Marsilio v. VigluicciMarsilio v. Vigluicci
MEMORANDUM OPINION AND ORDER
Before the Court is defendant’s motion for partial judgment on the pleadings. (Doc. No. 14.) Plaintiff filed an opposition to the motion (Doc. No. 20), to which defendant replied (Doc. No. 21). Pursuant to the Court’s January 25, 2010 order of reference (Doc. No. 6), the magistrate judge issued a report and recommendation (“R & R”) (Doc. No. 29), recommending that the Court grant defendant’s motion. Plaintiff filed objections to the R & R (Doc. No. 34) and, with leave of the Court, plaintiff supplemented her objections (Doc. No. 38). In conjunction with her objections, plaintiff also filed a motion to convert defendant’s motion to a motion for summary judgment. (Doc. No. 39.) Defendant filed opposition briefs to plaintiffs objections (Doc. No. 49) and to plaintiffs motion to convert (Doc. No. 48).
For the reasons that follow, defendant’s motion for partial judgment on the pleadings is GRANTED.
I. BACKGROUND
The factual allegations in this case, as drawn from the plaintiffs complaint and from the documents referred to therein, are largely undisputed and are outlined thoroughly within the magistrate judge’s R & R. Plaintiff does not object to the magistrate judge’s recitation of the factual allegations, but only to her analysis thereof and her legal conclusions. Accordingly, the Court will ADOPT the factual and procedural background set forth in the R & R (Doc. No. 29 at 162-64) without alteration or addition. In order to provide context for the discussion herein, however, the Court will briefly relate the basic factual background and procedural events that give rise to the Court’s ruling.
Defendant seeks judgment on the pleadings as to Count I of the complaint, which alleges that defendant, who was the elected Portage County Prosecutor, violated 42 U.S.C. § 1983 when he terminated plaintiff from her position as an assistant county prosecutor for exercising her First Amendment right to freedom of speech.
On September 14, 2009, plaintiff responded to defendant by memo, advising him that the speech at issue was protected political speech. (Doc. No. 14-3.) The memo indicated that plaintiff would cease distribution of the advertisement, but that she would not apologize to Kevin Poland
On September 15, 2009, defendant replied to plaintiff by letter, reiterating his demand that she no longer circulate the proposed advertisement and that she apologize to her opponent or face termination at the end of the workweek. (Doc. No. 14-4.) When plaintiff did not comply with defendant’s directions, he terminated her employment on September 18, 2009.
Defendant moves for partial judgment on the pleadings as to Count I on the grounds that plaintiff has not asserted a cognizable First Amendment claim. He also asserts that he is entitled to qualified immunity. In support of his motion, defendant submitted plaintiffs proposed advertisement, as well as the correspondence between himself and plaintiff. He asserts that the Court can properly consider these documents as part of the pleadings without converting his motion to one for summary judgment because plaintiff referred to those documents in her complaint and they are central to her claims. (Doc. No. 14-1 at 90.)
In opposition, plaintiff argues that issues of fact exist that preclude partial judgment for defendant on the pleadings. Further, plaintiff indicates in her opposition brief that she does not challenge defendant’s assertion that the Court can consider the attachments to defendant’s motion without converting his motion to one for summary judgment. (Doc. No. 20 at 118.) Indeed, she attached to her opposition brief an additional memo that she purportedly sent to defendant in response to his September 15, 2009 letter of termination. (Doc. No. 20-2.)
Upon consideration of the pleadings and the documents submitted by the parties, the R & R recommends that the Court grant defendant’s motion because, under well-established case law, plaintiffs former position as an assistant county prosecutor was a confidential/policymaking position and, therefore, she did not enjoy protection from being terminated for speech related to her political or policy views. (Doc. No. 29 at 161-62.) Further, the magistrate judge found that defendant is entitled to qualified immunity in his individual capacity. Plaintiff raises several objections to the R & R.
