Cheryl MARTIN, by her Guardian ad Litem, Paul J. Scoptur, Robert Martin & Darlene Martin, Plaintiffs-Appellants, v. William H. RICHARDS, M.D., Defendant and Third-Party Plaintiff-Respondent, WISCONSIN HEALTH CARE LIABILITY INSURANCE PLAN and Wisconsin Patients Compensation Fund, Defendants-Respondents, AETNA LIFE & CASUALTY CO. and Wisconsin Department of Health & Social Services, Defendants-Appellants, v. WISCONSIN HEALTH CARE LIABILITY INSURANCE PLAN, Third-Party Defendant-Respondent. Cheryl MARTIN, by her Guardian ad Litem, Paul J. Scoptur, Robert Martin and Darlene Martin, Plaintiffs-Appellants, v. Mark HANSEN, M.D., Fort Atkinson Memorial Hospital, Wisconsin Health Care Liability Insurance Plan and Wisconsin Patients Compensation Fund, Defendants-Respondents, AETNA LIFE & CASUALTY CO. and Wisconsin Department of Health & Social Services, Defendants-Appellants.
No. 91-0016
Court of Appeals of Wisconsin
April 15, 1993
176 Wis. 2d 339 | 500 N.W.2d 691
Oral argument March 12, 1992. †Petitions to review granted.
†Petitions to review granted.
†Petitions to review granted.
†Petitions to review granted.
For the defendants-respondents, Fort Atkinson Memorial Hospital and Wisconsin Health Care Liability Insurance Plan, the cause was submitted on the briefs of Amanda J. Kaiser and Anita T. Gallucci of Boardman, Suhr, Curry & Field of Madison and orally argued by Amanda J. Kaiser.
For the defendants-respondents, William H. Richards, M.D. and Wisconsin Patients Compensation Fund, the cause was submitted on the briefs of Timothy J. Strattner and Linda Vogt Meagher of Schellinger & Doyle, S.C. of Brookfield and orally argued by Timothy J. Strattner.
For the defendant-respondent, Mark Hansen, M.D., the cause was submitted on the briefs of Paul R. Erickson of Gutglass, Erickson & Bonville, S.C. of Milwaukee and orally argued by Paul R. Erickson.
SUNDBY, J. This is a medical malpractice case. Cheryl Martin, then fourteen years old, suffered a head injury in a bicycle accident on July 10, 1985. While in the care of Dr. William H. Richards and Dr. Mark Hansen, Cheryl was admitted to Fort Atkinson Memorial Hospital for observation. Several hours after being admitted Cheryl suffered an epidural hematoma resulting from intracranial bleeding. She was flown to University of Wisconsin Hospital where emergency surgery was performed. The surgery was only partly successful and Cheryl was left with extensive and permanent injuries.
Cheryl and her parents, Robert and Darlene Martin, began this action against Dr. Richards, Dr. Hansen and Fort Atkinson Memorial Hospital,1 alleging negligence in their care and treatment of Cheryl and in failing to comply with
We affirm the judgment dismissing plaintiffs’ complaint against Fort Atkinson Memorial Hospital, but reverse the judgment as to Drs. Richards and Hansen and remand the case for a new trial on the issue of their liability for failure to comply with
THE ISSUES
We identify the following issues:
(1) Can this court conclude as a matter of law that any failure by Dr. Richards and Dr. Hansen to fully inform Cheryl‘s parents as to the options available to treat Cheryl was not a cause of Cheryl‘s injuries? We conclude that the evidence presented a question for the jury as to cause.
(2) Did Dr. Richards and Dr. Hansen have a duty under
(3) Was the special verdict defective because it did not ask the jury whether Dr. Richards’ breach of his duty to inform under
Was the special verdict defective because it did not ask the jury whether Dr. Hansen breached his duty to inform under
(4) Did the trial court erroneously exercise its discretion when it refused to allow plaintiffs to use the deposition of the hospital‘s medical expert, Dr. Ernest Sachs, at trial to show that the negligence of the hospital‘s nurses was a cause of Cheryl‘s injuries? We conclude that the trial court erroneously exercised its discretion, but the error did not affect plaintiffs’ substantial rights.
(5) Did the trial court erroneously exercise its discretion when it refused plaintiffs’ request that it give an instruction on cause based on Ehlinger v. Sipes, 155 Wis. 2d 1, 454 N.W.2d 754 (1990)? Since this appeal was submitted, the Wisconsin Supreme Court decided Fischer v. Ganju, 168 Wis. 2d 834, 485 N.W.2d 10 (1992), in which the court held that Ehlinger did not substantively change the substantial factor test for causation in medical malpractice actions. Therefore, the trial court did not err in refusing plaintiffs’ request.
