History
  • No items yet
midpage
Mary Kate LEAMAN, Plaintiff-Appellant, v. OHIO DEPARTMENT OF MENTAL RETARDATION & DEVELOPMENT DISABILITIES, Et Al., Defendants-Appellees
825 F.2d 946
6th Cir.
1987
Check Treatment

*1 рlaintiff by the District Court has demonstrated that all as found the facts finding police a basis for cadets hired from 1972-75 who constitute a sufficient “reasonably certain” that the police their that it was continued as cadets until 21st po- promoted to plaintiff birthday have been would were fact entered into officers departure to serve for his training lice officer but school within 3 months of their ques- to this review as military. Our if birthday they 21st had served at least a Paper States plenary. See period police tion is one-year probationary as a Gulf (11th F.2d Corp. Ingram, v. turning plaintiff 21. The cadet before cases). Cir.1987) (citing police would have served as a cadet at least birthday year a before his 21st had he not R.R., v. Missouri Tilton Pacific employ City Taylor police left the 11 L.Ed.2d 590 department military. to serve in the Imme- (1964), Supreme Court States United diately upon military his return from the he applied in cases to be set out the standard training in fact entered into officer’s was reject the Court such as this. In that successfully completed. he He in favor absolutely foreseeable test ed an corporal promoted currently later and is certainty standard. See id. of a reasonable serving police corporal City as 179-80, at 601-02. “This re at Taylor police department. if, of fore quirement is met as a matter reasonably certain that ad sight, it was facts, Based on these we find that the occurred, if, as vancement would have plaintiff certainty had a reasonable of be- hindsight, it did in fact occur.” a matter of coming police officer within 3 months of 181, 84 at 602. Id. at We, therefore, birthday. his 21st conclude plaintiff that the was entitled to an award requires This standard more than seniority June 1973. hypothetical discretion to employer had Rather, deny promotion. to defeat a Accordingly, we reverse remand Act, employer must claim under proceedings opinion. consistent with this this discretion fact was exer show that from time to deny cised to advancement v. Elec Montgomery

time. Southern Cf. Co., F.2d tric Cir. Steel

1969) af (drawing a distinction between managerial negative discre

firmative and

tion). only issue is therefore whether LEAMAN, Mary Kate foresight was a cer “with there reasonable Plaintiff-Appellant, high probability

tainty” i.e., a —that — plaintiff have achieved the status would the rest of his class had he not officer with MENTAL RE OHIO DEPARTMENT OF two entered the forces. There are armed TARDATION & DEVELOPMENT DIS becoming police in the methods of officer ABILITIES, al., Defendants-Appel et City by entering Taylor. One lees. police program. Police officers must cadet No. 85-3471. old; however, years be 21 one can become police cadet at 18. When one enters Appeals, United States Court of program given one is the same test cadet Sixth Circuit. ing police potential as the officers are Reargued 1986. Nov. according eligibility. is ranked When a age 21 he is police cadet reaches the July Decided eligible police officer for advancement to being again, provided that without tested working requirements

he has met the department. *2 in complete court of claims results action, cause of based on . omission, filing

the same act which the party has state officer or employee.” 2743.02(A)(1). Ohio Revised Code § *3 department The favor of the here; challenged is not what contested is holding electing the district court’s department to sue the in the Ohio Court Claims, plaintiff voluntarily waived her Cincinnati, Mezibov, Ohio, against for cause of action the individual Marc D. de- plaintiff-appellant. fendants. Gen., Atty. vote, Piperni, By A. Asst. three-judge panel

Deborah divided Columbus, Ohio, Mangan, Tim Gene Hollik- this dismissing court reversed the order defendants-appellees. (argued), against employees. er for case the individual On petition rehearing, eight for of the fifteen LIVELY, Judge, Before Chief and judges active of the full court voted to ENGEL, KEITH, MERRITT, banc, rehear the case en as authorized JONES, KENNEDY, MARTIN, 46(c), 28 U.S.C. and an order was entered § WELLFORD, KRUPANSKY, vacating panel reargu- decision. After MILBURN, GUY, NELSON, RYAN ment, but before issuance deci- final BOGGS, Judges. and Circuit sion, judges one of the who had voted for rehearing en banc recused himself from NELSON, Judge. A. Circuit DAVID participation. question further A was then appeal This is an from a district court meeting raised anat administrative of the 783) (reported F.Supp. at 620 order ought court as to whether the recusal to be Judge which Chief Carl Rubin dismissed an deemed to relate back to the vote on the Leaman, Mary action that Plaintiff Kate petition rehearing. Judge Lively for Chief probationary employee former of the Ohio ruled that the recusal was not retroactive. Retardation, Department had of Mental discussion, After and on duly motion made brought against department and cer- voted, seconded, and the court as the min- terminating tain of its officials for her em- reflect, meeting utes of the to “sustain the ployment. complaint alleged that the ruling ratify of the chair and to the action discharge violated 42 U.S.C. voting of the court en banc rehear- (the U.S.C. Rehabilitation Act ing.” Only remaining three of the four- 1973), First and Fourteenth judges teen voted the motion. Amendments. procedural This chain events has suing After the defendants in federal caused members two of the serious court, Ms. Leaman elected to file a virtual- addressing concern. Before the merits of ly complaint identical in the Ohio Court appeal explaining why we believe Department Claims Mental judgment of the trial court must be Judge Retardation alone. Rubin then dis- affirmed, therefore, we shall set forth missed the federal As the De- action. why inappro- do not consider it reasons we Retardation, partment of Mental the dis- deciding priate for the full court to be this soverеign immunity missal was based on case at this time. defendants, grounds. As to the individual Judge applied provision Rubin I (in Ohio Claims Act that reads pertinent part) as follows: Judge ruling on the Chief sustain- retroactivity question, and the vote

“Except in the case of a civil action state, ruling ratifying the decision filing ing filed a civil action appeal banc, rehear en are ing consistent and Rehearing in Banc,” Cases way with the in which at least one other F.R.D. (1954)). circuit has dealt question with the retroactivity recusals under 28 If U.S.C. it makes difference whether 455(a). See United States v. Widgery, recusal was mandatory in 778 F.2d Cir.1985), and Unit bears emphasis that the mere fact of recu- ed v. Murphy, States 768 F.2d 1541 sal does not mean that the recusing judge — (7th Cir.1985), denied, cert. U.S. -, had concluded his recusal was manda (1986), tory. 455(a) Section of Title requires teach that such recusals are prospective disqualification only judge’s where a impar only and do not prior judicial invalidate tiality “might reasonably questioned.” actions. Our decision to go forward with Here the recusing judge, who as a member this proceeding en banc is also consonant of the lower house of the legislature Ohio with the Supreme concept Court’s that vot sponsor was a of the Ohio Court of Claims ing on whether to rehear a case en banc “is Act, has never believed that his role as a *4 essentially policy a decision of judicial ad legislator could reasonably draw ques into ministration,” Moody v. Paper Albemarle tion his ability to participate impartially as Co., 622, 627, 417 2513, U.S. 94 2516, S.Ct. judge a in this case. We are required not 41 (1974), L.Ed.2d 358 policy and a decision to decide whether he is this, correct in but as to which “each Court of Appeals is we note that his view is consistent with the vested with a wide latitude of discretion to practice of the late Chief Justice Fred Vin decide for just itself power how that shall son and the late Justices Harold Burton be еxercised.” Western R. Corp. Pacific Hugo and Black, who as members of Co., Western the R. 247, 345 U.S. Pacific United States 259, 656, 662, routinely 97 sat L.Ed. 986 “ on cases involving legislation The end passed to by be served such while decisions ‘is Congress.1 they were to enable members of the court to maintain its re- integrity as an cusal institution statute has making possible it embodied an “objective” for a majority of judges its standard only 1974, since always sure, control to be and and thereby to secure judicial views on uniformity and mores continuity do sometimes in its decisions....’” United change States v. see, over e.g., Philip Elman’s time — American-Foreign Steamship Corp., oral 363 reminiscences on “The Solicitor Gener 685, 689-90, 1336, 80 1339, S.Ct. Office, al’s 4 Frankfurter, Justice and Civil (1960) (quoting Maris, “Hear- Rights Litigation, 1946-1960,” 100 Harv.L. 1. See also the In Matter Sullivan, Thomas W. Assuming recusing of that judge’s the sponsor- 514, 283 Ala. 219 denied, So.2d cert. ship of the Ohio of Court Claims Act constituted 826, 70, 396 U.S. (1969), 24 L.Ed.2d 76 public a expression opinion of on the constitu- (“A judge disqualified is not try a case be tionality particular the of section of the law cause he had been a legislature member of the involved in this expression such an of enacting a litigation statute involved in before opinion pure on a question of law in a context him, Lyon Co., Norton v. Van Storage and involving parties none of the to this case is Cal.App.2d nied, [(1935), 49 P.2d 311 cert. de comparable expression to a similar opinion of 80 L.Ed. 1387 by judge a who has had occasion to address a (1936) ]"); Mayor Williams v. & Council of particular question of prior judicial law in a Athens, City Ga.App. 177 S.E.2d opinion. expressions Such opinion legal on (1970), (affirming denial of a disqual motion to issues are disqualifying, any ify more judge than a ex- ground on the city as attorney that pressions opinion on he ty the merits of a had case drafted an ordinance the constitutionali three-judge heard a panel disqualifying of which are was court); under attack in his Newburyport when thе case is Redevelopment reheard en banc. Insofar Authority as v. Com monwealth, case Mass.App. 206, may the question at bar thought present N.E.2d (1980) ("There intent, legislative is no recusing judge merit to the commit tee’s contention judge might that the should well subjective have dis have considered the intent qualified himself because he had irrelevant, legislator been mem individual particu- ber of Representatives the House of larly when St. any legislative the absence of history enacted_ c. was validity [T]he illuminating that intent. that statute was and pure question is a law_”). Limeco, having court decided from ed without full (1987) aside

