History
  • No items yet
midpage
Mary Lou Smith Greg Smith v. Honorable Andrew N. Frye, Jr.
488 F.3d 263
4th Cir.
2007
Check Treatment
Docket

*1 plan term which guessing this circuit claim, deny the takes plan the time the the to enforce next refuse will in this “reasonable to be period the found Noe ERISA tension” it “creates basis light case” th[at] and general Id. at policies. review is a ERISA under “a suit fact evidentiary proceed- an proceeding, to White judgment the reverse I would which appeal, an thus, “is like and ing,” in favor judgment entry of remand and filed within be must courts federal the from dissent respectfully Life. I Sun appealed judgment days of 30, or 60 contrary decision. majority’s Blaske, 131 875; accord Id. at from.” limita- identical (holding reasonable). to be period tions contrary hand, two other

On wholly majority are by the cited

decisions ante, In refus- See

unpersuasive. when regarding plan terms to enforce

ing begins, period limitations applicable Smith, Greg SMITH; Mary Lou the federal rely on simply decisions both Plaintiffs-Appellants, accrue claims ERISA rule that default denied, benefits a claim when discussing whether FRYE, as much so N. without Andrew Honorable adopt plan to allow would Defendant-Appellee. rule Jr., Wolfe Miller See period. shorter reasonable 06-1801. No. 516, 520- Co., Ins. Fortis Benefits & Cir.2007); v. Provident (3d Price Appeals, Life Court States United 986, 988 Co., 2 F.3d Ins. Accident Circuit. Fourth surprising It is therefore 12, 2007. Argued: March cursory men- only majority makes that the ante, at 250. 18, 2007. May decisions. these Decided: tion II. plain- us before plan sum, ERISA brought action be civil requires

ly White’s date years three

within lawno Because due. of Claim

Proof a limita- adopting from plan

prevents peri- the default than shorter period

tions requires precedent

od, Supreme long so enforced plan period

that the here period is reasonable. even— generous

eminently reasonable — too a suit prevent constructed well

and un- the events removed

temporally refuses majority it. That

derlying no doubt will troubling it is

enforce participants administrators plan

leave *2 incum- clerk of circuit

position Appellants colleague. bent, Ms. Smith’s 42 U.S.C. under action brought their violation alleging § *3 rights. Amendment com- the dismiss moved Frye Judge a claim to state failure upon based plaint immunity. qualified defense the and Mr. that contended further Frye Judge court The district standing. lacked Smith that concluding complaint, dismissed a claim be- to state failed had Ms. Smith First exercise did not discharge to her prior rights for want failed claims Mr. Smith’s and standing. Karlin, Mor- Norman Allan ARGUED: failed Smith that Ms. holdWe Appellants. for Virginia, West gantown, her firing violated her claima state Lyons, Hedges & Byrne, Hedges, M. John associational speech First Appellee. for Virginia, West Morgantown, lacks Mr. Smith hold and also rights Byrne, Lyons, J. Teresa BRIEF: ON affirm. therefore standing. We Vir- West Morgantown, Lyons, & Hedges Appellee. for ginia, I. of the MOTZ, the Clerk NIEMEYER, as and hired was

Before County, West Mineral Judges. DUNCAN, Magistrate Circuit Clerk November Virginia Judge opinion. by published Affirmed will at the serves Magistrate Court in which opinion, wrote DUNCAN Judge Chief pleasure and Judge concurred. Judge NIEMEYER Vir- of West Circuit Judicial Twenty-First opinion separate Twenty- wrote MOTZ judges circuit Two ginia. in the concurring concurring part B. Jor- Philip Circuit, Judge Judicial Jr., judgment. Frye, N. Andrew dan, Judge Jr. and based Judge Chief serving as turns take OPINION When rotation. two-year regular aon was hired, Jordan Judge first Smith Judge: DUNCAN, Circuit January On Judge. Chief serving (“Ms. Smith Mary Lou Appellants From role. assumed 2003, Judge (“Mr. son,' Greg Smith Smith”) her appar- hiring, Smith her time dismiss- court’s Smith”), appeal district re- adequately, job her performed ently N. Andrew suit of their al perform- about complaints ceiving Circuit Frye”), Chief (“Judge Frye, Jr. ance. Cir- Judicial Twenty-First Judge for adult 2004, Ms. Smith’s January On Frye dis- Virginia. West cuit office for the run Smith, filed son, Mr. em- her at-will Smith charged At Clerk. County Circuit of Mineral clerk after magistrate as a ployment incumbent by an held time, the office a candidate filed as Mr. Republican whom Mr. Smith would chal- Frye, No. 2-.06-CV-14, 2006 U.S. Dist. lenge in the Republican primary. Several (N.D.W. LEXIS 39909, at *4 Va. June later, days Judge Frye told Judge 2006). Jordan The designee of the Administrative that he intended to fire Ms. Smith because Director affirmed the examiner’s report, of her candidacy. son’s Judge Frye ex- and the Supreme Court of Appeals denied pressed concerns potential over conflicts of Ms. Smith administrative review. interest and proper functioning of the After exhausting Ms. Smith’s adminis- judicial local system created by the combi- review, trative both she and Mr. Smith nation of Ms. Smith’s employment and her filed suit in federal court alleging that son’s candidacy. Judge Frye terminated Judge Frye violated their First Amend- Ms. Smith’s employment on February 5, ment *4 rights. The Smiths allege that Judge Frye fired Ms. Smith because he personnel policies and procedures believed that Ms. Smith supported her governing the Virginia West judicial sys- son’s candidacy, and not that of the incum- tem, as promulgated by the West Virgi- bent circuit clerk. Although the Smiths’ nia Supreme Court of Appeals, grant an allegations have been both vague and employee dismissed without cause a post- evolving, they do allege not that Ms. Smith dismissal hearing to determine if the dis- demonstrated her support through expres- missal was actually due to reasons imper- activity sive or through association. Judge missible under federal or state law. See Frye brought a Federal Rule of Civil Pro- 6.2(E),(G) Sections of the West Virginia 12(b)(6) cedure motion to dismiss Ms. Judicial System Personnel (effec- Manual claim, Smith’s and a motion to dismiss Mr. tive Jan. and as subsequently Smith’s claim for lack of standing. The amended), at J.A. 32-33. In cases, such district court granted both motions, and the Administrative Director of the Su- we now review the Smiths’ appeals from preme Court of Appeals or his designee the district court’s decisions on each in appoints a hearing examiner, who in turn turn. evidence,

