*1 appeals. to their claims and responses independent from Although
VA, many apparent pro this fact is not result, As it is not unrea- appellants.
se who prospective appellants,
sonable that waiting, may expect
are accustomed to long response time for a or not
wait up think to follow on an NOA.
know or
B. Conclusion that, existing precedent
Our establishes long prospective appellant’s as a inten- clear, put
tion is VA is on notice of his
intention to seek further review his
claim, the prospective appellant satis- through diligence requirement
fies the due filing,
the defective that is the end of the (Ed- Brandenburg, Bailey
matter. See
ward), Santana-Venegas, supra. all
Therefore, although I concur in the result by majority, respectful-
reached I must
ly holding dissent from its that “the due assessment, which is ‘relaxed’ in
diligence se, timely misfilings by pro pro-
cases of appellants, totality is based on the
spective surrounding the mis- circumstances
filing learning and actions taken after misfiling.” Ante at 222. JOHNSON, Appellant,
Marvin O. SHINSEKI, Secretary
Eric K. Affairs, Appellee.
Veterans
No. 10-1785. Appeals
United States Court of
for Veterans Claims.
Argued Dec. 2011. March 2013.
Decided *2 Kansas, Carpenter, Topeka,
Kenneth
Bates,
Naperville,
whom R. Edward
Illinois,
the appellant.
was on the brief for
Hageman,
Shanti L.
A.
whom Will
Gunn,
Counsel;
Camp-
General
R. Randall
bell,
Counsel; and Ni-
Assistant General
Hall,
General
Deputy
sha C.
Assistant
brief,
Counsel,
Washing-
were on
all of
ton, D.C.,
the appellee.
for
KASOLD,
Judge,
Before
Chief
HAGEL,
LANCE, DAVIS,
MOORMAN,
SCHOELEN, PIETSCH,
BARTLEY,
Judges.1
assigned
Judge Greenberg
participate
matter
it was
for a full court
1.
did not
in this
because
SCHOELEN,
Although
appellant
states that he is
Judge:
appealing
findings
Board’s
that he is
through
appeals
O. Johnson
Marvin
disability rating
not entitled to a
in excess
14, 2010, Board of Veterans’
May
counsel a
right
instability
for
knee
10%
and an
(Board)
that denied
decision
Appeals
right
increased schedular
knee
*3
rheu
disability rating in excess of 10% for
disability
(degenerative
changes),
he
(2)
disease,
disability rating
matic heart
a
arguments
makes no
challenging the
right
disability,
of
for
knee
in excess
10%
regarding
ap
Board’s determinations
(3) disability compensation benefits for dia
propriate
rating
schedular
for those condi
exposure
mellitus on the basis of
betes
Additionally, Mr.
no
tions.
Johnson makes
(4)
herbicides,
reopening
a claim for
arguments challenging
Board’s denial
hyper
for
disability compensation benefits
rating
of a schedular
in excess of 10% for
appellant
granted
tension. The Board
rheumatic heart disease. The Board’s de
rating for insta
separate
disability
10%
regard
terminations
therefore will
The Board also
bility
right
knee.2
Nicholson,
be affirmed. See
v.
Coker
an in
remanded Mr. Johnson’s claim for
Vet.App.
(stating
that an
knee
disability rating
creased
for a left
appellant
plead
particu
“must
with some
entitlement
to a total
disability and his
error”),
larity
allegation
rev’d on
on
unem-
disability rating based
individual
Peake,
grounds
other
sub
Coker v.
nom.
(TDIU). Because the Board
ployability
(Fed.Cir.2008)
Fed.Appx.
(per
cu
did not reach a final decision on the re
order);
West, Vet.App.
riam
Hilkert v.
matters,
jurisdic
manded
the Court has no
(1999) (en banc)
145, 151
(stating that the
Ni
Kirkpatrick
tion over them. See
v.
appellant
persuasion
bears
burden of
(Fed.Cir.2005)
cholson,
walking, bending, climbing
and
R. at 3-25. The Board
appeal.
here on
that his knee
standing.
reported
Id. He
referral for extraschedular consid-
denied
walking
and
disability interfered
Mr.
heart disease and
eration of
Johnson’s
Id. He took
standing
long periods.
knee
right
disorder.
occasionally used
Tylenol
pain
for the
heat, ice,
braces,
knee
and a cane
bilateral
II. ANALYSIS
At the time of the
pain.
to alleviate his
of Disabilities
A. Combination
examination,
reported
VA
Mr. Johnson
self-employed detailing
that he
cars.
was
contends that
Mr. Johnson
R. at 221.
language
Secretary’s regula
plain
mild tenderness
tion
extraschedular evaluations
regarding
The examiner noted
Secretary to
both the
right
requires
knees.
Id.
consider
medially in the left
knee,
disability picture presented by an individu
right
the examiner
Regarding
deformity
disability
or
al
the service-connected
noted that
there was no
decision,
collectively. In its
221. There was full exten-
disabilities
swelling. R. at
Mr.
enti
0
did not consider
Johnson’s
right
pain,
knee with mild
to Board
sion
pain medi-
tlement
to a referral
for extraschedular
degrees
of flexion with mild
on a col
instability,
crepitus.
consideration for his disabilities
ally,
laxity,
and no
Mr.
produce
lective basis but determined
Range
testing
of motion
did
and,
weakness,
incoordination,
to a referral for
Johnson was not entitled
fatigue, or
Secretary authority
for either his
to adopt
apply
extraschedular consideration
disability ratings
knee
or his rheumatic heart
a schedule of
right
based
individually. The crux of
issue
in earning capacity
spe-
disease
reduction
from
is whether
injuries
before
cific
injuries
combination of
requires
VA to consider
service-
impairments
based on the average
of earn-
connected disabilities on collective basis.
ing capacity
from
resulting
injuries
such
reviews the
The Court
civil occupations. See 38
1155.
U.S.C.
novo. See
statutes and
de
authority,
Pursuant
7261(a)(1);
v. Principi,
Lane
U.S.C.
has established a
schedule
(Fed.Cir.2003);
Bradley
F.3d
guide
that is “used as a
in the evaluation of
(2008).