Rev. 817 —but Lime, correct, F.Supp. panel 710 whether the Division decision Inc. v. might victory plaintiff a senior district have won (N.D.Miss.1983), where case involv- would almost cer- from a district court remand recused himself judge proved Pyrrhic. he voted as a tainly had have Without ing a bill for which earlier, eight decades counting judge, more than four there are legislator recused holding published decision who now judges know of no active of this court believe we correctly Chief Justice practice followed district court ruled that the and Black is no Barring change Burton dismissing and Justices Vinson action. court, longer permissible. no composition of the there is appeal on a second suppose reason to not move for case did plaintiff again have the court would not voted recusal, moreover, notwithstanding that put us hear the case en banc. This would himself ultimately recused judge who now, except exactly where we are argu- throughout the oral was on bench litigants and their counsel and the trial sponsor- notwithstanding that his ment all wasted a fair amount court would of Claims Act was ship of the Ohio Court remand, litigants of time after the plaintiff’s public record. The matter money, in or- spent would have additional could be con- for recusal failure to move point get der to to a where the full significance, marginal to have some sidered say appeals prepared would be whether suggest that the perhaps, insofar right result in the district court reached recusal not consider plaintiff herself did plaintiffs in the first dismissing the suit however, not, Mandatory or mandatory. *5 think the district court did reach place. We academic; acting on his question the is now result, no right and we see common the motion, in fact recuse judge the did own postponing our decision sense reason for on himself. question. view, academic, Hardly in our less n And so we turn to the merits of retroactivity. was question of There appeal. parties to brief no reason to ask the ought to question the recusal of whether II retroactive, because, by have been deemed Retarda- Department The of Mental post-recusal court ex Ohio large majority, Leaman as a case hired Plaintiff for an en banc tion pressly ratified the vote December management specialist on was not the rehearing. What ratified was proba- hired as a Ms. Leaman was ruling Judge on the retroactivi of the Chief tionary employee appointment whose was ruling ty question was “sustained”— —that final, under Ohio Revised not to become original the court in decid but the action of 124.27, satisfactorily she had en Code until ing be reheard banc. case would regu- period fixed probationary Ratification, according the common served days. Ms. Leaman’s lation at 120 calendar understanding, equivalent previous to a “is her service satis- superiors did not consider time back to authorization and relates [the] signed done, them a letter except factory, and two of when act ratified [the] 4, 1984, informing her that she April persons dated intervening rights of third where position. her The being removed from Dictionary was are concerned." Black's Law why it had of reasons gave letter a number Ed.1979). majority an absolute When not meet the that she could court, concluded acting without the recus- been of the full job. requirements of the ing judge, ratify “to the action voted rehearing,” voting court in en banc an discharge appealed her Leaman Ms. tunc to rehear pro nunc voting it was Review, Board the State Personnel en case banc. appeal. She then which dismissed action, naming as ratification, brought if her court If there had been no such Department of Mental retroactive, the Ohio defendants the recusal had deemed been superiors in of her and Retardation four panel if had been reinstat- decision department. complaint alleged and the same party, namely the State of discharged, that Ms. Leaman had Ohio,” been when the issues “apparently are be- of her under violation the United ing determined in federal court.” States Constitution and the federal Reha- Under Ohio Revised Code 2743.20 and Act, bilitation because she expressed had Rule 4 of the Ohio Appellate Rules of Pro- disagreement with depart- controversial cedure, the decision of the Court of Claims policies regarding mental mildly retarded could have been appealed to the Ohio Court juveniles. complaint sought reinstate- Appeals for the Appellate Tenth District backpay, ment an award costs and by filing of a notice of appeal on or fees, attorney relief, injunctive punitive before June 1985. Judge Rubin dis- $25,000 damages against each individual missed the federal action May defendant. some three weeks before the deadline for essentially An complaint, identical appealing the decision of the Court stripped of the individual Claims. Ms. Leaman appeal did not defendants, was later filed the de- Court of decision, Clаims perfect but did partment in the Ohio Court of Claims. appeal to this court from the dismissal That dismissed complaint, holding her federal case. appealable a final decision that Ms. Lea- Ms. Leaman contends that her filing of' discharge man’s was in accordance with the Court of Claims suit could have had no state law. The Court of Claims also held impact adverse on her federal court action probationary that a state job does not con- against the employees, individual state be- “property” protected stitute under the Due cause the Ohio statute limited waiver Process Clause of the Fourteenth Amend- arising to claims under state law and be- ment. The Claims was unmoved cause the statute itself made the waiver by Ms. Leaman’s First Amendment and in any void event. In the alternative Ms. claims, Rehabilitation Act which in that argues Leaman provision court’s view confused the issue: real inconsistent with 42 U.S.C. “By what ever name the claims are given not be effect because of the made, this court appeal construes it as an Supremacy Clause of the United States challenging and decision of *6 Constitution. We argu- do find either agency. The court could visual- persuasive. ment ize situations every person where termi- during probationary period

nated could claim that his First Right Amendment Ill speech’ ‘free has been violated. This highly questions court The Ohio whether that Court Claims Act waives the intent the First sovereign Amendment. As state’s immunity and declares 794(A) the 29 [sic], U.S.C. that the state consents to be sued in the these deal with the handicapped Court of Claims. Like most laws that em- persons. permit To a probationary work- body compromises among conflicting inter- er who has worked in her probationary ests, the statute represent does not a total position for less than 120 days, and who victory for people gained class of who obviously disаgreed superiors with her the most from its enactment. Under the state a would, cause of action ... statute, [in] seen, as we have claimants who opinion, represent court’s ‍‌​​‌‌‌​​‌‌​​​‌‌​‌‌‌​‌‌​​​​​‌​​‌​​​‌​‌‌​‌​‌‌​‌​​‌‍entirely might wish to advantage take of the state’s position.” untenable sovereign waiver of its immunity put are commented, The Court of Claims on notice that the in conclu- waiver will be effective sion, that a appeared only they Section 1988 as to them if action themselves waive brought have any cognate been they might federal court “virtu- claims ally contemporaneously,” against and the employees. state’s And the confessed that it had “difficulty under- tells statute suitors in prospective standing why the pending case is in the Court of Claims cognate that the waiver of Claims involving the same issues complete claims will be “a waiver of that the act or omission filing party court determines of action ... cause scope manifestly outside was employee.” or officer any state against

has employ- office or employee’s or officer’s 2743.02(A)(1) (empha- Code Revised Ohio employee or that the officer or ment supplied). sis purpose, in bad acted with malicious “any,” as used the stat The word faith, or reckless man- or in a wanton See United States v. ute, unambiguous. ner.” Cir.1986), Winson, hold F.2d 754 complaint does not Ms. Leaman’s federal strict construction ing even under individual defendants who allege that statutes, “any the words criminal accorded maliciously or outside discharged her acted 922(h)(1), are court,” in 18 U.S.C. as used employment. None- scope of their do not ex unambiguous” “patently State, Hoene v. theless, Van citing Ohio providing In that an foreign courts. clude (Hamilton 363, 486 N.E.2d 868 App.3d in the Court of the state election to sue 1985) (where, pendency of a suit despite the complete in a results Claims Claims, complaint alleging in the Court individual of action cognate cause employees had defendant individual legis employees, the Ohio or state officers faith, purpose, in bad acted “with malicious of feder clearly provided for waiver lature in a wanton or reckless manner” action, as well as causes al causes demurrable), Ms. Leaman held not to be law. United States upon state action based allegation that the dis- maintains that her Northern and District Courts both charge necessarily im- was unconstitutional held have so districts of Ohio Southern was ultra vires discharge plies that (Ferrari Receiving Hospital, v. Woodside and malicious. 1985); Lea (N.D.Ohio F.Supp. complaint if the is construed as Even Mental Re Department v. man Ohio says now it im- alleging what Ms. Leaman Disabilities, Developmental tardation & however, the statute voids the waiver plies, 1985)), (S.D.Ohio and their F.Supp. determines only if “the court” view, correct, in our as interpretation is acted outside the individual defendants result in a conflict with suming it does not maliciously. employment or scope of their explained in the For reasons federal law. mean the Court of The words “the court” no such opinion, we see next section of this Hoene, supra, 486 N.E.2d at Claims. Van conflict. Stempel, 872; App.2d Smith 65 Ohio argument principal Ms. Leaman’s (Franklin 1979), Syl. 3d 414 N.E.2d 445 her provision does not bar that the waiver did, termination of deciding, as it that the upon the final sentence federal action rests employment “was in accord- Ms. Leaman’s 2743.02(A)(1): of Ohio Revised Code law,” can the Court of Claims ance with have determined that hardly individual be said to “The waiver [of *7 This is dis- if the was ultra vires or malicious.2 employees] shall be void noted, collaterally estop Leaman would Ms. mere- the law” the Court of Claims 2. It is true that comment,” department asking to decide that the ly "[b]y way another court that from through Department agents action the acted “in sued in a Section 1983 whom had been being "apparently are deter- acted il- in which with the law” somehow issues accordance The Court of Claims legally mined in a federal court.” as individuals. complaint, dissent, was Judge suggests, had not seen the federal "no in his Merritt obviously subject to dismiss the of the motion unaware should ever be 1983 claim § meritorious immunity grounds, because, law, sovereign waiver," department on con- under Ohio to the any express obviously always did not intend and would be ultra § duct violative of waived her subject whether Ms. Leaman had view on the state to and thus could never vires employees. against individual state not liability suit. We do in a Court of Claims power suspend had no Court of Claims operation Court of Ohio Judge know whether any event. premise of the statute in accept Merritt’s would accept- argument, of Claims had but if the Court not address Court of Claims did Just as the issue, and had held that in Ms. Leaman’s seem to ed it does that court the waiver neither because its em- Department was not liable question whether its final focused on the against thus out- ployees the law and had acted Department had terminated decision that the authority, scope under of their side the employment "in accordance with Ms. Leaman’s positive of Ms. Leaman’s claim that “The law is clear that ... under the amendment, waiver void under the terms of the stat- eleventh are immune [states] ute, question and so we to the from come wheth- damages or in- [§ 1983] action[s] may given junctive court,” er the waiver be effect under relief federal Abick v. federal Michigan, law. State 803 F.2d Cir.1986), and the Constitution does not require the State of Ohio to offer any IV sovereign waiver of its immunity. Cf. argues Ms. Leaman application Pennhurst State School Hospital & provision of the Ohio Court Halderman, 465 U.S. of Claims Act “thwarted the broad remedi We see nothing incon purpose underlying al 42 U.S.C. Section sistent with 1983 in the offer the state § 1983,” and must therefore be invalidated has in its made Court of Claims Act. The under the Supremacy Clause of the United gives Ohio statute option claimants not States argument Constitution. The relies them, otherwise available to any and claim heavily upon Cantrell, Rosa v. 705 F.2d ant who does not like the statutory option (10th Cir.1982), denied, cert. perfectly reject free to prosecute it and (1983), 78 L.Ed.2d 94 against action § state’s officials Wyoming involved a workers’ com just as if the Court of Claims Act had pensation act rights said that the and passed. never been Such an action be provided remedies in the act “are in lieu of maintained either in federal court or in an remedies_” all other Wyo. Ohio court of pleas, common without 27-12-103(a) (1977). Stat. Insofar as the § necessity filing an action in the Court of Wyoming statute purported to bar recov Claims. law, It is settled under Ohio more ery against municipal employer under over, that the Court of Claims Act would 1983,Rosa v. Cantrell held that it prevent not such a claimant from seeking conflict with yield 1983 and had to to the declaratory or injunctive relief statute under the Supremacy Department of itself, Mental Retardation Clause. again without necessity suing in the Court of Claims. Johnson, Friedman v. Rosa v. comparable Cantrell and work- Ohio St.3d 480 N.E.2d compensation ers’ act cases are not control- (1985); Racing Guild Ohio v. Ohio here, ling judgment, in our precisely be- Commission, Racing State 28 Ohio St.3d cause the compensation pur- workers’ acts (1986), Syl. N.E.2d 1025 1st port brought to bar actions in another fo- statute, rum under another while the Ohio If in the case at bar the defendant offi- Court of Claims Act does not. In way no pleaded proved cials had an accord and does the Ohio statute shut the doors of the they satisfaction —if had shown that Ms. federal courts on claimants who are given Leaman unwill- had them a written release ing forego there. It suit does not dе- of all exchange claims in monetary for a prive claimants their federal forum. consideration—the would defendants sure- The Ohio simply statute offers to make ly dismissal, have been entitled to a available an deep- otherwise surely unavailable thought the dismissal could pocket defendant, and an alternative fo- policy underlying frustrate the rum, prospective plaintiffs if practical who think effect the Ohio of Claims they have claims individual state standing Act is a offer for a settlement of *8 employees voluntarily against elect to waive suit employees claims state exchange in against employees the in favor suit for an opportunity otherwise non-existent against the employer. to damages. sue the state itself for express law, terms against Ohio statute the Ms. Leaman’s not the law. Ms. did Leaman not against