takes makes findings, and sub- mits such findings and II. recommendations back to the Administrative Director. The We first address Ms. Smith’s claims that Administrative Director must then affirm the district court erred in dismissing her or reverse the hearing report. examiner’s claims 12(b)(6). under Rule We review de If the Administrative Director finds novo a district court’s dismissal under Rule against the employee, employee 12(b)(6), Mylan Labs., Inc. v. Matkari, 7 request an administrative review by the (4th F.3d Cir.1993), and accept Supreme Court of Appeals, which may all allegations in Ms. Smith’s complaint as grant or deny the request, or uphold or true, Republican Party N.C. Martin, reject the dismissal. Any decision by the There- Supreme Court Appeals is final. fore, we assume that Judge Frye fired Ms.

In case, this Ms. Smith Smith because he exhausted the believed she supported administrative Mr. review Smith’s candidacy available to her. the race for cir- The hearing cuit clerk. examiner found that Ms.

Smith “would not have been discharged had her A. son not become a candidate for clerk, circuit but that her discharge did not argues Smith that the district court violate state or federal law.” Smith v. erred in relying upon cases involving alleg- (internal citations at 316 Ridpath, pub- taken retaliatory actions edly omitted). first Because quotations of their content on the based employees lic that requires McVey test addressing prong on cases than rather speech as a out spoken ... have employee In- “public rights. associational employees’ public concern,” public a matter of ... on citizen concluded court deed, the district found Ms. court id., district she said allege does Smith spoken had not she failed because her claim son’s support anything did find way. We she herself allege expressed (i.e., does candidacy on this analysis court’s in the district rights) error Amendment First exercised agree issue,1 law. but we a matter failed claim her her claim that ap- review also result, we must the district reaching asso- First test, circuit’s our McVey firing violated so-called plied if a retalia- We consider rights. ciational to determine test three-prong an em- violates below. action employment tory rights. ployee’s B. Marshall Bd. Governors

Ridpath Cir.2006); her termination argues that Univ., 447 F.3d *5 the even in 271, 277-78 the violated 157 F.3d Stacy, McVey v. Amend of First the exercise of absence Cir.1998). Su upon the relying rights, speech ment have must employee First, public the Burns, v. in Elrod decisions Court’s preme employee, citizen, as an not as a spoken 2673, 547 L.Ed.2d 49 347, S.Ct. 96 Second, 427 U.S. concern. public of matter on a 507, Finkel, U.S. 445 v. (1976), and Branti expression in the interest employee’s the (1980), and 574 1287, L.Ed.2d 63 100 S.Ct. em- the outweighed have must at issue Judge asserts She progeny. their effective providing in interest ployer’s post at-will dismissing her Frye’s public. to the services and efficient he believed clerk magistrate as a sufficient have Third, must there offends campaign her son’s supported she protected the between nexus causal politically-motivat on prohibition Elrod’s employment retaliatory the speech and firings.2 ed action. 686 L.Ed.2d 671-74, 128 S.Ct. 114 Furthermore, make cannot government-as-employer’s (1994). the Given expected or perceived on based McVey claim behavior, in- workplace regulating in is, a First interests rest she cannot speech. That instances, recognizing in some cluding speech speech on retaliation on employees based not action engage in if of a cause would perceived she ill- an seem would McVey spoken yet speech prong of The second terminated. established balance in to the interest employee’s disturbance "the advised requires that test test, an at-will in especially outweigh[ McVey ] ... at issue in expression effective providing setting. employer’s interest Ridpath, 447 public,” services efficient concurring colleague's to our response In omitted). (internal quotations 316 at accept we again that emphasize opinion, we free dealing with the opinions recent two readWe as true. allegations Smith's Supreme employees, public speech of well, we must indeed liberally, as them in government’s has underscored arguments all; Smith's at analyze them Garcetti balancing test. in this terest appeal that on extent to such mutated have — U.S. -, Ceballos, S.Ct. 126 on focusing, appears, it current iteration — ("A govern 1960-62, 689 L.Ed.2d 164 expres- than rather association freedom to restrict discretion entity has broader ment court. by the district addressed sion—was employ role as in its it acts when speech complaint, none the Smiths’ than Churchill, Other U.S. 511 er....”); Waters line of es places