II. DISCUSSION
A. Standard of Review
Under Fed.R.Civ.P. 72(b)(3), “[t]he district judge must determine de novo any part of the magistrate judge’s disposition that has been properly objected to.” After review, the District Judge “may accept, reject, or modify the recommended disposition; receive further evidence; or return the matter to the magistrate judge with instructions.” Id.; see also 28 U.S.C. § 636(b)(1)(C).
A complaint must contain “a short and plain statement of the claim showing that the pleader is entitled to relief!,]” Fed.R.Civ.P. 8(a)(2), in order to “give the defendant fair notice of what the plaintiffs claim is and the grounds upon which it rests.” Conley v. Gibson,
Under Rule 12(c), a party may move for judgment on the pleadings any
“To survive a motion to dismiss, a complaint must contain sufficient factual matter, accepted as true, to ‘state a claim to relief that is plausible on its face.’ ” Ashcroft v. Iqbal,
B. Review of Matters Outside the Pleadings
Despite her previous agreement that the Court could properly consider the parties’ attachments without converting defendant’s motion to one for summary judgment, plaintiff now objects to the magistrate judge’s consideration of those documents and contends that the magistrate judge should have converted defendant’s motion. To this end, plaintiff has also filed a motion to convert defendant’s motion to one for summary judgment, urging that the Court’s resolution of the issues presented in defendant’s motion requires reliance upon matters outside the pleadings and evidence uncovered to date in discovery, but not previously presented to the magistrate judge.
Ordinarily, “[mjatters outside of the pleadings are not to be considered by a court in ruling on a 12(b)(6) motion to dismiss,” Weiner v. Klais & Co., Inc.,
With regard to the documents attached to defendant’s motion, i.e., the advertisement at issue and the letters dated September 14, 2009 and September 15, 2009, the Court finds that the magistrate judge’s consideration thereof was proper. It cannot reasonably be disputed that each of these documents were referred to in plaintiffs complaint, Compl. ¶¶ 1, 6-13, 20, and are central to her claims and, therefore, are considered part of the pleadings. Id.; Clorox Co. Puerto Rico v. Proctor &
The same cannot be said, however, of the magistrate judge’s consideration of plaintiffs September 18, 2009 letter to defendant, which was not referred to in the complaint and, as a result, may not be considered by the Court in ruling on defendant’s motion for judgment on the pleadings. Weiner,
Plaintiff does not appear to dispute the magistrate judge’s consideration of any of the documents referenced in her complaint (Doc. No. 39 at 258), but instead argues that these “documents are not the entire spectrum of evidence in this case that this Court must consider when assessing the merits of defendant’s motion.” (Doc. No. 39 at 258) (emphasis added). To this end, plaintiff urges the Court to consider a newspaper article and witness deposition testimony, which she contends raise genuine issues of material fact. (Doc. Nos. 39-2, 40, 41.)
It is solely within the Court’s discretion, however, to either consider these matters and convert the motion to one for summary judgment or to exclude the extra-pleading materials and apply the standard set forth in Rule 12(c). See Shelby Cnty. Health Care Corp. v. S. Council of Indus. Workers Health & Welfare Trust Fund,
Here, the Court will exclude the extra-pleading matters offered by plaintiff and treat defendant’s motion as one under Rule 12(c) for several reasons. First, given the status of the litigation at the time defendant filed his motion, converting a Rule 12(c) motion into one for summary judgment would have been premature. Little or no discovery had taken place to allow the parties to argue, and the magistrate judge to determine, whether a genuine issue of material fact exists. See McFarland v. Air Eng’g Metal Trades Council, No. 4:05-CV-108,
Finally, as discussed more fully below, the arguments set forth in defendant’s motion are legal, rather than factual, in nature. It is plaintiff who attempts to use materials outside the pleadings to convert defendant’s motion to one for summary judgment. If defendant had wished to file a motion under Rule 56, he would have done so. Instead, defendant chose to proceed under Rule 12(c), and objects to plaintiffs extra-pleading evidence. “Fairness dictates that, absent some persuasive justification, the moving party should be able to obtain the benefit of the particular rule he or she has chosen to move under.” Wilson v. Karnes, No. 2:06-CV-392,
Accordingly, for the foregoing reasons, the Court denies plaintiffs motion to convert defendant’s Rule 12(c) motion into a motion for summary judgment under Rule 56 and overrules her objection that the magistrate judge should have recommended conversion of defendant’s motion. Consequently, the Court will not consider the following when ruling on defendant’s motion for partial judgment on the pleadings: (1) the September 18, 2009 letter offered by plaintiff in opposition to defendant’s motion for judgment on the pleadings; and (2) the newspaper article and deposition testimony offered by plaintiff in her objections to the R & R.