Peake,
Vet.App.
from all
resulting
types of dis-
injuries
eases and
encountered as a result
Determining
regulation’s
a statute’s or a
military
of or incident
service.” 38
examining
spe
plain meaning requires
C.F.R.
4.1
language
cific
at
issue and the overall
of the statute.
v. Der
structure
Gardner
particular disability
Once a
winski,
(citing
connected,
been found to be service
Bowen,
Hosp.
Bethesda
Ass’n v.
485 U.S.
applies the criteria established in diagnos
399, 403-05, 108
1255, 99
L.Ed.2d 460
(DCs)
tic codes
contained in the rating
*5
(1988)),
Brown,
v.
sub nom. Gardner
aff'd
assign
disability rating
schedule to
that
(Fed.Cir.1993), aff'd,
243
that are due to service-con-
It
is well
if
impairments
established that
meaning
regulation
of a
disability or disabilities.”
is unclear from
nected
language,
the Court should defer to
argues
Mr. Johnson
that the Board must
Agency’s
interpretation
reg
of its own
and,
referred,
referral for
if
consider
long
ulation so
as it is not inconsistent with
Secretary for Benefits or the Di-
Under
the language
regulation
of the
or otherwise
rector,
Service,
Compensation
must con-
Nicholson,
plainly erroneous. Smith v.
awarding,
an extraschedular
sider
(Fed.Cir.2006)
1344,
(citing
451 F.3d
1349
effect of all service-
based on
combined
Robbins,
452, 461-62,
Auer v.
519 U.S.
117
a claimant’s “av-
connected disabilities on
905,
(1997));
S.Ct.
Johnson’s C. TDIU Remand lay regard of record ered statements ing right disability the effects of his knee Mr. Johnson’s final argument is that the employment. on his The Board described adjudicated Board should not have his en- lay general those statements its discus titlement to an rating extraschedular be- evidence, acknowledged sion of the cause the complete record is not as to the analysis addressing its section extrasche- effect of his service-connected disabilities July dular consideration the 2009 state employment. on his Br. App. at 13-16. family ments of Mr. Johnson’s members Mr. Johnson relies on the Court’s decision concerning capacity. his work The Board in Bramhley to bolster his In argument. found, however, Mr. then that Johnson Brambley, specifically the Board remand- employment was able to maintain at two rating ed the issue of a fur- TDIU for jobs and that there was no evidence in the development regarding ther the veteran’s indicating right record that his knee employability, but also determined that the caused marked interference with that em properly developed record was on is- ployment. To the extent that Mr. Johnson sue of whether each demonstrat- that the not discuss concerned Board did ed a marked interference with employment potentially lay relevant statements within purposes for of extraschedular evaluation. portion spe of the Board’s statement VetApp. at 24. The found it Court cifically addressing extraschedular consid was difficult to understand how the Board eration, requirement there is no could maintain divergent positions on the any evidence in particular Board discuss completeness of the record. The Court section of its decision. A Board statement held that because both TDIU and extras- whole, generally should be read as a Prick required chedular consideration “a com- Nicholson, ett v. 375 plete picture appellant’s service- (2006), permits and if that statement connected disabilities and their effect on understanding judicial and facilitates re ..., his employability premature was for view of the material issues of fact and law the Board to decline extras- [referral for] record, presented on the then it is ade chedular consideration where the record quate. Allday, supra, See The Court finds significantly incomplete was in a number appeal, that the Board decision on consid probative of relevant areas of the issue of entirety, ered its meets this standard. Id., employability.” Further, Mr. Johnson has not shown that Here, the Board did not remand finding step the Board’s under two of rating entitlement to a because TDIU clearly Thun erroneous based on incomplete regarding record was record as a whole. Because Mr. Johnson employability any effect of Mr. John preju has not established that he has been son’s service-connected disabilities for by any diced error that the Board which the Board had denied referral for denying have committed in him entitle Instead, extraschedular consideration. ment to referral for consideration of an Board remanded the TDIU issue because right for his knee to remand the disability, already affirms the Board’s it had determined disability rating issue of the appropriate decision that an extraschedular when, right Mr. Johnson’s knee is not for left knee without waiv- *11 (Federal Federal Circuit Cir peals for the RO consideration to initial ing right his cuit) has shown for the Secre traditionally disability, appel- left knee evidence of regulatory of his own tary’s interpretation treatment records new VA lant submitted words, knee even when severity of his left addressing the Reiz that, during litigation, be- first been advanced Board concluded disability. The Shinseki, 583 F.3d knee enstein v. of the left disposition cause the RO’s v. U.S. (citing Candle Co. entitlement to Cathedral appellant’s effect the could Comm’n, TDIU, Because Int’l Trade remand was warranted. a (2005)). high de Today, we measure considering practice we lawful VA’s find against regulation a VA gree of deference extraschedular consideration for referral face, that, easily most con appears on its individual disabil- only on the basis of each meaning convey only to one of disabil- strued showing degree ity, evidence —that dis collective service-connected relevant to veteran’s ity the left knee is not determining in may be considered of an extrasche- abilities referral for consideration an extraschedular rat whether referral for appellant’s for the other ser- dular however, Secretary, ing is warranted. The This is not a vice-connected disabilities. meaning for the an alternative inconsis- has offered where the Board reached an case plausible, in the that is completeness language regarding tent decision obvious; Therefore, provides and he albeit not the Court is not of the record. change a future asserting affidavit that the Board erred when persuaded clarify his offered alter will Mr. Johnson’s entitlement re- decided of a veter meaning i.e., native that each of extraschedular ferral for consideration — sepa an’s disabilities is to be- considered ratings. 3.321(b)(1). rately under III. CONCLUSION Secretary’s interpre- stated Without the appellant’s After consideration were intended tation as to what his words re- Secretary’s pleadings, and a and the have convey, I believe a remand would record, May the Board’s view of warranted here based on the Board’s been be- regarding the matters failure, decision extras- denying in referral for an fore the are AFFIRMED. legal stan- rating, to consider chedular 3.321(b)(1)
