Lola F. MARTIN, a minor, by and through her guardian ad litem, Carrie HECKMAN, an individual; Malcolm D.S. Martin, a minor, by and through his guardian ad litem, Carrie Heckman, an individual; Wrye Martin; Carrie Heckman, individuals, Plaintiffs, v. MIDWEST EXPRESS HOLDINGS, INC.; Midwest Express Airlines, Inc., a/k/a Midwest Airlines; Skyway Airlines, a/k/a Astral Aviation, Inc., Defendants-third-party-plaintiffs-Appellants, v. Eberhard Braun; Fairchild Dornier Luftfahrt Beteilingungs GMBH; Fairchild Dornier GMBH; Fairchild Dornier Corporation, Third-party-defendant-Appellees.
No. 07-55063
United States Court of Appeals, Ninth Circuit
Argued and Submitted June 6, 2008. Submission Deferred June 6, 2008. Resubmitted Feb. 9, 2009. Filed Feb. 9, 2009.
555 F.3d 806
The BIA denied the claim of ineffective assistance of counsel because of Sun‘s failure to comply with the strict requirements laid down by the Board in Matter of Lozada, 19 I. & N. Dec. at 637, and generally upheld by this court, see, e.g., Castillo-Perez v. INS, 212 F.3d 518, 525-27 (9th Cir.2000). The BIA was troubled by Sun‘s failure to delineate the precise contours of her agreement with her original VAWA attorney, although it appears from her unsworn letter to the California State Bar, complaining about her attorney‘s errors, that her attorney was aware of the pending removal proceedings and improperly ignored them.
Whatever the failings of counsel, however, we need not address ineffectiveness of counsel in this case. This is because in denying relief on the alternative ground of equitable tolling, the BIA, when it concluded that Sun had not acted diligently in retaining new counsel to file a motion to reopen, made an erroneous factual assumption. The BIA assumed that Sun must have received the interview notice before her VAWA petition was approved in 2005, so the BIA believed she had waited more than six months to obtain new counsel and seek reopening. In fact, however, the interview notice did not relate to the grant of the VAWA petition. It pertained to her application for adjustment of status, for which the grant of the VAWA petition was a prerequisite.
Accordingly, Sun acted with admirable diligence after retaining new counsel, who immediately recognized the errors of his predecessors. She is entitled to equitable tolling under the principle we laid down in Iturribarria, in which we held that equitable tolling applies “when a petitioner is prevented from filing because of deception, fraud, or error, as long as the petitioner acts with due diligence in discovering the deception, fraud, or error.” 321 F.3d at 897.
Thus, in this case, Sun is entitled to a tolling of the one-year limitation period until she met with present counsel in connection with the January 26, 2006 interview notice and became aware of her prior counsel‘s legal errors. See id. The record plainly demonstrates that Sun retained present counsel after receiving the interview notice in late January 2006, and filed her motion to reopen less than one month later. There was no meaningful delay or lack of due diligence. Sun qualifies for equitable tolling, and the BIA must act upon her application for adjustment of status.
Petition GRANTED.
Arthur I. Willner, Berger Khan, Los Angeles, CA, for the third-party-defendant-appellees.
Before: ALEX KOZINSKI, Chief Judge, CARLOS T. BEA, Circuit Judge, and MARILYN L. HUFF,* District Judge.
KOZINSKI, Chief Judge:
We consider whether, and to what extent, the Federal Aviation Act,
Facts
A pregnant woman fell from an airplane‘s stairs, injuring herself and her fetus. She sued the airline, Midwest Express, and the airplane‘s manufacturer, Fairchild Dornier and related companies, alleging that the stairs were defectively designed because they had only one handrail. Midwest Express settled the claim for $8 million, and now seeks indemnity from the manufacturer. Relying on Montalvo v. Spirit Airlines, 508 F.3d 464 (9th Cir.2007), the manufacturer argues that the Federal Aviation Act preempts the passenger‘s personal injury claims and, consequently, Midwest Express’ indemnity claim.