. C. First Amendment Retaliation Claim
Count I of plaintiffs complaint alleges a claim for retaliatory discharge in violation of 42 U.S.C. § 1983. To establish a prima facie case of retaliation under § 1983, plaintiff must demonstrate that she was engaged in a constitutionally protected activity; that she was subjected to adverse action or deprived of some benefit; and that the protected activity was a substantial or motivating factor in the adverse action. Farhat v. Jopke,
Plaintiff asserts that she was terminated for engaging in constitutionally protected speech (or for refusing to speak). In order for a public employee to make out a claim for retaliatory discharge based on protected speech, she must satisfy three elements, as follows:
1) the speech involved a matter of public concern; ... 2) the interest of the employee as a citizen, in commenting upon matters of public concern, outweighs the employer’s interest in promoting the efficiency of the public services it performs through its employees; ... and 3) the speech was a substantial or motivating factor in the denial of the benefit that was sought.
Perry v. McGinnis,
1. Matter of Public Concern
Whether the speech at issue is a matter of public concern is a question of law for the Court. Hughes v. Region VII Area Agency on Aging,
2. The Pickering Balancing Test and the Elrod/Branti Exception
Because the speech at issue in this case relates to a matter of public concern, the Court must next employ the balancing test outlined in Pickering v. Board of Education,
The Sixth Circuit, however, “employs a different test when a claim is brought by an employee who held a policy-making or confidential position.” Silberstein v. City of Dayton,
The R & R recommends that judgment on the pleadings be granted in favor of defendant because plaintiffs political speech was not constitutionally protected as she was a confidentiaVpolicymaking employee and, therefore, her First Amendment rights were subordinated to defendant’s interest as a matter of law under the Elrod/Branti/Rose exception.
Plaintiff raises the following objections to the magistrate judge’s analysis of her First Amendment retaliation claim:
1. The magistrate judge engaged in fact-finding impermissible for a motion for judgment on the pleadings;
2. The magistrate judge misapplied the law applicable to speech compelled by an elected government official of his employee, as the speech required in this case was not job-related nor related to the policies or practices of the Portage County Prosecutor’s Office; and
3. The magistrate judge ignored the fact that the compelled speech in this case was adverse to the interests of the Plaintiff, was not job-related and would have caused her injury.
(Doc. No. 34.) She asserts there is no evidence that an apology to Kevin Poland
Plaintiffs supplement to her objections contends that both the defendant and the magistrate judge focused on the incorrect facts and law and neither addressed nor considered that the compelled apology would have been contrary and harmful to her interests and to her personal beliefs. Plaintiff argues that her political affiliation, association, or loyalty “are simply inapposite” to the determination of her First Amendment claim. (Doc. No. 38 at 243.)
Contrary to plaintiffs assertions, however, free speech claims and association claims are not subject to different First Amendment analyses. Indeed, the Sixth Circuit has held that “no logical reason exists for distinguishing between speech and association in applying Con-nick to first amendment claims[.]” Monks v. Marlinga,
Turning to the magistrate judge’s application of the Elrod/Branti exception to this case, the R & R addressed two inquiries: (1) whether plaintiff occupied a policymaking or confidential position; and (2) whether the speech (or compelled speech) at issue addressed matters related to plaintiffs political or policy views.
a. Policymaking or Confidential Position
In determining whether the ‘policymaking or confidential’ requirement has been met, “the ultimate inquiry is not whether the label ‘policymaker’ or ‘confidential’ fits a particular position; rather the question is whether the hiring authority can demonstrate that party affiliation is an appropriate requirement for the effective performance of the public office involved.” Branti,
(1) positions specifically named in relevant law to which discretionary authority in carrying out law enforcement or political policy is granted; (2) positions to which a significant amount of category-one authority has been delegated, or positions not specifically named by law but inherently possessing category-onetype authority; (3) confidential advisors to category-one position-holders; or (4) positions that are part of a group of positions filled by balancing out political party representation or by balancing out selections made by different government bodies.
