*1 same offense. The fact that makes no appellant showing prejudice actual or intention of the to en Commonwealth hance the of a conviction no possibility bearing has on Somerville, issue. The Court Illinois v. stated: “Nor will the lack of demonstrable additional prejudice preclude jeopardy defendant’s invocation of double bar....” 471, at Id. S.Ct. 1073. against constitutional
Appellant’s protection jeop- double violated when the second was ardy jury empaneled precluded sworn. Therefore the Commonwealth is from future in this matter. The initiating any prosecution order 14, on directing appellant entered October to stand 11, trial on 1982 should be reversed and appel- November discharged. lant
INDUSTRIAL OWENS-ILLINOIS, INC. ENGINEERING, INC., Appeal of at No. COMBUSTION Pgh. 1982. Superior Pennsylvania. Court
Argued April 1983. Dec. 1983. Filed April Appeal Petition for Allowance of Granted *4 Willman, Pittsburgh, Engi- Richard K. for Combustion (at 1322) (at 1323). No. and No. neering, appellant appellee Martin, Caroselli, (at Pittsburgh, appellant R. for William 1323) (at 1322). No. appellee No. and Owens-Corning, appel- for Riley, Pittsburgh, Patrick R. lee. Celotex, McAllister, Pittsburgh, appellee.
Kathleen for S. Jordan, IV, Pittsburgh, Raybestos, appellee. John W. SPAETH, CERCONE, HES- Judge, Before President WICKERSHAM, TER, CAVANAUGH, WIEAND HOFFMAN, JJ.
SPAETH, Judge: case on an and appeal cross-appeal. Appel- This arises lant, Martin,1 Joseph Edward seeks and compensatory puni- damages tive for asbestosis and related diseases. He re- verdict, ceived a in his and he inadequate but view it was asks us to reverse the trial court’s denial his motion for a trial argues new limited to the issue of He damages. (1) the trial court in: might erred evidence that he excluding develop bronchogenic exposure carcinoma as a result of his asbestos; (2) instructing that it could reduce' its jury damages award of to reflect the amount of harm attributa- (3) cigarette smoking; refusing ble to his to submit the (4) punitive issue of and damages jury; refusing to admit certain Cross-appel- medical exhibits into evidence. lant, Inc., Engineering, appellee, argues Combustion also an that the in refusing grant trial court erred its motion for n.o.v. and in judgment refusing to remоve the verdict that had been directed favor of Raybestos-Manhattan, Inc. appellant: As to We hold that the trial court did not err respect with the medical exhibits did err in excluding but evidence that appellant might develop bronchogenic cancer and in refusing submit the issue of damages to (We jury. issue.) need not reach the cigarette smoking therefore We reverse remand for a new trial limited to damages. the issue of As to cross-appellant: We find no it, error and therefore as to we affirm. -1-
Joseph Edward Martin was an insulation worker whose work him brought repeated contact with asbestos fi- into August action, In 1978 he brought trespass bers. this seeking compensatory asbestosis and related diseases. The was tried to a which jury, action $67,000 awarded compensatory damages against all of the defendants other than Inc. Raybestos-Manhattan, first, erred in
Appellant argues,
grant-
that the trial court
ing appellees’ motion in limine to exclude evidence that his
Appellant
1. We are advised that Martin has died. Brief for
Martin at
exposure to asbestos increased his risk of
bron-
contracting
carcinoma.
chogenic
agree.
We
*6
It is settled that a
in a
plaintiff
personal injury action
may
expert
past
introduce
that as a result of the
testimony
injury
compensation, may experience
for which he seeks
he
in the
physical
certain adverse
effects
future.2
v.
Walsh
293,
(1971);
Pa.Super.
220
See also Staiano
280, 296,
681,
(1982)(“[N]ew
450 A.2d
688
limitation.period
run
time
develops
does not start to
each
a new disease
from
defendant.”);
tortious conduct of the
the same
Shadle v.
436,
Pearce,
(1981) (same).
A.2d
Pa.Super.
287
430
683
say
testimony regarding
2. This is not to
the risk of future adverse
injury
invariably
past
is
effects from
sufficient to warrant submission
question
plaintiff
compensated
whether the
should be
such
Althоugh
expert testifying
prognosis
future effects.
an
as to
"cannot
express
opinion
required
required
be
his
with
definiteness
in a
question,”
Pennsylvania Sports
Enterprises,
Stevenson v.
causation
236,
Inc.,
157, 165,
A.2d
see
372 Pa.
also Hamil
256,
10,
1280,
Bashline,
(1978),
273 n.
392 A.2d
1288 n. 10
an
expert’s
plaintiff
mere conclusion that the
suffer certain adverse
future,
any
effects in the
without
discussion of the likelihood that that
occur,
question
will
is insufficient
to warrant
submission of the
plaintiff
whether
is entitled to
for such future effects.
(1952),
Eglin,
Pa.
See Lorch v.
MR. CAROSELLI: statement, there pretrial offered and attached to our been contracting an that this man is at risk of indication that the risk adopted cancer. courts have Pennsylvania is, fact, cases and damage personal injury of cancer testimony regard in this I in that regard any believe ought to allowed.
