MEMORANDUM
The complaint in this action, filed on September 11, 1987, named as defendants United States Park Police Officers Michael Barrett and Donald Jelinek. On December 7, 1987, both defendants filed a motion to dismiss or for summary judgment. By Order of April 8,1988, that motion was granted in part and denied in part. An Order filed on May 13, 1988, granted defendant Jelinek’s motion for reconsideration and dismissed him from the case without prejudice. At a hearing on June 24, 1988, the Court denied plaintiff’s motion for leave to file an Amended Complaint. Due to inadvertence, no Order was issued on that ruling; therefore, the accompanying Order will deny plaintiff’s motion for leave to file an Amended Complaint. On December 2, 1988, the remaining defendant, Michael Barrett, filed a motion to dismiss or for summary judgment on the only remaining claim in this case, use of excessive force in violation of the Fourth Amendment of the United States Constitution. Plaintiff has opposed the motion, defendant has replied, and a hearing was held on January 30, 1989. Because some genuine issues of material fact remain in dispute and because defendant has not established that he is entitled to qualified immunity on the basis of those facts not in dispute, defendant’s motion for summary judgment must be denied as to plaintiff’s claims against defendant in his individual capacity. Because plaintiff has not properly filed an administrative claim pursuant to the Federal Tort Claims Act, however, defendant’s motion to dismiss must be granted as to plaintiff’s claims against defendant in his offical capacity.
I.
For the purpose of assessing defendant’s motion for summary judgment, only undisputed facts or contested facts seen in the light most favorable to plaintiff may be considered. From that perspective, the events at issue in this suit are as follows. At approximately 3:30 p.m. on June 7,1987, plaintiff and a group of approximately 30 persons were participating in a demonstration on the sidewalk directly in front of the White House. The demonstrators were carrying banners, signs, and placards urging the impeachment of then President Ronald Reagan, then Vice-President George Bush, and then Attorney General Edwin Meese and the termination of research in support of a space-based anti-ballistic missile system. See Affidavit of Bennett A. Masel (Jan. 24, 1988) (“Masel Affidavit”) at ¶¶ 1, 2. Defendant was assigned to supervise the approximately half a dozen United States Park Police officers who were assigned to monitor the demonstration. See Declaration of Michael Barrett (Nov. 24, 1987) (“Barrett Declaration”) at It 2.
*6 Defendant observed two demonstrators carrying a banner that violated the White House sidewalk sign size regulations, 36 C.F.R. § 7.96(g)(5)(viii). See id. at 114. After defendant warned the two demonstrators that they would face arrest if they did not remove the banner, plaintiff approached the demonstrators and volunteered to carry the banner instead. See id. at H1Í 4, 5; Masel Affidavit at 11 6. As plaintiff walked in a “loop,” he received two warnings from Park Police officers at five minute intervals that, if he did not cease to display the banner, he would be arrested. See Masel Affidavit at 117. But see Barrett Declaration at 11116, 7 (stating that defendant warned plaintiff on three occasions). Several minutes later, one of the demonstrators, Mary Huddle, shouted to the participants “that the demonstration was over[,] and at that time the participants in the demonstration began to disperse.” Affidavit of Mary Huddle (Jan. 20, 1988) (“Huddle Affidavit”) at 118. Upon hearing Huddle’s shout, plaintiff folded the banner he was carrying and walked east toward the persons with whom he planned to depart. See Masel Affidavit at 1110.
Plaintiff was then approached by Officer Jelinek, who had been ordered by defendant to arrest plaintiff and who grabbed plaintiffs upper right arm. See id. at 1111; Barrett Declaration at ¶ 7; Declaration of Donald Jelinek (Nov. 30, 1987) at 116. Plaintiff then received a sharp blow to the back of his head. When he spun around to determine the source of the blow, another unidentified Park Police officer grabbed his left arm. See Masel Affidavit at 1112. One or two Park Police officers then grabbed plaintiffs legs, and, as plaintiff offered no resistance, the officers dragged him head first over a concrete barrier that separates the White House sidewalk from Pennsylvania Avenue. See id. at 1113; Supplemental Affidavit of Bennett A. Masel (Dec. 20, 1988); Dellinger Affidavit at 11116-9; Huddle Affidavit at MI 11-13. Defendant, acting in the capacity of Officer Jelinek’s on-site supervisor, “observed the entire sequence of Masel’s arrest by Officer Jeli-nek,” but did not come to plaintiffs assistance as he was dragged to and then over the concrete barrier. Barrett Declaration at 1119.