dard of 38 C.F.R. SCHOELEN, opinion of Judge, filed the seemingly from the otherwise sprouts the Court. language used plain meaning standard is whether regulation. legal This MOORMAN, Judge, concurring filed a in- “disability picture” that appellant’s opinion. service-connected disabilities cludes KASOLD, (as Judge, Chief filed and left knees well as right both the dissenting opinion. disease) warranted heart service-connected rating under referral for an extraschedular DAVIS, dissenting opinion Judge, filed 3.321(b)(1) the basis of his 38 C.F.R. BARTLEY, Judge, joined. in which collective service-connected disabilities. MOORMAN, in the Judge, concurring Secretary’s recent- In the absence of the result: apply I ly interpretation, would asserted that words have mean- recog- simple principle I agreeing majority,
In with the And, even in the law and high degree ing. nize that we are bound law, should plain words Ap- implementing of deference that the U.S. Court just what I it to Secretary, choose mean—neither plain meanings. have added), (emphasis ad- more nor less.’ C.F.R. spe- exceptional require cases is,’ Alice,
dresses said question ‘The ‘whether justice.” to “accord cial review order you many can make words mean so “cases,” “claims,” are those in These things.’ different ” are which the schedular “evaluations is,’ question ‘The Humpty Dumpty, said *12 such cir- inadequate. found to be Under ‘which is to be master —that’s all.’ cumstances, secretary for bene- the under Through Looking Carroll, Lewis compensation director of the fits or the (1865), http:// ch. available at Glass, VI an extras- approve service is authorized to www.gutenberg.org/ebooks/23718. with chedular evaluation commensurate 3.321(b)(1), §of Although the words on average earning capacity impairment review, appeared initial to me to be clear exclusively to the service-connected due face, Secretary their I must afford the “disability Secretary or disabilities.” plausible deference in the interpretation of norm in these governing sets forth the Agency’s regulation. his own Smith v. A exceptional finding cases: (Fed. Nicholson, 451 F.3d 1349-50 presents exceptional such an “case” Cir.2006) (stating that the in Secretary’s ” re- “disability picture unusual with such “ terpretation of his own is ‘of interference with lated factors as marked it controlling weight plainly unless erro employment frequent periods hospi- ” regulation’ neous or inconsistent with the impractical ap- talization as to render (quoting Rock & Bowles Seminole Sand regular of the schedular “stan- plication Co., 410, 414, U.S. dards.” (1945))); Robbins, L.Ed. 1700 see Auer v. statements, regulatory plainly ex-
Clear 452, 461-62, 519 U.S. 117 S.Ct. using singular plural both pressed, prec I do based on L.Ed.2d so me, words, it seems to important forms edent, Secretary the fact that the despite as writ- always applied almost should be in changed regulation 1961 to discuss plain true especially ten. This when extraschedular consideration for the veter language regulation of the leads to a more “disability picture” and to complete an’s expansive, pro-veteran, application they add the words “or disabilities” where potentially gives the rule. To do otherwise previously appeared. had not See Secre plain language heed not to that favors Law, tary’s Memorandum of Attachment but, rather, injured guiding veterans D; Secretary’s Second Memorandum of interpretive principles that mirror those Law, And, despite I do so Attachment J. Carroll’s, Through in enunciated Lewis plural the fact that the use of the “disabili Looking Glass: ties,” “disability” following, phrase, in a “or,” you by “glory”,’ conjunction
T what mean in the don’t know and the defining “disability appears Alice consistent said. both an individual dis picture” to include contemptuous- smiled Humpty Dumpty in ability aggregate. and disabilities you. I tell ly. you ‘Of course don’t—till ar- I meant “there’s nice knock-down Further, Secretary’s of- I note that ’ gument you!” meaning language comes sub- fered “a knock- “glory” ‘But doesn’t mean nice observation sequent to this Court’s argument”,’ objected. down Alice is well settled that ex- “[ajlthough it (under word,’ Dumpty [ I traschedular consideration Humpty “When use 3.321(b)(1)) tone, said, and TDIU claims are not ] in rather a scornful ‘it means clarify ... will his offered ‘inextricably intertwined’ necessarily i.e., words, of a that each complete meaning of these require adjudications here both considered is to be veteran’s disabilities service-connected picture appellant’s always has separately under employa- on his and their effect disabilities were in- Secretary’s what the words Principi, been bility.” Brambley v. omitted) (citation convey. tended to (emphasis noted Judge specifically One original). recently made The Federal Circuit regula- of this that the words Brambley the mere fact that abundantly clear that disabilities indicated tion opportunity ample has had aggregate in the considered were to a regulations to conform to revise his case war- addressing exceptional when not do meaning, but did currently asserted ranting extraschedular consideration: so, In consequence. is of no Walker application in its Board erred [T]he (Fed.Cir. Shinseki, 1338-39 *13 by failing to determine regulation the 2013), panel of that court a unanimous service-connect- appellant’s whether the interpre newly that a asserted concluded him a whole entitled to ed disabilities as 3.303(b) is con regulation tation of VA’s extraschedular-rating consideration un- following circum trolling despite the 8.321(b)(1). evaluates a When VA der (1) in this acquiesced VA had stances: consideration, case for of 38 CFR interpretation Court’s the examination of regulation the directs (2) 3.303(b) not years; for 15 VA had “average earning capacity the veteran’s contrary meaning regula to the asserted a exclusively his due to ser- impairment briefing of the tion in its initial Walker disabilities,” disability or vice-connected in either or the Federal case this Court (em- J., (Steinberg, concurring) at Id. 26 (3) Circuit; had issued a Notice of VA in phasis original). (with man Proposed Rulemaking in 2010 by the Benefits datory review Veterans thereafter, took no action Secretary, Administration, Counsel, and VA General regulation to conform to his to amend be Management Budget the Office of in- interpretation and presently asserted Register), publication fore in the Federal of these words. Had he meaning tended holding fully which embraced this Court’s Steinberg’s unambigu- paid Judge heed to meaning respect interpretation with to the warning concerning plain the ous (4) sought Secretary, during regulation;7 VA had regulation, of his of meaning despite application Brambley, could contest that years these since past meaning precedential in several to clari- the same easily changed have 1997; had not con since VA mean- decisions fy presently and reflect his asserted Instead, the Federal Circuit’s own use Secretary has waited tested ing. Peake, interpretation an same Groves present litigation to submit until (Fed.Cir.2008); n. 1 change a 524 F.3d asserting affidavit future injury during or the an or disease service Secretary’s Supplementary Information 7. The continuing signs presumptive period, of or accompanying proposed rule stated: relationship symptoms, between and of 5.243(d), portions Proposed § based signs symptoms over or demonstrated 3.303(b), provide would rules for current years and the veteran’s current disabili- establishing based on service connection Gober, Vet.App. ty. Savage v. See continuity signs symptoms. That or is, apply, chronicity provisions do not if the 53,744, 53,749 1, 2010) (Sept. Fed.Reg. if there grant VA service connection will Rule). signs symptoms (Proposed competent evidence an alternative inter- adopted Supreme VA Court has “long applied ‘the pretation only after the Federal Circuit canon that provisions for benefits to mem- briefing following directed additional oral bers of the Armed Services are to be ” argument. construed the beneficiaries’ favor.’ (quoting King Hosp., v. St. Vincent’s Therefore, although interpretation VA’s U.S. 220-21 n. 112 S.Ct. regulation may hang of its on the thinnest (1991))). Likewise, L.Ed.2d 578 Fed- thread, precedent requires Federal Circuit eral Circuit has recognized that “[t]he despite deference an alternative reading of disability compensation system is not appears clear on its Court, meant to be a ... stratagem deny face and favors veterans. com- This duty which has a to follow pensation the Federal to a veteran who has a valid matters, precedents Circuit’s in such thus Peake, claim.” Comer v. Secretary’s interpreta-
must defer to the (Fed.Cir.2009). question I whether tion in the case now before the Court. judicial precedents for reviewing VA’s always should result in the
In applying the Federal deci- Circuit’s same level of deference afforded to the sions, grounded on Supreme U.S. interpretation of regulations promul- such precedent, concerning the due to deference gated by agencies charged regulating agency its of its own practices, business intellectual regulations, property, I reluctantly conclude that the all, presented plausible, even international trade. After VA serves *14 strained, though reading purpose unique alternative of among agencies, Federal that warrants an affirmance legal duty characterized to assist its I Board’s decision. therefore con- claims, perfecting just claimants in their cur in the majority opinion in this case. supported by legislation requiring that the benefit of the given doubt must be to such
However, this case has caused me to
claimants,
further undergirded by
and
ponder
special
whether
rules of construc-
uniquely pro-veteran,
agen-
nonadversarial
tion should be
in
applied
regulations
VA
Sanders,
cy process. See Shinseki v.
circumstances such as these. The U.S.
396, 412,
1696,
U.S.
129 S.Ct.
173 L.Ed.2d
Supreme
recognized
Court has
that
(2009) (“Congress
has made clear that
statutes affecting veterans benefits should
ordinary
is not an
Per-
agency.”).
VA
applied
pro-veteran
be read and
in a
man-
VA,
haps
agency
as an
whose mission
Gardner,
115,
ner. See Brown v.
513 U.S.
120,
(1994)
statement
in
is etched
stone at the Lincoln
115 S.Ct.
decided
The
regulations.
clearly
for
written
need
outset,
of the issue
At the
an overview
provided,
such clarification
sooner
well as what is
presented,
how it is
as
families, and their
sooner veterans
issue,
not at
is warranted.
courts,
need to defer
longer
and VA will no
rating schedule with as
has established a
meaning”
to the “intended
that the RO and
disability ratings
signed
dec-
were written and then modified
to veterans with disabili
Board
award
for-
review.
I look
judicial
ades before
degree of dis
generally on the
ties based
day.
ward to
it has on a veteran’s
ability and the effect
earning capacity, but based sometimes
KASOLD,
dissenting:
Judge,
Chief
on social func
factors such as effect
other
daily activities. Hens
tioning
or effect on
my colleagues
for
great respect
With
Brown,
155, 162
ley
are
majority, two of their conclusions
(“VA’s
for
is constructed
rating schedule
wrong, with one such conclusion
simply
of dis
establishing
levels
purpose
effect on veter-
having significant adverse
purposes based
ability
compensation
The first
process.
claims
ans and
earning
ca
‘average impairment
majority’s
upon
is the
find-
and foremost error
injuries or
particular
from
pacity resulting
ambiguity
in a clear
ing
1155));
see
ambiguity
(quoting
diseases.”
U.S.C.
solely on an assertion of
based
(“The
percent
§ 4.1
also 38 C.F.R.
briefing
arguments presented
in the
far
can
ratings represent
practi
as
Secretary,
age
which
by the counsel to
*15
average impair
cably
to
be determined the
majority
effectively
to
defer
causes the
from
capacity resulting
regu-
earning
ment
redrafting of an otherwise clear
injuries and their resid
lation,
such diseases and
guise
interpretation.
under the
occupations.”);
in civil
com
majority’s appar-
ual conditions
The second error is the
(2012)
4.130,
DC 9411
pare
38 C.F.R.
holding
adequate
ent
that
to be
upon “[ojccupa-
(evaluating
PTSD based
pre-
must
follow
Board’s statement
discussion;
with 38
although
impairment”),
tional and social
order of
scribed
(2012)
4.88b,
(evaluating
to the result in C.F.R.
DC
holding
nonconsequential
is
syndrome
upon
based
majority
fatigue
find no chronic
because the
this case
dictum,
appears
finding
and
to
they
interpret
favorable
that
can later
ended
they
Christopher
language
see fit.”
v. SmithKline
of 38
plain
The
misstate the law.
Corporation,-U.S.-,
132 S.Ct.
Beecham
7261(a)(3)
the Court to
U.S.C.
authorizes
2156, 2168,
App. (noting that the Board disability rating an extraschedular on the reasonably must address raised issues and complete disability picture veteran’s based not obligated is to “conduct an exercise in on all disabilities and the combined effect prognostication”). they employability earnings have on and Rather, dispute
There is no as to the the capacity. Board’s the issue is whether obligation authority to evaluate whether referral for or Director the USB even have award; extraschedular consideration is to make such an if then re- yes, warranted regard disability. an required to individual mand is so that the Board Rather, below, the issue whether is the Board has address the issue. As discussed duty to of possible pursuant plain language consider and address to the 3.321(b), referral for extraschedular consideration the USB and Director have of although majority not I also note by Board erred authority,11 and the 3.321(b), §in ambiguity claim find Mr. Johnson’s the Court discussing whether of counsel to accept argument for further at least have been remanded should ambiguity, to an there is Secretary entitlement development possible of disability rating on a collec- do not acquiescence extraschedular their numbers and tive-disability ambiguous. basis. is If mean that the so, Hans Andersen’s it were Christian Something Ambiguous is
Saying
never
New Clothes”12
Emperor’s
“The
not Make it So
Does
ac-
gained the renown
would have
Secretary
for the
ar
Although counsel
am-
finding
decisions
quired,
appellate
3.321(b)
ambiguous,
is
and his
gues that
never be reversed
biguity would
review, sim
is cause for serious
argument
See,
Supreme
e.g., Chem.