waiver of her ployees decision, the em- individual appeal might choose to and she fact, would been have "void." In the well had to live with it have if there had even just opposite; Court of Claims held the it held provision been no waiver in Ohio statute. the discharge that the was "in accordance" with the waiving party may against have constitutionality such an offer can tion” the New light employees. in of Town Where claimant elects such

hardly be doubted -, Claims, 107 S.Ct. in in 480 U.S. the state the Court of Rumery, to sue ton v. (1987),where the Su words, employees giv- L.Ed.2d the state’s are other Court, “traditional com applying preme affirmative defense which the federal en an incorporated in federal principles” mon-law jurisdiction duty and the court has both at -, law, 107 S.Ct. at 480 U.S. present recognize. This case did not to accept a man who held that L.Ed.2d at in which the federal courts had situation to dismiss criminal municipality’s offer ed a deprived jurisdiction, any more been exchange for a in charges against him did; here, in Rumery Rumery, as thаn against might he any claims waiver of not defendants were entitled repudi could not its officers the town and jurisdiction, because the court had no but the town and its sue ate the waiver and no plaintiff had case. because 1983. The Su officers under U.S.C. § explicitly that the Judge Rubin declared argument flatly rejected the preme Court Leaman’s action was for dismissal of Ms. accepted by as that agreements such claim, opposed failure to state a coercive,” “inherently Rumery Mr. are jurisdiction: want se; Rumery’s volun per Mr. thus invalid exchange “In of her claims [waiver offer, town’s tary accept decision against employees officers and said, highly “a rational reflected state], Plaintiff received a solvent De- and certain the obvious judgment” that being statutory no or fendant. There agreement would offered benefits impediment to such an ar- constitutional prevail speculative benefits “exceed the hold Plaintiff rangement, this Court will ing in a civil action [under § 1983].” quid pro quo to her and dismiss at-, at 94 L.Ed.2d individual Defendants for failure to state at 417. Leaman, against a claim them.” for Ms. Lea- offered The inducement F.Supp. at 786. (an bring opportunity to man’s waiver quid pro quo received Ms. Lea- damages the State direct action for illusory, bargain and the she man was not Ohio) potential for obviously lacked the accepted not unfair. As this court has (dis- inducement coercion inherent recognized, the Ohio Court heretofore charges) offered for the missal of criminal not a waiver so, Act does constitute being the Claims Rumery. waiver in That sovereign immunity “with Court of the state of its offered the Ohio benefits being respect pending no less “obvious” than to actions Claims Act Inns, Rumery, Ms. Lea- Mr. Inc. v. those offered other state courts.” Ohio being accept (6th Cir.1976), offer man’s Ohio’s election 542 F.2d cert. Nye, made than the election denied, no less “rational” Rumery, think the district

by Mr. we no Ohio was under Leaman’s dismiss Ms. court’s decision to sued at duty to let itself be constitutional than clearly more correct case was even all, for the and it was not unreasonable Rumery’s in Mr. corresponding decision plaintiffs prospective to tell —in case. by the United not unlike those used words in the Federal Tort Claims States itself bargain, to her holding Ms. Leaman agree you to let sue the will Act—“we clearly not un- did labor the district court agree to surrender sovereign you if will voluntary misapprehension der the sovereign’s ser your claims some- claim waiver of a federal civil depth of considers the vants.” When one of federal court how amounts to a waiver pockets comparison sovereign’s of the Ohio jurisdiction. Under the terms servants’, when one depth statute, statutory offer acceptance of the re that Ms. Leaman was remembers jurisdic- of federal results not in a waiver rein right her to seek give up employ- quired to against state tion to suits entertain suit through injunction ees, of ac- statement “any cause but a waiver of *9 against Department the of Mental Retarda- not available to her before its enactment tion, it is hard for us to see the how does not ipso make the Act unconsti- facto possibly thought could tutional, have been course, and Ohio Revised Code guilty overreaching. 2743.02(A)(1) no puts justice § more on the auction block than does its counterpart It is the reasonableness choice the Federal Act, Tort Claims 28 U.S.C. prospective plaintiffs offered like Ms. Lea- 2676. Under federal § law tort claimant prevents man that the Ohio Court of who wishes to sue the United States for Claims running Act from afoul of the “un- damages under 28 1346(b) U.S.C. put § constitutional condition” doctrine to which notice 28 U.S.C. any that gave Mr. Justice eloquent Sutherland ex- judgment in such an action will constitute Frost & Frost Trucking Co. v. prеssion “a complete any bar to action the claim- Railroad California, Commission ant, by reason of the subject same matter, 46 S.Ct. (1926). 70 L.Ed. 1101 against the employee government There the State of pri- California had told whose act or gave omission rise to the vate truckers operating private under con- claim.” If provision that of federal law carriage tracts of they that not use could does not sully the justice skirts of with the public highways of the state unless detritus of marketplace, neither does they agreed to become common carriers. provision of the Ohio Court of “In reality,” said, the Court “the carrier is Claims Act. given choice, no except a choice between prospective A federal tort claimant may the rock and whirlpool, option to —an choose not to sue the itself, United States forego a privilege may which be vital to his just as Ms. might Leaman have chosen not livelihood or requirement to a submit to sue the Ohio, State of and one who does may constitute an intolerable burden.” Id. pursue his against remedies the federal at 46 S.Ct. at government is not required give up However one assess the contrast claim he may against the federal between Frost & Frost Trucking and government’s servants; but pur one who Rumery, bearing in mind that the choice his statutory sues against remedies Rumery offered Mr. was a choice between United point States of judgment- waiving his risking claim and jail, even an judgment adverse or a the contrast between Frost & Frost Truck- only for part a small the amount ing and the at striking case bar is a one. claimed —bars himself from recovery Here Ms. Leaman was told she could against employees. Such a result reject the offer made in the Court of has not struck this court or other federal Act, suing Claims state em- individual anomalous, courts as even where the claim ployees dаmages under just thus barred arises under the Constitution if Court of Claims Act had never been Pichardo, itself. Serra v. 786 F.2d 237 all, passed at she or could choose to avail — (6th Cir.), denied, cert. U.S. -, herself of an opportunity not available be- Arevalo v. (1986); L.Ed.2d 53 fore the Court of Claims Act passed— Woods, Cir.1987). F.2d 487 It is opportunity exchange damage her say, moreover, fair to claim the state’s employees for a Court of the United States always has not damage claim the State itself. gone out of way interpret its the Federal That, us, it seems to is a reasonable and Tort Claims giving Act favor of claim meaningful choice; it is not a choice be- right government, ants a to sue the even tween “the rock and the whirlpool,” and it language where of the Act might itself no bears resemblance to the choice offered provide seem to reasonably right clear customers of the late Mr. Hobson States, Feres v. United suit. offer that associates Mr. Puzo’s Godfa- (1950); United 95 L.Ed. 152 ther could not refuse. — Johnson, States v. U.S. -, The mere fact Ohio Court of 95 Where the Claims Act offered Ms. language Leaman choice of a governmental ap- claims act *10 knowing, against govern- intelligent, voluntary made a and recovery the pears to bar servants, therefore, right bring against it seems unlike- of her to claims ment’s the state.” Lea go out of would Supreme employees Court officers and ly that the statutory language man, interpret F.Supp. finding the that at 786. way its to right sue the long the to otherwise, “knowing, intelligent, as and as the waiver was As the Su- is clear. government voluntary” presumably upon itself rests the fact occasion to re- recently had represented by com preme Court that Ms. Leaman was partic- that a “ n Judicial perception us, petent she filed her action in mind counsel when may en- unreasonable Claims, ular result would be the Court of and counsel must be ambiguous рro- presumed ter into the construction the to have known what Court disregard of visions, justify but cannot the circumstances Claims Act said. Under inten- plainly case, has and legislature] adequate of this we consider ‍‌​​‌‌‌​​‌‌​​​‌‌​‌‌‌​‌‌​​​​​‌​​‌​​​‌​‌‌​‌​‌‌​‌​​‌‍this an what [the In- Commissioner tionally provided.” finding of foundation for the voluntariness. Co., Products Asphalt Revenue ternal pleading guilty not to Ms. Leaman was — Inc., -, U.S. charges, waiving right criminal or her counsel in a criminal and it was make upon the court sure interpretation, the Feder incumbent any Under lawyer adequately explained her Act, that had the Ohio Court of like al Tort Claims of her action. Ms. Leaman the effect Act, a better deal offers claimants Claims trying to recover a as a Neither favorable it. they would have without than reasonable, in plaintiff. perfectly It was accept any claimant forces statute view, rely on offer, our Ms. counsel statutory and Leaman’s government’s both strategic accom- for advice how best to any claim statutes, requiring far from that Estelle v. plish objective. that See rights be bartered constitutional ant's Williams, superior mecha away, afford claimants (1976), where, 1697, 48 L.Ed.2d 126 not- rights. vindicating Constitu nism for their withstanding party constitu- extinguished by whose rights may not be tional federal, tional were waived was defend- statute, or but state trial, ant in a criminal poten not mean that suits truism does declared, holding relief unavail- habeas alleged of such tial suits violations able, that compromised or rights may not waived. be Company New

