On Junе 7, 2005, after a trial before the Honorable Erik P. Christian, a jury found appellant Edward Martinez guilty as charged of first-degree premeditated murder while armed (D.C.Code §§ 22-2101, -4502 (2001)) and possession of a firearm during a crime of violence (D.C.Code §§ 22-3204(b) (2001)). Appellant seeks reversal of his convictions, citing (1) restrictions that the trial judge imposed on defense counsel’s cross-examination and impeachment of a government witness, and (2) the erroneous aiding-and-abetting instruction that the trial judge gave to the jury. We affirm the judgments of conviction.
I.
The case arose out of the killing of David Hicks in the alley behind his home in the 800 block of Kennedy Street, N.W. At trial, the government presented several witnesses. Daniel Powell testified that, on April 16, 2003, he spent part of the afternoon in the company of appellant Martinez (whom he called “Nitty”), Hicks, and another man. With appellant driving, the men rode around in a “greenish-bluish,” four-door rental car, eventually stopping at a liquor store. After purchasing alcohol, they drove to the alley behind Hicks’s home. Powell left the group for five minutes to use the bathroom at his sister’s house. He returned to find appellant and Hicks arguing. As the altercation escalated, appellant threw a cup of liquor into Hicks’s eyes. Crying and complaining that his eyes were burning, Hicks picked up a brick and “told [appellant] to get his damn car out of his yard.” Appellant drove away, saying “That’s how you feel? I’ll be back.” Fifteen or twenty minutes later, appellant returned to the alley in the same car, with another man in the passenger seat. Wearing a ski mask, the passenger exited the car, ran up to Hicks, shot Hicks with a pump-action shotgun, and pumped the weapon as if to fire once more. Powell ran out of the alley but, about five minutes later, encountered appellant again. Appellant drove up alongside Powell and, placing a finger to his own lips, said “Shh,” an utterance that Powell understood as an acknowledgment that appellant “did something” and “didn’t want [Powell] to say nothing.”
Other government witnesses corroborated portions of Powell’s account and provided additional details. Donna Baxter, who was in the alley behind Hicks’s home that day, testified that she “didn’t know what the fight [had been] over” but saw that Hicks was “upset.” Baxter also testified
James Bush, who lived across the alley from Hicks, heard people arguing across the alley and then saw a dark-colored car pull off from the vicinity of Hicks’s yard. Bush could not see the occupants of the car. Five or ten minutes later, Bush heard a loud boom, looked out, and saw the same car pulling off, “going real fast.” Bush went outside to see what was going on and found that Hicks had been shot.
Brenda Lampkin testified that on the night of the shooting, she and her friend “Pat” (Ms.Willie Moore) were standing on the corner of the alley behind Hicks’s home. Lampkin saw a dark blue car enter the alley and almost hit the two women. Lampkin could see that “Nitty”(whom she identified in court as apрellant Martinez) was driving the car and that there was a passenger “laying down” in the car. After the car “went on up the alley,” Lampkin heard a noise that Moore said was a gunshot. The women went into the alley and saw Hicks on the ground. Earlier in the day, Lampkin had witnessed a fight between Hicks and appellant.
Moore offered similar testimony. She testified that she and Lampkin were near the alley when a dark “greenish blue” car turned into the alley and almost hit her and Lampkin. Moore saw two people in the car, and, although she did not know the name of the driver at the time, she recognized him as a man she had seen earlier in the day when she was with Hicks. After the car drove past, Moore heard a gunshot come from the direction of Hicks’s house. Moore made an in-court identification of appellant as the driver. 1
Metropolitan Police Department (“MPD”) Officer Andre Harrison, who assisted in executing the arrest warrant for appellant, testified that appellant “took flight” when the officer approached and sought to speak with him. MPD Sergeant Fred Johnson also testified for the government. Sergeant Johnson was not the lead detective in the case, but interviewed witnesses, conducted photo identification procedures with Powell and Baxter, and prepared the PD-163 arrest report.
The defense presented no witnesses. After one day of deliberations, the jury returned guilty verdicts on both counts of the indictment.
II.
Appellant argues that the trial court erred by limiting his proposed cross-examination and presentation of evidеnce relating to the alleged bias of Sergeant Johnson. Anticipating before trial that Sergeant Johnson would testify for the government, defense counsel informed the court that she intended to cross-examine Johnson about information the defense had received that “Johnson at this time has been relieved of his powers as a police officer and is under investigation for a number of matters.” Defense counsel requested that the government be compelled to provide information as to “what those matters are that he’s being investigated
Later in the pre-trial proceeding, the court took up the question of what inquiry defense counsel would be permitted to make with respect to the MPD internal investigation of Sergeant Johnson. The following exchange ensued:
THE COURT: With respect to Sergeant Fred Johnson’s matter pending in front of the Metropolitan Police Department, the Court is going to permit [defense counsel] to ask whether or not he knows if any administrative investigation is underway, just to that extent. Okay? We’re not going to get into the details of that, just whether an administrative investigation is ongoing, whether he knows whether one exists.