Court.
Mfrs.
something
ambiguous
is
does
ply saying
Council,
Natural Res.
Ass’n v.
Defense
Nicholson, 20
Tropf v.
make it so. See
not
1102,
Inc.,
116, 124-25, 105
470 U.S.
S.Ct.
(2006) (“[A]
regula
n. 1
(1985)(reversing
finding
84 L.Ed.2d
ambiguous merely
because
tion is
for the
Appeals
of the
Court of
U.S.
Secretary
litigation position
takes a
that an amendment to the
Fourth Circuit
regu
plain language
contradicts the
ambiguous);
Act was
Smith
Water
Clean
lation.”);
SA. v.
see also Stolt-Nielsen
Illinois,
91, 91, 105
469 U.S.
S.Ct.
662, 130
Corp.,
Int’l
559 U.S.
AnimalFeeds
(1984) (reversing the Illi-
255
(“[A]
ambiguous only
paragraph
is
when
criteria set forth in this
an
n. 1
statute
ordinary meaning of
application
extra-schedular evaluation commensu-
to the
words and rules of construction
rate with the average earning capacity
regulation
fails to
plain language of
impairment
exclusively
due
to the ser-
issue.”);
question
answer the
at
see also
disability
vice-connected
or disabilities.
United, Sav. Ass’n
Tex. v. Timbers
governing
exceptional
The
norm in these
Assocs.,
365, 371,
484
Inwood Forest
U.S.
finding
pres-
cases is: A
that the case
(1988) (stat
626,
14.
that the
has not limited
combined effect
associated with
authority
of the USB or Director is not a
each individual
are considered for
Indeed,
suggestion that he should do so.
an extraschedular
based on the collec-
decision,
upon
today's
issuance of
Secre-
employability
on their
tive
effect
tary promptly
change
position
should
es-
earnings capacity.
sacri-
Our veterans’s
poused
his counsel and ensure that veter-
grateful
Nation.
fices demand no less from
suffering
ans
from
disabilities and a
1934, however,
Rules and Procedure
as VA
from
*20
(Jan.
1936)).
§
A 1945
rule
an extraschedular
VA
strongly indicate that
guidance
based on multi-
permissible
provides
general
evaluation was
also
the same
Regula-
that,
Specifically, VA
if
is deemed inad
ple
rating
disabilities.
schedule
total dis-
primarily
tion No. 3
addressed
forwarded for an
equate, a claim
be
clearly authorized such
ability ratings and
reevaluation, although
advisory opinion or
disability arising
on total
ratings based
guid
1945 rule does not contain the
disability multiple
or
disabili-
single
from a
to what
ance stated
the 1936 rule as
(cited
App’x
Br. at
Supp.
ties. Sec. 2d
G
be included in the forwarded sub
should
Regulation
by
Secretary
as Veterans
(cited
Br. at
Supp.
App’x
mission. Sec.
C
3(a)
and Procedures
No.
on VA Rules
by
Secretary
Regulation
as VA
1307) (“The
...
permit[s] ratings
§
rule
(Oct.
1142(A)
19, 1949)[sic]).
§
per-
...
disability
total
when
disabled
In
an interim
was is
unable, by
... has been
reason of
son
alia,
inter
effective
provided,
sued that
body,
of mind or
to follow
impairment
evaluation,
dates for an extraschedular
substantially gainful occupation, provided
of the claim or the facts
tied to the date
are
physical
that his
or mental disabilities
Although
Secretary’s
of the case.
by
rating agency
to be suffi-
deemed
suggests
.supports
this
briefing
ciently
produce
occupational
severe to
this
that extraschedular consid
added)).
(emphasis
Pertinent
incapacity”
predicated only
single-dis
eration is
on a
hereto,
regulation explicitly
this same
au-
basis,
il
ability
suggested support
meritorious cases
thorized submission of
lusive,
predicated on a
at best. Whether
of an extraschedular rat-
for consideration
multiple
claim for one
or
dis
ing
qualify
when the case did not
for a
abilities,
predicated
or
on a
re
disability rating
rating
under
total
connected for a
cently found to be service
Regulation
or
No. 3. Inasmuch as
schedule
already
veteran
service connected for one
3 addressed a total disabili-
Regulation No.
disabilities,
predicated
single-
on either a
or more
the effective date of
ty rating
basis,
collective-disability
disingenuous
it is
an extraschedular evaluation is tied to
Secretary’s
argue
for the
counsel to
open
the date of the earliest claim still
referral for ex-
found,
this
authorized
the facts
similar to the effective
(that
of cases
traschedular consideration
date for the award of a total
qualify
disability rating)
for a total
did not
unemployabili
on individual
based
only
individual-disability
on an
basis.
5110(a) (“[T]he
(TDIU).
§
ty
38 U.S.C.
...
effective date of an award
shall be
reflected in the 1936
ver-
Revisions
VA
found,
fixed in accordance with the facts
Rules and Procedures
sion of VA
earlier than the date of
but shall not be
that an extraschedular evalu-
also indicate
therefor.”).
receipt
application
Other
predicated
ation could be
dis-
stated,
wise
how an effective date is de
abilities,
certainly
contains no limita-
light
termined sheds no
on whether the
against
rating. Specifically,
tion
such a
authority
USB or Director has
that,
general
if the
provides
the rule
evaluation on
grant an extraschedular
inadequate,
schedule was deemed
the mat-
only
basis or a cumula
single-disability
advisory
be
for an
ter could
forwarded
note,
tive-disability
Supp.
basis. Sec. 2d
Br. at
opinion or reevaluation. Of
the for-
(cited by
H
App’x
VA
warded submission was to include a recom-
Issue, EM 21-58
every
Emergency
“evaluation of
disabil-
Interim
mendation and
(cited
(June
1960)).
by
Sec.