THE to it? Anybody speak COURT: else wish to Caroselli, you going any THE Mr. are to have COURT: plaintiff yours evidence whatsoever that this has or any ever had cancer? know, your
MR. I don’t Honor. He has CAROSELLI: *7 perhaps some is consistent with symptomatology cancer. having report hemoptysis—
Dr. Sachs indicated his he had THE is COURT: What that?
MR. CAROSELLI: I believe it will Coughing blood. Dr. on the that- testimony exposure Sachs’ based had, has, symptomatology he has based on the that he effect, now, inmay, there be cancer which exists is not he certainly which detectable but is most at risk. THE COURT: The motion to exclude reference to any cancer of the is by any granted. witnesses
$ $ $ $ $ # IMay MR. CAROSELLI: have a clarification on that. Do mean that Dr. Sachs talk the you cannot about risk of this man?
THE COURT: There will be no mention of cancer in any shape or form.
N.T. at 32-35. In this the trial explaining ruling', appel- court states that proof lant’s offer of was “The Plaintiff did not inadequate: introduce other or any testimony offer to evidence of the possibility developing cancer as a result of asbestos
exposure, such as a statistical or an epidemiological analysis at Slip op. risk.”
An
of proof
adequate
offer
if it
“state[s]
purpose
testimony sought
to be
in such a
[of
introduced]
manner that
the court may perceive its relevancy ....”
McCallum,
554, 561,
Germantown
Dairy Co.
(1909),
A. 885
quoted
v. Metropolitan
Cockcroft
Life
598, 602,
Pa.Super.
Insurance
A.2d
(1938). See also Societa Palmolese Di Protezione E. Bene
Maiale,
143 Pa.Super.
Appellees however, argue, that the trial ruling court’s proper nonetheless under Rule 212 of the Allegheny Procedure, County Rules of Civil which provides: Plaintiff, (30) A. thirty within days after notice of a pre-trial conciliation conference as in provided Paragraph II hereof:
(1) upon parties all a written statement con- Shall serve taining:
(d) expert The will reports any opinion of whose be reports offered in evidence at the time of trial. Such the findings expert. the conclusion of shall include and revealed as have not E. Witnesses whose identities been VLC.(l)(a), or VI.A.(l)(b) paragraph and provided VI.A.(a)(c) not been furnished under reports whose have not, (d) any VI.C.(l)(c) (d), and will under supra and and whatsoever, testify be to at the permitted circumstances subsequent trial of case. the notify to argue appellant not that failed them
Appellees do expert as an witness testify Dr. would Murray Sachs behalf, provide them with appellant their or that failed on Rather, the argue that copy report. they of Dr. Sachs’s a report appellant in Dr. suffered statements Sachs’s asbestosis,” disease with lung from “chronic obstructive of broncho- possibility could not “exclude the and he diagnosis must be con- carcinoma and this genic [that] hemoptysis,” did particularly light of his recent sidered con- “findings a statement of represent not sufficient appellant might contract cancer clusions” to the effect that as a result of his asbestos. exposure Gold- purpose The of Rule was stated Sindler (1982) 7, 12, man, 309 A.2d Pa.Super. omitted): (footnote sur- prevent
The rules is to purpose discovery a trial on the merits. allow prise and unfairness involved, is more crucial it even testimony expert When will not attorneys prevented, since surprise which to knowledge subject with requisite have the testimony. allowing By effectively unexpected rebut their conclu- expert witnesses and early identification of sions, prepare respond appropri- can opposing side on expertise to match trying years ately instead Thus, procedural more than serves as spot. rule *9 it technicality; provides a shield prevent to the unfair advantage having a surprise witness testify. purpose
Since the of the rule is prevent to surprise, we have found experts’ reports to be adequate to preserve party’s right to examine the expert on a particular issue at trial when the report provides sufficient notice of the ex- pert’s theory to enable the opposing party to prepare a rebuttal witness. Compare v. Allegheny Starr General Hospital, 305 Pa.Super. (1982) A.2d 499 (Expert’s report stating appellant’s condition was not caused either by operation undertaken to repair damage skull or by post-operative care put sufficient to appellees on notice expert would testify that initial injury to skull was condition, cause of so that expert testimony to that effect was proper 212) under Rule and Piekarski v. Club Over- Estates, Inc., look 162, 174-76, 281 Pa.Super. 421 A.2d (1980) (Expert’s report setting forth his “central conclusions” was sufficient preserve party’s right examine witness on that subject under Rule 212 because it “enabled opposing party] to present appropriate an [the rebuttal witness to contest point this points other it”) related to with Bell v. Pennsylvania Western Hospital, 37, 40-41, 293 Pa.Super. (Because 437 A.2d (1981) expert’s report that there was “nо evidence of negligence” put plaintiff did not on notice that expert testify would plaintiff was not fact injured, testimony to this effect should have precluded 212). been under Rule
Here, Dr. Sachs’s statements that appellant had as bestosis, and that he could not “exclude the possibility of bronchogenic carcinoma” were adequate place appellees appellant on notice that might advance the theory trial his exposure to asbestos had increased his risk of contracting bronchogenic carcinoma and that he was enti tled compensated to be in damages for this increased risk.3 Appellees emphasize report, that Dr. appellant Laman’s with which provided postdated also them under Rule 212 and which Dr. Sachs’s report years, over three does not refer to the risk of cancer and appellant hemoptysis." states that ”denie[d] Neither of these features appellees undermines the fact that should have discerned from Dr. in limine motion ruling granting appellees’ The trial court’s *10 212, and a under Rule upheld proper as therefore cannot be granted.4 must new trial be -2- trial, asks, but a new not for a new
Appellant
simply
held that a
damages.