(6) Did the trial court erroneously exercise its discretion when it reduced the award to Cheryl‘s parents for past home and personal nursing care and services which they provided Cheryl? We conclude that the trial court properly exercised its discretion when it set aside the jury‘s award for such care and services. However, because the plaintiffs did not have an opportunity to be heard on the final amount remitted by the trial court, we reverse the judgment in this respect and
(7) Are
BACKGROUND
Cheryl Martin was received at the Fort Atkinson Memorial Hospital at 10:40 p.m. The emergency room doctor, defendant Dr. Richards, obtained x-rays and serial neurological examinations of Cheryl which were completed shortly before midnight. He diagnosed concussion.
Because Dr. Richards was not authorized to admit patients, he related his findings and diagnosis by telephone to defendant Dr. Mark Hansen, who was on call for the Martins’ family doctor. Dr. Hansen agreed that Cheryl should be admitted to the hospital for overnight observation. Neither doctor informed Cheryl‘s parents that a CAT scan would disclose whether Cheryl was suffering intracranial bleeding or that the hospital did not have a neurosurgeon on staff or on call.
At midnight, Cheryl was placed on ward where she was periodically examined by a nurse. At 12:15 a.m., the nurse found Cheryl somewhat irritable, uncooperative and uncommunicative. When the nurse checked Cheryl at 1:15 a.m., she found Cheryl unresponsive, with evidence of a “blown” pupil in her left eye. The nurses alerted Dr. Richards, who immediately called
Cheryl arrived at U.W. Hospital at 3:00 a.m. After CAT scans located an epidural hematoma, surgery was performed at 3:55 a.m. A second, more invasive surgery was performed at 7:45 p.m. to re-evacuate a recurrent blood clot. As a result of her injuries, Cheryl is a spastic quadriparetic, with serious speech and physical handicaps, although with normal or near normal intelligence.
I. CAUSE
A. Fort Atkinson Memorial Hospital.
The Martins do not argue that the evidence was insufficient for the jury to find that the nurses’ negligence was not a cause of Cheryl‘s injuries. Their sole attack on the jury‘s finding as to the nurses’ negligence is that the trial court did not allow the jury to hear the deposition testimony of Dr. Sachs. We address that attack in Part IV of this opinion.
B. Dr. Richards and Dr. Hansen.
Dr. Richards and Dr. Hansen argue that we should conclude as a matter of law that their failure to inform Cheryl‘s parents of the availability of a CAT scan and the unavailability of a neurosurgeon at Fort Atkinson Memorial Hospital did not cause or contribute to Cheryl‘s injuries. If that is the case, such failure is irrelevant.
We conclude that we cannot determine the cause of Cheryl‘s injuries in this case as a matter of law. The
Dr. Richards suggests a scenario in which the epidural hematoma would have been detected at Fort Atkinson Memorial Hospital by a CAT scan at 1:10 a.m. He then adds flight and surgical preparation time and concludes that surgical intervention would not have been possible before 2:20 a.m., more than an hour after Cheryl suffered permanent brain damage. However, his scenario assumes that if Cheryl‘s parents had been fully informed, they would have elected to keep Cheryl at the Fort Atkinson Memorial Hospital rather than transfer her to the University of Wisconsin Hospital. Knowing that a neurosurgeon was not available at Fort Atkinson Memorial Hospital, Cheryl‘s parents may have elected to proceed directly to the University of Wisconsin Hospital. It is undisputed that only thirty-seven minutes elapsed between the CAT scan at the University of Wisconsin Hospital and the beginning of surgery.
Dr. Richards’ scenario also assumes that the injuries Cheryl suffered had all occurred by 1:15 a.m., when her blown pupil was detected. The undisputed evidence, however, was that her injuries worsened as time passed without surgical intervention.
Dr. Richards further argues that because the jury found that the nurses’ negligence was not a cause of
II. DUTY TO INFORM
Any physician who treats a patient shall inform the patient about the availability of all alternate, viable medical modes of treatment and about the benefits and risks of these treatments. The physician‘s duty to inform the patient under this section does not require disclosure of:
....
(4) Extremely remote possibilities that might falsely or detrimentally alarm the patient.