Br. at
B
ity.”
Supp.
App’x
3.321(b)(1)
codified its
ation under
if
By
VA had
“38 C.F.R.
implemented
Regulation
VA
schedular evaluations are considered to
substantially
3.321
similar to
inadequate
version
for an individual disabili
”
Here, any ambiguity
added),
its current
form.
ty
(emphasis
briefing
and the
gone.
in the earlier
rules is
present
contends that
phrasing
reflects an in
earlier,
Though
precluded
1961 it
terpretation
prohibits
became clear that an extraschedular evalu-
consideration based on
granted
ation could be
“commensurate
M21-1MR,
III,
multiple disabilities.
pt.
*21
earning
with the average
capacity impair-
B(5)(c) (cited
iv,
6,
subpt.
ch.
by
sec.
exclusively
ment due
to the service con-
G).
Secretary in Sec. Supp.
App’x
Br. at
(em-
disabilities,”
disability
nected
Id.
However, reading M21-1MR as limiting
added).
phasis
explanation
An
associated
the criteria for extraschedular consider
the regulatory changes
with
made to sev-
ation to only those instances where the
regulations
eral
in 1961 notes that most
schedular
inadequate
evaluations are
for
nonsubstantive,
regulatory changes were
individual
in
result
would
except
changes Regulations
for the
trumping
M21-1MR
the plainly estab
1321,
which were “substantive.” Sec.
lished broader criteria in the
(cited
Supp.
by
2d
Br. at
J
App’x
subject
that
is not
to being trumped
(§ 3.321)
Secretary
Regulation
as VA
Shinseki,
See
M21-1MR.
Smith v.
(1961)). Although
specific
substantive
(Fed.Cir.2011) (“VA
1380,
647 F.3d
detailed,
changes were not further
the ad-
interpretations
of its own
in
dition of “or disabilities”
the context of
Adjudication
its
Procedures Manual
generally ambiguous
past,
rules in the
‘controlling’
long
they
are
as
[M21-1]
changes being
in the context of substantive
are
‘plainly
erroneous or inconsistent
”
speaks
made
volumes. Id.
with the regulation.’
(quoting Thun v.
(Fed.Cir.
Shinseki,
1366,
sum,
In
regulation’s promulgating
2009)
Auer,
at
(quoting
519 U.S.
history supports
plain language
Shinseki,
905)));
Castellano v.
regulation that the USB and Director have
(holding
151-52
delegated
authority
been
broad
to award
properly
promulgated
“a
an extraschedular
rating based
an M21-1
trumps
provision or other VA
on the
disability picture
total
of the veter-
plainly
directive that
is erroneous or in
an. See
Rumsfeld,
Hamdan v.
548 U.S.
regulation”).
consistent with
n.
126 S.Ct.
165 L.Ed.2d
(2006) (noting
that the Court’s inter-
Moreover, although this instructional
pretation
plain language
aof
statute manual directs referral for extraschedular
supported by
legislative history);
rating
consideration when the
schedule is
Trustee,
526, 539,
Lamie
U.S.
540 U.S.
disability,
inadequate to rate an individual
124 S.Ct.
here. cf. assuming arguendo Similarly, even winski, (holding excluding practice of there is a “current” that, should be construed just as statutes consideration for veterans constitutionality, to sustain to collective earnings impairment due with with the to harmonize should be construed disabilities, practice a cannot serve such law). where the change
VA Practice
spe-
are
opposite.
There
plainly states
opportunity-to-be-
publication
cific
and
an inabili-
Secretary’s briefing notes
The
with modi-
associated
requirements
heard
Agency practice
a consistent
ty to confirm
(VA
§
issue,
fying
regulation.
asserts—
U.S.C.
which—he
regarding
rulemaking authority); see also U.S.C.
in
or
authority
a lack of
the USB
reflects
553(b)
(c)
upon specific
(expounding
§
evalu-
to award an extraschedular
Director
opportunity-to-be-heard
publication
multiple-disability
on a
basis.
ation
modifying
associated
requirements
Board deci-
briefing speculates
some
“disability”
modifica-
the word
regulation).
proper
Until such
not “disabili
—and
Thun,
ties”—was used in
undertaken,
Vet.App. at
regulation plainly
tion is
briefing
suggests
115. The
also
authorizes extraschedular consideration on
Thun’s identification of a three-step analy
disability picture arising from all
the total
determining
sis for
whether referral for
of a veteran’s disabilities.
extraschedular consideration is warranted
8.821(b)
analysis
any
A
proper
indicates that such consideration is limited
practice
keep
perspective
also must
individual-disability
evaluation. These
authority delegated
the fact that
arguments are misplaced; Thun involved a
3.321(b)
Director
in-
to the USB or
disability,
single
and the issue of whether
exceptional
to be exercised in the
tended
3.321(b)(1)
potential
envisions
awards of
exceptional
case—where there is an
un-
extraschedular consideration based on cu
disability picture
gen-
usual
such that the
before,
mulative disabilities that was not
inadequate
to com-
eral
schedule
by,
addressed
the Court in Thun.
pensate
average earning capacity
for the
Moreover, although counsel for the Sec
impairment due to the
or disabil-
retary
majority
and the
are correct that
Accordingly,
ities.
the lack of a current
explicitly adopted
the Court has never
practice
awarding
or recollection of
extras-
expressed by Judge Steinberg
view
in his
chedular consideration for collective dis-
separate
Brambley
statement
v. Prin
might
abilities
be a result of the fact that
cipi, Vet.App.
