Lead Opinion
Mаrvin C. Jones, a Missouri inmate facing a sentence of death, appeals from the district court’s denial of his second amended petition for a writ of habeas corpus. Jones asserts manifold points of error and also seeks a remand of the case for reconsideration of newly proffered evidence in light of the Supreme Court’s decision in Schlup v. Delo, — U.S. -,
In addition to finding almost all of Jones’s claims to be procedurally barred, the district court addressed them on the merits. Because reconsideration of the new evidence would not affect the ultimate disposition of Jones’s claims, we decline tо remand the case for that purpose. We also affirm the district court on the remainder of Jones’s points of error.
I. Background
Jones was convicted of capital murder in Missouri on November 15, 1984, and the jury recommended a death sentence the following day. The details of the crime are laid out in the Missouri Supreme Court’s affirmance of Jones’s conviction on direct appeal, State v. Jones,
The following morning, August 22, authorities were alerted to an abandoned car near Interstate 44 several miles west of Cuba, Missouri. The vehicle was registered in Jones’s name. The police found a pile of сlothes in the car as well as blood stains on the car’s interior. A search of the area yielded a bloody pair of pants and two bloody sheets. Fienhold’s body was eventually discovered in a wooded area along the side of the road. The cause of death was identified as “two contact gunshot wounds at the point of each eyeball, either one of which was fatal,” Jones,
Jones’s attempts at post-conviction relief in the state courts were denied. Jones v. State,
II. “Actual Innocence” Claim
Jones raised twenty-seven claims of ineffective assistance of counsel in his petition for relief in the district court. The district court found that all but one of these claims were procedurally defaulted because Jones failed to either preserve them at trial or presеnt them in his appeal from the denial of his state motion for post-conviction relief. All of Jones’s additional points of error were also deemed procedurally defaulted. See Jones,
To invoke the actual innocence exception to the procedural default as a gateway to considering the merits of his constitutional claims as to the guilt phase, Jones “must show that it is more likely than not that no reasonable juror would have convicted him in the light of the new evidence.” Schlup, — U.S. at -,
Jones contends that the district court should be given the initial opportunity
The state also argues that even if all Jones’s evidence is true, that evidence does not show that Jones is actually innocent of capital murder. Rather, the state contends that an inability to deliberate merely gives rise to a claim of legal innocence. The state’s argument, however, tacitly disavows an essential element of the crime of capital murder — the ability to deliberate. Although “[a] prototypical example of ‘actual innocence’ ... is the case where the State has convicted the wrong person of the crime,” Sawyer, — U.S. at -,
The state further asserts that this court is adequately equipped to apply the Schlup test without an intermediary remand to the district court. Although Schlup itself necessitated a remand, see — U.S. at -,
“To merit an evidentiary hearing in federal court, a habeas petitioner who has failed to develop evidence in state court must show cause and prejudice for that failure.” Sidebottom v. Delo,
III. Ineffective Assistance of Counsel Claims
A. Guilt Phase Claims
1. failure to conduct a reasonable investigation into background and mental health
Jones asserts that his trial counsel was constitutionally defective in failing to adequately investigate Jones’s mental state and present an insanity or diminished capacity defense. Because of this deficiency, Jones
The record makes clear that counsel did not overlook the possibility of a diminished capacity defense. Indeed, counsel sought out competеncy and capacity examinations for Jones. Doctor Daniel’s pre-trial psychological report noted that although Jones was emotionally unstable, “he displayed no symptoms of a psychotic disorder.” This report further indicated that “Jones refused to cooperate with additional psychological testing” that could further develop and explain the extent of any intellectual deficiencies. Doctor Daniel found it difficult to render an opinion as to mens rea because Jones “vehemently denied the alleged conduct,” but stated that Jones did not suffer from a mental diseasе or defect that would prevent him from appreciating the nature of his conduct. Counsel then sought an additional psychological examination from Dr. Bassett. Jones claims that this examination was insufficient because Dr. Bassett was not aware of all the relevant circumstances of the crime when he evaluated Jones.