Silberstein,
The R & R found, as a matter of law, that plaintiffs position as an assistant county prosecutor in Ohio falls within the Elrod/Branti exception. In doing so, the magistrate judge relied on two Sixth Circuit cases, Monks and Simasko, holding that assistant county prosecutors in Michigan fall within the exception in light of a state statute’s imposition of “the inherent policy-making responsibilities of the prosecutor on the assistant prosecutor!.]” Monks,
Plaintiff objects to this conclusion arguing, “there is no evidence that [she] was a ‘policy-making’ employee!,]” and further, that “[s]he was not an elected official.” (Doc. No. 38 at 243.) But there is simply no requirement that plaintiffs position itself be an elected one to fit the ‘policy-making’ or ‘confidential’ employee exception. Further, the relevant focus of the inquiry is not on the work actually performed by plaintiff, but on the inherent duties of her position. Monks,
Plaintiffs position is a McCloud category two position as a matter of law. Under Ohio law, “an assistant prosecuting attorney is a statutory agent of the elected prosecutor[ ] ... and is authorized to act on the prosecutor’s behalf as one who is ‘necessary for the proper performance of
b. Speech Related to Political or Policy Views
Next, the Court must determine whether plaintiffs speech (or refusal to speak) which provoked her termination was “related to [her] political or policy views.” Rose,
The R & R notes that the parties agree that plaintiffs speech, which related to a judicial election, concerned plaintiffs political views. Indeed, plaintiff’s complaint states as much. Plaintiff contended in her opposition brief, however, that in order for Rose to apply, the speech at issue must be job-related. The magistrate judge rejected this contention, finding Rose and Simasko controlling and concluding that plaintiffs refusal to apologize to her political opponent was factually indistinguishable from the plaintiffs refusal in Simasko to support the chief prosecutor’s campaign for judgeship, which also did not specifically involve job-related speech. (Doc. No. 29 at 172-73.) In either case, the plaintiffs speech implicated loyalty
Plaintiff objects that the magistrate judge erred in applying Rose and Simasko to her case because: (1) her speech was unpublished; (2) her speech did not implicate or address her employment; and (3) the magistrate judge failed to consider that the compelled apology would harm plaintiffs personal and political interests, which harm was not outweighed by defendant’s interest in promoting efficiency in his office.
First, plaintiff argues that speech must be public for the presumption in favor of the government to apply, and that her speech (i.e., the proposed political advertisement) was not made public, but rather was circulated only among her campaign and party leaders. Therefore, she asserts, the presumption of Rose should not apply here. The Sixth Circuit, however, has held that the fact that an employee’s speech was not made public does not prevent the application of the Rose presumption in favor of the government. Latham,
Next, plaintiff argues that the application of the Rose presumption in favor of the government is limited to speech on job-related issues and that her refusal to apologize to her political opponent does not relate to anything concerning her employer. She contends that her case is less like Simasko and more like Scarbrough, a case dealing with a school district’s refusal to renew its superintendent’s contract when he agreed to speak about his religious beliefs at a church with a predominantly homosexual congregation. Plaintiff contends that, as in Scarbrough, her speech or refusal to speak was on a matter of public concern that did not relate to anything
In short, the rule we adopt today simply recognizes the fact that it is insubordination for an employee whose position requires loyalty to speak on job-related, issues in a manner contrary to the position of his employer, and, as the Supreme Court has recognized, ‘employees may always be discharged for good cause, such as insubordination.... ’ Elrod,427 U.S. at 366 ,96 S.Ct. 2673 .