Defense counsel: Very well, Your Hon- or.
THE COURT: And you’re satisfied with that answer, whatever you get. And if he says yes, then you can ask him whether that shows whatever type of language you want to use for bias. But we’re not going to get into a subject matter. We’re not touching the subject matter of that investigation.
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Defense counsel: When I ask Sergeant Johnson about his knowledge of whether or not he is being investigated [by] MPD, I do believe that the questions to make the bias relevant will follow from what the procedure involves, and I just want to make sure that—
THE COURT: No, we’re not going to go into any procedure. The only question you’ll be able to ask is whether he knows that he is being investigated] by internal affairs or whatever branch he’s being investigated by an administrative procedure. And if he says no, then you stop there. If he says yes, then does that affect your ability [to] provide testimony in whatever way. We’re not going to get into the step-by-step procedures and the content of that administrative hearing ...
Defense counsel: And that’s why I’m actually asking the Court to ask the government to provide the information. And this is why. I think that the case law allows us to not only present the area of bias but to show the link and to show the motives that curry favor.
THE COURT: Okay. And I think you’ll be able to show it with those particular questions, and I’m limiting your examination to that extent.
Appellant contends that the pending MPD internal administrative investigation provided Sergeant Johnson with a powerful motive to give, and to procure from potential witnesses, testimony, regardless of its truth, that would help close the
The right of an accused to present a complete defense, “whether rooted directly in the Due Process Clause or in the Compulsory Process or Confrontation clauses of the Sixth Amendment,” includes the guarantee of “a full and fаir” opportunity to show that the government’s witnesses are biased.
McDonald v. United States,
There are a number of ways in which the court at least arguably erred in responding to defense counsel’s request and in limiting defense counsel’s cross-examination of Johnson,
3
but we focus on
Second, the court erred in ruling that appellant’s counsel would not be able to present extrinsic evidence related to the investigation if Sergeant Johnson had denied knowledge of the investigation. A “defendant may introduce extrinsic evidence to establish bias or prejudice because [bias] is not a ‘collateral issue.’ ”
In
re
C.B.N.,
Third, the court erred insofar as its ruling was intended to foreclose defense counsel’s inquiry into the sanctions that Sergeant Johnson could face at the conclusion of the internal investigation. As our case law firmly establishes, inquiry into whether a government witness might be facing severe penalties that his testimony might help avert can be an important part of effective cross-examination for bias. In
Jenkins v. United States,
Although the court prohibited cross-examination about the “details,” “subject matter,” and “procedures” of the internal investigation, the court did not state expressly that defense counsel was precluded from eliciting testimony about the sanctions that Sergeant Johnson might face or about the suspension of his police duties while the investigation was ongoing. But, especially in light of the government’s concession at oral argument that this was the most reasonable interpretation of the judge’s statement,
5
we assume this was the scope of the restriction that the court imposed. The restriction was legally erroneous since (if counsel had asked Johnson about the pending internal investigation) it may have “precluded the jury from ‘appropriately drawing inferences relating to the reliability of the witness.’ ”
Jenkins, supra,
Because the trial court’s errors included entirely precluding a relevant line of bias cross-examination — inquiry into the sanctions that Sergeant Johnson possibly faced — our inquiry must be “whether, assuming that the damaging potential of the cross-examination were fully realized, [we] might nonetheless say that the error was harmless beyond a reasonable doubt.”
Van Arsdall, supra,
Sergeant Johnson’s testimony on direct examination covers just five transcript pages. 7 Johnson testified about the photo array (Government Exhibit 37) that he prepared and the photo identification procedure he conducted with Powell on July 27, 2004. Specifically, Johnson testified that, upon being shown the photo array, Powell said, “That’s Nitty.” Johnson also testified that when Powell was asked two supplemental questions (“Where was Nitty at the time of shooting?” and “Where did the shooter go after shooting [Hicks]?”), Powell answered that “Nitty” was “in the car” at the time of the shooting and that, after the shooting, “Nitty came to me and said, ‘be quiet.’ ” Johnson testified that Powell put his initials on Exhibit 37 behind each of his recorded statements.
