Case Information
*1 Before: BOGGS and COLE, Circuit Judges; and OLIVER, Chief District Judge. [*] _________________
COUNSEL ARGUED: Clifton B. Schneider, OFFICE OF THE MICHIGAN ATTORNEY GENERAL, Lansing, Michigan, for Appellants. Elizabeth Alexander, LAW OFFICES OF ELIZABETH ALEXANDER, Washington, D.C., for Appellee. ON BRIEF: Clifton B. Schneider, OFFICE OF THE MICHIGAN ATTORNEY GENERAL, Lansing, Michigan, for Appellants. Elizabeth Alexander, LAW OFFICES OF ELIZABETH ALEXANDER, Washington, D.C., Patricia A. Streeter, Ann Arbor, Michigan, for Appellee.
_________________
OPINION
_________________
SOLOMON OLIVER, JR., Chief District Judge. Plaintiff-Appellee Martinique
Stoudemire (“Plaintiff” or “Stoudemire”), a double amputee and former prisoner at
Huron Valley Women’s Correctional Facility (“Huron”) in Ypsilanti, Michigan, brought
the instant case against the Michigan Department of Corrections (“MDOC”) and
MDOC-associated officers, doctors, and nurses, asserting violations of 42 U.S.C. § 1983;
the Americans with Disabilities Act (“ADA”), 42 U.S.C. § 12132; and Mich. Comp.
Laws § 330.1722. Stoudemire, who has suffered from autoimmune and kidney disorders
since she was a youth, alleges that, while she was an inmate at Huron, she underwent
three separate amputations as a result of inadequate health care by the Defendants, was
placed in a segregation unit immediately following her final amputation that lacked
accommodations for disabled persons, and was subjected to a strip search that served no
legitimate penological purpose. Defendant-Appellants Susan Davis (“Davis”), the
warden who allegedly sanctioned Stoudemire’s placement in segregation, and Ariel N.
Dunagan (“Dunagan”), the corrections officer who conducted the strip search, appeal
from the order of the district court denying them summary judgment on their qualified
immunity defenses to Stoudemire’s § 1983 claims against them.
[1]
Stoudemire v. Mich.
Dep’t of Corr.
, No. 07-15387,
I. JURISDICTION AND STANDARD OF REVIEW Pursuant to the “collateral order” doctrine, we have jurisdiction under 28 U.S.C.
§ 1291 to review the district court’s interlocutory denial of qualified immunity only to
the extent that it turns on an issue of law.
Mitchell v. Forsyth
,
We review de novo a district court’s denial of a defendant’s motion for summary
judgment on qualified immunity grounds.
See Tucker v. City of Richmond
, 388 F.3d
216, 219 (6th Cir. 2004). We also review de novo the question of whether a defendant
is entitled to governmental immunity under Michigan law.
Reilly v. Vadlamudi
Summary judgment is appropriate “if the movant shows that there is no genuine
dispute as to any material fact and the movant is entitled to judgment as a matter of law.”
Fed. R. Civ. P. 56(a). We determine materiality by reference to the applicable
substantive law, and thus “[o]nly disputes over facts that might affect the outcome of the
suit under the governing law will properly preclude the entry of summary judgment.”
Anderson v. Liberty Lobby, Inc.
,
II. FACTUAL BACKGROUND A. Stoudemire’s Medical History When twenty-three-year-old Martinique Stoudemire entered the MDOC system in July 2002, she came with a long and well-documented history of health problems. Stoudemire suffered from systemic lupus erythematosus, a chronic and painful autoimmune disease; hypercoagulapathy, a related disorder characterized by a tendency to develop blood clots; and depression. Without proper care, Stoudemire bore a significant risk of experiencing kidney and liver damage, heart attacks, amputations, and chronic pain.
Stoudemire’s health quickly deteriorated. During her five years at Huron, she experienced a heart attack, liver failure, and a number of life-threatening embolisms. She underwent three amputations, eventually losing both legs below the knee. By the time of her parole in August of 2007, she also suffered from chronic depression, post- traumatic stress disorder, and a number of conditions related to medications she had received during her incarceration. Stoudemire attributes her health complications to the alleged failure of MDOC staff members and associated doctors and nurses to provide her with adequate health care while she was incarcerated. For the purposes of this appeal, however, we focus on the events following Stoudemire’s final amputation in December 2006, when her stump and buttock became infected with Methicillin-resistant Staphylococcus Aureas (“MRSA”) and she was quarantined in Huron’s segregation unit.