(noting that
exceptional
cases are
definition rare.
envisions extraschedular con
Thus, in the context of extraschedular
sideration on a cumulative-disabilities ba
exceptional
sis),
evaluation intended for the
expressed
has never
dis
*23
case,
Indeed,
in
practice
actually
unusual
agreement with
either.
evaluation, majority
Brambley expressed
an
in
no dis
awarding
extraschedular
view,
be,
agreement
Judge Steinberg’s
might
very helpful
whatever it
is not
in
and,
fact,
3.321(b)
in
that an
noted
extrasehedular-
scope
to determine the
of
trying
adjudica
like
adjudication,
evaluation
an
authority
whether it includes
for the
TDIU,
pic
“require[s]
complete
tion for
a
grant
or Director to
an extraschedu-
USB
service-connected
appellant’s
ture
rating
suffering
lar
to a veteran
from mul-
employ-
and their effect on his
disabilities
tiple
might individually
that
be
disabilities
Also,
Vet.App. at 26.
in
ability.” by
general
adequately contemplated
Shinseki, 24
Vazquez-Flores
Vet.App.
schedule,
result in a
collectively
but
(2010),
of
in the context
not find
to
disability picture
adequately
that fails
error as to denial of referral
ing Board
average earning capac-
for the
compensate
an in
for extraschedular consideration for
due to those disabilities.
ity impairment
disability,
dividual
remanded
Court
Accordingly,
Secretary’s
contention
that matter because the Board had erred
briefing
Secretary’s
in
that the
counsel
his
denying
service connection for another
practice
grant
authority
reflects a
stated,
disability. Although
explicitly
3.321(b)
solely
limited
to individual-dis-
Vazquez-Flores
taken in
indi
the action
ability
persuasive.
consideration is not
that,
understanding
an
if the second
cates
Sanction
Judicial
granted
were
service connection
Secretary’s briefing
argues that
The
also
remand,
on
consideration of an extrasche-
practice
this Court has sanctioned
might
dular evaluation
be warranted
referring
Board
cases for extraschedular
disabilities,
remand on
based on both
only
earnings
consideration based
im-
was warranted so the
issue also
it as
single disability,
to a
because Board could address
needed.
pairment due
occupa-
with a focus on
picture,
case-
explicit
of the lack of
Regardless
difficulties, although an award of
tional
issue,
when a
it is clear that
law on the
higher degree
occupa-
TDIU involves
for an extras-
requests referral
claimant
difficulty (“unemployability”). Id.
tional
evaluation, or the record evidence
chedular
entitlement
to
reasonably
possible
raises
Accordingly, there should be no concern
referral,
required to
the Board is
such
officials, Board, USB,
or
whether referral for an extrasche-
address
complete
of whom assess the
Director —all
is warranted on both
dular evaluation
evaluating
when
TDIU—
picture
basis,
collective-disability
ability
individual- and
to assess whether a disabil-
lack the
referred,
and,
from collective disabili-
provide
ity picture arising
if not
the reasons
reflected
exceptional or unusual as
decision.
ties is
bases for the non-referral
inter-
governing
norm of a marked
Inability
Implement
to
hospi-
employment
frequent
ference on
Secretary’s briefing also asserts an
The
talization,
that the schedule does not
such
eval-
inability
implement
to the veteran. To the ex-
justice
accord
multiple-disabili-
on a
uation consideration
needed,
every
tent
I have
confidence
basis,
argument
perplexing.
but this
ty
and Board Chairman could
possi-
Secretary routinely adjudicates
necessary training to accom-
provide the
TDIU,
predi-
whether
ble entitlement
plish the task.
or collective-disabil-
cated on an individual-
sum, although implementation impos
In
why he
ity
There is no reason
basis.
sibility
rejecting
can be a basis for
evaluation.
cannot do so for extraschedular
Secretary’s
plain-language reading of the
imple
this is not a case where
regulation,
Indeed, the
has noted the similari-
impossible
mentation is
or so difficult as
fact
in the two evaluations and the
ties
Vermiglio
See
effectively impossible.
complete
on a
predicated
that both are
Plan,
Inc.,
Group Health
No.
of a veteran’s service-connected
picture
4:07ev0282TCM,
2008 WL
at *7
employment.
disabilities and their effect on
(E.D.Mo.2008)
imple
(“[A]ny difficulty
at 24.
Brambley,
See
Com-
menting
confer
[does not]
(2012) (TDIU predi-
§ 4.16
pare 38 C.F.R.
*24
meaning
plain
different
than the one made
a
inability
on
“to secure or follow
cated
language
regulation.”);
Ab
by substantially gainful occupation”), Revenue,
del-Fattah v.
Internal
Comm’r
(extraschedular’
au-
§ 3.321
consideration
(2010)
190, 209,
Application CONCLUSION service-con Mr. Johnson error in the fact majority The find disabilities, rheumatic including nected whether the did not “discuss the Board disorder, right-knee heart disease and regarding criteria instabili rating schedule for ex- referral for which he was denied extension limitation of flexion or ty and on an individu traschedular consideration right Mr. Johnson’s reasonably describe claim remanded a The Board al basis. Compare disability.” Ante at 246. knee disability compensation for an increase Thun, (discussing three Vet.App. at 115 treatment rec left knee because for his an ex- analyzing if referral for steps for left knee addressing Mr. Johnson’s ords warrant disability rating is traschedular by the considered previously were not Shinseki, ed), 22 Vet. Anderson v. with RO, Board also remanded and the (2009) that, al (clarifying App. a collective of TDIU on issue three in Thun identified though the Court context, because 38 In that basis. necessary they can be treated as “steps,” 3.321(b) provides for extrasche- C.F.R. rating). an extraschedular “elements” for collective, as well dular consideration on a majority preju also find no Although the basis, individual, disability error, the Board I arising purported from this dice for further ad there is no also should have remanded the matter to note that raise an that the Board address legal requirement the issue of entitlement judication one—of the one—or element step evaluation on a collective Thun/ analysis provide in order to Anderson 7104(d)(1); disability basis. 