Thus, the significance of Johnson’s testimony for the government’s case was that, when Johnson interviewed Powell on July 27, 2004, Powell made two statements that inculpated appellant: that appellant was “in the car” and that, after the shooting, appellant signaled to Powell to “be quiet.” Powell made these same inculpatory statements during his own trial testimony. If credited, Johnson’s testimony could have bolstered Powell’s trial testimony by showing that it was not newly fabricated.
Johnson’s direct testimony was not the only testimony that bolstered or corroborated Powell’s trial testimony, however. During the government’s re-direct examination of Powell, the jury heard that when Powell appeared before the grand jury on July 27, 2004, he (1) told the grand jury that he had picked out appellant from the photo array and (2) described for the grand jury the incident during which appellant put his finger to his mouth to signal Powell to “be quiet.” In addition, government witnesses Lampkin and Moore both identified appellant as the driver of the car that entered the alley just before they heard a shot fired. Also, Baxter and Bush corroborated Powell’s testimony about an altercatiоn involving Hicks and about a gunshot fired after a car entered the alley. Thus, Johnson’s testimony that recounted the inculpatory statements that Powell made about appellant was neither “central” nor “crucial to the prosecution’s case.”
Olden v. Kentucky,
Thus, the defense effectively impeached Powell’s direct testimony on several crucial points, including the very points — Powell’s identification of the driver and the driver’s telling Powell, “shh” — that Johnson recounted during his direct testimony and that (appellant theorizes) Johnson must have induced Powell to make.
Cf. United States v. Feliciano,
300 F.App’x 795, 800 (11th Cir.2008) (trial court’s error in barring certain impeachment cross-examination of government witness was harmless where the defense was able to obtain the desired impeachment by questioning another witness). And, it appears that these discrepancies between Powell’s May 2003 grand jury testimony on the one hand, and his July 2004 grand jury testimony and direct trial testimony on the other hand, did not go unnoticed by the jury. Shortly after it began its deliberations, the jury sent a note to thе judge asking to review the transcripts from the dates of Powell’s two appearances before the grand jury. The judge replied that the transcripts would not be made available, as they had not been admitted into evidence. Because Powell was “thoroughly impeached”
10
(and, it seems to us, was made to look foolish upon the cross-examination that was permitted), we conclude that the precluded cross-examination of Johnson— even accorded its full damaging poten
Appellant argues that, notwithstanding the impeachment of Powell, the restrictions that the trial court imposed robbed the defense of “a powerful and cohesive theory with respect to why [Powell’s] versions of events improved” and why “the certainty with which [Powell] identified Martinez as the driver to the shooting, only appeared after a July 27, 2004 meeting with ... Johnson.” The court’s ruling may have impaired somewhat the defense’s ability to advance its theory about how Sergeant Johnson’s alleged bias translated into testimony by Powell inculpating appellant, but we not persuaded that the ruling eliminated that ability altogether. What primarily impaired the defense’s ability to argue this theory to the jury was that appellant’s trial counsel did not ask the cross-examination questions that the court “otherwise permitted,”
Van Arsdall,
For this court to conclude that a restriction on bias cross-examination amounted to harmless error, it must be clear beyond a reasonable doubt that (1) “appellant would have been convicted without the witness’s testimony, or (2) the restricted line of questioning would not have weakened the impact of the witness’s testimony.”
Jones v. United States,
III.
As his second basis for appeal, appellant argues that an error in the aiding- and-abetting instruction that the trial judge gave the jury requires us to reverse his conviction. The trial court gave the “natural and probable consequences” instruction
14
that, subsequent to appellant’s trial, we held may not be used to convict a defendant оf the specific intent crime of first-degree murder.
See Wilson-Bey v. United States,
As appellant acknowledges, the defense did not object to the aiding-and-abetting instruction, so our review here is for plain error.
See Kidd v. United States,
The parties agree that we must resolve the first two inquiries in favor of appellant, because the jury instruction was erroneous and that error is now plain.
15
Accordingly, we focus our analysis on the third prong of the plain-error test. To show that the erroneous instruction affected his substantial rights, appellant must demonstrate “a reasonable probability [that] the error[ ] had a prejudicial effect on the outcome of his trial.”
Thomas v. District of Columbia,
These facts render this case remarkably similar to
Kidd,
in which the defendant’s intent to kill was evident from,
inter alia,
“his anger and argument [with the victim],” his “continuing ... presence next to [the victim] while a third man approached rapidly and shot [the victim],” and “his flight immediately after the shooting.”
For the foregoing reasons, the judgments of conviction are
Affirmed.