the issue of
We have
trial
limited to
granted
be
damages may
to the issue of
new trial
limited
determined, and
“(1)
liability
fairly
the issue of
where
[was]
from
(2)
damages
readily separable
question
[is]
Oxendine,
Reid v.
Pa.Super.
liability....”
issue of
v. P.B.I.
Lambert
(1980)
548, 556,
(citing
A.2d
Industries, (1976)).
These
-3-
expected
Since it
at the
new trial that we
have concluded must be granted,
seek
appellant
again
will
to recover punitive damages, we shall
appellant’s
address
argument
the trial
court
in refusing
erred
to submit
punitive damages
issue of
In
jury.
support
trial court’s ruling, appellees argue
punitive damages
(1)
should not be recoverable:
a
“against
mass marketer
____,”
where its
exposure
multiple
claims
unlimited
29;
Appellees
(2)
Brief for
against
corpora-
successor
tion;
(3)
of,
at the
where
time of the acts complained
“medical and scientific
in strong disagree-
authorities were
ment” as to the
exposure,
harmfulness
of such
Brief
*11
Appellees at 25.8
note, however,
cigarette
Slip
smoking____”
op. at
We
that in
jury may
certain
a
circumstances
reduce its award to reflect the
percentage
(1) pre-existing
of harm attributable to:
that
condition
of,
Parker,
aggravated by
injury complained
has been
the
Freer v.
411
346,
(1963);
100,
Engels,
Pa.
Pavorsky
Cal.3d
612 P.2d
RESTATEMENT
(SECOND)
g,
OF
433A
§
§
TORTS
comment
433B
Wade v.
Cf.
(1981)
Pa.Super.
S.J. Groves &
Sons
Liability Actions expressed by Judge on the views Appellees rely Richardson-Merrell, Inc., in Roginsky FRIENDLY (2d Cir.1967). presented in Among questions F.2d 832 under New York law an diversity action was whether punitive damages against Richardson-Merrell was award for its failure to warn consumers MER/29 was proper The court stated at the onset that the issue cataractogenic. one not this only monetary extreme terms to significance MER/29 of the hundreds of pending defendant view well, plaintiff longer and but from a actions as industry to all range, pharmaceutical the entire and users potential drugs. present at 838. Id. all [plaintiffs] punitive recovered calculating
After “[i]f in the here these run into damages amount awarded would millions____,” the “the having court confessed tens in perceiving how claims' for gravest difficulty multiplicity throughout such a of actions overkill,” can be so administered as to avoid nation fair emphasized practica- that “it seem-either or not] [does limit recoveries ble to to an indeterminate number of first-comers ....”9 Id. 839. The court further ob- if against punitive damages served insurance were *12 available, the effect damages deterrent of such would be cost, blunted, simply for the insurance could greatly on consuming to the and “passed public,” cannot, is held they if as other courts and recom- by commentators, sufficiently mended most a egregious product error as to one can end the life of a business Powell, Wian, 35, 3, 346, J. v. n. A.2d n. Justin Inc. 40 318 349 3 Cases, (N.D.Cal. F.Supp. In re 9. Related Asbestos 818 822 566 Cf. 1983) ("[T]he corporation arguably assets of successor could suffer suits, depletion damages punitive such serious as a result that the corporation prоvide compensatory damages would be unable to plaintiffs recovery”). genuinely in future need of ... 362
concern has wrought good that much in past and future, might otherwise have continued to do so in the with innocent many suffering stockholders extinction of their for a single management investments sin. Id. at 841.10
Despite permitting puni- its conclusion the recovery of tive “do than damages might good,” more harm court “New York acknowledged that cases afford no basis for ... predicting that the Court of Appeals adopt would a rule disallowing punitive damages____,” went on to conclude to support evidence insufficient an award Id. at 840-41. punitive damages.
We
our
acknowledge
indebtedness
thought-
court’s
concluded, however,
ful opinion in
Roginsky.
We
have
the better
is to permit punitive damages
course
in products
actions,
in what
we
follows
shall
our
explain
disagreement with Roginsky.11
addition,
questioned
achieving
In
court
the need for
10.
deterrence
through punitive damages
light
of the fact that the
before
defendant
already subject
vigorously
drug
it was
enforced federal food and
requirements.
at 840.
Id.