B. Stoudemire’s Placement in Huron’s Segregation Unit According to an April 14, 2005, Memorandum from Richard D. Russell, Administrator of the MDOC Health Care Bureau, “all prisoners with a documented culture positive for MRSA must be quarantined.” The policy provides that responsible staff members must notify the warden of the particular facility of a confirmed MRSA case in order to initiate the quarantine process. If health care staff determine that medical quarantine is necessary, the warden is responsible for isolating the infected inmates. The warden has the discretion to choose a quarantine location within the prison and may also opt to send infected inmates to another site. Davis designated Huron’s segregation unit, which prisoners and guards call “the hole,” as a quarantine location. The segregation unit is normally used for isolating prisoners who have violated prison rules.
Stoudemire spent roughly two weeks in quarantine as a consequence of her MRSA infection. At her deposition, Davis testified that she “was probably aware at the time” that Stoudemire had been placed in segregation for medical purposes but that she “[didn’t] recall specifically.”
Stoudemire alleges that she received extremely poor medical care while in segregation. The segregation cells were not equipped to accommodate disabled patients. Stoudemire was never provided with any assistive devices that might have allowed her to safely move between her bed, wheelchair, toilet, and shower. There was no call button, so Stoudemire had to shout when she needed assistance. She alleges that the medical staff treated her with contempt. They accused her of malingering and responded with hostility whenever she sought assistance. As a result, Stoudemire was left to care for herself. She was forced to crawl from her bed to the toilet. On one occasion, she had to urinate into a bowl. On another occasion, she defecated on herself. The staff neglected Stoudemire’s hygiene. She received only one shower during her two weeks in segregation and was required to dress her wounds herself, which put her at risk of infection.
According to one of Plaintiff’s experts, Stoudemire received “very little medical rounding” while she was in the segregation unit, which was “a terrible place to put an amputee.” Davis testified that, in cases where a physically handicapped prisoner was placed in a segregation cell, she “would check the logbook to make sure that medical professionals had been through at least daily to see the prisoner for however often the prisoner’s particular need was.” Davis also testified that she would “check to make sure that my deputy warden or [an assistant deputy warden] had been through . . . [and] personally observed that prisoner to make sure that, you know, they weren’t hanging themselves in the cell or what have you.”
C. The Strip Search by Officer Dunagan
Stoudemire also challenges the constitutionality of a February 10, 2007, strip search performed by Officer Dunagan. Stoudemire’s account is as follows: Stoudemire was in the infirmary’s common area, waiting to be escorted to an aerobics class. Dunagan approached and announced her intention to conduct a strip search. When Stoudemire asked Dunagan for a reason for the search, Dunagan said, “[b]ecause I can.” Dunagan took Stoudemire to Stoudemire’s cell. Dunagan did not cover the window on the cell door, which looked out onto a busy hallway. Dunagan and Stoudemire were positioned so that passers-by had an unobstructed view of Stoudemire. Dunagan “displayed pleasure at [Stoudemire’s] discomfort,” smirking throughout the search. Stoudemire stripped down to her underpants and removed her prosthetic legs. She could hear people in the hallway and realized that they could see her. She felt humiliated. Dunagan did not find any contraband.
Dunagan offers a markedly different account of the search. According to Dunagan, she asked Stoudemire to submit to a pat-down search rather than a strip search. Stoudemire “refused and sped off in her wheelchair to her room, saying that she had to change her shirt before I [did] my pat-down search.” Dunagan followed Stoudemire to her cell and decided to conduct a strip search because Stoudemire had tried to evade the pat-down search. Dunagan did not cover the cell-door window, but she did position herself between the window and Stoudemire, thereby blocking passers-by from seeing Stoudemire. Stoudemire stripped down to her brassiere and underpants. Dunagan discovered a cigarette and matches–contraband items–in Stoudemire’s hand. She issued Stoudemire a misconduct ticket.
Some facts are not in dispute. The day after the search, Stoudemire filed a grievance, alleging that Dunagan’s conduct constituted sexual harassment. The grievance was denied, but Dunagan received an official reprimand for conducting the search in violation of MDOC Policy Directive 4.04.110 ¶ U, which states that “[a] strip search shall be conducted in a place which prevents the search from being observed by those not assisting in that search . . . .” The reprimand notes that other persons could have observed Stoudemire during the search because Dunagan did not block the window on the door, and that Dunagan admitted that such “visual contact” was possible. In addition, MDOC Policy Directive 4.07.112 ¶ GG requires that, when an officer finds contraband, the contraband must be confiscated and a contraband removal record must be issued to the prisoner, as well as either a misconduct report or a notice of intent to conduct an administrative hearing. The record does not contain copies of any such documents.