The trial court concluded that Dr. Richards had no duty to disclose to Cheryl‘s parents the “very slim possibility” that Cheryl might suffer an epidural hematoma. The court concluded that this was one of those “extremely remote possibilities” excluded by
The existence of a duty is a question of law, regardless of the jury‘s findings. Merrill Lynch, Pierce, Fenner & Smith, Inc. v. Boeck, 127 Wis. 2d 127, 138, 377 N.W.2d 605, 610 (1985). We review the question of duty de novo. Meyer v. Norgaard, 160 Wis. 2d 794, 798, 467 N.W.2d 141, 142 (Ct. App. 1991).
Clearly the information that Cheryl could suffer an epidural hematoma would not have been false. Neither Dr. Richards or Dr. Hansen argues that such information would have “detrimentally” alarmed Cheryl‘s parents. In view of the serious consequences of an epidural hematoma, we conclude as a matter of law that a one to three in a hundred chance that a patient suffering a concussion will develop intracranial bleeding is not an “extremely remote possibility.”
Doctor Richards places his argument elsewhere. He claims that
We understand Dr. Richards’ argument to be that as long as his care and treatment were not negligent (and the jury so found), he had no duty to advise Cheryl or her parents as to the risks of that treatment or alternatives to protect against such risks. Dr. Richards reads
We also reject Dr. Richards’ argument that because he did not diagnose an epidural hematoma, he had no duty to advise Cheryl‘s parents of alternative modes of treatment which would anticipate the possibility that that condition would develop. If we accepted his argument, we would create a strong disincentive for full disclosure to the patient. Dr. Richards suggests a construction of
III. SPECIAL VERDICT
We conclude that the special verdict was defective in two respects. First, it failed to ask the jury whether Dr. Richards’ negligence in failing to inform Cheryl‘s parents of alternative forms of care and treatment of Cheryl was a cause of her injuries. Second, it failed to ask the jury about the effect of Dr. Hansen‘s failure to inform. Dr. Richards and Dr. Hansen argue that the Martins waived these defects in the special verdict by failing to object with particularity.
We have reviewed the transcript of the instruction and verdict conference and conclude that the Martins preserved their objection to the lack of a cause question as to Dr. Richards’ negligence when their counsel argued that either a cause question should be included in the verdict or an instruction given which incorporated the “substantial factor” cause question. We do not, however, rest our decision to reverse the judgment dismissing the Martins’ claim against Dr. Richards solely on this conclusion. We believe that this is an appropriate case in which to exercise our discretion to reverse the judgment under
As to Dr. Hansen, however, it is clear from the transcript of the instruction and verdict conference that plaintiffs specifically requested an informed consent question. The Martins’ counsel argued that Dr. Hansen had a duty to inform because he was the admitting physician. The trial court rejected counsel‘s request, stating: “You‘ll need another case... for that one.... [H]ansen gets no informed consent question. Richards does.” We need not exercise our discretionary authority under
IV. DR. SACHS’ DEPOSITION
Dr. Ernest Sachs was one of the hospital‘s expert neurosurgeon witnesses. On June 7, 1989, the Martins took Dr. Sachs’ deposition testimony. This is a “discovery deposition.” On July 11, 1990, the hospital videotaped Dr. Sachs’ further deposition. This is an “evidentiary deposition.” The hospital introduced Dr. Sachs’ evidentiary deposition at trial. The trial court granted the hospital‘s motion in limine which precluded the Martins from using Dr. Sachs’ discovery deposition at trial. The Martins claim that the trial court erroneously exercised its discretion. We agree.
At the trial... any part or all of a deposition, so far as admissible under the rules of evidence applied as though the witness were then present and testifying, may be used against any party who was present or represented at the taking of the deposition or who had reasonable notice thereof, in accordance with any of the following provisions:
....
(c) [T]he deposition of a medical expert may be used by any party for any purpose, without regard to the limitations otherwise imposed by this paragraph. [Emphasis added.]
The trial court granted the hospital‘s motion in limine to preclude the Martins from using Dr. Sachs’ discovery deposition at trial for two reasons. First, the court ruled that the discovery deposition should have been used by the Martins when the hospital took Dr. Sachs’ testimony in the videotaped evidentiary deposition. The court ruled that the latter deposition was the equivalent of a “trial.” The trial court also ruled that it would be fundamentally unfair to allow the Martins to use Dr. Sachs’ discovery deposition after they had a full opportunity to explore all areas of Dr. Sachs’ testimony with him during the evidentiary deposition.
