to the contrary that the language of section 29, that the repeal of the 1802 Act by the 1834 Act “shall not ... impair or affect the intercourse act of eighteen hundred and two, so far as the same relates to or concerns Indian tribes residing east of the Mississippi ... ”, saves only tribal rights. The language may also be read, however, to mean that with respect to tribes east of the Mississippi, the rights of individual Indians would be preserved. This ambiguity requires me to explore the intent of Congress, never clear at best, now shrouded by a “veil of time” nearly two centuries thick.
The major purpose of the Nonintercourse Act was to prevent Indian uprisings and preserve the peace along the frontier.
Mohegan,
Aboriginal title, however, was always tribal, and held in common by the members of the tribe. Individual use and occupancy might be granted by consent, and indeed might be extended to one family
*804
or network of families from generation to generation, but such right of use and occupancy was not transferable, and title at all times remained in the tribe.
Oneida Indian Nation v. County of Oneida,
Although the Act makes reference to individual Indians, the justification for allowing only Indian tribes to assert claims under the Act is warranted. This justification rests on the nature of the relationship between an individual Indian and his rights to tribal land. Indian land belonged to the tribe as a community and the right of each individual to participate in the enjoyment of such property depended on tribal membership. This right was neither alienable nor descendible, and it did not entitle an individual to a pro rata proportion of the proceeds of any sales of the land made by the tribe. Thus the fact that no individual Indian can assert a cause of action under the Act is consistent with his rights to tribal land.
Comments, Indian Land Claims under the Nonintercourse Act, 44 Albany L.Rev. 110, 122 (1979).
The above description was in fact applicable to the Mashpee Indian community until 1842.
Mashpee I,
Thus some Mashpee Indians did acquire individual title to land which had been held in aboriginal Indian title. Did Congress intend such land to be covered by the Non-intercourse Act of 1802?
Congress did in fact go through the same allotment process with other Indian tribes as the General Court of Massachusetts had with Mashpee, and in many of these cases had restricted the rights of individual Indians to alienate these holdings without the approval of the federal government. Such approval was provided for by administrative action, however, and not by “treaty or convention” approved by Congress, and the restriction was limited in time to 21 or 25 years. Cohen, Handbook of Federal Indian Law, U.S. Government Printing Office, 1943, pp. 108-109, 206, 221-227.
While it thus appears that restriction of alienation on individual Indian lands for various periods of time was a policy of Congress as expressed in divers acts and treaties affecting Indian tribes, it does not follow that such an intent was expressed in the Nonintercourse Act for the following reasons:
First, the language “any Indians, or nation or tribe of Indians” was carried over into the 1802 Act through a succession of intervening statutes, from the first Nonintercourse Act, which was enacted July 22, 1790, 1 Stat. 137. It is unlikely that Congress was contemplating the sale of individual Indian allotments at this time. In 1790, the President and Congress were concerned with peace on the frontier and preventing the nation’s relationship with large and powerful Indian tribes from dangerous deterioration as a result of the depredations of unscrupulous non-Indian settlers. It is not likely that they were troubled by rare sales of land held by individual Indians. 8
Second, the scheme of regulations of allotted lands was tailored to deal
*805
ings with individuals; e.g., permission to sell or mortgage was granted administratively; the restraint was- limited in time and could be lifted if the Indian administrator was satisfied that the individual owner was capable of handling his own affairs. Cohen,
supra,
109. Under the Nonintercourse Acts, the restraint on alienation could be released only by treaty or convention. Treaties and conventions are made by the President with the consent of the Senate. The terms are ordinarily applied to arrangement between sovereign powers, including Indian tribes.
See, Edye
v.
Robertson,
What, then, is the meaning of “any Indian” in the phrase “any Indian, or nation, or tribe of Indians”? One commentator has suggested that “any Indian” was included to cover the common situation where rights to tribal land were granted by deed of a chief or of head men as representatives of the tribe. Note, supra, 60 B.U.L.Rev. 928. Such deeds figure prominently in Mashpee history, e.g., the grants by Paupmunnuck to Myles Standish and of Weepquish, Tookonchasun, and later Quachatasset to the Mash-pee proprietors. Hutchins, supra, pp. 26, 47-51. This reading also provides an explanation for the dropping of the phrase without debate or comment in the 1834 Act: it was redundant.