Appellees
squarely
brief state
their
that “other courts who havе
unequivocally
any
faced the issue
punitive
have
denied
entitlement for
marketers,"
damages against
citing
Empire
mass
deHaas v.
Petroleum
Co.,
(10th Cir.1970).
Appellees
435 F.2d
1223
Brief
at 29-30. This
misstatement,
First,
is a
for which we see no excuse.
did not
deHaas
rather,
"squarely
presented;
the issue” here
it held that
face[ ]
damages
private
were not recoverable in
securities actions under Rule
Second, appellees have
10b-5.
cited no decision in which the court
accept
Roginsky’s
prohibit
did
invitation to
awards
products liability
Finally, appellees
actions.
do not
mention
rejected
following
that invitation has been
in the
cases:
v.
Moran
(6th Cir.1982);
Corp.,
Carey
Johns-Manville Sales
363
(i)
Damages
Punitive
Purpose of
in order
permitted punitive damages
long
courts have
Our
outrageous or reckless conduct.12
and deter
punish
to
35,
(1970);
A.2d
Rabada,
Pa.Super.
217
268
157
Focht
567,
Co., Transрortation
v. Philadelphia
Evans
Pa.
(1965);
440
411
Montgomery,
212 A.2d
Chambers v.
(SEC-
(1963)
339,
(adopting
Gryc Corp., Dayton-Hudson denied, (Minn.), 101 66 cert. U.S. S.Ct. (1980). L.Ed.2d Crookham, 290 Young ex rel. 618 P.2d
State
Or.
Co.,
Wangen v. Ford
N.W.2d
See
Motor
Wis.2d
Co., Ltd.,
Cir.1983).
(3d
Acosta v.
Motor
See Sweater Co. v. M.B. Kahn Co., 64, (D.S.C.1979), 515 107 F.Supp. Construction aff'd, (4th Cir.1981) (Threat F.2d of multiple punitive prudent awards “forces a manufacturer intent on maximiz ing to profits hesitate before marketing a known defective Sturm, or an product”); Co., ... untested Ruger & Inc. v. 38, (Alaska 1979) Day, 594 P.2d (“[T]he puni threat of tive serves a deterrence damages function ... in cases in it cheaper which would be for the to pay- manufacturer compensatory to who damages present those did claims defect”); then it would to remedy product’s [sic] Co., 285, v. Ford Wangen Motor 97 Wis.2d 294 N.W.2d (1980) (“[M]ere compensatory damages might be insufficient deter the defendant from further wrongdoing [; may cheaper pay think it damages or a forfei s]ome ture than change a business practice”). punitive
The conclusion damages are a deter needed against rent practices reckless business is also supported by the fact their availability can increase the number of punitive suits threat of brought: damages serves a “[T]he deterrence function in in cases which a product cause numerous minor injuries potential for which plaintiffs might Sturm, Co., decline sue ....” Ruger & [otherwise] supra, P.2d See also State ex rel. Young Crookham, Or. P.2d 1268 Wangen v. Ford Motor supra. noted,
As we have court Roginsky disputed the premise punitive that the threat of damages provides need- alia,13 ed deterrence on the ground, inter that if insurance against liability punitive available, damages were com- insure panies simply against could and pass risk this But, cost on to consumers. as the Supreme Court of observed, Wisconsin it has no by means self-evident that a manufacturer will choose to pass the cost of on insurance to consumers:
13. The court’s observation additional in deterrence the form of there alternatively provided not needed because through drug requirements, federal food and supra, seе note is of applicable course not here. logic a punitive not under economic “It does follow or in as a passed part on whole damage award will be not, It doing may may depending or cost of business. to its price standing competitors relation Ford’s upon It could lower own financial condition. mean and its com- for Ford. It could result stockholder profits profit margin about a lower because of plaints cars, thereby Ford damage spurring awards for unsafe design in the automo- on to exercise more care safe its greater scrutiny in a Ford’s It could result biles. stand- management design safety of its auto from *15 exception All of the lower changes, these with of point. costs, place, if to take would higher they or were profits public Wangen the as whole.” Ford Motor benefit at Co., (quoting at 294 N.W.2d supra, Wis.2d (Memorandum Decision dat- Barager Ford Motor 15, 1977, Circuit for Eau September ed Court Claire County). is there to assume that the cost of
Nor reason considerable, liability coverage would not damage partic for a which have ularly company against punitive damages already Roginsky been awarded. See Richardson-Mer Inc., (Court at noted rell, supra, compen 378 F.2d that did not eradicate effect satory liability insurance deterrent awards, limited, “the compensatory explaining of that total ”); in future experience usually bad is reflected rates .... Owen, Punitive in Damages Liability Litiga Products tion, (1976)(“[Products 74 MICH.L.REV. liabili insurance is on a or ty retrospective written ‘loss-rated’ premiums in are basis which calculated on the primarily (footnotes omitted); past experience”) loss manufacturer’s Morris, Enterprise Liability and the Actuarial Process— 70 YALE L.J. Insignificance Foresight, The 560-74 of Thus, do with the agree Roginsky premise we not court’s against punitive damages that the of insurance availability the would eliminate deterrent effect of such awards question prob- The therefore whether the awards. becomes by Judge lems outlined FRIENDLY Roginsky outweigh the need for such deterrence.14