Rose,
In the case of a policymaking/eonfidential employee, however, the employee’s political or policy views are job-related issues because the employee’s political loyalty to his or her employer “is an essential requirement of the efficient functioning of the workplace.” Rose,
Here, plaintiffs refusal to apologize to her political opponent is no less job-related than Simasko’s refusal to support his superior’s campaign for judgeship. In both cases, the employee was expected to be “loyal” to a particular party and/or “loyally implement” government policies. The speech or refusal to speak in both instances unquestionably related to the employee’s politics and thereby implicated the employer’s political loyalty concerns. Unlike an employee who engages in speech that very plainly does not implicate loyalty concerns and bears no relationship to her employer’s interests in administering his office, such as the expression of personal religious beliefs in Scarbrough, supra, an assistant county prosecutor’s allegation of “corruption,” a legally significant term, very plainly implicates her loyalty to the elected officeholder whom she serves and relates to the performance of her duties as a prosecutor.
Lastly, plaintiff objects that the magistrate judge failed to recognize and weigh the effect of the demanded apology on plaintiffs personal beliefs and political interests. However, the magistrate judge need not have relied on the Pickering balance at all in this case because where the presumption in favor of the government outlined in Rose applies, as it does here, “an individualized balancing of interests is unnecessary.” Rose,
In conclusion, defendant is entitled to judgment as a matter of law on plaintiffs retaliation claim because plaintiff cannot show that she engaged in constitutionally
D. Qualified Immunity
Plaintiff contends that the issue of immunity is moot because she intends to file a stipulated notice of dismissal as to her claims against defendant in his individual capacity. Counsel for defendant indicates that consent to the dismissal was provided by email. (See Doc. No. 68 at 1298). As of the writing of this opinion, however, no such stipulation has been filed. Accordingly, plaintiffs claims against defendant in his individual capacity have not been dismissed and the Court will therefore address defendant’s qualified immunity arguments.
“In order to prevail in a § 1983 action for civil damages from a government official performing discretionary functions, the defense of qualified immunity that our cases have recognized requires that the official be shown to have violated ‘clearly established statutory or constitutional rights of which a reasonable person would have known.’ ” Conn v. Gabbert,
The Court accepts the conclusion of the magistrate judge that even if plaintiff could demonstrate a violation of her First Amendment rights, defendant is entitled to qualified immunity on that claim in his individual capacity. The magistrate judge concluded that plaintiff failed to present any argument that would allow the Court to conclude that defendant’s conduct violated a right that was clearly established at the time in question. (Doc. No. 29 at 180.) Indeed, as the R & R indicated, defendant is entitled to qualified immunity by virtue of the fact that the law was not fully developed such that a reasonable prosecutor could not say that his conduct was clearly unlawful under these circumstances. See Harlow,
Plaintiff objects that “[i]t was clear under established law that no elected public official could require an employee to engage in speech that was not job-related and that was harmful to that employee’s interests and therefore Defendant is not immune from liability....” (Doc. No. 34 at 212.) Nevertheless, plaintiffs supplemental brief in support of her objections does not offer any analysis, argument, or support for this proposition. Therefore, her objection is overruled. See Miller v. Curr
III. CONCLUSION
For the foregoing reasons, plaintiffs motion to convert defendant’s motion for partial judgment on the pleadings into one for summary judgment is DENIED. Further, with the exception of the magistrate judge’s consideration of plaintiffs September 18, 2009 letter, plaintiffs objections are OVERRULED, and the conclusion of the R & R is ACCEPTED. Defendant’s motion for partial judgment on the pleadings is GRANTED and Count I is hereby DISMISSED.
IT IS SO ORDERED.