The Elrod-Branti cases on freedoms of belief and associa- Elrod, not, tion.” employee may U.S. at public tablishes (plurality opinion). patron- Because with the First Fourteenth consistent age forces employees to choose either to Amendments, politi be terminated for her a particular party affiliate with or risk Elrod, cal or lack thereof. losing jobs, their it compels speech and 358-59, (plurality 96 S.Ct. 2673 belief. Id. at How- S.Ct. 2673. Vernon, opinion); Knight v. ever, patronage dismissals of individuals in First Amend “[T]he constitutional, policymaking positions are government ment forbids officials to dis govern- “to the end representative or charge discharge public threaten em ment not be undercut tactics obstruct- solely ployees being for not supporters ing implementation policies political party power, party unless administration, policies new presumably requirement an appropriate affiliation is by the sanctioned electorate.” Id. position for the involved.” v. Re Rutan effect, argues, 96 S.Ct. 2673. Ms. Smith Ill., 62, 64-65, publican Party Frye engaged improper pa- (1990). S.Ct. L.Ed.2d 52 tronage by firing her because her son filed political practice These eases concern the run for office Judge Frye and because patronage, conditioning public em perceived that supported her son’s ployment party membership support. candidacy.3 Patronage here, violates the First however, The facts present sig- Amendment because of the “restraint departure nificant from the traditional At- *6 claim, filings party of either the before district court tenuated nor can we read of the paltry appeal. are included in creating the record on Elrod line of cases as one. Therefore, it, post it is unclear As the whether Ms. Smith concurrence would have at n.*, appear complaint even raised what 275 Ms. now to be her associ- Smith's asserts both a (that elected) ational “view” claims below. her son should and (with an candidacy). "affiliation” her son's however, interpreted liberally, Even face, On its it does not. In Ms. Smith’s own show, matter, Smith must as a threshold that words, true, accept we which complains deprives the act she of her aof dismissed her not because of what her views right, privilege, immunity or secured the of, or again affiliation were but using Constitution or laws of the United States. See word, Ms. Smith's own what he "believed” 1983; § 42 County U.S.C. Marshall Bd. ofBd. they might have been. While the concurrence Dist., County v. Marshall Gas 992 F.2d attenuated, view a not such claim as we (11th Cir.1993). The issue before us is do; goes even the concurrence on to acknowl- whether, claiming in she was fired because edge allegations that Ms. Smith's lie outside Judge Frye supported believed she her son's the heartland Elrod. of candidacy, a violation of rights under the First Amendment. For party guidance 3. Neither offers this court on the body reasons opin- discussed the of this position magistrate whether the of ion, we Signifi- conclude that she does not. clerk, post, type Ms. Smith's former is the of cantly, allege Ms. Smith does not that action position protections to which Elrod's extend. conduct, was taken her because of her The record in this is case also devoid of facts Indeed, speech political or affiliation. that would demonstrate whether Ms. Smith's alleges speech. no or conduct Ms. Smith's position policymaking is a position, for which complaint and the record in this contain case patronage dismissals for of reasons are con- allegations Branti, of what Ms. or Smith’s views stitutionally permissible. See also allege affiliation are or ("[T]he were. Nor does she question U.S. at 100 S.Ct. 1287 is Judge Frye was or aware her beliefs affilia- party ... appropriate whether anis tion when simply requirement he fired her. We are unable performance for the effective involved.”)