See Home Insurance once adversary system, our “[u]nder Morse, Wall.) 445, 451, York v. (20 U.S. of counsel defendant has the assistance (1874) (“... may decisions, strategic citizen L.Ed. 365 array of trial vast rights to he tactical, no which doubt waive must made before be long entitled”). line cases be And the during trial rests with accused require for holding may not Any approach that a state other attorney. his right their eign corporations judges to surrender duties of trial rewrite the would them to federal legal system.” actions remove in our and counsel doing with court a condition of business deemed to counsel must be Ms. Leaman’s includes Harrison in the state —a line that suing the price known that Co., Francisco R.R. v. St. Louis & San would Court of Claims (1914)— 58 L.Ed. punitive dam- of Ms. Leaman’s surrender contrary, as the nothing teaches to the superiors age against her claims Rumery, supra, confirms. decision in Retardation, unless Department of Mental persuaded could be considered, of Claims how the Court It remains to be acted outside erred, individuals ever, those whether the district maliciously.3 employment or scope of their bar, finding “[b]y filing the case at explore any court to duty of Claims, It was not the Plaintiff has in the Ohio Court of damage punitive her price enough re- ceed with when one seems small malice, the claims absent finding the individuals —and the Court of calls that a of malice anyway. pro- had no merit Leaman to Claims would have enabled Ms. adequacy of communication between The matter was debated at a court meet- ing. client and counsel permitting before Two alternatives were proposed. *11 complaint in Several judges of Claims suit argued to be that original vote to accepted filing. And rehear the where a claimant case nullity was a be- judge’s cause represented by competent later counsel has recusal should re- late back and cancel his accept statutory elected to vote in Ohio’s offer to favor of rehearing the case. subject judges argued Other itself to suit in the Court of Claims that the case properly was reheard exchange in en banc for a and that the subsequent recusal judge of a officials, nothing individual state in the had no judge’s effect on that prior vote to Constitution entitles the repudi- claimant tо rehear the case. judge The chief ruled that ate the waiver if or he she loses the in suit the later recusal did nullify the recus- the Court of and Claims does not even ing judge’s prior participation in the en appeal the decision. procedures. banc ruling This upheld was judgment The of the district court is by an 11 to 3 vote and the case was as- AFFIRMED. signed judge a prepare to proposed a disposition. It pointed out that every

LIVELY, Judge, Chief concurring and judge would have an opportunity to vote dissenting. finally proposed when the opinion was cir- culated and express disagreement with I concur in portion that of the majority the resolution of the procedural en banc opinion holding that judge the decision of a issue. of this court to withdraw from further participation in en proceedings banc follow- The procedures en banc of this court are ing rehearing does not relate and back (28 controlled statute 46(c) U.S.C. § nullify judge’s (1982)), earlier vote to rehear (Rule a national rule Fed.R. However, this case en banc. App.P.) I (Rule 14, from and a local dissent rule Rules of Circuit). the decision majority the Sixth on the steps merits Several are in- which designating affirms the volved in district court’s a particular dismissal case for rehearing en this banc. case. party

Either a or judge who would sit on the en may banc court “suggest” I. that a appropriate case is for rehearing en The vote in rehearing favor of case this 35(b), banc. Rule Fed.R.App.P.; Rule was 8 to judges with active voting. all 14(a), Rules of the Sixth No Circuit. action judge who recused himself partic- from suggestion is taken on the unless a judge ipating in the en decision banc case regular who is in judge active service or a did so shortly argument after oral re- sitting by designation who was a member hearing. He stated recusing that he was panel original rendered deci- himself from participаtion. “further” sion requests suggestion. a vote on the tentative vote of the court at conference 35(b), Rule Fed.R.App.P. When such a re- 8was to 7 in favor affirming the district quest received, judges is active court, judge with the subsequently who ballot, court vote majority and a of all filed the voting notice of recusal with judges regular active service must vote majority. His left the recusal court request favor of the rehearing before en apparent an However, tie vote. the vote at 35(a), banc be ordered. Rule Fed.R. conference is always tentative. Another App.P.; 46(c). A U.S.C. vote to re- member the en court banc notified all hear a en case banc has the effect of vacat- members of the court he intended ing opinion the previous judgment change his conference vote from court, reversal staying the mandate restor- of the district to affirm- ing the case on the docket as a pending ance. No other judge changed 14(a), his her appeal. Rule of the Sixth Rules Cir- vote, leaving split the court 8 to 6 for cuit. The court that rehears the case en affirmance. judges regu- banc consists of all circuit senior circuit The Eleventh prohibits

lar active service Amendment fed eral who was member court actions judge of the circuit states. How ever, being decision reviewed Court created a “fiction” panel whose parte Young, Ex participate. elects en banc and who (1908), 46(c). permits L.Ed. 714 U.S.C. § injunction against a state official has who eligibility participate in the vari- Since unconstitutionally, acted because an official rehearing steps leading to en banc is ous acting longer represents so no the state. step, eligibility same for each not the In this case Ms. sought prospec Leaman by judge’s determined status at the time injunction tive relief the form of an Thus, judge particular step is reached. *12 against continuation of unlawful conduct regular is in active service a who when in complaint, described the reinstatement made, rehearing en suggestion for banc is position, to her equitable and other relief in panel who not on the whose deci- but damages. to equitable addition This relief review, suggested may request sion is for a granted by could be a federal court without However, judge vote. if that assumes sen- violating the Eleventh Amendment. Edel the vote is taken or she ior status before he Jordan, man v. Further, eligible is not to vote. if the same 39 L.Ed.2d 662 The State’s sover vote, during judge retains active status eign immunity implicated by would not be voting status and assumes senior after but granting this relief the individual held, rehearing judge is is before though they defendants even were sued in eligible participate rehearing. in the Id. at capacities. their official differently. Recusals should be treated no at 1356. The fact that the Ohio Court determines, judge A who for rea- whatever provides “deep pocket" Claims for a son, participating to refrain from at plaintiff's money damages demand for is stage proceedings of en banc withdraws as prohibit irrelevant. The state cannot of that time. Recusal does not retroac- act seeking plaintiff equitable from relief tively nullify judge’s previous partic- properly that is available in a federal court ipation. stage pro- Each of the en banc infringement for of her constitutional distinct, ceedings requirements is and the rights. serially. prop- must be met This case was I would reverse of the dis- erly by reheard the en banc court. trict court.

II. KEITH, Judge, dissenting, joined Circuit JONES, by Judge. R. NATHANIEL Circuit Judge I in concur Merritt's on the dissent merits, separately point and write out an majority this exalts reversing additional basis for the district provision plaintiff’s right waiver above court’s dismissal this action. acts, seek relief for unconstitutional re- litigant’s diligent pursuit wards a sought Ms. Leaman to vindicate First 1983 remedies with total exclusion U.S.C. § rights by bringing Amendment an action from a state or federal forum and charac- federal district court under 42 U.S.C. holding terizes the effect its terms 1983. The four she individuals that § simple metaphor, if contractual as Consti- charged infringing her constitutional rights tutional are bushels of wheat and rights supervisors. were her She could not the Constitution itself the Restatement persons sue these in the Ohio Court (Second) I of Contracts. dissent. I do legally Claims. not believe Ohio could require give aggrieved up right permits Ms. Leaman to her citizen Section quid seek relief from for the unconstitu- these individuals as a to seek relief pro quo government taking advantage for of state or local tional acts A sovereign acting State’s limited under color of state law. waiver immuni- officials ty permits damages 1983 is therefore her to seek from cause of action under § of contract action. The State the Court of not like a breach Claims. remedy latter seeks a the violation of a (Blackmun, S.Ct. at 2000 J. dissent- parties. contract between two discrete ing). Our analysis should balance the poli- former, however, predicated on a com- cies behind the federal law pact nothing that does less than allocate application, specific case, this power government and the between provision. governed. by government Limitations regard With Leaman, to Ms. the most on a citizen’s access to must relief § important policies underlying 1983 in- since, carefully scrutinized, therefore be compensation clude persons injured by action, the very nature of a deprivation of federal preven- government is party an interested and the tion of power abuses of by those acting affected are of interests constitutional under color Robertson, of state law. magnitude. majority opinion fails to U.S. at 98 S.Ct. at 1995. Neither is recognize point. It subordinates the operation furthered of Ohio’swaiver exercise of “depriva- 1983 relief for the provision. Ms. Leaman compen- cannot be any right, tion of privileges, or immunities sated because she longer no has a forum to secured the Constitution and laws” to pursue claims, her constitutional as a result operation of a state pro- claims waiver of the district court’s dismissal. She doing, vision. In so deprives the majority *13 being whipsawed, effect, between the Ms. Leaman of forum for her claims district court’s dismissal and the Ohio waiv- and does violence to the supremacy of fed- provision. er Nor are Ohio state officials eral law. prevented or abusing deterred from state When courts are faced with the resolu authority in violation of the Constitution. tion of inconsistency between state and operation The of provision, the waiver law, policies federal the behind the federal majority, construed the effectively insu- law must be taken into account. The cru lates those officials from the reach of question cial “is whether the application claim, including 1983 Leaman’s, Ms. § state law would be inconsistent with the of whenever a suit is filed in the Ohio Court policy.” federal Wegmann, Robertson v. of Claims. 584, 590, 436 1991, 1995, 98 S.Ct. 56 (1978) These (emphasis added) results cannot (quot be those envisioned ing by Congress Railway Express Johnson v. when Agency, it constructed the Inc., 421 U.S. 44 “broad of sweep” companion L.Ed.2d 1983and its § (1975)). analysis Such an rights is particular civil statutues. See v. Griffin ly important application when the involves Breckenridge, 403 U.S. the rights, i.e., right waiver federal 29 L.Ed.2d 338 majority’s The to file suit under 1983. Town Newton § analysis outcomes, invites such mistaken — U.S. -, -, v. Rumery, 107 S.Ct. however, justifies when the denial of the (1987) 94 L.Ed.2d 405 reversing remedy ground on the that Ms. § (1st and remanding Cir.1985); 778 F.2d 66 “exchanged” Leaman remedy for Wegmann; Robertson v. McGautha right to sue the of Ohio in State its Court California, rights Claims. Constitutional and their of. (1971); L.Ed.2d Cantrell, Rosa v. 705 federal law remedies cannot be or bartered (10th Cir.1982). F.2d 1208 “exchanged”, many like so bushels of Rather, many wheat for analysis, therefore, they so dollars. “purport” our carefully must be case-by- scrutinized on a Ohio statute should not be at issue. scrutiny We case basis. not be Such close will insure should concerned the rea- provision sonableness of the values waiver or fundamental appropriateness rights protect and legisla- the Ohio remedies are not harmed state ture’s sovereign operation on waiver of unwise a state’s law. Rather, immunity. highest importantly, we should focus on Most our function as provision’s “application judges uphold the face of a is to I the Constitution. rights guaranteed claim of civil plain- comprehend cannot how that is function [the Robertson, federal law” U.S. at very per- tiff] when the statute which fulfilled the enforcement of Constitutional system