III. ANALYSIS
A. Section 1983 and Qualified Immunity
Section 1983 provides “a cause of action for deprivation under color of state law,
of any rights, privileges or immunities secured by the Constitution or laws of the United
States.”
Jones v. Muskegon Cnty.
, 625 F.3d 935, 940-41 (6th Cir. 2010) (internal
quotation marks and citation omitted). However, “[u]nder the doctrine of qualified
immunity, ‘government officials performing discretionary functions generally are
shielded from liability for civil damages insofar as their conduct does not violate clearly
established statutory or constitutional rights of which a reasonable person would have
known.’”
Phillips v. Roane Cnty.
,
In evaluating whether a constitutional right was clearly established, “[t]he key
determination is whether a defendant moving for summary judgment on qualified
immunity grounds was on notice that his alleged actions were unconstitutional.”
Grawey
v. Drury
,
A defendant bears the initial burden of putting forth facts that suggest that he was
acting within the scope of his discretionary authority.
Rich v. City of Mayfield Heights
,
B. The Davis Appeal
Stoudemire alleges that the conditions of her confinement while in quarantine
violated her Eighth Amendment right to be free from cruel and unusual punishment. The
Eighth Amendment protects inmates by “impos[ing] duties on [prison] officials, who
must provide humane conditions of confinement” and “adequate food, clothing, shelter,
and medical care and . . . ‘take reasonable measures to guarantee the safety of the
inmates.’”
Farmer v. Brennan
,
a prison official cannot be found liable under the Eighth Amendment for denying an inmate humane conditions of confinement unless the official knows of and disregards an excessive risk to inmate health or safety; the official must both be aware of facts from which the inference could be drawn that a substantial risk of serious harm exists, and he must also draw that inference.
Farmer
,
The district court found that,
when viewing the facts in a light most favorable to Stoudemire, the evidence supports her argument (i.e., she suffered from a medical condition in the form of a double amputation and immediate infection, for which the MDOC Defendants failed to reasonably accommodate by providing her with (1) assistive facilities, (2) training on how to care for herself, and (3) other aids that would assist her in meeting her basic health and safety needs).
Stoudemire , 2011 WL 1303418, at *8. The court also found that “the MDOC Defendants neglected to make any reasonable adjustments for her as a brand-new double amputee who could not ambulate within her segregated cell without the assistance of another person.” Id. The court then concluded that Stoudemire had “sufficiently alleged the violation of a clearly established right.” Id. As a result of a series of stipulations and Stoudemire’s decision not to challenge a portion of the Defendant’s motion to dismiss, Stoudemire had effectively withdrawn her Eighth Amendment claim (arising from her quarantine) against all but Davis; in a footnote, the district court noted that “the analysis by the court applies only to Davis.” Id. at *8 n.7. Nonetheless, the district court denied qualified immunity for the “Defendants.” The court also denied Defendants’ motion for summary judgment on Stoudemire’s ADA claim.
1. Issues Regarding Whether Claim Properly Before the Court
Davis and Stoudemire both argue that we cannot consider the merits of
Stoudemire’s Eighth Amendment claim. According to Davis, Stoudemire never actually
pleaded such a claim; instead, the district court improperly “created” an Eighth
Amendment claim by relying on the facts Stoudemire alleged solely in support of her
ADA claim. Stoudemire argues that Davis failed to raise qualified immunity as a
defense to Stoudemire’s Eighth Amendment claim and that the court therefore lacks
jurisdiction over Davis’s appeal.
See Mingus v. Butler
,
We reject Davis’s contention that the district court conflated or “confused”
Stoudemire’s ADA claim with her Eighth Amendment claim. The district court
correctly stated that Stoudemire’s Eighth Amendment claim was based on “the same
misconduct which gives rise to her claims under the ADA.”
Stoudemire
, 2011 WL
1303418, at *8. The court found that “the claimed misconduct . . . if true, supports
independent causes of action under Title II [of the ADA] and the Eighth Amendment.”