REPORT AND RECOMMENDATION (Doc. 14)
Pursuant to the January 25, 2012, Order of Reference (Doc. 6), the Partial Motion for Judgment on the Pleadings (the “Motion”) (Doc. 14) filed by Defendant Victor Vigluicci (“Defendant” or “Vigluicci”) is before the undersigned for a Report and Recommendation. In the Motion, Vigluicci seeks Judgment in his favor only on Count I of the three-Count Complaint filed by Plaintiff Tommie Jo Marsilio (“Plaintiff’ or “Marsilio”). Count I is titled “42 U.S.C. § 1983, First Amendment — Freedom of Speech.” Doc. 1, p. 4; Doc. 14.
The Motion has been briefed fully.
I. Factual Allegations
Plaintiff was employed by Defendant as an assistant prosecutor from July 2007
During 2009, Plaintiff was a candidate for the elected public office of Portage County Municipal Judge. Doc. 1, ¶ 5. During that candidacy, Plaintiff prepared an advertisement that was proposed to run in the local news media. Doc. 1, ¶ 6. The proposed advertisement did not identify Plaintiff as being employed by the Portage County Prosecutor. Doc. 1, ¶ 7; 14-2. The proposed advertisement included the following language: “The ‘Good Old Boys’ Say Elect Kevin Poland
After receiving a copy of Plaintiffs proposed advertisement, on September 14, 2009, Defendant conducted a meeting with Plaintiff to discuss the proposed advertisement. Doc. 1, ¶ 10. During that meeting, Defendant told Plaintiff to stop all circulation of the proposed advertisement and to apologize to her opponent or she would be fired. Doc. 1, ¶ 11. On September 14, 2009, Plaintiff sent a memo to Defendant memorializing the conversation, and advising Defendant that the speech at issue was protected political speech. Doc. 1, ¶ 12; 14-3. On September 15, 2009, Defendant responded in writing to Plaintiff, restating that she should cease distribution of the proposed advertisement and apologize to her opponent. Doc. 1, ¶ 13; Doc. 14-4; Doc. 20-1. In his September 15, 2009, letter Defendant stated, in part:
... you [Plaintiff] have made a written allegation of “corruption” against a fellow attorney and elected public official. When asked to produce any evidence of corrupt activity on the part of this individual at our meeting on September 14, 2009 you were unable to do so. As prosecutors and law enforcement officers, such allegations by us against others are very serious and carry enormous ramifications. The mere allegation of such conduct against an attorney or public official will cause irreparable damage to character and reputation, both of which are the hallmarks of any successful attorney or public official. As my representative in the community, I expect you to act with discretion and professionalism at all times. We do not publicly allege illegal conduct against anyone without the filing of formal charges by Complaint or Indictment. The publication of such allegations without foundation or basis is contrary to my philosophy of operating this office in an ethical, professional manner.
Doc. 14-4; Doc. 20-1. Defendant also indicated that, if Plaintiff did not take both steps he requested by September 18, 2009, Plaintiffs employment with the Portage County Prosecutor’s Office would terminate. Doc. 1, ¶ 13; Doc. 14-4; Doc. 20-1.
II. Standard for Ruling on a Motion for Judgment on the Pleadings
“The standard of review for a Rule 12(c) motion is the same as for a motion under Rule 12(b)(6) for failure to state a claim upon which relief can be granted.” Fritz v. Charter Tp. of Comstock,
“Under Federal Rule of Civil Procedure 8(a)(2), a pleading must contain a ‘short and plain statement of the claim showing that the pleader is entitled to relief.’ ” Ashcroft v. Iqbal,
Defendant does not argue that Plaintiff has not sufficiently pled facts to provide fair notice of what Plaintiff is claiming in Count I. Rather, Defendant asserts that, as a matter of law, Plaintiff does not have a First Amendment — Freedom of Speech claim and that Defendant is entitled to qualified immunity. Doc. 14; Doc. 20.