(ii) “Innocent Shareholders” Roginsky expressed The court the fear if insurance that available, against punitive damages liability not were innocent stockholders of “many [might] suffer extinction [ ] their investments for a single management sin.” Id. at 841. not agree We do of a has corporation shareholders disregard rights acted reckless consumers are of “innocent,” invariably for through their selection of a board directors, of have power shareholders to select course it management.15 Of well be that some of the shareholders who feel the sting of a award are “innocent” in they were not shareholders opponents availability punitive damages products of Some liability argued imposing liability regard actions have without awarding punitive damages, fault is with inconsistent which are However, predicated upon fault. the District as Court for the North- observed, inconsistency has ern District of Texas there is no between attempt compensation injuries an to make caused defective products widely by eliminating requirement available that the fault, plaintiff show that the manufacturer was at while at the same deterring products by imposition time distribution defective punitive damages: recovery exemplary damages The basis of for strict is They independent concepts. purpose different. compensation are The one *16 purpose and the of the other is deterrence. The focus one is redistribution of and of loss thе of the focus other punishment____ they concepts, Because are different their differ- premises purposes point. ences in and are beside the Maxey Freightliner Corp., supra, F.Supp. 450 at 961. Mines, Ltd., Carey supra; See also Neal v. Canadian Drake v. Wham-O Co., 608, (E.D.Wis.1974) Manufacturing supra, F.Supp. 373 611 ("Where principal liability the claim on is based strict in tort and disregard plaintiffs there is an additional claim of of wanton the rights, simple plaintiff it supplemen is a matter to allow to make showing tary aggravating purpose proving of conduct for the of punitive damages”), grounds, entitlement overruled on other Wal Berkel, Inc., Sturm, (E.D.Wis.1976); F.Supp. 433 Ruger brun 384 & Co., Owen, Co., Day, Wangen supra; supra; Inc. v. v. Ford Motor Co., supra. But see Butcher v. F.Supp. Robertshaw Controls (D.Md.1981). power may The of shareholders to withdraw their investment 15. provide by manage- another means which shareholders can influence policies. ment of or were shareholders complained the acts the time of about those acts.16 way knowing no that time but had shareholders, puni- punishment objective As to such But the fact remains apply. awards cannot damage tive will have power it who is the shareholders puni- imрosition and the management policies, influence deterrent, among a powerful will both damages provide tive against which the award is company shareholders companies, in other shareholders imposed among practices. business The against countenancing reckless corporate for shareholders accountable holding reason for Estates, Inc. v. misconduct was well-stated Doralee (2d Cir.1977), F.2d Cities Service Oil joined: FRIENDLY Judge which bear the cost of ultimately
It is true that stockholders to avert given authority who have but those been liability, given some incentive to damage should be environmental type way, is the traditional money’ do so. ‘Smart punitive here is a fair field for of modern tort represented damages..... Railway, Trunk 57 Me. v. Grand
See also Goddard
(1869)(“When
that it is not
thoroughly
it is
understood
agents,
careless and
or
profitable
employ
indifferent
servants,
men
their
better
will take
reckless and insolent
may
sting
who
of a
It
also be
the shareholders
feel
they
at the
damages
"innocent” in that
shareholders
award are
were
complained
about
acts but
acts
of and knew
those
time of the
cases,
problem.
In
attempted
to correct
most such
and failed
however,
could have withdrawn his
before
the shareholder
investment
the award was made:
allowing punitive damages
from
because this
We are not dissuaded
ultimately
shareholders.
Punitive
will
be borne
"innocent"
cost
investment____
accompanies
are a
Investors
risk
money
they
typically place
where
choose and withdraw it
their
they.wish.
prospect
ultimate
The
when
encourage
capital
damages may
their
entrust
investors
responsible concerns.'
most
Corp., supra,
places, and supra.
(iii) “Overkill”
The District Court for the Northern
of Cali
District
in
was
correct
quite
stating
fornia
intention of
kill,
is “to
not
sting,
awards
a defendant
In re
District
Northern
“Dalkon
....”17
of California
IUD Products Liability Litigation,
Shield”
F.Supp.
vacated on
grounds,
(N.D.Cal.1981),
other
693 F.2d
denied,
cert.
Cir.1982),
(9th
459 U.S.
103 S.Ct.
(1983).