Analysis
The Federal Aviation Act has no express preemption clause. The personal injury claim here conflicts with no provision of the act or regulation promulgated under it. The manufacturer‘s argument thus rests on implied field preemption.
The touchstone of preemption is congressional intent. Cipollone v. Liggett Group, Inc., 505 U.S. 504, 516, 112 S.Ct. 2608, 120 L.Ed.2d 407 (1992). To find field preemption here, we must infer that Congress intended to exclude all state law personal injury suits from the area of air travel, even though it didn‘t say so. The FAA betrays no such intention. It expressly preserves state remedies, declaring “[a] remedy under this part is in addition to any other remedies provided by law.”
Two amendments to the FAA added limited preemption provisions, neither of which applies here. The Airline Deregulation Act preempts laws and regulations “related to a price, route, or service” of airlines.
While the FAA did not displace all state tort law touching air travel, neither did it leave states free to impose tort liability on all aspects of airplane operations. Citing “the pervasive nature of the scheme of federal regulation of aircraft noise,” City of Burbank v. Lockheed Air Terminal, 411 U.S. 624, 633, 93 S.Ct. 1854, 36 L.Ed.2d 547 (1973), held that the FAA and the Noise Control Act preempted a noise ordinance prohibiting planes from taking off between 11 p.m. and 7 a.m. Aircraft noise, the Court reasoned, is inextricably linked to the movement of aircraft, which is under exclusive federal control. As Justice Jackson had earlier remarked, “[p]lanes do not wander about in the sky like vagrant clouds. They move only by federal permission ... under an intricate system of federal commands.” Northwest Airlines, Inc. v. Minnesota, 322 U.S. 292, 303, 64 S.Ct. 950, 88 L.Ed. 1283 (1944) (Jackson, J., concurring).
Following Burbank, the circuits have generally analyzed FAA preemption by looking to the pervasiveness of federal regulations in the specific area covered by the tort claim or state law at issue. Claims regarding airspace management, pilot qualifications and failure to warn have been declared preempted. French v. Pan Am. Express, Inc., 869 F.2d 1 (1st Cir.1989); Kohr v. Allegheny Airlines, Inc., 504 F.2d 400 (7th Cir.1974); Witty v. Delta Air Lines, Inc., 366 F.3d 380 (5th Cir.2004). But several defective product claims, such as the claim here, have not. Cleveland v. Piper Aircraft Corp., 985 F.2d 1438 (10th Cir.1993); Public Health Trust of Dade County, Fl. v. Lake Aircraft, Inc., 992 F.2d 291 (11th Cir.1993). See also Air Transp. Ass‘n of Am. v. Cuomo, 520 F.3d 218 (2d Cir.2008) (“we have acknowledged that the FAA does not preempt all state law tort actions“).
The Third Circuit, considering a failure to warn claim, took a different approach. Rather than limiting its analysis to regulations on warnings, the court decided that “federal law establishes the applicable standards of care in the field of air safety, generally, thus preempting the entire field from state and territorial regulation.” Abdullah v. American Airlines, Inc., 181 F.3d 363, 367 (3d Cir.1999). The savings and insurance clauses, the court reasoned, only preserve state remedies, while excluding all state standards of care. Id. at 367-68. In Montalvo v. Spirit Airlines, citing Abdullah, we stated that the FAA “demonstrate[s] an intent to occupy exclusively the entire field of aviation safety and ... preempt all state law in this field.” 508 F.3d 464, 471 (9th Cir.2007).
Considered as a whole, however, Montalvo cuts against the manufacturer‘s argument for broad FAA preemption. Montalvo dealt with three state tort claims against an airline, all based on passengers getting dangerous blood clots from long flights in cramped seating. 508 F.3d at 469. First, passengers claimed that the airline was negligent because the crew didn‘t warn them about blood clots, or tell them how to lessen their risk. Id. The FAA, we held, preempts this claim, and “all state law on the subject of air safety.” Id. at 472.