Id.
at *6. Clearly, the district court was not “confuse[d],” and did not conflate the ADA
claim with the Eighth Amendment claim, as Davis argues. Rather, the district court
properly construed Stoudemire’s Complaint “so as to do justice.” Fed. R. Civ. P. 8(e);
see also Minger v. Green
,
We also reject Stoudemire’s contention that Davis did not raise qualified immunity as a defense. Stoudemire’s argument rests entirely on the following sentence in Defendants’ motion before the district court: “Had the plaintiff alleged this as a constitutional violation, the defendants would respond that they are entitled to qualified immunity because clearly established law does not prohibit quarantining a prisoner to protect the prison population from infection.” The sentence must be read in the context of the paragraph, which begins: “As to the remainder of the claims, the defendants are also entitled to qualified immunity and summary judgment.” Taken together, these sentences clearly suffice as an assertion of qualified immunity. In addition, we have previously declined to dismiss interlocutory appeals on waiver grounds where the district court made no findings of waiver, and we decline to do so here. See, e.g. , Yates v. City of Cleveland , 941 F.2d 444, 449 (6th Cir. 1991) (declining to dispose of appeal on waiver grounds where district court “made no findings of . . . waiver” regarding qualified immunity defense); Taylor v. Mich. Dep’t of Corr. , 14 F.3d 602, *2 (6th Cir.1993) (declining to address waiver issue that was not addressed by the district court, even though “sloppy draftsmanship” in summary judgment brief brought defendant “dangerously close” to waiving defense).
2. Discussion of Davis’s Qualified Immunity Defense
Although we have jurisdiction to consider Davis’s qualified immunity defense,
“it is well-settled that qualified immunity must be assessed in the context of each
individual’s specific conduct.”
Reilly
, 680 F.3d at 624;
see also Bishop v. Hackel
In order to be liable in this case, Davis must have “both be[en] aware of facts
from which the inference could be drawn that a substantial risk of serious harm exist[ed],
and [s]he must also [have] draw[n that] inference.”
Farmer
,
Although this court has the authority to “undertake a cumbersome review of the
record to determine what facts the district court, in the light most favorable to the
nonmoving party, likely assumed,”
Johnson v. Jones
,
C. Dunagan’s Appeal
Dunagan appeals the district court’s denial of qualified immunity in regard to
Stoudemire’s § 1983 claim relating to the 2007 strip search. In contrast to its resolution
of Davis’s qualified immunity defense, the district court addressed Dunagan’s defense
with sufficient particularity to enable our review. Viewing the record in the light most
favorable to Stoudemire, the district court held that “Dunagan should have been on
notice that [the strip search] would have been unreasonable under the circumstances and
not based on a reasonable penological interest of security and order.”
Stoudemire
1. Constitutional Violation
Because “the difficulties of operating a [prison] must not be underestimated by
the courts,”
Florence v. Bd. of Chosen Freeholders of Cnty. of Burlington
, 132 S. Ct.
1510, 1515 (2012), we review a prisoner’s constitutional claims under a standard that
affords deference to the judgments of correctional officers, “who must have substantial
discretion to devise reasonable solutions to the problems they face.”
Id.
;
see also
Flagner v. Wilkinson
,
[t]he test of reasonableness under the Fourth Amendment . . . requires a balancing of the need for the particular search against the invasion of personal rights that the search entails. Courts must consider the scope of the particular intrusion, the manner in which it is conducted, the justification for initiating it, and the place in which it is conducted.
Bell v. Wolfish
,
(a) Degree of Invasion of Personal Rights
The scope of the search frames our analysis of the other
Bell
factors. Had
Dunagan conducted a pat-down search or a search of Stoudemire’s room, it is doubtful
that her actions would rise to the level of a constitutional violation. However, “a strip
search, by its very nature, constitutes an extreme intrusion upon personal privacy, as well
as an offense to the dignity of the individual.”
Wood v. Clemons
,
The location of the strip search made it more invasive. Because Dunagan did not
block the window of the cell, the search did not take place in a private location; as
Dunagan admitted, people in the hall could see Stoudemire naked, her prosthetic legs
removed.
Cf. Dufrin v. Spreen
,
Dunagan’s manner also made the search somewhat more invasive. Stoudemire
highlights two facts in this regard: that Dunagan refused to tell Stoudemire her reasons
for initiating the search and that Dunagan smirked during the search. Although these
facts are hardly dispositive, s
ee Roden v. Sowders
,
(b) The Degree of Need for the Search
Our next step is to evaluate the need for the particular search.