It is noteworthy, although not conclusive, that even the 1802 Act did not include the phrase “any Indian” in that part of section 12 which provided punishment for negotiating the sale of Indian lands:
...: and it shall be a misdemeanor in any person, not employed under the authority of the United States, to negotiate such treaty or convention, directly or indirectly, to treat with any such Indian nation, or tribe of Indians, for the title or purchase of any lands by them held or claimed, punishable by fine not exceeding one thousand dollars, and imprisonment not exceeding twelve months: .... (emphasis supplied)
If the savings clause was not for the purpose of preserving a restriction on the alienation of individual Indian title, what was its function? In Mohegan, supra, the Court of Appeals for the Second Circuit held that it preserved the “white settlement” exception with respect to eastern Indians. Since the trading provisions of the 1834 Nonintercourse Act applied only to “Indian Country”, 9 however, the need to preserve that exception is far from clear. The most satisfactory explanation is that opponents of the administration’s Indian policy, led by Senator Freylinghuysen of New Jersey, were concerned that the emphasis in the 1834 Act on “Indian Country”, and the federal policy of forced relocation westward of the Indians, would leave tribes and remnants of tribes east of the Mississippi without federal protection. 10 See, Sen. Freylinghuysen, Speech Delivered in the Senate of the United States, Gales & Seaton’s Register of Debates in Congress, Vol. 6, 21st Cong., 1st Sess., Friday, April 9, *806 1830, pp. 309-322. Section 29 of the 1834 act, “the saving clause”, was added to the Act by an amendment offered by Senator Freylinghuysen. See, H.R.Rep.No.474, 23rd Cong., 1st Sess. 83; Congressional Debates, Vol. 10, part 4, 23rd Cong. (1833-1834) at 2125.
Accordingly, I conclude that section 29 of the Nonintercourse Act of 1834 did not preserve any federal restriction on the alienation of land held by individual Indians because no such restriction existed in the 1802 Act.
I realize that dicta in
Epps v. Andrus, supra,
The ultimate conclusion in Epps v. Andrus, however, that only Indian tribes or nations of Indians may invoke the protection of the Nonintercourse Act is correct for the reasons stated above. The issue of tribal status having been resolved against the plaintiffs in Mashpee I, their claims as individuals under the Nonintercourse Acts must be dismissed.
B. Other Claims.
In addition to their claims under the Non-intercourse Act, plaintiffs allege violations of several constitutional and statutory provisions:
(1) Plaintiffs allege that the Commonwealth’s and the town’s actions in authorizing the sale of their ancestral lands violated the Commerce Clause, U. S. Constitution, Article I, § 8, cl. 3. The Commerce Clause provides that Congress shall have the power to “regulate commerce ... with the Indian Tribes”.
Id.
It has been held to apply two limitations on the states’ authority to regulate Indian affairs. One is federal preemption.
See, McClanahan v. Arizona State Tax Comm’n,
(2) Plaintiffs also allege that the state defendants’ actions violated the Supremacy Clause, U. S. Constitution, Article VI, cl. 2. The Supremacy Clause does not support direct causes of action, however. It only gives priority to federal rights created by a federal statute when they conflict with state law.
See, Chapman v. Houston Welfare Rights Org.,
(3) Plaintiffs allege that all the defendants violated their rights under the due process and equal protection guarantees of the Constitution by failing to accord them their rights secured by the Nonintercourse Act. Since I have already held that they are not protected by the Act, these claims must fall as well.
(4) A similar result is reached for plaintiffs’ claims under 42 U.S.C. § 1983, 25 U.S.C. § 1322(b), and 28 U.S.C. § 1360(b). 11 Since plaintiffs have shown no violation of federal law and no trust relationship or other restriction upon the alienation of the claimed land, they have no cause of action under these statutes.