mits undermines our separation rights powers, rises and falls on the matter, contractual the recusal it could principle of accord and satisfaction. public diminish integrity confidence in the independence judiciary. of the federal majority’s opinion part parcel The I therefore dissent. tendency of an on this Court to unwise remedy point to the narrow § nullity. have held that 1983 relief is We § I. deprivation liberty for the available proceeds erroneously Court on the Beebe, property. or of See Wilson v. premise that access to the federal courts Cir.1985)(Keith, dissenting F.2d 578 J. bargained can be away by operation of the part, concurring part). Now we find provision in the Ohio It statute. oper- 1983 relief to conditioned on posits marketplace adjudication for where provision. ation a state waiver If this practical effect the Ohio “[i]n path Circuit continues to follow it has standing Claims Act is a offer for a settle- upon, nothing started there will be left to ment of employees state stripped 1983. We will have 1983 of exchange for an op- otherwise non-existent meaning.

its basic fibre and That outcome portunity to sue the state itself for dam- comforting some, may be it is anath- but ages.” Opinion of the p. Court at anyone ema who holds Constitutional Unfortunately, marketplace theory such a higher Hopefully, dear. and wiser metaphor adjudication contrary majority's court will correct decision. proper jurisdiction view firmly established in decisions of the Su- MERRITT, Judge, dissenting. Circuit preme Court. involving

This case provi- “waiver” legislature’s phrase use of the sion of the Ohio Court of Claims Act raises *14 “any cause of provi- action” in its waiver major questions. two The first is whether legisla- sion does not mean that the state the Ohio statute should be construed so as intended, tors should held to apply be or waiver rule that would oust a read, bar, the statute should be question jurisdic- federal court federal withdraw or “waive” rights tion in exercise civil cases. The second feder- judicial power in al these cases. judge's whether a Without a decision to recuse him- contract, figura- real a state cannot strike a involving legislation self in a case which he “bargain” prospective tive legislator with federal only drafted as a arises after the litigant and have such “contract” be en- judge has voted to rehear the case en banc in a federal forceable court as a matter of only and then a matter of individual view, deprived law. The federal courts cannot be judgment. my In questions these jurisdiction of their in this manner. negative. must be in the answered The opinion analyzing Court’s on the merits need- this case on the basis of lessly marketplace creates constitutional conflict metaphors rather than the re- limiting the jur- quired unwarranted еffect the analysis, constitutional the Court courts, isdiction of proce- federal and in its unnecessary creates constitutional conflict dure validates or “ratifies” permits deprive the actions of a when it the state statute to judge exercising conflicted in not jurisdiction a manda- courts of their federal legal tory duty prior voting rights Congress recusal to civil cases. Acts of such Substantively, rehear a case en banc. as 42 U.S.C. 1983 and 28 U.S.C. 1343 falsely Court frames jurisdiction the debate terms of define the of the federal courts tradeoffs, “marketplace” cases, way rights a facile civil Constitution avoiding important prevents withdrawing constitutional di- the states from or mensions of the case. Procedurally, limiting jurisdiction by adoption federal majority adopt permissive would have us of waiver or election of remedies rules. As attitude on I accept recusal. do not Court stated in Home Insur- position: issue, Court’s on the waiver ance Co. v. Morse:

961 The Constitution of the United States Railroad, Francisco 232 U.S. 34 3, judicial declares Art. S.Ct. [in § 2] 58 (1914), L.Ed. ‍‌​​‌‌‌​​‌‌​​​‌‌​‌‌‌​‌‌​​​​​‌​​‌​​​‌​‌‌​‌​‌‌​‌​​‌‍621 power of the United States shall extend Supreme Court framed the issue as fol- equity to all cases law and arising lows: Constitution,

under that laws of the Unit- may It not be doubted judicial n States, ed the treaties made or power of the United States by as created which shall made under their authori- the Constitution provided by for Con- ty, ... to controversies between a State gress pursuant to its constitutional au- State, and citizens of another and be- thority, power is a wholly independent of tween citizens of different States. state action and which therefore the sev- jurisdiction The courts, of the Federal eral States may not by any exertion of Constitution, under this clause of the de- authority form, in any directly or indi- pends upon regulated and is by the laws rectly, destroy, abridge, limit or render legislation United States. State inefficacious. The doctrine is so elemen- jurisdiction cannot upon confer the Fed- tary as to require no citation of authority courts, eral nor can it limit restrict to sustain it. the authority given by pur- Congress in Accord Terral v. Co., Burke Constr. suance the Constitution. This has U.S. (1922); L.Ed. 352 been many held times. Donald v. Philadelphia & Reading Coal (20 Wall.) 445, 453, 87 U.S. 22 L.Ed. 365 Co., and Iron (1874) (citations omitted) (emphasis added). (1916); L.Ed. 1027 Morse, Home Ins. v.Co. (20 reasoning Wall.) 445,

The 87 U.S. in Home (1874); Insurance re- L.Ed. specting III see also underpinned Payne Hook, (7 Article Wall.) Supremacy (1868) Clause.1 (state State L.Ed. 260 limitations on cannot de- jurisdiction federal feat prohibited jurisdiction are federal under confining juris- this Clause they diction of specialized where frustrate laws issue court). passed by Congress that express contain attempts to evade the obvious grants of jurisdiction, such as the Supremacy problem posed Clause by such a federal civil rights statutes. Suprema- divestiture jurisdiction of federal by argu cy Clause is particularly relevant in the ing that implicit statute creates an federal civil light context in of the waiver “contract.”2 Although ap under congressional clear empower desire to propriate circumstances an individual federal courts in congres- this area. This release her written con *15 sional intent is in legislative reflected tract, impermissible for a state to history of the antecedent to 1983. See § create a statutory framework which auto Patsy v. Regents, 496, Bd. U.S. 457 of matically operates to juris waive federal 502-07, 102 S.Ct. 2561-63, 73 diction. See Rumery, Town Newton v. of (1982). — L.Ed,2d U.S. -, 107 S.Ct. 94 long cases, a (written line of Supreme (1987) 405 waiver valid in certain Court has invalidated requirements circumstances). state Supreme The foreign corporations surrender their clear explicit that “waiver” of 1983 right to remove cases to federal courts a question claims “is a of federal law.” doing condition of business Newton, within Town 107 S.Ct. at 1192. There of state. In Harrision v. St. Louis may & San also presumption against be a an indi- Constitution, This and the of argues Laws the Unit- 2. The Court also that the existence ed States which shall be in Pursuance made provision similar in the Federal Claims Act Tort thereof; made, and all Treaties or which shall removes constitutional doubt the Ohio from made, be States, Authority under of the United Opinion p. statute! of the Court at 955. This Land; supreme shall be the Law position ignores by taken the Court the fact that judges every and the thereby, State be shall bound problem posed by the Ohio statute stems Thing in the Constitution or Supremacy from the Clause—a not im- concern Laws of standing. Contrary State to the notwith- plicated by Congressional action.

U.S.Const., VI, Art. cl. 2.

962 “waiver,” by rights.” even when executed mental Ohio Bell Tel. v. Public vidual’s Comm’n, 292, 307, release, to the Utilities 301 which serves limit U.S. 57 written 724, 731, (1937). S.Ct. 81 L.Ed. 1093 More- federal courts. id. at power of the See over, rights, as to fundamental “courts in- J., (Stevens, dissenting); also id. see 1205 dulge every assumption against reasonable J., (de- (O’Connor, concurring) at 1196-97 Kennedy, waiver.” Aetna Ins. Co. v. proving that con- burden fendant bears 809, 812, U.S. 81 L.Ed. made). voluntarily of waiver tract (1937). federal court that the The Court states may diversity It be true in a case after recognize the duty to affirmative has a Erie that the doors of the courts by created the Ohio supposedly defense are closed if to state claims the state would appar- defense statute. This affirmative claim, not entertain the federally but a implicit con- from an waiver ently flows right -created should be heard in federal statute. While the by the tract created if court even the state has closed its doors recognize waiver con- federal courts parties. Angel Bullington, right bring to limit an individual’s tracts 657, 662, U.S. 91 L.Ed. in certain limited circum- 1983 claim for this rule reason is that stances, members of the five otherwise a state would be able obstruct emphasized Newton Court Town of obligations and frustrate the created agreements are a minimum the waivеr at example, federal law. For in the workers’ they requirements that subject to strict area, compensation courts have looked intelligently and knowingly, into entered remedy provisions askance in at exclusive is on the voluntarily, and that burden terfering with federal constitutional claims. prove question defendant to the waiver action, As the court stated “[t]o requirement. strict meets this escape liability by allow defendants here to here there is no writ- emphasize that We relying certainly on state law defenses in contract, and the “waiver” is ten waiver policy terferes with the basic social law; operation hence this case is favors the enforcement federal civil presented in problematic more than that interfere and it would also with the problems presented Town Newton. policy preventing power by abuses interpretation of the Ohio the court’s acting those under color of state law.” scheme resemble those classic contracts Cantrell, Rosa v. 705 F.2d by entering the doors of the adhesion: Cir.1982), denied, cert. Claims, the claimant auto- Ohio Court of (1983); 78 L.Ed.2d 94 see also agreement matically party to an becomes O’Hare, (2d 786 F.2d McClary v. Cir. may not of or which the claimant know 1986). accept. interpret We should thus decline pro- The scheme of automatic waiver question state statute in here to create an posed by comport the Court does not implicit contract that a federal court requirements the strict for waiver set forth recognize. A duty pro- would have a mere fact that Town Newton and the litigant deprived spective federal cannot be *16 represented by Ms. Leaman was counsel right pursue a federal cause of rights by cannot save it. A written contract serves constitutional action to vindicate litigant’s operation as evidence decision to of a state statute. We that a automatic the Ohio must therefore examine how stat- jurisdiction waive federal entered into was operates practice to determine ute some with reflection as to its benefits provision actually the waiver whether detriments. There is no such evidence jurisdiction in viola- serves to limit federal here; fact, all the record indicates that Supremacy Clause. tion of the parties including the concerned— judge be that her claim would —understood II. by heard a federal court. As the state statute in a century ago, Court stated half do not reads the a “we The Court interpreta- presume acquiescence fashion that is inconsistent in the loss of funda-