to find a public constitutional basis for such an at- the office at Id. campaign.” into his completely self] circuit, cases Elrod In this scenario. rod election, the winning the After archetypes: 547-48. primary into two fallen have 548. We Id. at plaintiff. the fired is fired being sheriff person the (1) in which cases of sum- grant court’s or the district party political a reversed with actively associated government of the be so in favor judgment (or mary actively chooses faction Amend- making the plaintiffs the associated) the individual employer and office, allegiance seeking political person claim, finding that is a firing decision ment 544, 545- Vernon, job requirement appropriate v. Knight e.g., which Cir.2000); cases therefore (4th plaintiff the jailer and for a fire officials at appointed Elrod. Id. newly elected under a claim stated had political a during rivals their supporters 545. Grant, F.3d transition, v. e.g., Sales Knight plaintiffs that the sense In the v. Cir.1998); Jenkins 768, 770-74 successful sheriffs the firing came after (4th Cir. 1156, 1159 Medford, 119 similar is also Knight campaign, Super Bd. County Lee v. 1997); Cooper into squarely fit facts whose cases 631240, at 98-2083, WL visors, No. involving those paradigm4: second *2-9 at LEXIS U.S.App. *1-3, 1999 during po- can occur housecleaning 1999) In (unpublished). Aug. Cir. Medford, Jenkins transition. litical presented Branti and Elrod deed, both of two banc, firings considered, en we latter within fitting scenarios factual sheriff North Carolina by a deputies 350-51, Elrod, at category. support failed deputies 2673; 96 S.Ct. Branti election. in an sheriff supported had deputies There, the fired some the facts of review A brief candidate, when winner losing analyz- line is useful Elrod in the cases depu- them seated, replaced he first We before us. now facts ing the campaign. his him and loyal ties initial representing case consider “in North determined Ultimately, we above. described pattern fact archetypal is sheriff deputy Carolina, the office Vernon, former Knight The plaintiff therefore concluded policymaker” aof her, fired who sheriff sued jailer, *7 sheriffs deputy North Carolina act of was an termination claiming her reasons political for lawfully terminated be Amend- of violation patronage at Id. Elrod-Branti. exception as Knight, In 545. at F.3d ment. 1164. for reelection running sheriff firing Jenkins, we deciding after year One his promote meetings to staff used involving post-elec- a case again reviewed employees urging campaign, reelection affiliation political termination tion signs their his money, display contribute in Sales plaintiffs The Grant. Sales events. campaign attend yards, appointed been had who Democrats were participate did plaintiff Va. Lynchburg, registrars assistant When efforts. reelection the sheriffs body after appointing a local They sued security, job about concern expressed follow- reappointed be not to them caused [her- “throw her to instructed the sheriff case, punishment type of in the second types of two Indeed, between the lines fir- to the is incidental employee fired of the distinct. always bright and are not cases Elrod loyal reward real motivation act However, ing official’s type, the official's first in the him. employ- their fired supporters punishment a to be seems nonaffiliation, where- affiliation or ee for her ing the new, election Republican gov- merits, the facts fall consistently into one ernor. 158 774. We held that the patterns two we have described. plaintiffs were entitled to a trial on their By contrast, recognizing Ms. claims. Id. at 770. Smith’s claim would lead far us afield.5 In each of the cases, above-cited even those in

An assessment of decisions of our sister which plaintiffs claim ultimately failed, circuits interpreting Elrod reveals the there is a clear and direct connection same patterns fact described See, above. among the supervisor’s political own asso e.g., Martin, Allen 460 F.3d ciation, that of the terminated employee, (7th Cir.2006) (affirming summary judg- and the adverse employment action. ment in government favor of officials when There is no such connection plaintiff here. was terminated during a re- Smith alleges no affiliation with her son’s gime change from position for which candidacy, unlike the fired deputies in Jen- political affiliation anwas appropriate cri- kins who supported the losing candidate in terion); Borges Colon v. Roman-Abreu, the sheriffs race. See 119 F.3d at 1159. (1st Cir.2006) (affirming fact, she alleges no affiliation with any award damages city sanitation em- political party faction, making her un- ployees by dismissed newly elected may- like even the registrars assistant in Sales or because they political shared the affilia- who were not reappointed based on their tion of the ousted mayor); Gentry v. party affiliation with opponents of the new- County, Lowndes 337 F.3d 483-85 ly empowered party. See 158 F.3d at 774. (5th Cir.2003) (granting qualified immunity Judge Frye was not himself seeking office to newly elected county officials who ter- and terminating those who did not support plaintiffs’ jobs as road manager minated. his candidacy, as was allegedly done and county administrator); Aucoin v. Ha- supervising sheriff in Knight. See 214 ney, 306 F.3d 270-71 Cir.2002) F.3d at 545. Nor Frye clean- (granting qualified immunity to an interim ing house after an victory, electoral as in district attorney running for office who the patterns fact Elrod, Branti, Jen- fired an assistant district attorney who kins, and Elrod, Sales. See 427 U.S. at openly supported opponent). Although 350-51, 96 2673; S.Ct. Branti, 445 U.S. at these cases vary in their decisions on the 1287; Jenkins, S.Ct. 5. For this that, reason we are satisfied even if have violated must have 'clearly estab- we were to find that Ms. Smith had alleged lished’ in a particularized, more and hence the violation aof right, Judge constitutional relevant, more sense.” Creighton, Anderson v. Frye would nonetheless quali- entitled to 635, 639-40, fied immunity in this case. Under the doc- (1987). L.Ed.2d 523 light "[I]n the pre- *8 qualified trine of immunity, government offi- existing law the unlawfulness [of the official’s cials are generally immune “from liability for civil damages insofar as their conduct does actions] must be apparent.” 640, Id. at 107 S.Ct. 3034. Ms. Smith admits that she can- clearly violate established ... constitu- not "identif[y] a case under § 42 U.S.C. 1983 rights tional of which a person reasonable directly point,” Appellants’ Br. at and would have known.” Harlow v. Fitzgerald, neither this, can we. Given and our discus- 457 102 S:Ct. 73 L.Ed.2d sion of Elrod, the cases applying any unlaw- (1982); see Caudill, also Johnson v. fulness of Frye’s actions firing here in Ms. Smith could only have been "[unjappar- Supreme ent,” has held that Anderson, "the test 483 U.S. at ” 'clearly established law’ is not ap- to be and therefore likely to be "known plied at a level of broad "generality” [by] but ... á person,” Harlow, reasonable rather, “the right the official is to U.S. at 102 S.Ct. 2727. Sales, Judge Frye ex- Finally, proceedings tive 1159; at 774. 158 F.3d cases, very those concerns to him. pressed Fourth Circuit of the cited