We find no support for the trial court‘s rulings in
The hospital asks us to sustain the trial court‘s ruling under
We therefore conclude that the trial court erroneously exercised its discretion when it granted the hospital‘s motion in limine. We conclude, however, that the exclusion of Dr. Sachs’ discovery deposition testimony did not affect the Martins’ substantial rights.
The Martins sought to use Dr. Sachs’ discovery deposition to establish three admissions by the hospital‘s expert neurosurgeon witness. First, if a CAT scan had been done at the hospital at approximately 11:00 p.m., it probably would have shown Cheryl‘s
The hospital argues that the Martins’ substantial rights were not affected because Dr. Sachs’ testimony would have been merely cumulative. We agree. Dr. Allan Levin, staff neurosurgeon at the University of Wisconsin Hospital, testified that he was “just about 100 percent” certain that if a CAT scan had been taken within an hour after Cheryl‘s injury, it would have shown a “bleed” in her epidural space. Dr. Levin also testified that the longer the brain sustains compression from a blood clot, the greater will be the injured person‘s injury. He testified to a reasonable degree of medical certainty that the delay in surgery from the time Cheryl‘s pupil was blown to the time she was operated on was a cause of her permanent neurological condition.
Portions of Mayo Clinic neurosurgeon Dr. Michael Ebersold‘s deposition were read into the record. He testified that in all probability a blood clot in the brain would be shown through a CAT scan well before the onset of restlessness. The deposition of UCLA Medical Center neurosurgeon Dr. Donald Becker was read into the record. He testified that if a person with an epidural hematoma is operated on before the patient loses consciousness, the result should be very good. Neurosurgeon Dr. Michael Jerva testified that if surgery is performed on a person with an epidural bleed before they “blow” the pupil, the chances of recovery are greater. He further testified that the expectation that the patient will be normal in those circumstances
We conclude that the testimony of these expert neurosurgeons establishes the three points the Martins sought to show through Dr. Sachs’ deposition testimony: if the CAT scan had been done shortly after Cheryl‘s injury, it would have shown a “bleed“; if Cheryl had been operated on at approximately midnight, she would have had a good chance to fully recover; and the neurological damage which she suffered worsened with the passage of time before surgery. Neither the Martins or the hospital argue that the testimony of these expert witnesses in this respect was erroneous. Dr. Sachs’ discovery deposition testimony would have added little to the evidence which was already before the jury. We therefore conclude that the Martins’ substantial rights were not adversely affected by the trial court‘s error in excluding the use of Dr. Sachs’ discovery deposition testimony at trial.
V. JURY INSTRUCTION AS TO CAUSE
The Martins argue that the trial court erred in not instructing the jury on the rule of Ehlinger v. Sipes, 155 Wis. 2d 1, 454 N.W.2d 754. The hospital contends that Ehlinger did not modify the plaintiffs’ burden of persuasion in any way. It argues that the trial court correctly instructed the jury as to the principles it should apply to determine whether respondents’ negligence was a cause of Cheryl‘s injury. Dr. Hansen claims that the jury was properly instructed as to cause. Dr. Richards argues that the causation issue
The trial court instructed the jury as to cause as follows:
The cause questions in the verdict ask whether there was a causal connection between the negligence of any doctor or nurse and the injury. These questions do not ask about “the cause,” but rather, “a cause.” The reason is that there may be more than one cause of an injury. The negligence of one person or institution may cause an injury or the combined negligence of two or more persons or institutions may cause it. Before you find that any doctor‘s or nurse‘s negligence was a cause of the injury, you must find that his or her negligence was a substantial factor in producing the injury.
The negligence of one person alone may produce injury, or the acts or omissions on the part of two or more persons, or other conditions beyond anyone‘s control may produce injury. Before the relationship of cause and effect may be found to exist, it must appear that the negligence of the defendant doctors, if found by you, was a substantial factor in producing the resulting disability; that is to say, it was a factor actually operating which had a substantial effect in producing the injury.
The evidence indicates without dispute that when Cheryl Martin retained the services of the doctors and placed herself under their care, she was suffering from an injury to her head sustained in a bicycle accident. Her then physical condition cannot be regarded by you in any way as having been caused or contributed to by any negligence on the part of the doctors. You are to determine whether
Cheryl Martin‘s condition, as it was when she placed herself under the doctor‘s care, has been aggravated or further impaired as a natural result of the negligence of the doctors in their treatment of her.
If you believe from the evidence that the present condition of Cheryl Martin‘s health may have been caused either by the doctors’ negligence in treatment or by the processes and developments of Cheryl Martin‘s prior injuries, then you may not find that the negligence of the doctors was a cause of plaintiff‘s condition unless you are able to find that the negligence was a substantial factor in producing the injury.