963 courts, by the tions rendered Ohio and thus ment.” Greene, Shew v. No. CA85-07-041 (Ohio creates needless conflict with the Su- App., 27, 1986) May (Westlaw, OH- law, premacy Clause. Under Ohio it is not database, 4). CS at type Given the of trig- clear that 1983 action would ever § conduct excluded from the scope of employ- ger provision. Rather, the Ohio waiver cases, ment in the foregoing no meritorious rulings from the Ohio courts indicate that 1983 claim subject should be to the § waiv- the constitutional violations which form the provision er of Ohio Rev.Code Ann. basis for the 1983 action would be out- § 2743.02(A)(1)(Baldwin 1986). § scope employment side the of and therefore long As as Ohio maintains its restrictive not waived. There is therefore no actual view of scope public of employment, conflict between the Ohio law and federal only source of conflict between federal jurisdiction.3 and state courts in this case is the normal Ohio case law is clear that merely filing friction caused jurisdiction. concurrent Court of Claims suit does not create an The mere existence jurisdic- of concurrent irrevocable waiver under Ohio Rev.Code tion is not problem itself a since 2743.02(A)(1)(Baldwin 1986). Ann. Rath- brought suits in state court. The er, inoperative the waiver becomes when question is whether Ohio’s jur- assertion of the Court of Claims determines that “the actually isdiction conflicts with federal law. act or omission manifestly outside the Again, we look interpretation to Ohio’s scope of the employee’s officer’s or office its own statute to determine the extent of employment or or that the officer or em- any conflict. ployee acted with purpose, malicious in bad When concurrent suits are filed faith, inor a wanton or reckless manner.” Court of Claims and the Court of Common 2743.02(A)(1)(Bald- Ohio Rev.Code Ann. § Pleas, the State of Ohio has instructed the 1986); win University McIntosh v. Cin- latter stay proceeding tribunal to its cinnati, until 116, 120, App.3d Ohio the Court of Claims rules on (1985). scope N.E.2d 324-25 employment issue. McIntosh v. Universi- The Ohio courts narrowly have so de- ty Cincinnati, App.3d 24 Ohio at scope fined the employment public 324-25; 493 N.E.2d at Stempel, Smith v. employees that no meritorious 1983 claim App.2d 36, 41-42, 65 Ohio 414 N.E.2d should subject ever be to the waiver. In A federal court could reach the Berke v. Department Ohio Public Wel- princi- same result under well-established 271, 273, fare, App.2d 52 Ohio 369 N.E.2d ples of abstention. England See v. Louisi- (1976), the Court held that it is Examiners, ana State Bd. Medical “clearly ultra vires” for employee a state sex, to discriminate religion, because of (1964). Thus, is no there conflict in this origin. Moritz, national Tyus 52 Ohio instance between the state and federal law App.2d 368 N.E.2d disposition coordinates the of concur- (1976), “any the Court held negligence, rent suits. slander, malpractice or medical would plainly scope supervi- not be within the

sion or scope authority within the ... III. would be ultra vires such employ- [and] decision, question ees.” In unpublished final raised another case appellate Ohio concerns jurisdic- observed that what effect a federal court will give prior tion the Court of prop- Common Pleas is Court of Claims’ determination er alleged when the scope employment. legal conduct “is intentional- As a mat- ly tortious and therefore outside question hardly ter this For novel. al- scope of employee’s the state employ- years most 200 the federal courts have *17 opinion, employment, 3. In footnote 2 of its the Court con- there would be no waiver and cedes that if violations constitutional sufficient therefore no the Ohio statute conflict between to form the basis for § 1983 claims are deemed jurisdiction. and federal by scope the Ohio courts to be outside the of judicata preclusion of res and col- sue developed principles parties is to relieve the lawsuits, estoppel multiple in order accommodate cost and vexation of lateral judicial resources, jurisdiction. This is conserve dual federal and and to encour- age adjudication by preventing reliance on body legal principles we should inconsistent present dispute, instead decisions. See Allen v. use to resolve 94, McCurry, 449 U.S. at 101 S.Ct. at 415 analysis that relies on a feather’s of an (citing States, Montana v. 440 U.S. authority misplaced and a United weight of Ohio 147, 153, 970, 973, 99 S.Ct. 59 L.Ed.2d 210 marketplace metaphor. (1979)). opinion, In footnote of its Court Congress passed legislation has which in that there was no this case

states requires give preclusive federal courts to the Court of Claims held that the because judgments. effect to state court The Con- law, “discharge accordance with stitution’s Full Faith and Credit Clause4 is against the law.” The Court seems to implemented by the federal full faith and ignore the fact that before such “find- statute, (1982). credit 28 U.S.C. ing” pre- § the Court of Claims can have provides pertinent part: The statute action, clusive effect must be judged by principles judicata Acts, of res judicial pro- Such recоrds and estoppel. ceedings thereof, copies collateral so authenti- cated, shall have same full faith and judicata, preclusion, res or claim Under every credit in court within the United judgment “a final on the merits of an ac- States and its Territories and Posses- precludes parties privies tion or their they usage sions as law or in the relitigating from issues that were or could State, Territory courts such or Posses- raised in that action.” have been Allen v. they sion from which are taken. 90, 94, 411, McCurry, 449 U.S. 101 S.Ct. 414, (1980). 66 L.Ed.2d 308 The related It is now requires well-settled that this estoppel, pre- give doctrine of collateral or issue preclusive federal courts to the same clusion, dictates that “once a judgments court has effect to state court “that those an issue necessary judgments given decided of fact or law would in the courts of judgment, its preclude judgments that decision the State from relitigation of emerged.” the issue a suit on a Kremer v. Chemical Constr. involving 461, 466, 1883, party Corp., different cause of action 456 U.S. 102 S.Ct. Id.; 1889, (1982); to the first case.” see also id. at 94 n. 72 L.Ed.2d 262 see also Har 5, Prosise, (citing 313, at 415 ing S.Ct. n. 5 Restatement v. 462 U.S. at 103 S.Ct. at (Second) (Tent. Judgments Draft 2373. § 3, 15, 1976) Apr. No. for use of term “claim In the modifying absence federal law preclusion” equivalent judicata as to res operation preclusive ef § preclusion” estop- and “issue for collateral prior fect of a state court

pel). determined in the first therefore instance estoppel apply, Collateral cannot how- state law. The re has ever, party against peatedly operate unless the whom the held that 1983 does not modify application earlier decision is asserted had a “full and opportunity” litigate preclusion. fair Migra the issue either claim or issue See Prosise, Educ., Haring City earlier case. See v. Warren School Dist. Bd. of 2368, 2373, U.S. 76 465 U.S. 79 L.Ed.2d 56 (1983); (1984) (claim preclusion); McCurry, Allen v. Allen v. McCur 415, 418; ry, U.S. at 101 S.Ct. at Re- 66 L.Ed.2d (Second) (1980) (issue Judgments preclusion); statement 29 308 see also — Elliot, University rationale behind claim and is- Tennessee v. Acts, given Faith ‍‌​​‌‌‌​​‌‌​​​‌‌​‌‌‌​‌‌​​​​​‌​​‌​​​‌​‌‌​‌​‌‌​‌​​‌‍and "Full Credit shall be in each judicial ner in which such Records Proceed- Acts, Records, public State to the Proceedings ings proved, and the Effect thereof." shall be every U.S.Const., IV, other State. And the Con- 1.§ Art. gress may by general prescribe Laws Man- *18 ,L.Ed.2d (1986) -, estoppel, hand, Collateral on the other applicable, (although applies preclude 1738 not redetermination § require federal operates to common law by issues which have been decided an earli fact-finding preclu- give agency’s courts to giving parties er tribunal after a full agency when in 1983 action sive effect opportunity litigate § and fair their claims. acting judicial capacity). reading A fair of the Court of Claims deci sion makes it clear that it did not decide judicata or collateral analysis An of res Ms. Leaman’s federal claims at all. The proceeding by prior state court estoppel expressly Court of Claims stated that begin action must thus in a federal § rights issues of the of a ‘1983’action relitigation “[t]he a consideration of whether with apparently being are determined in a feder under claim be barred of the issue or would Dept. Leaman v. Ohio Men al court.” pro- Secondly, federal law then state law. Developmental tal Retardation Disa by re- process vides a check on the bilities, 84-09161, (Ohio slip op. No. party against whom the at quiring that the 8, 1985) (Joint May 61; Appendix has had a “full Ct.Cl. at earlier decision is asserted 144). litigate opportunity” to raise or 74 Civ.Actions J. From this state and fair ment, prior state court by the issue decided is obvious that Ms. Leaman was Prosise, Haring See litigation. given opportunity no whatever—much less Allen v. 313-14, 2373; at opportunity” at and fair litigate “full —to 95, 101, McCurry, at 101 S.Ct. at against her federal claim the individual de 415, 418. Prinсiples estoppel, fendants. of collateral therefore, litigation do not bar her to the facts of our Applying analysis this 1983 claims in a federal forum. § case, must first decide whether Ms. we against the individual de Leaman’s claim Supremacy Under our view Clause pro in a later fendants would be barred principles jurisdiction, and basic of federal applicable ceeding in the Ohio courts under only may validly doctrine which bar Ms. judicata of res and collateral es- doctrines litigating Leaman from her 1983 claims § determining toppel. The standard judicata in a federal court are those of res applies judicata the doctrine of res when estoppel. and collateral Since neither of judg litigants “A Ohio as follows: case, apply in Ms. Lea- final these doctrines this competent ment rendered a court of permitted proceed man should be jurisdiction on the merits is conclusive as against her 1983 action the individual § and, parties as to defendants in federal forum. to the them, constitutes an absolute to a sub bar sequent involving cause of action same IV. action.” State ex rel. Cartmell v. Dorr Although I addressed the merits of ian, 11 Ohio St.3d 464 N.E.2d case, question there is a valid this added). (1984) (emphasis In. the 558-59 merits re- should have been whether case, of Claims context the Court prob- light of the recusal heard en banc jurisdiction judg did not have to render lem. The vote for en banc review against ment the individual defendants.5 of re- decision 8 to 7 favor panel was 2743.02(E) See Ohio Rev.Code Ann. taken, en vote After the banc University 1986); view. McIntosh v. (Baldwin of reconsider- Cincinnati, judge who had voted favor App.3d 117 n. Ohio the case. recused himself from ation then According 493 N.E.2d 322 n. legisla- Republican whip in the Ohio As the ly, Ms. Leaman’s ture, co-sponsored the act he drafted and defendants not barred res individual are judicata. question. properly beforе provide were not does the individuals