unlike all employment, at the time the the context of at-will such a was terminated was set to Republican primary adequate belief is more than an reason field for son and the incumbent employee. included her dismiss an an and not after election circuit clerk Extending Ms. Elrod to Smith’s applica- scenario. The typical Elrod require claim would to undertake courts rationale—protecting public of Elrod’s tion subjective fact-finding inquiries gov into is political for employees whom ernment officials’ actual motivations from job qualification legitimate not a employment to a making at-will decisions political their respect to coercion extent than and in contexts in greater on these facts. compelling far liefs—is less court has never Such which this ventured. detachment the decision-maker’s Given exercise, facts, an on these attenuated con- political process play, from the topple would the Elrod-Branti balance in- Judge Frye’s decision was clusion that rights [public “[F]irst [AJmendment expressive for punish Smith tended and the need efficient and employees] compel or to political affiliation conduct or Ter delivery of public effective services.” requires an or affiliation addi- her conduct Cook, Cir. ry leap are unwill- tional inferential which we 1989). Supreme cau As the Court has ing to make. tioned, “if employee’s private political Indeed, very differences between discharge with the beliefs would interfere and those in cases circumstances here duties, his public his First Amendment sug- patterns fact within the usual Elrod required yield to rights constitutionally Frye had gest maintaining gov State’s vital interest dismissing Ms. Smith. valid reasons efficiency.” ernmental effectiveness as true at accept we of course Although Branti, S.Ct. 1287. U.S. at litigation Ms. Smith’s stage that bal- We are disinclined disturb fired allegation that she was Judge Frye dis- ance on these facts. Judge Frye supported that she believed employ- her missed Ms. at-will Smith candidacy than that of her son’s rather clerk, a position court magistrate ment as clerk, allegation such an incumbent circuit protections unclear Elrod’s to which is itself, necessarily, by state a does not cam- heat his own apply,6 neither Rather, Amendment claim under Elrod. house-cleaning. victory paign during nor sup- Judge Frye’s belief that Ms. Smith alleges We not find that do lead candidacy might have ported son’s here, and therefore constitutional violation that, in a small Judge Frye to conclude of her affirm the district court’s dismissal working office in which Smith was claims. clerk, po- with the incumbent circuit would hinder the

tential conflict of interest III. judicial sys- administration of the efficient argument now turn Mr. Judge Frye’s We undisputed It is tem. improperly dis- colleague in the state administra- the district testified *9 immunity. "clearly qualified is estab- uncertainty It regarding whether 6. The protect- position is Smith’s position type entitled to lished" Smith's one, political than one for which protections provides ed rather another reason Elrod's that, legitimate requirement. job is a if could state a claim even Ms. Smith Jenkins, Elrod, F.3d at 1162 n. Judge Frye would be entitled under him complaint as to for lack of he responsible missed the cause felt for his mother’s standing. “A district court’s discharge. dismissal for Frye responds standing, lack of and therefore lack of legally cognizable injury flowing from Ms. jurisdiction, legal ruling is a that we re- Smith’s injury dismissal is an to her for Park, view de novo.” Tail Inc. White standing. which Mr. Smith lacks We ad- Stroube, dress each arguments of Mr. in Smith’s turn and conclude that he does not have It well is settled that under Article standing to assert the instant claims. Constitution, III of the United States plaintiff must establish that a “case or A. controversy” exists “between himself and In support position the defendant” of his and “cannot rest his claim that his to relief legal rights rights by were interests of chilled Seldin, parties.” third Judge Frye’s mother, Warth v. discharge of his Mr. 490, 498-99, 95 S.Ct. 45 L.Ed.2d 343 Smith relies our in upon decision Constan (1975). Standing has three elements: tine v. & George Rectors Visitors Mason Univ., First, Cir.2005), 411 F.3d 474 in plaintiff must have suffered an which a law

injury published student in fact—an letters legally invasion (a) the school’s protected newspaper criticizing a profes interest which is concrete (b) sor grading and his particularized; process after had actual or imminent, conjectural complete unable to exam hypotheti- Second, migraine cal. of a publishing there must be a causal headache. After letters, injury connection between the and the student received a failing complained grade. Later, conduct injury of—the permitted student was fairly to be ... to the chal- only trace[able] retake the exam but provided lenged defendant, action of the days’ and not three notice. We held that to dem ... independent the result [of] ac- injury fact, onstrate it was sufficient tion of party some third not before plaintiff in that case show that her Third, court. likely, op- must be First Amendment activities had been posed merely speculative, chilled and that she need not show she injury by will be redressed a favorable ceased those altogether activities in order decision. to state a action. Id. 500. A chill results “if the allegedly defendant’s Lujan Wildlife, 504 U.S. Defenders of retaliatory likely conduct would deter ‘a 119 L.Ed.2d 351 person ordinary (internal firmness’ from the ex quotations citations and omitted). ercise of rights.” First Amendment Accordingly, argues Mr. Smith that even The threshold issue in this case is though candidacy his went on unaffected whether Mr. Smith injury suffered an after his “a firing, person mother’s of ordi fact for purposes of III standing. Article nary would have been firmness” deterred Mr. alleges such an injury on two exercising his First Amendment grounds. First, argues he that his First rights. rights as a pub- candidate for lic office Frye’s However, were chilled fundamentally Constantine is allegedly retaliatory firing of Mr. distinguishable from this case. In Con- mother. Additionally, stantine, Mr. Smith avers plaintiffs First Amendment that he injuries suffered the of indignity, rights were chilled by retaliatory direct embarrassment, her, and emotional distress be- action whereas the instant *10 by harm retaliatory age or humiliation occasioned action was

