delivered the opinion of the Court.
We decide on this appeal that compensation of employees of a chartered county may not be committed to binding arbitration unless so authorized by a public general law of Maryland or the organic law of that county. We hold specifically that those provisions of the Harford County Code (1965) (the County Code) requiring that such matters with respect to Harford County be submitted to binding arbitration are invalid as not authorized by a public general law or the Harford County Charter (1973) (the County Charter).
We are called upon to determine the propriety of an order of the Circuit Court for Harford County denying a petition for a writ of mandamus and for damages which was filed on behalf of all the employees of Harford County who are members of the General Work Force Unit (GWFU) and the Management and Confidential Unit (MCU) by Jack Allen Plott, a member of the GWFU, by Richard Wheeler, a member of MCU, and by the Maryland Classified Employees Association, Inc. (MCEA), which is certified as the exclusive bargaining representative of the employees in the two Units (the appellants). The defendants named in the action were Harford County, Maryland, a body corporate and politic (the County), Charles B. Anderson, Jr., individually and as County Executive, and those persons composing the County Council of Harford County (the Council). A demurrer by Anderson, individually, was sustained without leave to amend and this ruling is not questioned on appeal. The appellees are the County, the County Executive in his official capacity and the County Council.
The suit stemmed from MCEA and the County seeking an agreement under § 201 B of the County Code with respect to compensation of the County employee members of GWFU and MCU. Negotiations began in the fall of 1974. An impasse was reached and the dispute was submitted to arbitration. An arbitration award was issued on 23 May 1975. Under the award, wages were to be increased 7.8% for the next fiscal year (1975-1976), the employees were to receive in-grade step increases on their regular anniversary dates, and the maximum major medical coverage was to be increased from $10,000 to $20,000. Although § 201 B (h) (5) prescribed that the decision of the arbitration board be binding on both parties, the County did not put the award into effect. On 27 May 1975 the County Executive proposed to the Council that all County employees would receive a raise of 7.8% effective 1 July 1975. The Council rejected the proposal. On 29 May the County Executive proposed a $640 across-the-board raise without step increases for all classified employees and exempt secretaries, with certain exceptions, who would not
We affirm the judgment of the Circuit Court for Harford County. In so doing, we first affirm an interlocutory order of the trial court denying a motion made by appellants to prohibit appellees from interposing the defense that § 201 B was invalid.
II
The threshold question posed by the interlocutory order, see Maryland Rule 887, denying the motion to prohibit is whether a charter county may attack the validity of its own legislative acts. Precisely, the issue is whether, in an action to compel Harford County, a charter county, to abide by the provisions of a law it duly enacted, it may interpose the defense that the law was invalid?
Appellants would have us hold that appellees cannot challenge the validity of § 201 B. In oral argument before us, however, appellants frankly admitted that they did not know the answer to the question, remarking that they were not aware of any “real law on that in Maryland.” They did not refer to any case directly on point in other jurisdictions. They suggested that inasmuch as it was the two bodies in Harford County, namely the County Council and the County Executive, which “put this law on the books and made it valid,” they were “therefore bound, in and of themselves, to the constitutionality [and validity] of the law.” This was in accord with the comment in appellants’ brief that it was “remarkable and contradictory” that appellees have challenged the constitutionality and validity of § 201 B, the very law which the Council passed and the County Executive approved and signed into law. Appellants point to the
It is correct that on the threshold question we write on a clean slate as far as Maryland is concerned. Our recent opinion in
Harford County v. Schultz,
There are a number of cases throughout the country in which governmental entities or their officers have challenged the validity of their own enactments. In many of them, however, the threshold question is simply not raised; the
“The invalidity of an ordinance may be raised by any interested party to litigation where it is asserted that lawful action is dependent on or derived from the organic law. [Mandamus] is available in a proper case to compel public officers to enforce a municipal ordinance, and in such a proceeding the validity of the ordinance may be in issue.”