Our analysis rested heavily on the Federal Aviation Administration‘s “pervasive
Relying on this section of Montalvo, the manufacturer argues that the FAA preempts all personal injury claims by airline passengers, except claims based on violations of specific federal regulations. However, this argument conflicts with the second part of Montalvo, which considered a claim that the seating configuration was too cramped, putting passengers at risk of blood clots. Id. at 474. The passengers didn‘t allege that the seating violated a federal regulation, id.; see
In a third claim, the Montalvo plaintiffs alleged that the airplane seats were defectively designed. The district court held that the FAA impliedly preempted the claim because seat designs were pervasively regulated, noting that “the FAA Administrator has enacted a wealth of federal regulations governing the design, maintenance, structure and position of aircraft seats.” In re Deep Vein Thrombosis Litig., 2005 WL 591241 at *14 (N.D.Cal. 2005). The plaintiffs did not appeal that holding. Our analysis of Montalvo does not depend, as the concurrence argues, on any analogy between the seating design and configuration claims. Concurrence at 813. Rather, it springs from Montalvo‘s different treatment of the seating configuration and failure to warn claims. If Montalvo had held that the FAA preempts all state law personal injury claims, it would have been unnecessary to reverse the district court‘s dismissal of the seating configuration claim and remand for further consideration of ADA preemption.
Furthermore, the manufacturer‘s broad reading of Montalvo, precluding any claim not based on a violation of a specific federal regulation, is in tension with our en banc decision in Charas. Charas considered several state law personal injury claims based on aircrews’ negligent actions, such as leaving luggage in the aisles and hitting passengers with the beverage cart. Id. at 1261. Charas even considered a claim similar to the one here, that the aircrew negligently allowed a passenger to fall from a stairway with only one handrail. Id. at 1261-62. That passenger also brought the exact claim at issue here, that the stair design was defective, but the district court held that the claim was not preempted and the airline did not appeal. Id. Reading the ADA‘s preemption provision narrowly, we overruled several district courts, and two of our own decisions, and held that Congress “did not intend to
The concurrence argues there is a federal standard of care in all airplane personal injury cases, but that it is not exclusively set by federal regulations. Instead, in areas without pervasive and relevant regulations, the federal standard should be set by expert testimony on standard industry practices. Concurrence at 814-16. But neither Montalvo nor Abdullah, nor any language in the FAA, contemplates such a rule; Montalvo does not mention expert testimony at all, and Abdullah suggests that it could be used only for interpreting the relevant federal regulations, not for setting a federal standard independent from the regulations. Abdullah, 181 F.3d at 371-72. The FAA itself makes no mention of federal courts developing a federal common law standard of care for airplane personal injury actions, and “[t]here is no federal general common law.” Erie R.R. v. Tompkins, 304 U.S. 64, 78, 58 S.Ct. 817, 82 L.Ed. 1188 (1938); see generally Suzanna Sherry, Overruling Erie: Nationwide Class Actions and National Common Law, 156 U. Penn. L.Rev. 2135, 2138 (2008) (advocating the demise of the Erie doctrine for tort actions that impact national markets).
Montalvo, then, neither precludes all claims except those based on violations of specific federal regulations, nor requires federal courts to independently develop a standard of care when there are no relevant federal regulations. Instead, it means that when the agency issues “pervasive regulations” in an area, like passenger warnings, the FAA preempts all state law claims in that area. In areas without pervasive regulations or other grounds for preemption, the state standard of care remains applicable.
This conclusion accords with the decisions of other circuits, refusing to find various defective product claims impliedly preempted by the FAA in the absence of relevant and pervasive regulations on the allegedly defective part. The Tenth Circuit, in Cleveland v. Piper Aircraft Corp., held that a claim that a plane was defectively designed because the pilot had inadequate visibility was not preempted, although the design violated no federal regulations and was approved by the agency. 985 F.2d at 1445. And in Public Health Trust of Dade County, Fl. v. Lake Aircraft, Inc., the Eleventh Circuit held that the FAA didn‘t preempt a defective seat design claim. 992 F.2d at 292, 295. See also Greene v. B.F. Goodrich Avionics Sys., Inc., 409 F.3d 784, 788-89, 794-95 (6th Cir.2005) (citing Abdullah to find FAA preemption of a failure to warn claim, but applying a state law analysis to a claim that a navigational instrument was defectively manufactured).