5. The Courts of Claims statute implead Accordingly, indi- of Claims did method which the state could the Court the court. third-party defendants. Ohio vidual officers as jurisdiction to render not have 2743.02(E) 1986). (Baldwin Rev.Code Ann. However, individuals. so in this since the state did not do *19 presented is 455(d)(1) (1982). The issue whether the re- U.S.C. “pro The term judge’s ceeding” cused vote caused rehear- meaning 455(a) within the of § ing should be counted. interpreted en banc At a con- should be to encompass judi 1987, 28, January proceeding ference on cial judges Court vote on whether proceeding panel the en banc to vacate a voted to continue decision granting allowing parties en banc judge’s unabated review. Since a without petition vote on a opportunity argue to brief and the effect of rehear be out come-determinative, amply disagree this recusal. I with the demonstrat Court ed in this it is inconceivable that procedure. If the recusal issue had addressed, official action on the motion not be properly the Court would been would covered the statute. As the Fourth to conclude that there have were not Circuit has stated on question, this same enough votes for en banc review “patently judge disqualified who is from panel decision would stand.6 acting must not be able to affect the deter circuit, majority Under the rules of our mination of cause from which he is judges vote of all active of the court to barred.” Lines, Arnold v. Eastern Air automatically rehear a case en banc va- 899, (4th Cir.1983) (en banc), 712 F.2d panel cates the decision of the court. If denied, 1040, 703, cert. 464 U.S. 104 S.Ct. judge disqualified the recused himself (1984). 79 L.Ed.2d 168 Accordingly, the petition when rehearing en banc judge’s vote this case falls within the circulated, rehearing first would ambit of the statute. not granted panel have been and the deci- The test for required whether recusal is sion would have remained in effect. This is by the federal statute is what a “reason only because judges seven would have fa- person knowing able all the relevant facts rehearing, vored and seven of fifteen obvi- would think impartiality about the ously majority does not constitute a judge.” Bailar, 125, Roberts v. 625 F.2d court.7 (6th Cir.1980); see also United States A judge’s duty gov- to recuse himself is Norton, (6th Cir.), v. 700 F.2d erned federal statute. The federal recu- denied, cert. 461 U.S. provides pertinent sal statute part: (1983); 76 L.Ed.2d 814 Hall v. Small Busi Any justice, judge, magistrate Admin., (5th ness 695 F.2d Cir. disqualify United States shall him- 1983) (“reasonable person, knowing all the self in any proceeding in which his im- circumstances, would harbor doubts about partiality might reasonably ques- be his impartiality”). The Roberts case holds tioned. further that question where the “[e]ven 455(a) (1982) (emphasis added). U.S.C. close, judge whose impartiality might The term “proceeding” is defined reasonably questioned must recuse him statute to stages include the various (em self from the trial.” 625 F.2d at 129 litigation including appellate added). phasis review. 28 purports proce- 6. The Court to cure its Broadcasting Companies, defect in In Clark American through process dure (6th Cir.1982), "ratification." The 684 F.2d this Court page opinion Court states at 948 of its that at an judge disqualifies decided that when a himself meeting administrative the full court "ratified” rehear, petition judge from a is none grant rehearing the decision to en banc. How- judge sitting "regular theless counted as a ever, meeting the record of the administrative 35(a) meaning active service” within the of Rule indicates that what was "ratified" was a motion to sustain the Appellate of the Federal Rules of Procedure. ruling Judge of the Chief that the Applying reasoning, more sound other circuits recusal was not retroactive and therefore the en adopted tabulating rehearing a rule for banc vote should not be disturbed. Such a motion is no substitute for a down vote on whethеr to disqualified judge votes which excludes the straight up-or- See, e.g., from the denominator of the fraction. grant en banc review. Lines, Arnold v. Eastern Air 712 F.2d 899 question If there were be a new vote on the Cir.1983) (en banc), denied, cert. review, en banc then the vote should be taken in 79 L.Ed.2d 168 accordance with the rules Court confused with another matter. See cies Section 11.6. Poli- brought Judge the recusal before the conflict was history of legislative attention, view of the mandato- Keady’s Judge Keady reinforces our recused statute judge. conflicted imposed on the ry duty himself as soon as he became aware of the which does not is one of law The issue conflict. or the conscience discretion depend on the order, Judge Keady In his recusal noted collegial feel- judge or the the individual legislature forty- his in the state vote *20 explained As this Court ings of the Court. expres- years one earlier was a sufficient Roberts, public confidence promote “To opinion on the him sion of his case before judicial impartiality of the federal in the impartiality question. call his into to Congress in 1974 shifted system, the Judge Keady explained his recusal decision subjective from a an 455” focus as follows: 625 F.2d at 129. standard. objective accompany- report congressional committee ethics “exact more than virtuous Judicial change in the recusal statute ing the 1974 behavior; they impeccable ap- command up statute “sets the new stated that enough. pearance. Purity of heart is not standard, subjec- than the rather objective spotless as as Judges’ robes must be existing stat- forth in the standard set tive their actual conduct.” Hall v. Small ‘in his through phrase of the the use ute Administration, 695 F.2d Business ” opinion.’ Judiciary Disqualification of — Cir.1983). (5th Cong., 2d H.R.Rep. No. 93d Judges, Limeco, F.Supp. at 711. (1974), in 1974 U.S.Code reprinted Sess. As Limeco, 6354-55. Cong. Judge & Admin.News the re- Keady Unlike promote public confi- part of its effort merely here did not vote on a judge cused Congress judiciary, enacted in the dence recently cosponsored and bill—he drafted express pur- statute with the the current attack legislation under constitutional question out of taking the recusal pose of judge recog has litigation. in this This judge, individual discretion prompt of interest that has nized a conflict recognize by majority fails to point the This recusal recuse himself. ed him to prior judicial practice citing approval of this is correct under decisions decision amendment. recusal statute’s to the he should only issue is whether Court. judge’s recused is obvious that It i.e., himself before recused have earlier — co-sponsor involvement as drafter en banc. Since voting to rehear the case litiga attack in this bill now under the Ohio judge the recused undisputed that entire his recusal from this requires tion he voted at the time of this conflict aware peti including his on the proceeding, vote banc, should en he rehearing the case The recused en banc. tion to rehear vote. prior himself to that disqualified more conflict position here is even judge’s judge as a required as soon Recusal is Judge faced ing than the situation Services conflict. Health See aware arising the 1974 Keady in case after 796 F.2d Corp. Liljeberg, Acquisition v. Lime recusal statute.8 amendment of the — Cir.1986), (5th granted, cert. Lime, F.Supp. co, Inc. v. Division of (1987); -, L.Ed.2d 684 case, Judge (N.D.Miss.1983). In that F.2d 1518 Murphy, 768 States United against a bill Keady voted — U.S. -, denied, Cir.1985), cert. years earlier which legislature forty-one No defendant, a state-owned had created ef parties to required from the motion is involvement agency. Despite his minor 796 F.2d at Liljeberg, a recusal. See fect decades, Judge passage of four 455(a) “mandatory and (provisions of recuse himself Keady compelled felt partiali appеarance of self-executing” upon litiga though the litigation. Even from the ty). years for two proceeding tion had been statute; yet, Court cites only to the amendment emphasized is the that this