It relies on
Kendall v. Malcolm,
Many of the states which recognize the general principle that a public officer may not attack the constitutionality of a statute imposing ministerial duties in a proceeding brought to compel performance of those duties have on occasion generated exceptions which forestall the operation of the principle. Although these exceptions are seldom well presented and are often inconsistent with the reasoning underlying the general principle, we find them to be significant because they suggest that the principle is not so much compelling in itself as serving to provide a basis on which a court may decline to decide a constitutional issue, prevent disruption of bureaucratic functions, and enhance judicial economy. Important as these matters are, they may be outweighed by a matter of general public interest, which we believe to be one of the more important exceptions invoked.
See Lamm v. Barber,
Colo.,
Ordinarily, we would be loathe to exercise our discretion so as to allow a County to challenge the validity of its own ordinances with respect to ministerial duties. But in the particular circumstances here, where the duties involved, ordinarily discretionary, are ministerial because of the binding arbitration provision, we are inclined to permit the challenge. It is manifest that the validity of a binding
Ill
Having decided that the trial court did not err in permitting appellees to raise the defense that § 201B of the County Code was invalid, we turn to the merits of that defense. 9
We center on the provisions of subsection (h) of § 201 B which deals with “Impasse Procedures.” Paragraph (1) calls for mediation after a reasonable period of negotiation upon mutual agreement that an impasse has been reached as to a dispute over the terms of an agreement. If the impasse is not resolved at least 130 days after it has been declared, a factfinder shall be selected, if (2), who shall meet with the parties and make written findings of fact and recommendations for the resolution of the dispute no later than thirty days before the budget submission date, ¶ (3). Standards for the factfinder are spelled out in If (4). Paragraph (5) provides the final step in the resolution of disputes:
“In the event that a dispute remains unresolved after thirty (80) days of mediation, the County Executive shall submit the dispute to binding arbitration. The binding arbitration shall be submitted to the American Arbitration Association. The County Executive may also submit a copy of the findings of fact and recommendations of the factfinder along with his own recommendations for settling the dispute. The decision of the arbitrationboard shall be binding on both parties. (Emphasis added).
The propriety of the order of the trial court dismissing appellants’ petition depends upon whether the provisions of ¶ (5) are valid.
Although local governments are normally bound by their contracts,
see American Structures v. City of Balto.,
The validity of collective bargaining agreements in which municipalities bind themselves to exercise their discretionary legislative powers over compensation of public employees in a particular manner, or agree to delegate such powers to binding arbitration, has been the subject of much recent litigation. Where municipal governments have been authorized by higher law,
i.e.,
state constitutional provisions or public general laws or municipal charter provisions, to enter into collective bargaining agreements which bind them in the exercise of their legislative discretion, the courts have generally upheld such collective bargaining agreements, rejecting contentions that they amount to invalid abdications or delegations of legislative authority.
11
On the other hand,
“It could not be imposed without the City’s consent, but we think it is within the power of the City to extend the privilege to members of a union, provided it is open to all alike and the request for the deduction comes in the first instance from the individual employee. On the other hand, if the City should undertake to make a deduction at the instance or demand of a union, even though the deduction was terminable by any employee at any time, the arrangement would be open to objection as a delegation of governmental power....” Id. at 272.
In reaching its conclusion, the Court said:
“[T]he Department of Public Works could not bind the City, by contract, in any particular relative to hours, wages or working conditions, either as to union employees, or as to all employees in the same classification. To the extent that these matters are covered by the provisions of the City Charter, creating a budgetary system and a civil service, those provisions of law are controlling. To the extent that they are left to the discretion of any City department or agency, the City authorities cannot delegate or abdicate their continuing discretion. Any exercise of such discretion by the establishment of hours, wages or working conditions is at all times subject to change or revocation in the exercise of the same discretion.
