MEMORANDUM AND ORDER
Two civil rights activists bring an as-applied constitutional challenge to the Massachusetts Wiretap Statute, Mass. Gen. Laws ch. 272, § 99. The complaint, brought under 42 U.S.C. § 1983, claims that Section 99, as applied to the secret recording of police officers engaged in their duties in public places, violates the First and Fourteenth Amendments.
The defendants are William Evans, the Commissioner of the Boston Police Department (“BPD”), and Daniel Conley, the Suffolk County District Attorney. Evans and Conley each move to dismiss. Evans raises three issues: lack of standing, failure to state a First Amendment violation, and lack of municipal liability. Conley raises two issues: lack of standing and Pullman abstention.
The Court holds that: (1) the plaintiffs survive the standing challenge; (2) the complaint adequately states a claim of municipal liability; (3) Pullman abstention is unwarranted; and (4) the plaintiffs have adequately stated a First Amendment claim. Both motions to dismiss (Docket Nos. 16,18) are DENIED.
FACTUAL BACKGROUND
For purposes of the motions to dismiss, the facts are taken as alleged in the complaint.
Eric Martin works for a Boston-based nonprofit organization and soup kitchen. He is also a civil rights activist who regularly participates in political demonstrations throughout Boston. Martin alleges that about once a week, he openly records' BPD police officers performing their duties in public. He also allege that' about once a month, he has wanted to secretly record BPD police officers performing their' duties in public but has refrained from doing so for fear of prosecution under Section 99. For instance, Martin has wanted to secretly record police officers when he is alone because of fear that open recording would provoke a postile response from the police officer that threatens his physical safety. Martin alleges that this fear is based on his personal experiences, including a December 2011 incident in which a BPD police officer shoved him to the ground and threatened to arrest him for taking his picture.
• Martin also regularly organizes and teaches “Know Your Rights” trainings. At these training sessions, Martin instructs people that there is a First Amendment right to record police officers performing their duties in public but that they should only make such a recording if they feel safe doing so openly. If not for Section 99, he would instruct others to make secret recordings in such situations.
René Pérez is also a civil rights activist who regularly participates in political demonstrations throughout Boston. He alleges that he has wanted to secretly record BPD' police officers performing their duties in public on numerous occasions, • including during traffic stops when he is alone, but that he has refrained from doing so for
The plaintiffs allege that BPD’s official training materials instruct officers that they have a “right of arrest” whenever a person secretly records oral communications. The training 'materials describe two Massachusetts cases in which the defendants were convicted for secretly recording the police performing their duties in public. A 2010 BPD training video instructed police officers that they could arrest persons who secretly record police officers performing their duties in public.
The plaintiffs also allege that the Suffolk County District Attorney has previously brought Section 99 prosecutions against secret recording of police officers performing their duties in public. For example, in 2006, the Suffolk County District Attorney obtained a conviction involving a defendant who recorded police officers through a device in his jacket during a demonstration. Commonwealth v. Manzelli, 68 Mass.App. Ct. 691,
LEGAL FRAMEWORK
I. Motion to Dismiss Standard
A Rule 12(b)(6) motion is used to dismiss complaints that do not “state a claim upon which relief can be granted.” See Fed, R. Civ. P. 12(b)(6). In evaluating a Rule 12(b)(6) motion, the Court must accept the factual allegations in the plaintiffs’ complaint as true, construe reasonable inferences in their favor, and “determine whether the factual allegations in the plaintiffs complaint set forth a plausible claim upon which relief may be granted.” Foley v. Wells Fargo Bank, N.A.,
II. Massachusetts Wiretap Statute
The Massachusetts Wiretap Statute makes it a crime to “willfully commit[ ] an interception, attempt[ ] to commit an interception, or procure[ ] any other person to commit an interception or to attempt to commit an interception of any wire or oral communication.” Mass. Gen. Laws ch. 272, § 99(C)(1). Interception is defined as “to secretly hear, secretly record, or aid another to secretly hear or secretly record the contents of any wire or oral communication through the use of any intercepting device by any person other than a person given prior authority by all parties to such communication.” Id. § 99(B)(4). An oral communication is defined as “speech, except such speech as is transmitted over the public air waves by radio or other similar device.” Id. § 99(B)(2).
The Massachusetts Supreme Judicial Court has held that the- statute “strictly prohibits the secret electronic recording by a private individual of any oral communication, and makes no exception for a motorist who, having been stopped by police officers,' surreptitiously tape records the encounter.” Commonwealth v. Hyde,
DISCUSSION
I. Standing for Pre-Enforcement Review
Evans and Conley both argue that the plaintiffs lack standing to bring this suit. The plaintiffs’ allegations are sufficient to survive the defendants’ standing challenge at this stage.