case, all, family fairly at but a against Mr. Smith done to member absent taken not circumstances,”9 his mother. party, a third against rather and noted that particular authority sup- to no Mr. Smith cites 1983, Smith’s, § like claims under Mr. are speech of his that further ports contention root[s,] Smith v. “at ... [their] tort[s].” exercised person a who 39909, Frye, 2006 U.S. Dist. LEXIS at *12. (here, filing his candi- Mr. Smith rights Mr. now contends that the district by allegedly chilled dacy) might be principles was court’s reliance tort mis- (here, firing retaliatory action placed. Smith) person.7 upon a different exacted We, however, find the district court’s circumstances of Quite simply, under the entirely ap- principles reference tort-law case, action employment an adverse this v. this instance. See Smith propriate a con- Ms. Smith does not create Wade, 461 U.S. 103 S.Ct. particularized violation of crete and (1983) § (noting L.Ed.2d 632 See Mr. protected right of Smith’s. legally species “was to create a of tort intended 560, 112 Lujan, 504 U.S. at S.Ct. 2130.8 Supreme liability” and that B. ... of torts to the common law “look[s] carry purpose policy ... out the argu Mr. respect With Smith’s (internal omitted)). quotations the statute” injury in the form of that he suffered ment with the district court that agree “[a]l- We Judge Frye termi distress after emotional an adult son to collect for emotional lowing mother, applied the district court nated his resulting humiliation from damages and principle tort venerable common-law employ- discharge his cannot collect for emotional dam- mother’s that “one fact, public Supreme dacy for office cannot immunize his one Court decision In least employ- chill the downside of at-will on whether such an indirect mother from casts doubt is, firing legally give to cause action. See ment. That Ms. Smith’s could ever rise a all, 1, 10-11, reasons, Tatum, permissible or for no 92 S.Ct. reasons v. 408 U.S. Laird Laird, (1972). gives no Mr. Smith’s First rise to claim that 33 L.Ed.2d 154 being Any government rights were chilled. en- that when the Court held proscriptive, compul- that Ms. Smith fired for unlawful "regulatory, gages in her, action, directly rights brought by speech are can be sory” plaintiffs reasons a presently pro- injured party, as evidenced lawsuit. only if he is "either chilled 106, 113-14, Singleton Wutff, 428 subject" challenged spectively exercise (1976) (citations omitted). (noting 49 L.Ed.2d 826 government power. 96 S.Ct. Here, parties directly-injured alleged- "themselves bystander a to an that the Mr. Smith is (his proponents usually be the best of their ly government mother’s will unlawful action Warth, rights”); 422 U.S. at firing), "presently or own but he himself is not subject” challenged ac- S.Ct. 2197. prospectively to the Harris, Younger v. id. tion. See Cf. law, L.Ed.2d 669 Virginia a example, under West 9. For (holding plaintiffs who had third-party plaintiff for inten- recover proceeding in a state had been indicted a distress if de- tional infliction emotional conduct, they al- "controversy” with state where outrageous” "extreme and fendant's existence, leged simply and the law’s plaintiff's imme- at a member of the directed prosecution party under such present, third physically state family while he diate law, politi- feel inhibited in their made them dis- plaintiff "severe emotional caused the activities). advocacy See, Courtney, e.g., Courtney cal tress.” (1991). S.E.2d Ob- W.Va. prove ele- viously, could not these disappointing his Mr. Smith No how mother’s matter him, on state-law tort claim. Mr. candi- ments termination was for *11 “ ment casts the possible net of liability too ‘does not resolve contests surrounding ” broadly,” Smith v. Frye, 2006 U.S. Dist. the facts [or] the merits of a claim.’ *14, LEXIS therefore, (quoting Republican Party Martin, such emotional distress is insufficient as an Cir.1992)). Accordingly, Article III injury in fact. Because an appellate we court “may only affirm the reject as both insufficient injuries dismissal of the if complaint ‘it is clear that Mr. Smith alleges, we affirm relief district could granted be under any set of ruling court’s that he lacked standing to facts could be proved consistent with ” bring the instant suit its the allegations.’ dismissal H.J. Inc. v. Northwest- thereof as to Mr. Smith. ern Bell Telephone Co., 249-