According to plaintiffs version of the facts, which must be accepted as true for purposes of ruling on defendant’s motion for summary judgment, as plaintiff was lying, subdued and face down, on Pennsylvania Avenue, surrounded by Park Police officers and under their control, defendant approached plaintiff and struck him three or four times in the lower back with a long wooden nightstick. See Dellinger Affidavit at Ml 12-16, 18-19; Huddle Affidavit at Ml 15-16. But see Barrett Declaration at ¶ 14 (“I did not at any time strike Masel with a nightstick or otherwise.”). At the time he was struck, plaintiff was offering no resistance to the officers and was “helpless.” See Dellinger Affidavit at ¶ 17; Ma-sel Affidavit at If 15. As a result of being dragged over the concrete barrier and hit with a nightstick, plaintiff suffered injuries that required treatment at the George Washington University Hospital emergency room and limited his mobility for two and a half weeks. See Masel Affidavit at Ml 17-18.
II.
Plaintiff sues defendant in both his official and individual capacities. Sovereign immunity, however, bars all actions for damages against government officers in their official capacities, unless the United States has expressly waived immunity.
See United States v. Mitchell,
III.
Plaintiff alleges two possible theories of liability against defendant acting in his individual capacity. 1 First, plaintiff claims that defendant is liable for failing to intervene when he observed Officer Jelinek and others violating the Fourth Amendment’s prohibition against the use of excessive force when they dragged plaintiff over the concrete barrier. Second, plaintiff claims that defendant is directly liable for hitting plaintiff three or four times with his nightstick.
A.
To be found liable for the injuries plaintiff received when he was dragged over the concrete barrier, defendant must be found (1) to have had a duty arising under the Constitution, (2) to have violated that duty, and (3) to have acted in a manner that fails to meet the standard for qualified official immunity. The first issue — the scope of defendant’s constitutional duty to protect plaintiff from harm in the context of an observed arrest — has not been addressed by the Court of Appeals for this Circuit. The Court of Appeals has held that “a law enforcement officer is answerable in damages for standing by and failing to protect a member of the public from an assault allegedly perpetrated by a fellow officer,” but it did so in the context of a common law, rather than a constitutional, tort.
See Martin v. Malhoyt,
*8
Other circuits, however, have directly addressed the issue of affirmative duties arising under the Constitution in similar cases of police-observed beatings. Although they have extracted different standards of conduct, all of the circuits that have spoken to the issue have held that a police officer may have a duty, in certain circumstances, to prevent another officer from violating an individual’s constitutional rights. The leading case establishing that police officers, whether in a supervisory capacity or not, have a constitutionally based duty to intervene in certain circumstances when other officers are violating an individual’s constitutional rights is
Byrd v. Brishke,
We believe it is clear that one who is given the badge of authority of a police officer may not ignore the duty imposed by his office and fail to stop other officers who summarily punish a third person in his presence or otherwise within his knowledge. That responsibility obviously obtains when the nonfeasor is a supervisory officer to whose direction misfeasor officers are committed. So, too, the same responsibility must exist as to nonsupervisory officers who are present at the scene of such summary punishment....
Id. at 11 (emphasis added). Although the court never expressly stated that the origin of this affirmative duty was found in the Constitution, the action was filed under § 1983, not as a common law tort, and, hence, by implication, the duty is one arising from the Constitution rather than from the common law.
Other circuits that have addressed the issue have uniformly found a constitutional duty for a police officer, particularly one in a supervisory capacity, to intervene affirmatively to prevent the violation of constitutional rights by another officer.
4
A merely negligent failure to intervene, however, cannot produce liability.
See Davidson v. Cannon,
Genuine issues of material fact remain as to whether defendant failed to intervene with knowledge or deliberate indifference as to the use of excessive force by subordinate officers. Thus, summary judgment on this issue would be inappropriate. Based on plaintiffs version of the facts, defendant ordered Officer Jelinek to arrest plaintiff and then stood by and observed as three or four officers dragged the non-resisting plaintiff over a concrete barrier. This is sufficient, at least for purposes of a motion for summary judgment, to establish (1) a use of excessive force by the other officers, (2) defendant’s supervisory role and knowledge of the use of force, and (3) defendant’s failure to act in spite of a duty to do so. Of course, to prevail at trial, plaintiff will have to persuade a jury of all of this as well as establishing that defendant could have prevented some of plaintiff’s injuries,
i.e.,
that defendant’s unconstitutional failure to intervene was a proximate cause of plaintiff’s injuries.
See Haynesworth v. Miller, supra,
Defendant’s remaining defense, therefore, is based on immunity. In
Anderson v. Creighton,
In this case, a reasonable officer in defendant’s position would have known that he had a duty to intervene to protect plaintiff. Although defendant argues that “there was no clearly established law in this circuit that he had a duty to intervene” because
Martin v. Malhoyt
was decided after the incident in dispute,
see
Defendant’s Reply at 6, plaintiff need not demonstrate that “the very action in question has previously been held unlawful.”
Anderson, supra,
B.
The issues with regard to defendant’s alleged beating of plaintiff with a nightstick, because they involve direct contact between plaintiff and defendant, are more straightforward. Defendant’s primary contention is that his actions in beating plaintiff with a nightstick do not violate the “objective standard of reasonableness” necessary to find a violation of the Fourth Amendment. See id. at 261. Reasonableness is to be determined “by balancing the infringement of the individual’s interest caused by the police action against the governmental interest served by that action.” Id. Viewing the disputed facts from plaintiff’s perspective, defendant’s actions were unreasonable.