[W]e liability punitive damages because, for merely through conduct, outrageous they have managed seriously in- procedures proposed response 17. Numerous have been in to the fear expressed by (1) Judge Roginsky: of overkill FRIENDLY in should a excessive, punitive damages may grant request award be the court a remittitur, Mines, Ltd., Carey Neal v. supra; Campus for Canadian Co., Sportswear Sweater Sturm, v. supra; and Co. M.B. Kahn Construction Co., Co., Ruger Day, supra; & Inc. v. v. Rinker Ford Motor Crookham, supra, Young supra; Wangen State ex rel. v. v. Motor Ford Co., (2) supra; may jury may court instruct it consider the potential past punitive damages and defendant’s fashioning future award, punitive damages a School No. District Unified supra; Dayton-Hudson Corp., Gryc Corp., v. Celotex supra; State ex Crookham, Young supra; Wangen supra; rel. v. Ford Motor (SECOND) RESTATEMENT OF TORTS 908 comment e But § Richardson-Merrell, ("[W]hatev Roginsky suprа, see F.2d at 840 theory, er the result be in strict we think it somewhat unrealistic Mexico, expect judge, say jury a New to tell that their fellow get very by way punitive damages townsman should little because Roginsky Ostopowitz Toole in and New California Mrs. York bare, stripped cupboard assuming had even defendant would charge, expect jury want such a more still unrealistic that the that, didn’t, they judge would follow an or if such instruction rate”). going would reduce the award what below had become the *18 persons. large a number of Such a rule would jure to continue their misconduct be- encourage wrongdoers cause, long enough large it kept up injure if a they escape liability of could people, they all number damages. punitive Crookham, Or. supra, v. Young ex rel.
See also State
mali
of the
(“[Financial
at 1271
interests
618 P.2d
in the
considered
wrongdoer
cious
wanton
must be
and
pro
for the
and future
injured
context of societal concern
to say
Nor
it an answer
that because
society”).
tection of
is
a de
bankrupt
awards
punitive damages
may
a series of
a
deprived of
fendant,
plaintiffs
future
will be
so that some
from
all
should be foreclosed
damages recovery,18
plaintiffs
(bank
the
punitive damages.
eventuality
For
recovering
occur,
plaintiffs
in which case all
ruptcy) might never
of
deprived
option
of the
obtain
have been
needlessly
would
reck
deterring
and the
ing punitive damages,
objective
forg
needlessly
have
been
marketing practices
less
would
Co.,
supra,
v. Ford Motor
Wis.2d
Wangen
See
one.19
at
(“Ford
291-92,
inequi
at 454
would solve
N.W.2d
by
damages
plaintiffs
to some
awarding punitive
ty
argued
possibility
has
that the
that "first-comers”
18. While it
been
larger punitive damages
plaintiffs
later
may
far
awards than
receive
seem,
may
considering
inequitable
earlier
as
it
not be
as
recoveries,
subsequent
Wangen v.
plaintiffs lay
groundwork for
still,
Co.,
Owen,
many
supra,
supra;
courts have stressed
Ford Motor
single proceeding
punitive
assess a defendant’s
the virtue of
by
plaintiffs,
equitable
an
damages
all
followed
division
Inc.,
Richardson-Merrell,
Roginsky
supra; In re
v.
the total award. See
dissenting),
J.,
Cases,
(8th Cir.) (HEANEY,
Skywalk
Successor Appellees urge, however, we punitive hold that dam- ages may not be awarded for against Corp. Celotex the Co., conduct of Philip Carey Manufacturing its predecessor, the ground on that “there is no policy punish reason to an innocent party damages.” with punitive Brief for Appellees 28. n agree
We
some
may
circumstances it
make
sense to permit only compensatory,
punitive,
and not
dam
ages to
against
be awarded
corporation.
a successor
Sup
for
pose,
example, that a successor corporation manufac
products
tured the same line of
as were recklessly marketed
shareholders,
its
by
predecessor,
neither
but shared
offi
cers, directors,
management
nor
personnel
with
common
predecessor.
might
its
It
be that
the successor would
nevertheless be
for
liable
for
compensatory damages
the
injuries
by
predecessor,
caused
its
it
because was in a better
spread
the
position
cost of the loss than
injured
Dawejko
consumers. See
Jorgensen
Steel
Super. 15,
(D.Colo.1968); Casualty Turner v. Bituminous A.2d 458 406, 244 We believe that 397 Mich. N.W.2d identity accompa is not legal change corporate when a in the by changes identity predecessor’s nied major directors, officers, shareholders, management person against the succes nel, punitive damages of imposition the predecessor may conduct of the for the reckless sor the of and deter advancing goals punishment proper as the predecessor’s the for responsible rence. For actors from and also deterred punished conduct will be reckless similar in the conduct future. The fact that the successor product recklessly does not continue the by line marketed defect, the or cures predecessor, will not necessarily circumstance, preclude punitive damages. For in either fact remains that those who control of are in the successor have a act in willingness disregard reckless demonstrated of the rights others.20 public That is now from safe being injured product x does mean it is not safe from the next reckless business practice may these actors undertake if not deterred.21 therefore punitive damages
We hold that are recov a against erable successor when the corporation plaintiff has degree identity shown such the successor with predecessor its as justify the conclusion that re those sponsible predecessor for the reckless conduct of will be punished, and the successor will be deterred from similar conduct.22 It company does not follow that because a has it remedied a defect
20.
longer willing
recklessly.
is no
to act
See Moran v. Johns-Manville
(Punitive
Corp., supra
damages imposed
Sales
for reckless failure to
inhalation,
dangers
despite
warn of
associated with
asbestos
fact
Mines,
warnings
subsequently given);
Carey
were
Neal
Canadian
(same).