8. It should be distinguishing it. any opinion in case with this Limeco without decision cited similar facts to the 1974 ours decided after The Court practice relies on the of a pound few the law as it should come before justices argue that the them, the bias having partici- free from present current does case a recusal pated in its Id. at 98 (empha- formation.” problem. case before us we are added). sis John Dickenson of Delaware required to construe apply the federal expressed also concern over an “improper statute, recusal and I do not believe the powers.” mixture of Id. at 140. Elbridge Court’s past invocation practice consti- Gerry of Massachusetts doubted “whether legal tutes precedent on which we can rely. Judiciary ought to form part it, The fact that Chief Justice Vinson and Jus- they will have a sufficient check [against] tices Burton and Black did not recuse them- encroachments their department own selves legislation cases involving passed exposition their laws, which involved during their Congress tenure in is irrele- power of deciding on their Constitutional- vant: practice does not constitute ity.” Id. at 97. precedent. There is no federal case autho- The same kind of concern that we have rizing a judge hear the constitu- *21 about the participation of the recused judge tionality of a statute he drafted spon- and in the case before us—that judges should legislature. sored Moreover, as dis- be “free from the bias having of partici- cussed in legislative history to the stat- pated in [the formation” —led law’s] ute, it is Congress clear that in enacting Constitutional reject Convention to over- the current statute intеnded to impose a whelmingly the “improper mixture” of stringent more standard previous- than had judges politicians in the Council of ly point existed—a the Court itself con- Revision. pages cedes at 949-950. supra See pages Therefore, 966-967. reasons, for these Accordingly, I dissent. actions of justices by named the Court precedent are not for the action approved BOYCE MARTIN, Jr., F. Judge, Circuit here. Furthermore, I find the Court’s cita- dissenting. tion of state case law to be irrelevant in my view, In construing absent another applying the vote on recu- federal grant sal whether to rehearing banc, statute. en dispute must be resolved on the merits. I My concern with recusal in the present disagree with interpretation of Rule case rests on fundamentally separation of 35(a) of the Federal Rules Appellate of power Indeed, considerations. such consid- Procedure found the order issued in erations can be traced to the Constitutional v. Clark American Broadcasting Compa Convention of 1787 where there was delib- Inc., nies, F.2d Cir. eration proposal on a to form a “Council of 1982),however until there is a new decision Revision” to approve review and or disap- by court, the full we are bound prove our acts passed by the national and state precedent. legislatures. The proposal provided for membership on the Council “the Execu- disagree I with the majority on the mer- tive and a convenient number Na- of its. The involved, state statute Ohio Re- tional Judiciary.’’ 1 M. Farrand, The vised Code 2743.02(A)(1),states that a Records the Federal Convention civil action filed in the Claims (1937 ed.) (1966 ed., rev. 2d printing waives other cause of action 1974) (emphasis added). officer or employee based on the Although endorsed delegates such same act or as omission. If literally read I James Madison of Virginia, del- think the improperly several statute restricts the egates opposition voiced jurisdiction plan to the to in- of a federal court to entertain a clude members of the judiciary part as cause action under section 1983. Conse- the Council of King quently, Revision. Rufus opinion it is my that statute proposed Massachusetts delay of con- must be construed waiving as state created sideration of the plan, “observing Council only, federally not created causes that the Judges ought to be able to ex- such action any event, Leaman’s. may impose con- is that it limitations ac- have waived said to cannot Leaman relinquishment require ditions which she is clear unless it court cess rights. If the state of constitutional avail- avenues she two had was aware constitution- of one compel the surrender claim. section 1983 raising her able favor, it of its right as a condition al any infor- us is devoid before The record manner, compel a surrender may, in like making a assist would mation guaranties of all. It inconceivable point. on this decision valid Unit- of the in the Constitution embedded dis- reverse I would manipulated out may thus be ed States further case for and remand trict of existence. proceedings. Comm’n, Trucking Co. Railroad Frost 593-94, Judge, JONES, Circuit R. NATHANIEL L.Ed. dissenting. explain my position like to I also would on dissent Judge Keith’s fully I concur recusal of the “mid-stream” the matter is obvi- This court of this case. the merits pro- en banc on the instant its effect integrity split over painfully ously and view, is not so my the issue ceedings.1 In con- import and the of section 455(a) 28 U.S.C. the enforcement much Rights Act rights that the Civil stitutional interpretation and proper (1982), but my Prom dissenter’s protect. seeks rule, 6th en this court’s banc application of Mr. Jus- even it is small solace

perch, these 14(a).2 Today’s culmination Cir.R. con- folly of recognized the tice Sutherland light of recent proceedings, banc en bartering: stitutional *22 to ac- events, а refusal to tacit amounts to incongruity palpable a It would be local effect of our knowledge practical the legislation of an act strike down just a that rule in apply to rule and banc en divestment, which, express by words of manner. evenhanded guar- of strip the citizen seeks to Constitution, to but are materi- facts by Only the federal uncontested anteed a few panel result is that the same a by first my act which concerns. uphold an al sur- a guise a the of of this court reversed accomplished under decision los- case. The exchange a valu- court this right in for a the district render of of recon- for en banc petitioned ing party the state threatens then privilege which able a 14. After neces- local rule It is not under to withhold. sideration otherwise (8 majority that, a bare judges, as active proposition of challenge polling the sary to banc review. 15) of en state, in favor rule, having power voted the of general a the rule, vote had our that grant altogether, Pursuant deny privilege a the vacating panel’s of to im- effect it sees fit immediate as upon condition such case, a reargument After in that decision. the state power the of pose. But deciding the cast court who of our unlimited; the member and one is not respect Judge’s agree the Chief with judge I am unable of this regrettable fine that a 1. It is most banc interplay court’s en the analysis of this object the become unfortunate court has statute, at set forth the recusal procedure and Nonetheless, forthrightly admit- dispute. has he ab- opinion. We separate cannot I of Part his might rea- case impartiality in this ted that his with responsibility to deal of our ourselves solve the effect of circuit’s sonably questioned. suggesting by this that recusal a majority opinion at foot- in the The discussion by 28 procedure is "controlled" en banc essentially misses accompanying text note Fed.R.App.P. in addition 46(c) and U.S.C. historically interesting, but irrel- point. It is history the this unique rule. to our local nonetheless, years ago my provisions concern evant to separates the it from material case Supreme procedural statutory standards leaves different standards and under codified doorstep. our impression manda- at first question recusal did not consider Court Justices however, Chief am, In the instant with the tory situations. full in similar accord I dissent, his after at Part II himself set forth has judge Judge’s partial court recused of our discussing the unconstitution- opinion, We as separate casting vote. outcome-determinative the Ohio provision of ality duck—that with—not left deal are Claims Act. fact. vote to rehear in polling reeused himself an impermissible limitation on federal juris- from a merits, vote due ap- to an diction. Since the majority opinion does pearance of partiality. my To knowledge, not set out the in full, statute it is set out judge’s self-recusal was not here: motivated by any circumstances different from those (A)(1) The State hereby waives im- its existing at the time the en banc polling. munity from liability and consents to be sued, and have its liability determined, in absolutely crucial, It is as an initial mat- the court of claims created in chap- this ter, to understand the effect of that vote in ter accordance same rules of favor of en banc reconsideration, and to applicable law to suits private between distinguish it, instance, from a vote of parties, except that the determination United States Court on peti- liability is subject to the set limitations tion for ofwrit certiorari to panel review a forth in chapter this and except pro- grant decision. The of a writ of certiorari vided in (A)(2) division of this section. is a completely neutral consent to review To the extent that the previous- state has the most recent lower court decision. A ly sued, consented to be chapter has vote to banc, review en contrast, oper- no applicability. ates to stay the issuance of this court’s Except case of a civil action filed mandate, panel decision, vacates state, filing a civil action in the schedules a full reconsideration of the dis- court of claims results in a complete judgment. trict court In situations where waiver of any action, cause of based on panel had voted to reverse the district the same omission, act filing court, a vote to rehear en banc effectively party has any state officer or changes the posture of parties to re- employee. The waiver shall be void if flect the status quo ante. the court determines act or omis- But for the vote of the judge, fifteenth sion was manifestly outside the scope of panel decision would not have been the officer’s or employee’s office or em- vacated and today’s opinions would never ployment or that the officer or employee have been issued. Undeniably, that vote acted with malicious purpose, in bad was outcome-determinative. Equally unde- faith, or in a wanton or reckless manner. niable is the fact that it was cast one In my view, resolution of present *23 who later admitted that his impartiality dispute turns whether the court of subject question. By allowing that claims made a finding as to whether the stand, vote to we wink at the reality of the individual defendants acted “manifestly conflict. There is no basis in common the scope outside of ... employment” or sense for not giving the instant recusal “with purpose, malicious in faith, bad inor retroactive effect under our en banc rule. a wanton or reckless manner.” It true, To the extent that we as a court find our- as majоrity points out, that the court of selves in an unprecedented and embarrass- claims determined termination of ing position, only just way to extricate Ms. Leaman’s employment “was accord- ourselves is to rescind the order vacating ance with the However, law.” it is clear panel decision and issue the mandate on that the court of claims focused upon the that decision. fact that Ms. Leaman was a probationary employee, and thus had no property inter-

MILBURN, Judge, Circuit dissenting. est her continued employment. The primary issue confronting the court The court of claims went on to note that involves the interpretation of Ohio Rev. Ms. Leaman had filed a section 1983 action Code 2743.02(A) regard to whether in federal court. It finding made no on the the plaintiff-appellant under the circum- issue of whether the individual employees stances here involved waived her federal acted outside scope of employment. claims employees defendant language used the court of claims the State of Ohio. In my opinion, we need judge in dismissing Ms. Leaman’s action not reach under present circumstances was: “The issues of the of a '1983' the issue of whether the statute constitutes action apparently being are determined difficulty This court has court. pending understanding why the case involving the same of Claims namely the party, the same issues of Ohio.” State context, courts con- analogous Ohio

In an action when proper course of

sidering the filed in the court of suits are

simultaneous juris- general the state court claims

diction, the action have concluded employees cannot be individual

against the court of claims makes until the

dismissed scope employ- regarding

finding See, University v. e.g., McIntosh

ment. Cincinnati, App.3d 24 Ohio Depart- v. Hoene (1985); Von

N.E.2d 321 Correction, ment Rehabilitation 868, 872 486 N.E.2d ‍‌​​‌‌‌​​‌‌​​​‌‌​‌‌‌​‌‌​​​​​‌​​‌​​​‌​‌‌​‌​‌‌​‌​​‌‍App.3d 20 Ohio App.2d Stempel, (1985); Ohio Smith Given

36, 414 N.E.2d present finding in the of such a

absence em- against the individual action proceed. should be allowed

ployees effectively denies majority opinion to have her opportunity

Ms. Leaman individual defendants view, my such forum. considered contemplated by the statute is not

a result courts by the Ohio it has construed been I Accordingly, manifestly unfair.

and is

respectfully dissent. AND AUTO

ALLIED ACCESSORIES *24 INC., COMPANY, PARTS Plaintiff-Appellant, corporation,

Michigan CORPORATION,

GENERAL MOTORS corporation, a Delaware

Defendant-Appellee.

No. 85-1989. Appeals, States Court of

United

Sixth Circuit. 11, 1986.

Argued Dec. July

Decided

Case Details

Case Name: Mary Kate LEAMAN, Plaintiff-Appellant, v. OHIO DEPARTMENT OF MENTAL RETARDATION & DEVELOPMENT DISABILITIES, Et Al., Defendants-Appellees
Court Name: Court of Appeals for the Sixth Circuit
Date Published: Jul 23, 1987
Citation: 825 F.2d 946
Docket Number: 85-3471
Court Abbreviation: 6th Cir.
AI-generated responses must be verified and are not legal advice.
Log In