The manufacturer further argues that defective product claims are preempted by the federal certification process required for every plane design. To certify a plane design, the manufacturer must show that it meets the agency‘s regulations, and “that no feature or characteristic makes it unsafe.”
Airstairs are not pervasively regulated; the only regulation on airstairs is that they can‘t be designed in a way that might block the emergency exits.
For the reasons set forth in the accompanying memorandum, the airline did not waive its right to indemnity through the sales contract.
REVERSED.
BEA, Circuit Judge, concurring:
I agree the district court‘s order dismissing the complaint should be reversed, but to another result. This is because I read Montalvo v. Spirit Airlines, 508 F.3d 464 (9th Cir.2007), quite differently than does the majority. In Montalvo there were two claims on appeal: (1) a claim the airline negligently failed to warn passengers—including the plaintiffs—of the risk of deep vein thrombosis, caused by prolonged sitting during flight, and (2) a claim the airline negligently configured placement of the airplane seating so to cramp passenger movements and lead to the onset of deep vein thrombosis. The Montalvo court affirmed the district court‘s order dismissing the plaintiffs’ failure to warn claim on the ground such claims are preempted by the Federal Aviation Act (“FAA“) due to pervasive federal regulations governing airplane warnings. The court reversed the district court‘s order dismissing the plaintiffs’ negligent seating configuration claim and remanded that claim to the district court so it could analyze whether seating configuration affects ticket prices, which would in turn render the claim preempted under the Airline Deregulation Act.
The majority concludes that had the Montalvo panel thought the negligent seating configuration claim was preempted under the FAA, and not just possibly preempted under the Airline Deregulation Act, it would have dismissed that claim outright on FAA preemption grounds instead of remanding it. Rather, says the majority, because the Montalvo court did not dismiss the negligent seating configuration claim as preempted by the FAA, negligent seat design claims generally are not preempted by the FAA. And, if negligent seat design claims are not preempted by the FAA, how can negligent stairway design claims be preempted? Neither seat
I part with the majority as to Montalvo at two points. First, in the majority‘s major premise: that airline seat configuration and seat design are analogous for purposes of determining whether federal preemption exists. Second, that Montalvo directs an implication that absent “pervasive” federal regulations on seat design, no federal standard of care exists.
First, that airline seat configuration and seat design are not analogous and should be subject to different liability rules makes some sense. Airline seat configuration is determined by the airline; seat design is determined by the manufacturer. The airlines have different business locations; they fly intrastate as well as interstate. They can expect to be subject to local notions of passenger safety. On the other hand, airplane manufacturers design and manufacture similar seats for airplanes sold throughout the country and overseas; they lack knowledge of precisely where the airplane will end up or how the airline buyer will configure the seats’ placement. Airplane manufacturers should be able to rely on a uniform rule for proper seat design and construction.
Second, in Montalvo the plaintiffs brought not only a claim for negligent configuration, but also one for negligent design of the seats themselves. The district court dismissed the negligent design claim as preempted by the FAA—and that ruling was not appealed. See In re Deep Vein Thrombosis Litig., No. 04-1606, 2005 WL 591241 at *14 (N.D.Cal. Mar.11, 2005).
Accordingly, contrary to the majority‘s view that Montalvo implicitly decided there was no federal preemption of the negligent seat design claim, the lesson of Montalvo is that the plaintiffs thought so little of the idea that federal law did not preempt state theories of negligent design liability that they chose to let dead dogs lie by not even attempting to resuscitate that claim by appeal. But note, there was no more “pervasive” federal regulation of seat design than there is of stairway bannister design.
Even if it did not decide the precise issue before us, however, Montalvo still provides the framework by which we analyze preemption of state law tort actions against airlines, and I think the solution to this case lies in Montalvo‘s plain text: “[w]e adopt the Third Circuit‘s broad, historical approach [in Abdullah v. Am. Airlines, Inc., 181 F.3d 363 (3d Cir.1999)].” Montalvo, 508 F.3d at 468.