supra
Drayton
Corp.,
F.Supp.
see
But
Chemical
Jiffee
(N.D.Ohio 1975),
(6th
aff’d,
Cir.1978),
disapproved
Although commu- that “the scientific finding the trial court’s supports involved,” disagree we do the risk appreciate did not nity as to the among experts unanimity that premise with the exposure to insulation workers asbestos posed hazards recklessly acted finding appellees a that a to prerequisite be caused might of the health hazards failing to warn believe, contrary, We to asbestos. by exposure respectable were aware of showing appellees evidence to asbestos exposure to the effect that authority medical hazards, yet poten- failed warn serious health posed to warrant sub- might be sufficient accordingly, tial users if even punitive damages jury, the issue of mission of were simul- showing appellees also evidence there was to the con- opinion medical respectable aware of taneously trary. In with decided cases. Moran v. comports
This view supra, Appeals the Court Corp., Sales Johns-Manville award, upheld punitive damages a for the Sixth Circuit examination of ... witnesses “[cjross the fact that despite was aware of risks testified that Johns-Manville [who began place warning it insulation workers well before to show that causal connections products] on tended labels products of asbestos were not cancer and use lung between Cases, degree supra. issue of sufficient The Related Asbestos case-by-case basis. identity on is one that must be resolved *22 established with any certainty before Johns-Manville began using warning labels.” Id. at 814. See also Evans v. Philadelphia Transportation Co., 212 A.2d (1965) (Although defendant could not tell with certainty whether the object he saw lying оn the train tracks awas person, his failure precaution to take against possibility that object a person by stopping reckless). the train was In Moran the court held that despite evidence that medical opinion regarding the effects of exposure asbestos was not unanimous, jury could properly have found on the basis appellant’s awareness of opinion medical that asbestos exposure could cause “chronic debilitating diseases,” and that when combined with the fact that “the placement of warning labels on products” insulation would not have been “onerous,” appellant’s “indifference to consumers’ risks ” ‘flagrant.’ Id. at 816. Also to be [had noted is been] 908(2) Section (SECOND) RESTATEMENT OF (1979), TORTS provides: which Punitive damages may be awarded for conduct that is outrageous, because of the defendant’s evil motive or his reckless indifference rights In others. assessing punitive damages the trier of fact can properly consider the character act, of the defendant’s the nature and extent of the harm to the plaintiff that the defendant caused or intended to cause and the wealth of the defend- ant.
The failure to prеcautions take urged by respectable medi- cal authority, even when medical opinion unanimous, is not may be evidence of “reckless indifference to the rights of others,” pertinent to appraisal an of “the character of the defendant’s act.”
Accordingly, we hold that the introduction on remand of evidence that respectable medical authority was divided on upon effects insulation workers of exposure asbestos the time of appellant’s exposure will not necessarily pre- clude the of the issue of punitive submission damages to the jury.
-4- erred in argues that the trial court also Appellant eight to nine hundred Industrial some refusing permit of articles the connec abstracts about Health Foundation and asbestosis to be either exposure tion between asbestos The court ruled that into evidence. or read introduced *23 confus would have been of the file abstracts “admission however, note, at 30. We Slip op. ing jury.” to the Brislin, of Informa the Director also ruled that Jane court Foundation, could of the Industrial Health tional Services abstracts, according year to the number testify disseminated, the number in which the abstracts were asso there health risks indicated that were articles which asbestos, were routine and that the abstracts ciated with [T., Foundation: distributed to members ly I, p. Vol. 225]
Slip op. at 28.
testify
permitted
that Brislin was
Appellant concedes
of the Founda-
the defendants were members
that'three of
purpose
giving
at
For
Appellant
tion. Brief for
remand,
ruling
we hold that the trial court’s
guidance on
its
discretion to exclude
exercise of
broad
proper
was
evidence,
confuse the
likely
jury
merely cumulative
delay.
Sportswear,
in undue
See Whistler
Inc.
result
Rullo,
-5- Inc., Engineering, argues Cross-appellant, Combustion its motion for denying judgment trial court erred that the n.o.v. an order reviewing deny
It is well-settled
“[i]n
evidence,
n.o.v.,
together
view the
we must
ing judgment
therefrom, in
light
most
inferences
with all reasonable
verdict winner.” McCloskey
as the
appellee
favorable to
1, 5,
Pa.Super.
436 A.2d
New York
Insurance
Life
Redevelopment
Atkins v.
also
Urban
(1981).
See
Our review
either after the motion for a directed
objected,
defendants
*24
168-97,
made,
or after it was
N.T. vol. 8 at
was
verdict
9,
197-268,
10.24 It is well-set-
granted, N.T. vol. 8 at
vols.
a
trial court
objection
ruling
tled that an
to
will be
if
in
timely
for
review
made
a
preserved
appellate
only
482,
Wiegand Wiegand,
461 Pa.
On the damages, for new trial limited the issue remand a opinion. consistent with this Inc.: we Engineering, cross-appeal Combustion
On affirm.