III. Law and Analysis
In Count I, Plaintiff seeks vindication under 42 U.S.C. § 1983 for Defendant’s alleged violation of her First Amendment rights. Doc. 1, ¶¶ 18-21. She alleges that Defendant as Portage County Prosecutor was acting according to policies, practices and procedures established by the governmental entity. Doc. 1, ¶ 23. She also alleges that her proposed campaign advertisement was protected speech pursuant to the First Amendment. Doc. 1, ¶ 24. Finally, she alleges that Defendant terminated her for exercising her rights pursuant to the First Amendment and that such conduct constitutes a violation of 42 U.S.C. § 1983. Doc. 1, ¶21.
“To state a claim under § 1983, a plaintiff must allege a violation of
Plaintiff alleges that her proposed campaign advertisement was protected speech under the First Amendment of the United States Constitution and that Defendant terminated her for exercising her rights pursuant to the First Amendment of the United States Constitution.
“To establish a prima facie case of First Amendment retaliation under 42 U.S.C. § 1983, Appellant must demonstrate that: (1) he was engaged in a constitutionally protected activity; (2) he was subjected to adverse action or deprived of some benefit; and (3) the protected speech was a “substantial” or “motivating factor” in the adverse action.”
A. Plaintiffs speech was not protected constitutionally.
When analyzing whether the Plaintiff was engaged in constitutionally protected speech, it must first be determined whether the speech can be “characterized as constituting speech on a matter of public concern.” Connick v. Myers,
1. Plaintiffs speech constituted speech on a matter of public concern.
In her Brief, Plaintiff separates her “speech” into two categories: (a) the cam
The determination as to whether speech is on a matter of public concern is a question of law. Connick,
Defendant concedes, for purposes of the Motion, that Plaintiffs campaign advertisement is speech that addresses matters of public concern. Doc. 14-1, p. 5. Accordingly, it is not necessary for the Court to set forth an analysis regarding whether the speech at issue in this case constitutes speech on a matter of public concern.
2. The Pickering balance weighs in favor of the Defendant.
a. The Pickering balancing test.
Having determined that Plaintiffs speech constitutes speech on a matter of public concern, the court must next employ the balancing test set forth in Pickering v. Board of Educ.,
Subsequent to Pickering, a line of cases emerged leading to the creation of the Elrod/Branti exception, i.e., if the employer “can demonstrate that party affiliation is an appropriate requirement for the effective performance of the public office involved,” the employee can be dismissed solely on the basis of political affiliation. Elrod v. Burns,
In Elrod, the Supreme Court rejected, as justification for the wholesale dismissal of government employees based on their political affiliation, the argument that political loyalty of employees is necessary to protect the governmental interest that “representative government not be undercut by tactics obstructing the implementation of policies of the new administration, policies presumably sanctioned by the electorate.” Elrod,
In McCloud v. Testa,
Category One: positions specifically named in relevant federal, state, county or municipal law to which discretionary authority with respect to the enforcement of that law or the carrying out of some other policy of political concern is granted;
Category Two: positions to which a significant portion of the total discretionary authority available to category one position-holders has been delegated; or positions not named in law, possessing by virtue of the jurisdiction’s pattern or practice the same quantum or type of discretionary authority commonly held by category one positions in other jurisdictions;
Category Three: confidential advisors who spend a significant portion of their time on the job advising category one or category two position-holders on how to exercise their statutory or delegated policymaking authority, or other confidential employees who control the lines of communication to category one positions, category two positions or confidential advisors.
Category Four: positions that are part of a group of positions filled by-balancing out political party representation, or that are filled by balancing out selections made by different governmental agents or bodies.
Id.
The Sixth Circuit has applied the Elrod/Branti exception in contexts other than discharges for political affiliation, including cases involving terminations of confidential/policymaking employees for actual speech. Rose,
c. Application of the Elrod/Branti exception.
Based on the evolution of the Elrod/Branti exception and the Sixth Circuit’s application of those principles, the Court must determine: (1) whether Marsilio’s speech related to political or policy views; and (2) whether Marsilio, as an assistant county prosecutor, was a confidential or policymaking employee.
i. Marsilio’s speech was related to political or policy views.