Notes
. An additional government witness was Hazel Flatts, who testified that appellant lived in her apartment at 809 Kennedy Street for a period of time. During the examination of Flatts, the prosecutor read her grand jury testimony in which she stated that during a telephone call around the night of Hicks's murder, appellant said "if anybody come near to me, you don’t know me.” Flatts made a similar statement to a police detective on a recorded telephone call: she stated that on the night when Hicks was killed, appellant called her and said, "if anybody calls there looking for me, you don’t know me.”
. Our opinion in
Wheeler v. United States,
. One example is the court's statement that "The only question you'll be able to ask is whether he knows that he is being investi-gat[ed] by internal affairs or whatever branch” and (if the answer to the first question is "yes”) "does that affect your ability to provide testimony in whatever way.” That statement can be read (and could have been heard) to mean that counsel could pose no more than precisely two questions on the subject of bias. On the other hand, the phrase "in whatever way” can be read to mean that
. Requiring defense counsel to "stop there” if Sergeant Johnson disclaimed knowledge about the internal MPD investigation might well have left the jury to think "that defense counsel was engaged in a speculative and baseless line of attack on the credibility of an apparently blameless witness.”
Davis, supra,
Nevertheless, the court’s ruling that precluded the introduction of extrinsic evidence about the internal investigation was almost certainly harmless. In his brief on appeal, appellant expresses certainty that, if asked, Johnson would likely have confirmed that he was under investigation.
. At oral argument, a member of the panel asked, "Under the court’s restrictions, could defense counsel have elicited that the officer, at the time of trial, had been suspended from his duties?” Counsel for the government responded, "I don't think so.”
. Appellant’s counsel ultimately did not ask the witness about the investigation, not even posing the questions that the court had explicitly permitted. This does not preclude our full consideration of the arguments that appellant has presented here.
Cf. Obiazor v. United States,
. The bulk of Johnson's testimony was on cross-examination, which covers thirteen transcript pages.
. As discussed
infra,
appellant argues that if his trial counsel had been able to uncover Johnson's biases to the full extent guaranteed by the Constitution, the corroboration of Pow
We recognize that Lampkin’s and Moore’s testimonies were impeached to an extent by evidence of their drug use on the day of the shooting (and perhaps on the days when they testified), but our point here is that nothing in the record suggests that the credibility of these witnesses was affected by the restrictions the court imposed on cross-examination of Johnson.
. Moreover, during its cross-examination of Sergeant Johnson, the defense was able to elicit other testimony that significantly impeached Powell’s direct testimony. For example, Powell testified at trial that after the altercation with Hicks, appellant said ‘Til be back” before driving out of the alley. But Johnson testified on cross that when he interviewed Powell about the April 16, 2003 fight, Powell never told him that anyone had said, ''I'll be back.” Rather, Johnson acknowledged, Powell told him that the person in question had "said absolutely nothing.” In addition, Powell testified on direct that the car involved in the incident was “greenish-bluish” and had four doors. Johnson, by contrast, testified that Powell told him that the vehicle was green, and, although Johnson pressed Powell for details about the car, Powell said nothing to Johnson about the number of doors that the car had. At trial, Powell testified that the shooter "ran up” to Hicks, but, when Johnson interviewed Pоwell before Powell went before the grand jury in July 2004, Powell said that the shooter "walked up.” While Johnson testified that he interviewed Powell "at least twice,” Powell testified that he "never met” Johnson.
On cross-examination, Johnson also gave other testimony that was helpful to the defense case. For example, he testified that Baxter did not identify appellant's photo in the photo array that he showed her.
.
Perez v. United States,
. As we reasoned in
Wheeler,
defense questioning that revealed merely that Sergeant Johnson knew that he was being investigated would have "casl[] a shadow over Sergeant Johnson's credibility and possible bias in favor of the government.”
. Defense counsel did argue, less pointedly, that Powell did not "make his ID [of appellant until] 2004[,] almost a year or more after this happened ... after [he] talked tо the police.”
.In addition to the defense theory about Johnson pressuring Powell in 2004 having been only speculation, there may have been little force to a defense argument that Johnson’s actions in 2004 were motivated by an IAD investigation that (as described in Wheeler, see note 2 supra) apparently did not commence until 2005.
. The court gave this instruction:
It is not necessary that the defendant have had the same intent that the principal offender had when the crime was committed or that he have ... intended to commit the particular crime committed by the principal offender. An aider and abetter is legally responsible for the acts of other persons that are the natural and probable causes of the crime in which he intentionally participates.
. We have previously said that "where the law at the time of trial was ... clearly contrary to the law at the time of appeal ... it is enough that an error be ‘plain’ at the time of appellate consideration."
Drayton v. United States,