“The party invoking federal jurisdiction has the burden of establishing standing.” Susan B. Anthony List v. Driehaus, — U.S. -,
Under certain circumstances, a plaintiff can suffer sufficient injury to challenge a law without having been subject to “an actual arrest, prosecution, or other enforcement action” under that law. Id. at 2342. The First Circuit has recognized two such types of circumstances. Blum v. Holder,
The Supreme Court’s most recent discussion of pre-enforcement standing was Susan B. Anthony List, where the Court held that a political advocacy organization had standing to bring a pre-enforcement challenge to an Ohio statute criminalizing false statements about candidates during political campaigns.
In reaching its decision, the Court in Susan- B. Anthony List reviewed a number of past decisions by the Court over the last three decades that support pre-enforcement standing where a First Amendment issue is at stake. In Steffel v. Thompson, the Court held that a Vietnam War protester had standing to seek a declaratory judgment that a criminal trespass statute
In Babbitt v. United Farm Workers National Union, the Court held that a farm-workers’ union had standing to bring a pre-enforcement challenge to an Arizona statute criminalizing “dishonest, untruthful, and deceptive publicity” relating to any agricultural product.
In Virginia v. American Booksellers Association, Inc., the Court held that a booksellers’ organization had standing to bring a pre-enforcement challenge to a Virginia statute maMng it a crime to knowingly display sexually explicit material accessible to juveniles.
Finally, in Holder v. Humanitarian Law Project, the Court held that the plaintiffs had standing to bring a pre-enforcement challenge to a federal law that criminalized “knowingly providing] material support or resources to a foreign terrorist organization.”
Drawing on the above cases, the Court easily concludes that the complaint sufficiently alleges an intention to engage in a particular course of conduct if not for Section 99. While Susan B. Anthony List involved specific language that the plaintiffs would have put on a billboard, the Court in earlier cases found pre-enforcement standing without demanding that level of specificity from plaintiffs. The plaintiffs in this
The cases also suggest that the Court can assume that the plaintiffs will face a credible threat of prosecution should they engage in their intended actions. The First Circuit has stated that “when dealing with pre-enforcement challenges to recently enacted (or, at least, non-moribund) statutes that facially restrict expressive activity by the class to which the plaintiff belongs, courts will assume a credible threat of prosecution in the absence of compelling contrary evidence.” N.H. Right to Life Political Action Comm. v. Gardner,
Section 99 is alive and well. Although there are no statistics in the record about how often persons are arrested or charged for a Section 99 violation, the complaint, alleges recent instances of Section 99 prosecutions in the state. The SJC has held that Section 99 applies in a situation analogous to that of the plaintiffs. See Hyde,
The defendants rely heavily on Clapper v. Amnesty International USA to argue otherwise.
Finally, the defendants argue that the plaintiffs cannot meet the redressability prong of the standing analysis because even if the BPD does not enforce Section 99 against the plaintiffs, there are other law enforcement authorities outside its control that may, such as the transit police. But the redressability requirement is not so burdensome. See Massachusetts v. E.P.A.,
The Court concludes that the plaintiffs have sufficiently alleged standing.
BPD Commissioner Evans argues that the complaint does not adequately plead Monell liability because the city is enforcing a statute passed by the state legislature, not adopting its own policy. He argues that a city cannot be liable for simply enforcing state law. This legal issue has not yet been fully addressed by the First Circuit.
Local governments (and local officials sued in their official capacities) can be sued under § 1983 “for monetary, declaratory, or injunctive relief where ... the action that is alleged to be unconstitutional implements or executes a policy statement, ordinance, regulation, or decision officially adopted and promulgated by that body’s officers.” Monell v. Dep’t of Soc. Servs. of City of N.Y.,
Evans argues that the BPD cannot be liable for enforcing state law because a municipality’s enforcement of state law is not a city policy or custom within the meaning of Monell.
The First Circuit has not weighed in on this question, aside from brief dicta in a concurrence, Yeo v. Town of Lexington,
Applying the framework articulated by the Second Circuit, the complaint sufficiently alleges a conscious decision by the BPD to enforce Section 99. The complaint alleges: “BPD’s official training materials instruct officers that they may arrest and seek charges against private individuals who secretly record police officers performing their duties in public,’-’ Docket No. 1 at 15. The complaint also alleges that a BPD Academy Training Bulletin “instructs police officers that they have a ‘right of arrest’ whenever a person” secretly -records oral communications. Id. Finally, the complaint alleges that a 2010 BPD training video “instructed] police officers that they could arrest private individuals who secretly recorded police officers performing their duties in public.” Id. at 16. These factual allegations suggest that the BPD has affirmatively and consciously chosen to educate officers about Section 99 and its particular application to the recording of officers’ activities. The plaintiffs adequately plead a Monell claim against BPD Commissioner Evans.