50, 109 S.Ct. 106 L.Ed.2d 195 IV. (quoting v. King Hishon & Spalding, S.Ct. 81 L.Ed.2d 59 Having concluded that Ms. Smith has (1984)). Moreover, when a complaint al- failed to state a claim leges a civil rights violation, “we must be violated her First Amendment rights and especially solicitous of wrongs alleged that Mr. Smith lacks standing to assert and must not the complaint dismiss claims unless against Judge Frye based on his it appears to a certainty that plaintiff mother’s termination, we affirm the dis- would not be entitled to relief under any trict court’s dismissal of the Smiths’ com- ” legal theory that could proved plaint. consis- tent with the allegations. Edwards, 178 AFFIRMED. 244 (overturning dismissal of sus- pended government employee’s First DIANA MOTZ, GRIBBON Circuit claims). Amendment With these princi- Judge, concurring part and concurring ples mind, I turn to the allegations of judgment: Ms. Smith’s complaint, which we must take I join the majority opinion except for its as true juncture. at this determination Mary Lou Smith has failed allege Beginning cause of November action for viola- Ms. Smith tion of her served as First clerk of rights. I Magistrate believe that Court of in her Mineral complaint County, West Virginia, has indeed alleged supervision under the facts sufficient of Judge Frye, state Chief Judge of Andrew N. 21st Frye. But Judicial Circuit of West Virginia. applicability of has an son, adult like Greg facts Smith. those was not On clearly January 2004, Greg filed established at to run the time of circuit clerk challenged of Mineral discharge, qualified County; he immunity would protects oppose the incumbent Judge Frye from clerk in liability. Republican Accordingly, primary. I Less concur in the than a later, judgment. week Judge Frye fired Ms.

Smith. Judge Frye told another judge I. that “he wanted to fire Ms. Smith because her son had filed to run for circuit clerk” A. and he was “angry at” her for this reason. purpose “[T]he 12(b)(6) aof Rule motion Prior to this time “no complaints had been is to test the sufficiency of a complaint.” by anyone made about Ms. per- Edwards City Goldsboro, 178 F.3d formance as the Magistrate Clerk; to the (4th Cir.1999). 12(b)(6) A motion contrary she widely respected by ev- *12 firing of the “prohibits also Amendment Ms. worked.” she with whom eryone that reason solely for the employees public Frye Judge that alleges complaint Smith’s particular awith not affiliated they [are] son, Greg her “because her discharged v. Knight or candidate.” party political the incum- against to run Smith, had filed Cir.2000) Vernon, 548 214 Party Republican in the Clerk Circuit bent added) (internal quotation (emphasis the and because primary defendant omitted). exception to only The marks son, her supported Ms. Smith that lieved moti- politically bar the Elrod-Branti (empha- clerk.” circuit incumbent the not when an occurs decisions personnel vated added). sis af- party that “can demonstrate employer allega- these whether is question The ap- is allegiance] political [or filiation favorable most light tions, the viewed the effective for requirement propriate Smith, a First state Ms. involved.” public the office of performance they do. I believe claim. 100 Branti, at S.Ct. 445 U.S. discharge an may employer public Thus a B. or political beliefs of her because employee dem- employer “can if only the allegiance consti association belief “[P]olitical re- “appropriate is an that this onstrate” protected activities those core of the tute of- “public employee’s quirement” for v. Elrod Amendment.” First (citing 549 at Knight, fice.” 2673, 49 347, 356, 96 Burns, S.Ct. 427 U.S. 1287) 518, 100 S.Ct. Branti, that (1976) For (plurality). 547 L.Ed.2d omitted). (internal marks quotation that has held reason, Supreme that case, the dis Ms. Smith In prohibits this First “the be [he] “because fired her Frye solely Judge because employee public aof missal son, her supported [she] that Branti lieved beliefs.” political private [her] of upcoming in the clerk” circuit incumbent Finkel, 445 U.S. v. Certainly, primary.* Republican (1980). First 1287, 63 L.Ed.2d assumption.” * Es- an erroneous was based on it reads majority that insists Although Page, 257 City ex rel. Amos Amos "liberally,” ante at 267-68 tate complaint Smith's Cir.2001) (allowing majori- clearly to do so. Thus fails n. it it complaint fails because deceased discriminated ty city that contends that claim Native, American, or views Smith’s allege "what Ms. does not it he believed because fact, noted white). as were." are or And actually though he was even Frye Judge above, alleges that complaint that she to demonstrate Smith had if Ms. even believed [he] "because discharged Ms. son, surely fact support her actually did son, the incum- her supported [she] allega- with the prove[n] consistent “could be light most in the Read clerk.” bent circuit Hishon, U.S. at complaint. in the tions” Smith, allegation asserts to Ms. favorable best in the When read S.Ct. elected) (that should her son “view” both a alleges Smith, complaint her light for Ms. (with son’s candida- her “affiliation” and an the state to power of used complaint faults majority also cy). The political affiliation her punish Ms. Smith “Judge Frye allege that its failure being "attenuat- than Rather views. and/or ed,” or affiliation.” beliefs Smith's] of [Ms. aware of the id., heart sounds in allegation that surely Ms. Smith's Id. But Bd. Virginia State West Amendment. “be- what he her because Judge Frye fired Barnette, U.S. Educ. suffices. to be and affiliation her views lieved” (“If there is L.Ed. 1628 S.Ct. wrong about Ftye have constella- constitutional in our star fixed affiliation; if fired but he beliefs Smith’s official, petty, can high or tion, it is that would reason for an unconstitutional her politics be orthodox shall prescribe what “[A]lleged dis- action. a cause have still opinion....”). matters ... other less malevolent is no crimination Smith could prove a “set of facts ... con- us to which category Ms. posi- allegation[ sistent [this] ]” that would tion belonged. If Ms. Smith’s duties were entitle her to relief for a violation of her sort, ministerial her political beliefs Hishon, First Amendment rights. 467 and affiliations were plainly irrelevant 104 S.Ct. 2229. For example, “effective performance” of job. theOn prove could that Judge Frye hand, other if discovery produce *13 were to dismissed her “because of private [her] evidence indicating that Ms. Smith made political beliefs,” i.e., her support a for policy, might those beliefs well be “ap- particular political candidate —her son. propriate” job requirement. Branti, See 517,100 445 U.S. at S.Ct. 1287. But at juncture no has there Or, prove could that Judge dis- discovery and so we have no basis for charged her solely because she was not holding that her discharge justified. can be “affiliated a particular with” candidate, i.e., Rather, must we read the allegations in her son’s opponent incumbent circuit —the complaint light most favorable clerk. id. situations, these each Smith; Ms. if done, that is she undoubted- consistent with the complaint, ly has alleged a cause of action under the Frye’s dismissal of Ms. Smith would be First Amendment. “substantially motivated political con- Grant, siderations,” Sales v. 768, II. 779 Cir.1998), justified not by any “appropriate” job requirement, and so con- agree I with the majority, however, that trary to the First Amendment. Ms. Smith has not alleged a violation of course, clearly