Looking first to the extent of the infringement of plaintiff's interests, the clubbing cannot be deemed insignificant. The injuries sustained were serious enough to warrant a visit to a nearby emergency room and to limit plaintiff’s mobility for over two weeks. Furthermore, although defendant argues that “the fact that the plaintiff was demonstrating at the time of his arrest is completely irrelevant to a Fourth Amendment excessive force or qualified immunity determination,” Defendant’s Reply at 5 n. 4, plaintiff’s exercise of his constitutionally protected right to freedom of speech at the time of his arrest is certainly part of the totality of the circumstances that must be considered. In considering the interests that were infringed, one cannot ignore the possible harm to First Amendment values occasioned by defendant’s conduct. Viewing the facts in the light most favorable to plaintiff, a reasonable jury could find that the clubbing was done in retaliation for plaintiff’s expression of constitutionally protected political speech. Such disregard for First Amendment values would certainly be relevant to an assessment of the “reasonableness” of defendant’s conduct. Thus, it is not necessary to allege and prove violation of First Amendment rights in order to establish that police clubbing of a peaceful, non-resisting demonstrator in custody is, without more, unreasonable within the meaning of the Fourth Amendment.
Police officers should take into account the possible impact their actions will have on the free and open exercise of fundamental rights. If they do not, conduct that might be deemed reasonable in other circumstances could wind up deterring those who are arrested — and those who observe the arrest either in person or through media reports — from participating in constitutionally protected activities. In this case, the interest that has been infringed is not only plaintiff’s interest in bodily security, but also plaintiff’s, and the nation’s, interest in free expression.
Weighing against those interests is “the governmental interest served by [defendant’s] action.”
Martin, supra,
This conclusion is buttressed by looking to the four factors defendant suggests are essential to determining “whether the constitutional line has been crossed,” namely:
the need for the application of force, the relationship between the need and the amount of force that was used, the extent of injury inflicted, and whether force was applied in a good faith effort to maintain or restore discipline or maliciously and sadistically for the very purpose of causing harm.
Johnson v. Glick,
Defendant’s contention that he is entitled to qualified immunity because there was no “clearly established” rule of law to govern his conduct at that time also fails. Defendant’s primary contention is “that there is no ‘clearly established’ law as to when and where the line is crossed from constitutionally reasonable force to constitutionally excessive force.” Defendant’s Memorandum in Support of Defendant’s Motion to Dismiss or for Summary Judgment at 20. This misinterprets Supreme Court precedent. The Court has never held that an official is entitled to immunity whenever he acts in an area in which there is no “bright line” between constitutional and unconstitutional behavior. To so hold would immunize every police officer who conducts a search, no matter how unreasonable, or uses force, no matter how excessive, simply because the law of the Fourth Amendment, at the margins, is not crystal clear.
Rather, the Court has stated that a rule of law is “clearly established” when “a reasonable official would understand that what he is doing violates that right.”
Anderson, supra,
ORDER
For the reasons stated in the accompanying Memorandum, it is this 22nd day of February, 1989, hereby
ORDERED: that plaintiff’s motion for leave to file an Amended Complaint should be, and is hereby, DENIED; and it is further
ORDERED: that defendant’s motion to dismiss the claims against defendant in his official capacity should be, and is hereby, GRANTED; and it is further
ORDERED: that defendant’s motion to dismiss or for summary judgment, treated as a motion for summary judgment as to the claims against defendant in his individual capacity, should be, and is hereby, DENIED.
Notes
. Because defendant is a federal rather than a state officer, plaintiff proceeds under the doctrine announced in
Bivens v. Six Unknown Named Agents of the Fed. Bureau of Narcotics,
. In the common law context, the Court of Appeals has held that a "special relationship” exists when “the police have ’beg[un] to act in behalf of a particular citizen in such a way as to raise significantly the quotient of risk over and above the risks assumed by every other member of the community.’ ”
Martin v. Malhoyt,
.This case is made more difficult than it might otherwise be by plaintiffs failure to plead common law assault and battery. Had he done so, the Martin holding would be directly applicable. However, plaintiff has chosen to proceed exclusively on a constitutional tort theory.
.
See, e.g., Clark
v.
Taylor,
. As noted in the Order of April 8, 1988, the "reasonableness" prong of the Harlow immunity inquiry merges into an analysis of the merits of plaintiffs excessive force claim. See Order of April 8, 1988 at 8. As has already been stated, when one takes plaintiffs version of the facts in dispute, the actions of Officer Jelinek and the other officers who dragged the passive, nonthreatening plaintiff (who was attempting to leave the demonstration site peacefully) over the concrete barrier were unreasonable and in violation of the Fourth Amendment.