III. Pullman Abstention
Suffolk County D.A. Conley argues that the Court should abstain under Pullman because.of uncertainty about the meaning of Section 99. Alternatively, Conley argues that those questions should be certified to Massachusetts courts. This argument is meritless.
“Under Pullman, federal- courts should abstain when state law is uncertain, and a clarification of the law in a pending state court case might make" the federal court’s constitutional ruling unnecessary.*’ Rivera-Puig v. Garcia-Rosario,
The latter requirement is not met here. Conley argues that abstention is appropriate to allow a state court to answer two interpretive questions raised by the development of new technology: (1) In what situations a subject can be presumed to have knowledge that he or she is being recorded, making a recording not secret— and whether a person visibly holding a cell phone is enough; and (2) Whether smart-phones are exempted from the definition of “intercepting devices” under the “tele
There is no “reasonable possibility” that resolution of these issues will dispose of the constitutional questions. Section 99 is not obviously susceptible to a limiting construction that excludes the audio recording function on cell phones, and the parties point to no pending cases where a party has asked a court to adopt this limiting construction. Even if a court held that in some circumstances it may be presumed that a person holding a cell phone is recording, the statute would still cover other forms of secret recording. The plaintiffs’ challenge here does not pertain solely to secret recording by cell phones, but secret recording of police officers by use of any device. Pullman abstention is not appropriate. See Haw. Hous. Auth.,
IY. First Amendment Claim
Evans argues that the plaintiffs fail to state a claim under the First Amendment because the First Amendment does not provide any right to secretly record police officers. Existing First Circuit authority holds otherwise.
“[T]he First Amendment goes beyond protection of the press and the self-expression of individuals to prohibit government from limiting the stock of information from which members of the public may draw.” Glik v. Cunniffe,
Among the protected forms of information gathering is audio and audiovisual recording. See Am. Civil Liberties Union of Ill. v. Alvarez,
Information-gathering activities serve a particularly important First
Information gathering through audio and audiovisual recording, like all activities protected by the First Amendment, is subject to reasonable restrictions. See id. at 84 (citing Smith v. City of Cumming,
“Content-neutral restrictions are subject to intermediate scrutiny, which demands that the law be ‘narrowly tailored to serve a significant governmental interest.’ ” Rideout,
Section 99 fails intermediate scrutiny as applied to the secret recording of government officials, including law enforcement officers, in the discharge of their duties in a public space. The government does not have a significant interest in protecting the privacy of law enforcement officials discharging their duties in a public place. See Glik,
The government raises a fair concern about secret recording and broadcasting of conversations between a crime victim and law enforcement. The government also has a significant interest in restricting First Amendment activities that interfere with the performance of law enforcement activities or present legitimate safety concerns. Those significant interests may justify certain restrictions on audio and audiovisual recording of government officials’ activities. See Gericke,
But Section 99 is not narrowly tailored to serve those government interests. Section 99 restricts a significant amount of nondisruptive and safe First Amendment activities such as a “peaceful recording of an arrest in a public, space that does not interfere with the police officers’ performance of their duties.” Glik,
ORDER
Conley’s motion to dismiss (Docket No. 16) and Evans’ motion to dismiss (Docket No. 18) are DENIED.
Notes
. Another plaintiff has raised facial and broader as-applied challenges to Section 99 before this Court in Project Veritas Action Fund v. Conley, No. 16-cv-10462-PBS (D. Mass. filed March 4, 2016). That case is pending.
. Evans is sued in his official capacity as Commissioner of the BPD so the suit is treated as one against the City of Boston. "[Official-capacity suits generally represent only another way of pleading an action against an entity of which an officer is an agent.” Monell,
. The plaintiffs expressly disclaim a "failure to train” claim against Evans. Docket No. 31 at 15 n.4.
. The "telephone exception” is the exclusion from the definition of "intercepting device” of “any telephone or telegraph instrument, equipment, facility, or a component thereof, (a) furnished to a subscriber or user by a communications common carrier in the ordinary course of its business under its tariff and being used by the subscriber or user in the ordinary course of its business; or (b) being used by a communications common carrier in the ordinary course of its business.” Mass. Gen. Laws ch. 272, § 99(B)(3).