This instruction was approved by the Wisconsin Supreme Court in Fischer v. Ganju, 168 Wis. 2d at 850-55, 485 N.W.2d at 16-18. We are satisfied that the instruction given by the trial court correctly instructed the jury as to cause.
The Fischer court concluded that the trial court did not err in refusing to give the plaintiffs’ requested “lost opportunity” or “increased risk of harm” causation instruction derived from Ehlinger. Id. at 856, 485 N.W.2d at 18. Trial courts are not required to give requested instructions where the court‘s instructions adequately address the issue. Id. at 855, 485 N.W.2d at 18. We therefore conclude that the trial court did not err in refusing to give the causation instruction requested by the Martins.
We conclude however that the trial court erred in failing to give the pattern instruction—Wis J I—Civil 1023.3—which would have instructed the jury as to when a causal relationship exists between the physician‘s failure to inform and the patient‘s injury and damage. We need not decide whether the cause ques-
VI. NURSING CARE AND SERVICE
The jury awarded Cheryl‘s parents $348,777.76 for their past home and personal nursing care and services rendered Cheryl. The trial court changed the jury‘s special verdict answer to $108,000, the amount contended for by Dr. Richards. The court concluded that the jury inserted the amount from the Martins’ tabulation of damages and included all Cheryl‘s medical expenses. The court gave the Martins the option of accepting this amount or having a new trial on this issue.
In view of the fact that the amount awarded by the jury was identical to the amount claimed by the Martins for all Cheryl‘s medical expenses, the trial court did not err in concluding that the jury simply made a mistake. However, in its order granting defendants’ motions after verdict, the trial court further reduced the jury‘s award to $14,000. The court did not explain how it arrived at that figure and did not give the Martins an opportunity to be heard as to the propriety of the further reduction. In the new trial, the Martins may elect to have the amount of past home and nursing care expenses redetermined.
VII. CONSTITUTIONALITY OF CAP ON NONECONOMIC DAMAGES
The plaintiffs contend that
The judgment dismissing plaintiffs’ action as to Fort Atkinson Memorial Hospital is affirmed; the judgment dismissing the action as to Dr. Richards and Dr. Hansen is reversed; and the cause is remanded for a new trial as to their liability for failure to comply with
By the Court.—Judgment affirmed in part; reversed in part and cause remanded.
EICH, C.J. (dissenting). The gravamen of the Martins’ claim that Dr. Richards violated the “informed consent” law,
The statute is designed to ensure that a patient for whom a specific treatment is proposed receives information on the relative risks of that treatment and of the availability, and the benefits and risks, of alternate forms of treatment, so that his or her consent to, or refusal of, the proposed treatment will be informed.
The statute tracks earlier common law. See Scaria v. St. Paul Fire & Marine Ins. Co., 68 Wis. 2d 1, 12-13, 227 N.W.2d 647, 653 (1975), a pre-
In this case, Dr. Richards examined Cheryl and made his diagnosis. Pursuant to that diagnosis, he decided upon a course of action: to keep her in the hospital, under observation, for the night and reevaluate her condition in the morning. And the jury
But that is not the basis of his asserted liability in this case. The Martins’ claim, and the majority appears to agree, that he was obligated by the informed-consent-to-treatment statute to advise them of the chances that Cheryl‘s condition could worsen, of the availability of diagnostic techniques to warn of the onset of such worsening, and further, that should her condition worsen, the Fort Atkinson Hospital did not have a neurosurgeon on its staff to see her.
Richards, however, was not proposing any further “treatment” for Cheryl which would trigger a duty under
I would affirm the judgment.2
Notes
A physician who proposes to (perform an operation) (carry on a procedure) (treat a patient) must make such disclosures as will enable... the patient to exercise [his or her] right to consent to, or to refuse, the (operation) (procedure) (treatment) proposed.
The doctor‘s disclosure must be sufficient to enable... the patient[] to understand: his or her existing physical condition, the risks to his or her life or health which the (operation) (procedure) (treatment) imposes, and the purposes and advantages of the (operation) (procedure) (treatment).
The doctor must inform the patient whether the (operation) (procedure) (treatment) proposed is ordinarily performed in the circumstances confronting the patient, whether alternate procedures approved by the medical profession are available, what the outlook is for success or failure of each alternate procedure, and the risks inherent in each alternate procedure. (Emphasis added.)