Bell
,
The question, then, is whether any exigent circumstances compelled Dunagan to strip search Stoudemire in view of other inmates and prison personnel. The record suggests no such exigencies. As Dunagan’s reprimand shows, no emergency made such a search necessary. Cf. , Cookish v. Powell , 945 F.2d 441, 448-49 (1st Cir. 1991) (holding that visual body cavity searches, some of which were conducted in view of guards of the opposite sex, did not violate clearly established rights where searches were conducted in response to what plaintiff conceded was a “riot” situation). There is no evidence that Dunagan chose the search location out of concern for Dunagan’s own safety. Cf. Michenfelder v. Sumner , 860 F.2d 328, 333 (9th Cir. 1988) (finding legitimate penological justification for conducting searches in public hallways where only alternative in the prison unit would have presented a risk to officer safety). Stoudemire did not have “a history of maladaptive behavior within prison” that might weigh in favor of conducting the search. Id. at 332 (collecting cases). Also, there were no time or resource constraints that supported the need for such an ad hoc search. Accordingly, although Dunagan had a valid reason for searching Stoudemire, no special circumstances provided additional justifications for strip searching Stoudemire where others could see her naked.
On balance, although the “test of reasonableness . . . is not capable of precise
definition,”
Bell
,
It is important to emphasize two points. First, it is unquestionable that the
Supreme Court and lower courts have sanctioned a wide range of practices—many of
them intrusive—that are designed to further legitimate penological interests.
See, e.g. Florence
,
2. Whether Dunagan Violated a “Clearly Established” Right
As noted above, Dunagan’s arguments on appeal focus primarily on the question
of whether Stoudemire has satisfied the “clearly established” prong of the qualified
immunity analysis in view of the fact that she does not cite any cases involving same-sex
strip searches. While it is true that this court has stated that an expectation of privacy
may, in the prison context, be particularly reasonable “where those claims are related to
forced exposure to strangers of the opposite sex,”
Cornwell
,
Dunagan’s position is that inmates have no right to be free from
same-sex
strip
searches. But that is not the right that Stoudemire is seeking to vindicate. Rather,
Stoudemire has “identified a well established right, the right not to be subjected to a
humiliating strip search in full view of several (or perhaps many) others
unless the
procedure is reasonably related to a legitimate penological interest.
”
Farmer v. Perrill
In evaluating whether a constitutional violation was clearly established, “[t]he
key determination is whether a defendant moving for summary judgment on qualified
immunity grounds was on notice that his alleged actions were unconstitutional.”
Grawey
,
D. Governmental Immunity Under State Law
Finally, both Davis and Dunagan assert that they are entitled to governmental
immunity under state law on Stoudemire’s claims against them under Mich. Comp. Laws
§ 330.1722(1), which provides that “[a] recipient of mental health services shall not be
subjected to abuse or neglect.” Stoudemire’s claims against Davis and Dunagan under
this statute are based on the same facts underlying her § 1983 claims against these
Defendants. However, Michigan’s governmental immunity law differs from federal
qualified immunity doctrine.
See
Mich. Comp. Laws § 691.1407 (negligence);
Odom
v. Wayne Cnty.
,
The considerations that “‘classically support[] the law’s ordinary remand
requirement’” apply in this case.
Brown v. Crowley
,
IV. CONCLUSION
For the foregoing reasons, we VACATE the district court’s decision denying qualified immunity with respect to Stoudemire’s § 1983 conditions of confinement claim against Davis and REMAND such claim to the district court for reconsideration in light of this opinion. We AFFIRM the district court’s decision denying qualified immunity with respect to Stoudemire’s § 1983 strip search claim against Dunagan, and REMAND Defendants’ motion regarding governmental immunity defenses under state law to the district court for consideration in the first instance.
Notes
[*] The Honorable Solomon Oliver, Jr., Chief United States District Judge for the Northern District of Ohio, sitting by designation. 1
[1] The other Defendants who were initially named as appellants moved to be dismissed from this appeal and were dismissed by order of this court on December 4, 2012.
[2]
Dunagan cites
Hudson v. Palmer
,
[3]
We note that prisoners enjoy no special privacy rights in their cells.
See Hudson
,
[4]
We may look to the decisions of other circuits in determining whether a right is “clearly
established” for qualified immunity purposes.
Dickerson
,