“The City has no right under the law to delegate its governing power to any agency. The power of theCity is prescribed in its charter, and the City Charter constitutes the measure of power that is possessed by any of its officials. To delegate such power to an independent agency would be a serious violation of the law. To recognize such delegation of power in any City department might lead to the delegation of such power in all departments, and would result in the City government being administered regardless of its charter.” Id. at 270-271.
This Court has not thereafter expressed a contrary view. 13
The County ordinance in question plainly attempted to bind the County in the exercise of legislative discretion over compensation of its public employees. Harford County, pursuant to the Constitution of Maryland, Article XI A, adopted a charter as its instrument of government in order to obtain the benefits of self-government and home rule. Under its Charter, the powers of the County,
14
a body corporate and politic, § 101, “shall be exercised only by the County Council, the County Executive and other officers, agents and employees of the County acting under their respective authorities.” § 102. “The Legislative Branch of the County government shall consist of the County Council ... and the officers and employees thereof.” § 201. “All legislative powers which may be exercised by Harford County under the Constitution and laws of Maryland, including all law making powers heretobefore exercised by the General Assembly of Maryland but transferred to the people of the County by virtue of the adoption of this Charter, shall be vested in the Council.” § 202. “In all of its functions and deliberations, the Council shall act as a body, and shall have no power to create standing committees or to delegate any
The County Budget, consisting of the current expense budget, the capital budget and the capital program, and the budget message, “shall represent a complete financial plan for the County reflecting all receipts and disbursements from all sources, including all revenues, all expenditures, and the surplus or deficit in the general fund and all special funds of the County government.” § 503. There are provisions for the submission of the budget by the County Executive to the County Council, § 509, and for public hearings, § 511. Thereafter, the Council may decrease or delete any items in the budget except those required by law, and except any provisions for debt service or obligations then outstanding or for estimated cash deficits. § 512 (a). The budget shall be adopted by the Council or stand adopted upon failure of the Council to adopt it, as provided by § 512 (b) and (c). No expenditures of County funds shall be made or authorized in' excess of the available unencumbered appropriations therefor. § 520. Although the County may incur debt, no indebtedness for a term of more than one year shall be incurred by the County to meet current operating expenses. § 524. Salaries and wages of classified and exempt service employees, see § 602, shall be determined in accordance with established classification and salary plans, and to be effective they must be submitted to the Council for legislative action thereon. § 603. The personnel law of the County shall include a position classification plan and pay plans. § 604.
We assume, but have no need to decide, that, in light of the above cited cases on the point, had a State public genferal law or the County Charter authorized the binding arbitration provisions enacted by the County Council, the provisions would be valid. But there is no such authority in either a public general law or the County Charter. As is evident from the cases above cited, the prevailing rule in other jurisdictions is in complete accord with the view expressed in
Mugford
to ■ the effect that absent such authorization it is invalid for a municipality or charter county to attempt to bind itself in the exercise of legislative discretion over compensation of its
Judgment affirmed; costs to be paid by appellants.
Notes
. Harford County Bill No. 75-38, introduced in a succeeding County Council on 6 May 1975 as an emergency measure, provided for the repeal of the binding arbitration provisions of § 201 B (h) (5). It failed of passage by a vote of six’to one. Thereafter, on 5 August 1975, Bill No. 75-66 was introduced. It repealed § 201 B and added a new Article 3, entitled “Employee Labor Relations,” to Chapter 16 of the Harford County Code. As proposed, the only change it made in the provisions of § 201 B here relevant was to make arbitration of a dispute after an impasse advisory rather than mandatory. As amended and unanimously passed, however, binding arbitration was retained. “The opinion of the arbitrator shall be binding on, both the County and the representative unit.” § 16-98 (b) (4). But it was provided: “Notwithstanding the provisions of this Article providing for arbitration; if the County Council, by unanimous vote, all duly seated members being present, decide that the County’s fiscal posture is such that the total funds recommended by the County Executive cannot be funded during the contract year, the County Council reserves the right, duty and obligation to determine the amount of monies that can be funded by the County to support the proposed contract____” § 16-98 (b) (7). Except for an amendment in 1976 (Bill No. 76-73) of § 16-100 regarding strikes, lockouts and agency shops, Bill 75-66 as enacted is presently the law.