38 U.S.C. or bases for statutorily required reasons Brown, 517, 527 Allday Vet.App. v. legal requirements its decision. (Board’s (1995) “must be ade statement statement are that regard to the Board’s to understand quate to enable a claimant (1) the material issues the Board address decision, the Board’s precise basis for reasonably appellant raised to facilitate review as well as evidence, Peake, by the Robinson v. raised Derwinski, Court”); v. 1 Vet. Schafrath (2) (2008), explain its Vet.App. (1991) (Board must consider and App. 589 evidence, materially favorable rejection of of law applicable provisions discuss all Gober, Thompson Vet.App. they “po where are made (2000), potentially applicable discuss tentially applicable through the assertions laws, otherwise Schafrath, supra, and record”). raised in the and issues for its decision that provide explanation judi error warrants either modi- facilitative of The Board’s is understandable and review, To hold other Allday, supra, reflect a cial fication of the Board’s decision to substance, can form over puts wise RO to consider referral for remand for the reputation “hamster wheel exacerbate the multiple- evaluation on a an extraschedular Shinseki, of veterans law.” Massie basis, the matter or a remand of 123, 128 modify that the Board can its decision so for the RO to consider to reflect a remand Thun, an ex- referral for Pursuant evaluation referral for an extraschedular disability rating is not war traschedular multiple-disability basis. 38 U.S.C. contemplates ranted if the schedule (Court can, alia, modify disability picture, Board which § 7252 inter the veteran’s *26 decisions). 22 step Vet.App. refers to as one. Thun Derwinski, 289, (1992)). TDIU) (citing Moyer 2 293
dement to
265 However, is not on a multiple-disability part referral also basis. That at 115-16. disability pic if the veteran’s the Board decision otherwise on appeal warranted I unusual, exceptional or with the ture is would affirm. whether there is a being norm
governing DAVIS, BARTLEY, Judge, with whom or employment marked interference with joins, Judge, dissenting: which Thun re frequent hospitalization, Id.; two. see also step fers to as agree very thorough While we with the Anderson, (noting that the supra steps colleague, and well-reasoned dissent of our are, fact, elements); in 38 C.F.R. in Judge, analysis the Chief his of 38 3.321(b). Thus, although majority the 3.321(b), separately C.F.R. we write to to find error because the Board purport emphasize grounded that our dissent is one, step their as did not discuss Thun’s language conviction that overstated, sertion of error is as evidenced 3.321(b) unambiguously the in- refutes no by they subsequently prej the fact find terpretation Secretary. advanced because Mr. Johnson did not demon udice By employing plural of the noun “dis- analysis strate that the Board’s of Thun’s ability,” plain unambiguous mean- step finding two was error —a ma ing of this allows certain VA if jority legal could not make there was officials, in cases” when the “exceptional necessary to or otherwise reason mandate inadequate, schedule is otherwise of Thun one before render step discussion impairment earning capacity assess the a decision on whether referral for ex- ing due to the collective effect of ser- multiple traschedular consideration is warranted. The regulation vice-connected disabilities. Principi, See Sanchez-Benitez v. F.3d indicates that in the extraschedular as- (Fed.Cir.2001) 1356, 1363 that “it (noting is sessment, necessary it is consider not the role of the Veterans Court” to find aggregate effect of service-connected dis- “ex “on its own” that a was not “disability picture.” abilities —the ceptional unusual” under 38 C.F.R. regulation’s “disability picture” use of 3.321(b)(1)). critical because disabilities collectively earning capacity affect when sum, In of rea- Board’s statement individually may each considered denying sons or bases for referral for ex- not. traschedular consideration on individual heart disability basis for rheumatic disease unambiguous The clear directive of the right-knee disability fully under- regulatory language given must be effect. review, judicial standable and facilitative of Interior, Lengerich Dep’t comports legal requirements. with all (Fed.Cir.2006) (citing Bowles v. Allday, supra,
See Co., Seminole Rock & Sand 325 U.S.
414-15, 89 L.Ed. S.Ct. III. CONCLUSION (focusing “plain on the words of meaning I Accordingly, modify regulation” would the Board ascertain West, Vet.App. regulation)); decision to reflect a remand for the RO to Trilles v. (2000) (where conveys language consider referral for an extraschedular basis, plain meaning give must effect multiple-disability evaluation on a meaning); to that see also Perrin v. Unit set aside Board decision remand States, 37, 42, modify for the Board to its decision to ed U.S. (1979) (interpretation guided
reflect a remand for the RO to consider L.Ed.2d words); by ordinary meaning evaluation common referral an extraschedular *27 266 States, collectively evaluate service-con- 405 that VA Corp. United
Tesoro Haw.
(Fed.Cir.2005)
determine whether
(construing
nected disabilities to
1389, 1346
F.3d
inability
earn
by “ascertaining
they result in the
to
together
like a statute
regulation
(2012)
Moreover,
§§
Secre
38
4.16
meaning”).
living wage.
C.F.R.
plain
its
regulation
own
ratings
of his
tary’s interpretation
total
based
(providing
when,
in this
(TDIU)).
2005,
to deference
ap-
is not entitled
In
unemployability
case,
meaning
plain
with the
220,000
it conflicts
receiv-
veterans were
proximately
regulation. See Chris
benefits,
and words
of which
ing
the award
TDIU
588,
576,
Cnty., 529 U.S.
v. Harris
GAO,
tensen
VA
required collective evaluation.
(2000)
1655,
L.Ed.2d 621
120
146
S.Ct.
Improve
MaNagement
Indi-
Its
of
Should
agency interpreta
(granting deference
by
Unemployability
Benefits
vidual
unambiguous
plainly
tion
contradicted
AND
CRITERIA, GUIDANCE,
STRENGTHENING
permit
“to
language would be
regulatory
2006).
(GAO-06-309,
2, 41
PROCEDURES
guise
interpreting
under the
agency,
illustrates that the VA dis-
This number
de
a new
to create
regulation,
facto
process frequently re-
ability evaluation
Nicklos
Cowart v.
regulation”); Estate of
that it evaluate
disabilities
quires
469, 476,
Co.,
Drilling
U.S.
clearly beyond the
collectively in a manner
(1992)
2589,
(affording no
single disabilities, certain
tiple service-connected approve are authorized to
VA officials
extraschedular evaluation that considers complete disability picture.
the veteran’s assessing
Such an evaluation involve exceptional impact or unusual of each individually,
service-connected
but, according regulation, may to the involve the collective in- considering
also dis-
teraction of service-connected respectfully
abilities. We therefore dis- majority’s
sent from the affirmance of
Secretary’s interpretation, restrictive contrary
which is to the clear and unam-
biguous regulatory language. TRAFTER, Appellant,
Robert L. SHINSEKI, Secretary K.
Eric Affairs, Appellee.
Veterans
No. 10-3605. Appeals
United States
for Veterans Claims.
Argued Jan. 2013. April
Decided 2013.