Abdullah involved a negligence action for physical injuries sustained by several airline passengers during severe in-flight turbulence; the passengers alleged the airline failed to give them adequate warning of the oncoming turbulence. There, the Third Circuit held the FAA preempts only the standard of care in state law tort personal injury causes of action, and replaces each state‘s standard of care with a single federal one. 181 F.3d at 371. This preemption applies only to the standard of care; the remaining tort elements of breach, causation, and damages are each governed by state law. Id. at 375.1
Thus, the question here is whether the Abdullah rule, which establishes federal preemption of state standards of care in state law personal injury actions against airlines, applies to negligent design actions in which the FAA has not promulgated relevant regulations describing the particular obligations of the airline. The majority holds the Abdullah rule does not apply to such a situation, and that state law standards of care govern.3 Some courts in the Third Circuit have reached a conclusion opposite to the majority‘s, and have interpreted Abdullah to hold that failure to allege a federal standard of care that the carrier allegedly breached is a defect fatal to the complaint. See, e.g., Landis v. U.S. Airways, No. 07-1216, 2008 WL 728369 (W.D.Pa. Mar.18, 2008) (“Because the standard of care imposed by state common law is preempted by the FAA, and Landis has not otherwise set forth a federal standard of care alleged to have been breached, her claims against U.S. Airways are properly dismissed.“).4
This reading of Montalvo and Abdullah makes more sense to me than the majority‘s. Without federal preemption of the standard of care in personal injury tort actions, airlines and airplane manufacturers would be subject to the standard of care in whichever state their planes happen to be in (or over) when the injury occurs; the majority‘s rule essentially means airlines and airplane manufacturers must prepare for fifty kinds of liability. With federal preemption of the standard of care, both airlines and airplane manufacturers, on the one hand, and passengers, on the other, would have some manageable guidance regarding duties owed. Further, by allowing the states to determine the elements of breach,7 causation,8 and, most importantly, damages,9 the Abdullah approach allows states to maintain individual policy priorities in line with Congress‘s intent to preserve state law remedies.
Accordingly, I would hold Montalvo requires us to remand this case to the district court to allow a factfinder to consider evidence to determine the federal standard of care for negligent stairway design, and state standards for breach, causation, and damages.
CARLOS T. BEA
UNITED STATES CIRCUIT JUDGE
Notes
What is more, a state court addressing our issue in a case with no diversity of citizenship would also be required to determine the relevant federal standard of care—precisely the kind of analysis that takes place, for instance, when a state court adjudicates an action under the Federal Employers’ Liability Act. See, e.g., Texas & P. Ry. Co. v. Younger, 262 S.W.2d 557, 559-560 (Tex.Civ.App.1953) (“While suits under the Federal Employers’ Liability Act may be maintained in appropriate courts of any state, [the state court must apply] the laws of the United States and not ... state laws.“).
In other words, the majority is incorrect to assume the crucial question is simply whether our jurisdiction lies in diversity. See Martha A. Field, Sources of Law: The Scope of Federal Common Law, 99 HARV. L. REV. 881, 911 n. 140 (1986) (“Occasionally, courts or commentators carelessly or mistakenly suggest that Erie‘s boundaries relate to the jurisdictional basis of the particular lawsuit, stating that Erie applies in diversity cases in federal courts. [Rather], ‘it is the source of the right sued upon, and not the ground on which federal jurisdiction over the case is founded, which determines the governing law.‘“) (citations omitted, emphasis in original); see also Maternally Yours v. Your Maternity Shop, 234 F.2d 538, 540 n. 1 (2d Cir.1956) (“[T]he Erie doctrine applies, whatever the ground for federal jurisdiction, to any issue or claim which has its source in state law. Likewise, the Erie doctrine is inapplicable to claims or issues created and governed by federal law, even if the jurisdiction of the federal court rests on diversity of citizenship.“) (citations omitted).