As an initial matter, we note that counsel in this instance would not have been required to seek an additional examination had he not retained legitimate concerns about Jones’s mental capacity. See Sidebottom,
Jones’s ineffective assistance claim is directly rejected by our recent decision in La-Rette. Most damaging to Jones’s claim is the fact that Jones himself insisted that trial counsel not submit an insanity or diminished capacity defense. See LaRette,
2. additional guilt phase claims
Jones also challenges trial counsel’s statement to the jury during closing argument that he was appointed by the court. Although we certainly do not approve of such comments, see Goodwin v. Balkcom,
B. Penalty Phase Claims
1. failure to present mitigating evidence
Jones’s claims relating to trial counsel’s failure to present mitigating evidence to the jury regarding Jones’s psychiatric history, military record, and family background have been properly preserved throughout the history of this case. None of these claims, however, is meritorious. Counsel’s failure to interview family members for background information and further information relating to Jones’s childhood was predicated primarily on the fact that Jones did not provide counsel information about his family that would enable counsel to contact them and conduct a fuller investigation. See Strickland,
Counsel’s failure to discover and present evidence about Jones’s military record was similarly reasonable and nonprejudieial. This evidence was as likely to arouse a jury’s passion for retribution as to evoke any sympathy for Jones. See id. Jones did serve in World War II and received an honorable discharge follоwing that service. Following his stint during the war in Korea, however, Jones was discharged in lieu of a general court martial because of his tendency to be absent without leave. Indeed, “his military record underscores for the jury the image of a man with a history of lawless and anti-social behavior.” Jones,
We also agree with the district court that trial counsel’s actions were reasonаble regarding the production of evidence relative to Jones’s mental and psychiatric history. A military psychologist found Jones “unfit for the military service” but free from mental disease or defect as to know right from wrong. Introducing the results of this examination would have entailed the aforementioned problems regarding Jones’s discharge. Introduction of evidence of the 1976 psychiatric examination conducted in conjunction with a prior incest conviction would have opened the door to a host of unpleasant facts for further consideration by the jury. Counsel did have Dr. Bassett testify as to Jones’s orgаnic personality syndrome. Jones’s additional assertion regarding the amount of information provided to Dr. Bassett is procedurally barred in this context. Jones cannot show “actual innocence” under Sawyer, see — U.S. at -,
2. additional penalty phase claims
Jones’s additional contentions as to the penalty phase and sentencing are all
Moreover, we find that Jones’s penalty phase claims also lack merit. Counsel made a remark during his statement to thе jury that Jones asserts equated an organic brain disease with the aggravating factor of depravity of mind. Having reviewed the record, we conclude that to give counsel’s remark the interpretation advanced by Jones would strain the language used beyond a permissible reading. Counsel’s further erroneous mention of a prior assault conviction was predicated on a belief that the prosecution would attempt to prove the offense as a potential aggravating factor for the jury’s consideration. Additionally, because no evidence of this conviction was actually adducеd, it can be presumed that the jury properly fulfilled its role and disregarded the comment. As to Jones’s assertion that his sentence was imposed in an arbitrary and capricious manner because of the actions of counsel and the trial court, there is no evidence that the state trial judge was unaware of his proper role in sentencing or of Jones’s relevant background information. Thus, there is no merit to the contention that there was not the consideration of individualized factors required as a condition to imposing a sentence of death. See Zant v. Stephens,
IV. Admission of Incriminating Statements
Jones next asserts that he was incapable оf making a knowing, intelligent, and voluntary waiver of his Miranda rights because of his organic brain disease and borderline retardation, thus rendering inadmissible the statements he gave to the police while in custody. The district court discussed this claim on the merits, but based its holding on the procedural bar. The merits are so clear, however, that we turn immediately to them. This argument, as well as Jones’s further claims that trial counsel’s failure to produce evidence of Jones’s inability to make a valid waiver prejudiced his trial, fail for the same reason; it is excusable to fail to produce evidence that demonstrates a defendant’s inаbility to exercise a Miranda waiver when there is no such evidence to
V. Jury Instruction Claims
A. Overbreadth of Aggravating Circumstance
Jones next argues that instruction number 20, which required the jury to determine “[w]hether the murder ... involved torture or depravity of mind and as a result thereof it was outrageously or wantonly vile, horrible or inhuman” was constitutionally defective. The district court found this assertion to be proeedurally barred because Jones failed to reassert the claim in his attempts at post-conviction relief. The state has apparently waived any bar on appeal, however, by addressing solely the merits of this claim. Accordingly, we also direct our attention to the merits.
Standing alone, the aggravating factor of “depravity of mind” is impermissible. Battle,
B. Mitigating Factor Requirements
Jones alsо argues that instruction number 22 erroneously required the jury’s findings on mitigating circumstances to be unanimous. Notwithstanding Jones’s procedural default with respect to this claim, which is not overcome by the effect of Missouri’s mandatory review scheme as discussed in section III.B.2, supra, we find this argument foreclosed by our recent decisions in Griffin v. Delo,
VI. Proportionality Review
Finally, Jones contends that the proportionality of his sentence was improperly reviewed by the Missouri Supreme Court. This argument lacks merit. The Supreme Court reviewed the sentence pursuant to Missouri law and concluded that it was not disproportionate to the penalty imposed in similar cases. Jones,
VII. Conclusion
Thе remaining issues Jones raised in the district court are either meritless or have been abandoned on appeal.
The district court’s order denying the petition for a writ of habeas corpus is affirmed.
Notes
. See our discussion in Part III.B.2 as to Jones's further attempts to bypass his procedural default in the context of his penalty phase claims.
. The potential merits of Jones's ineffective assistance claims are related to the need for an evi-dentiary hearing, see Parkus,
. In a footnote to his brief, Jones urges that the state and district courts made insufficient factual findings to enable review on the merits of a number of his guilt and penalty phase claims and asks that they be remanded to the district court for further development in accordance with Fed. R.Civ.P. 52. These additional claims were sufficiently treated in the courts below and so lack merit as to not warrant additional discussion. Additionally, such incorporation by reference is prohibited under 8th Cir. R. 28A(j), and we deem these arguments waived. See Sidebottom,
Dissenting Opinion
dissenting.
I respectfully dissent.
The district court determined that many of petitioner’s claims were barred by procedural default and that procedural default was not excused either by cause and actual prejudice оr by actual innocence. The district court applied the actual innocence standard set forth in Sawyer v. Whitley, — U.S. -,
I am not persuaded that a remand is unnecessary even though, as noted by the majority opinion, the district court addressed petitioner’s barred claims on the merits. I do not think that a finding that petitioner was not denied effective assistance of counsel because trial counsel did not overlook the possibility of a diminished capacity оr insanity defense is equivalent to a determination that, in light of the new psychiatric evidence that petitioner lacked the requisite mental capacity to deliberate, no juror, acting reasonably, would have voted to find him guilty beyond a reasonable doubt. The latter is the essential Schlup v. Delo inquiry. — U.S. at -,
Accordingly, I would retain jurisdiction over the appeal and remand the case to the district court for further consideration in light of Schlup v. Delo.