CAVANAUGH,J., dissenting opin- concurring files a and ion. in
WIEAND, J., dissenting opinion, concurring files HESTER, J., joins. which
CAVANAUGH, concurring dissenting: Judge, part for opinion except majority I concur with the forth For the reasons set punitive damages. relating opinion Rich- Judge Friendly’s Roginsky IV of Part Cir.1967) (2d ardson-Merrell, F.2d I would hold punitive damages under right no to seek there should be compen- where claim made Pennsylvania law cases caused or death injury as a result satory damages *25 products. to asbestos exposure is problem related disease enormity
The asbestos 1982, were over one As of there scope. one of national dam- seek fifty claims which eight hundred thousand in the Phila- product exposure of asbestos as result ages being new cases were Pleas and Court of Common delphia month. The number seventy-five per filed the rate cases nationwide over sixteen were thousand.1 It has been estimated the United States Department of Labor that thousands of persons will become disabled or die from asbestos related disease each well year until into the next century. The is problem compounded by fact that the physical impairment resulting from exposure asbestos often does not exhibit twenty itself until thirty years after the exposure.2 As a claims, result of implicated these several defendants have declared bankruptcy and others have ex- hausted their insurance liability coverage.
Faced complex problem with this social and in the ab- legislative sence of solutions, or executive the courts cannot simply react to the problem the of its isolation traditional case-by-case methodology. the judges While of our state courts are the midst of examining problem,3 this our decisional law in the meantime cannot ignore the economic impact of current To permit declarations. award damages is, my opinion, counterproductive goal best just providing reparations are most fairly to all awarded of the present and future claimants who can compensable demonstrate or disease. The injury right to pursue an award of punitive damages in these eаses will clog further the trial courts since we cannot suppose that will defendants sum voluntarily pay a as punitive damages, nor could plaintiffs who, we blame injured right once the punitive damages established, insist on a trial in order to Thus, assert their claim. one result may be more trials and fewer settlements. More importantly, faced with evidence industry’s that the resources not be sufficient to satis- fy just claims for compensatory damages by all who have or disease, will suffer or injury it seems an unfair allocation of limited resources to those who first permit find their way Pittsburgh Corning Corp. Bradley, 1. See 453 A.2d Ibid., 499 Pa. at A.2d at 314. Supreme 3. Justice Roberts of our Court is chair of a committee sponsored by the National Center State Courts which is denomi- Working Group Litigation.” nated the "Judicial on Asbestos *26 a monetary prize to crowded turnstiles obtain the through may find the down the line who of others to detriment the dry. compensation of well
WIEAND, concurring dissenting: Judge, that the trial court erred when majority I with agree of and that this érror any it evidence cancer excluded a new requires trial. per
I that there is no se rule which agreement am also in a damages precludes recovery punitive products of Annot., In this case. See: 13 A.L.R.4th rather, held, It case, trial did not hold otherwise. court of insufficient submit issue the evidence was punitive damages jury. to the punitive damages remedy. of is an extreme
An award civil, claim is punitive damages a for Although nominally a punish but compensate plaintiff not intended outrageous him from flagrant and deter defendant In right puni- order to establish a recover misconduct. a has plaintiff prove a must defendant damages, tive is, conduct, “that ... done outrageous of acts guilty been indifference to the with a motive or with reckless bad Montgomery, of others.” interests Chambers 339, 344, (1963), A.2d Restatement of quoting § 908(1) imposing The consequences Torts comment b. damages, majority recognizes, as the are serious. stigma an than which implied greater include They compensation an and which is similar attaches to award of Moreover, to, as, the same a criminal conviction. if not inherent in award of a sub- there is an error, adequate guidelines there are no stantial risk wholly upon almost the discre- dependent and the award limited any way who are not inexperienced jurors tion of they punitive damages which respect with аmount can assess. “ dam- imposing punitive consequences
Because ‘the ...[,] ‘particu- are serious’ ages in a case like so present Honda is warranted.” Acosta v. scrutiny’ careful larly (3d Cir.1983), Motor 717 F.2d quoting Rogin- Richardson-Merrell, Inc., sky (2d 378 F.2d Cir.1967). Therefore, I would hold that in an action where *27 liability is predicated upon Section 402A of the Restatement (Second) Torts, of a plaintiff seeking punitive damages must prove the requisite “outrageous” conduct of a defendant evidence that convincing.1 clear and See: Acosta Co., Honda supra; Motor Wangen v. Motor Ford Wis.2d (1980). Wheeler, N.W.2d 437 See also: “The Constitutional for Reforming Case Punitive Damages Procedures,” Va.L.Rev. 296-298
Applying this case, standard to the evidence in the instant it seems plaintiff clear that to produce failed evidence sufficient to show that any defendants had been outrageous guilty Therefore, conduct. the trial court properly refused to submit the issue the jury. reasons, the foregoing
For I would limit the award new trial of compensatory issue damages only. J., HESTER, joins.
Submitted 1982. Filed Dec. 1983. proof The use of likely compel a different standard of will most jury permitted bifurcation. A would be to hear and decide damage only issues after it had rendered on a verdict damages. compensatory