*807 (5) Nor have plaintiffs stated claims under the National Environmental Policy Act, 42 U.S.C. §§ 4331-4335, or the laws governing the conservation of historic sites and archeological resources, 16 U.S.C. §§ 461-470n, 470aa-470ii. These statutes do not provide for any causes of action applicable to the actions challenged by plaintiffs.
Since plaintiffs have failed to state any claim upon which relief may be granted, defendants’ motions must be ALLOWED as to all counts. Accordingly, plaintiffs’ complaint is DISMISSED with respect to defendants Town of Mashpee, William C. Nye, John J. Bowes, Stephen Weekes, and the Commonwealth of Massachusetts.
Notes
. For a detailed discussion of the history of these transactions, see,
Mashpee Tribe v. Town of Mashpee,
. Allegedly by the passage of two statutes: (1) ch. 463, Acts of 1869, and (2) ch. 293, Acts of 1870.
. Christiantown Tribe, et al v. Watt, et al, Civ.No. 81-3206-S; Chappaquidick Tribe, et al v. Watt, et al, Civ.No. 81-3207-S; Herring Pond Tribe, et al v. Watt, et al, Civ.No. 81-3208-S; Troy Tribe, et al v. Watt, et al, Civ.No. 81-3209-S.
. I am aware that the Supreme Court, in a recent case,
Federated Dept. Stores, Inc. v. Moitie,
. The Nonintercourse Act provides:
No purchase, grant, lease or other conveyance of lands, . .., from any Indian nation or tribe of Indians, shall be of any validity in law or equity, unless the same be made by treaty or convention entered into pursuant to the Constitution.
25 U.S.C. § 177.
. The first of the Nonintercourse Acts was enacted in 1790, Act of July 22, 1790, ch. 33, 1 Stat. 137 (“1790 Act”). Section 4 provided that: “no sale of lands made by any Indians, or any nation or tribe of Indians, shall be valid . . ., unless the same shall be made and duly executed at some public treaty, held under the authority of the United States.” (emphasis added). That provision was reenacted in 1793, Act of March 1, 1793, ch. 19, 1 Stat. 329; 1796, Act of May 19, 1796, ch. 30, 1 Stat. 469; 1799, Act of March 3, 1799, ch. 46, 1 Stat. 743; and in 1802, Act of March 30, 1802, ch. 13, 2 Stat. 139 (“the 1802 Act”). Section 12 of the 1802 Act stated that: “no purchase, grant, lease, or other conveyance of lands, ..., from any Indian, or nation, or tribe of Indians” without federal approval was invalid, (emphasis added).
. In section 12 of the Act of June 30, 1834, ch. 161, 4 Stat. 729 (“the 1834 Act”), the reference to “any Indian” in the 1802 Act was eliminated, and the restriction on alienation of Indian land was enacted in substantially the form of 25 U.S.C. § 177.
. For a general discussion of the purposes of the Act, see, F. Prucha, American Indian Policy in the Formative Years: The Indian Trade and Intercourse Acts 1790-1834 (1962).
. Section 1 of the 1834 Act defined “Indian Country” as
all that part of the United States west of the Mississippi, and not within the states of Missouri and Louisiana, or the territory of Arkansas, and, also, that part of the United States east of the Mississippi river, and not within any state to which the Indian title has not been extinguished.
This definition has been interpreted to include any land, not within the borders of a state east of the Mississippi and to which Indian title has not been extinguished. See,
Bates v. Clark,
. This interpretation of section 29 does not require, and I do not hold, that the provisions of the 1834 Act, in fact, only applied in “Indian Country”.
Compare, Mohegan,
. Sections 25 U.S.C. § 1322(b) and 28 U.S.C. § 1360(b) both provide that:
Nothing in this section shall authorize the alienation ... of any real . . . property ... belonging to any Indian ... that is held in trust by the United States or is subject to a restriction against alienation imposed by the United States ...