. M. & C. C. v. Chesapeake,
Gontrum v. City of Baltimore,
Mealey v. Hagerstown,
Appellees also cite Williamsport v. Sanitary District,
. San Francisco Fire Fight., Etc. v. City
&
Cty. of San Fran.,
. Greenhills Home Own. Corp. v. Village of Greenhills,
Board of Levee Com’rs. v. Johnson,
Sweeney v. State,
Black River Regulat. Dist. v. Adirondack League Club,
.
See, e.g.,
Lamm v. Barber, Colo.,
. Van Horn v. State,
The theory has been criticized. See, Note, Public Officer's Right to Question the Constitutionality of a Statute in Mandamus Proceeding, 42 Harv. L. Rev. 1071 (1928).
. Van Horn v. State,
. State v. Steele County,
. The relief for which appellants prayed in their petition for a writ of mandamus was expressly bottomed on the provisions of 8 201 B of the Harford County Code. As we have indicated, note 1,
supra,
8 201 B was repealed after the action here was instituted but before decision by the trial court, and a new collective bargaining law was enacted by the County Council, approved by the County Executive and became effective 9 December 197». Harford County Code, Art. 3, 8 Hi-91
etseq.
The case was presented and decided below on the basis of 8 201 B.
See
St. Comm’n on Human Rel. v. Amecom Div.,
.
Compare, e.g.,
Home Telephone Co. v. Los Angeles,
.
See, e.g.,
Fire Fighters Local 1186 v. City of Vallejo,
.
See, e.g.,
City of Fort Smith v. Arkansas State Council No. 38,
For recent commentary upon this question, see Anderson, The Impact Of Public Sector Bargaining, 1973 Wis. L. Rey. 986, 995-996, 1015-1018; Bernstein, Alternative To The Strike In Public Labor Relations, 85 Harv. L. Rev. 459, 467-468 (1971); Blair, State Legislative Control Over The Conditions Of Public Employmcn t: Defining the Scope of Collective Bargaining for Sta te and Municipal Employees, 26 Vand. L. Rev. 1, 8-10, 20-21 (1976); Edwards, The Emerging Duty To Bargain In The Public Sector, 71 Mich. L. Rev. 885, 887-891, 912 (1973); Grodin, Political Aspects of Public Sector Intei-est Arbitration, 64 Cal. L. Rev. 678, 682-683 (1976); Howlett, Contract Negotiation Arbitration In The Public Sector, 42 Cinn. L. Rev. 47, 54-63 (1973) ; Kheel, Strikes And Public Employment, 67 Mich. L. Rev. 931, 937-941 (1969); Kilberg, Appropriate Subjects For Bargaining In Local Government Labor Relations, 30 Md. L. Rev. 179 (1970); McAvoy, Binding Arbitration Of Contract Terms: A New Approach To The Resolution Of Disputes In The Public Sector, 72 Colum. L. Rev. 1192,1205-1208 (1972); Ross, The Arbitration Of Public Employee Wage Disputes, 23 Indus. & Lab. Rel. Rev. 3, 5-6 (1970); Wellington and Winter, The Unions and the Cities (The Brookings Institution, 1971), pp. 38-43, 181-184; Wellington and Winter, The Limits of Collective Bargaining in Public Employment, 78 Yale L. J. 1107 (1969); Project, Collective Bargaining and Politics in Public Employment, 19 U.C.L.A. L. Rev. 887, 1022-1030 (1972).
. In this regard, as we have hereinbefore indicated, the charter of a county bears the same general relation to the ordinances of the county that a municipal charter bears to the ordinances of the city, and the constitution of a state bears to state laws. That is, the Harford County Charter is the organic law of Harford County.
See
Harford County v. Schultz,
. See Maryland Code (1957, 1973 Repl. Vol.) art. 25A, § 5.