Of discovery might established law. produce evi- Our determina- dence that tion of Judge Frye whether discharged clearly law is established Smith, as the “must be majority posits, in light ante undertaken 266, of the specif- ic to avoid context ease, disruption judicial to the not as a broad system. general Although Katz, proposition.” v. Smith’s complaint Saucier 533 194, 201, that states U.S. circuit 121 2151, clerk “does S.Ct. 150 have L.Ed.2d (2001). any 272 supervisory or right “[T]he other direct employ- allegedly violated ment relationship must be defined with the at the Magistrate appropriate level of Clerk,” specificity discovery may before a court reveal can determine if proper it was functioning clearly judicial system established.” Wilson v. Layne, required Ms. Smith 526 U.S. and the incumbent 119 S.Ct. circuit (1999). clerk to work closely L.Ed.2d 818 together. “[T]he If focus is on whether evidence demonstrates [official] had fair notice that Frye feared [his] that Greg conduct was unlawful.” Smith’s candidacy v. Brosseau Haugen, would disrupt relationship, he S.Ct. (cid:127) well have (2004). violated no L.Ed.2d 583 provi- constitutional sion in discharging Ms. Smith. However, The most apposite Supreme cases, Court no evidence yet supports this conclusion. Branti, Elrod address po- traditional Similarly, although some clerks have litical patronage practices quite unlike purely ministerial and administrative Smith’s allegations. And as the majority duties, others make policy or enjoy a confi- persuasively explains, our court and others dential relationship to their superiors, and have usually applied the First Amendment as the majority acknowledges, ante at 268 principles Elrod and Branti articulated 3,n. nothing in the record to date informs to patronage situations. See ante 268-70. a case direct- be need not course, there Of Plaintiff-Appellant, DARDEN, William clearly estab- the law ly point purposes. immunity qualified lished v. Creighton, Anderson PETERS, Register of Marybeth (1987); L.Ed.2d Defendant- Copyrights, Harris, 356-57 Buonocore Appellee. But found, case single cited, have not we No. 06-1177. February 2004 court, prior in which Appeals, States United discharge), had (the of Ms. date Circuit. Fourth That to hers. similar a claim recognized had allowed is, 1, 2007. Argued: Feb. *14 discharge violated May Decided: clearing po- was employer not because punishing supporters own for his sitions but activity, her political employee

an “angry” at was employer

because candidacy her relative’s due

employee part, on her any conduct

and, absent supported she “believed” he clerk.” circuit

relative, incumbent “not the firing reason an unfair may be

This at-will was an but, her for fire Frye could Judge

employee, except reason

reason all— that she I believe reason.

unlawful a claim out make sufficient facts unlawful; given but firing effect, I cannot authority to that

dearth “fair

conclude Frye is such, As of this.

notice” immunity. qualified

entitled majori- reason, agree I

For the dismissal uphold we must

ty that

complaint.

Case Details

Case Name: Mary Lou Smith Greg Smith v. Honorable Andrew N. Frye, Jr.
Court Name: Court of Appeals for the Fourth Circuit
Date Published: May 18, 2007
Citation: 488 F.3d 263
Docket Number: 06-1801
Court Abbreviation: 4th Cir.
AI-generated responses must be verified and are not legal advice.