Both Defendant and Plaintiff agree that the Plaintiffs speech related to politics. Doc. 1; Doc. 14-1, p. 9; Doc. 20, p. 12. However, Plaintiff argues that the speech must be job-related to fall within the Elrod/Branti exception. Doc. 20, p. 12. Contrary to Plaintiffs position, speech need not be job-related to fall within the Elrod/Branti exception. While the Sixth Circuit in Rose recognized that “it is insubordination for an employee whose position requires loyalty to speak on job-related issues in a manner contrary to the position of his employee,” that does not mean that the speech must be job-related to fall within the Elrod/Branti exception.
In Simasko v. County of St. Clair,
The Court agrees with the parties that Marsilio’s speech, which related to a judicial election, concerned politics and/or policy views. Also, as discussed, Plaintiff has failed to convince this Court that the speech at issue must be job-related to fall within the Elrod/Branti exception. Accordingly, the first of the two Elrod/Branti exception requirements is met, i.e., Plaintiffs speech concerned politics and/or policy views.
ii. Marsilio, as an assistant county prosecutor, was a confidential/policymaking employee.
As discussed above, the Sixth Circuit has established a framework to guide district courts in determining which public employees occupy confidential/policymaking positions and also has held specific positions to fall within the Elrod/Branti exception. In McCloud, the Court of Appeals described four categories of positions that are confidential/policymaking. In Simasko and Monks v. Marlinga,
Plaintiff argues that the Defendant’s reliance on Monks and Collins is misplaced and that neither the United States Supreme Court nor the Sixth Circuit has set forth a bright fine rule that assistant prosecutors are automatically exempt from First Amendment speech protections. Doc. 20, p. 11. As such, Plaintiff asserts that the Court cannot reach the issue whether Plaintiff was a confidential/policy-making employee without engaging in fact finding. Doc. 20, pp. 3-4. Plaintiff is wrong; fact-finding is not required. The question whether a public employee occupies a confidential/policymaking position is to be determined based on “ ‘the inherent duties of the position in question, not the work actually performed by the person who happens to occupy the office.’ ” Monks,
Plaintiff also seeks to distinguish Monks because that case involved the application of a Michigan statute that delineated the duties and role of assistant prosecutors. The statute provided that an assistant prosecutor must “ ‘perform any and all duties pertaining to the office of prosecut
The Ohio statute that permits prosecutors to appoint assistants does not specify their role in the way that the Michigan statute does.
... the General Assembly has not changed the duties or role of assistant county prosecuting attorneys. Assistant county prosecuting attorneys are appointed by county prosecuting attorneys and continue to act in their stead.
[I]t has long been the accepted opinion in this state that an assistant, is for all practical purposes, the alter ego of the prosecuting attorney and is authorized to act in his place in almost all matters. An assistant county prosecuting attorney is thus appointed to perform the duties of, and exercise the powers conferred upon, the county prosecuting attorney.
Ohio Attorney General Opinion 2011-041, *2 (November 14, 2011) (the “2011 Ohio Attorney General Opinion”) (internal quotations and citations omitted).
Plaintiff argues that, because the 2011 Ohio Attorney General Opinion was issued to answer the question whether an assistant county prosecutor can serve as a school board member,
Even if Monks and Simasko were not determinative, Plaintiffs assistant county prosecutor position constitutes a category two position under McCloud because the position is one “to which a significant portion of the total discretionary authority available to category one position-holders [in this case county prosecutors] has been delegated ....” McCloud,
Indeed, Plaintiff, in her September 14, 2009, memorandum, recognized that she viewed herself as the alter ego of Defendant when she stated, “The county has had the benefit of saving tens of thousands of dollars on my watch.” Doc. 14-3 (emphasis added). This statement was a tacit if not a clear acknowledgement by Plaintiff that, when she performed her duties, she was acting in Defendant’s stead. This acknowledgement, coupled with the 2011 Ohio Attorney General Opinion regarding the role of assistant prosecutors and relevant case law, leads the undersigned to conclude that Plaintiff, as an assistant county prosecutor, fell within category two under McCloud and thus held a confidential/policymaking position.
For the reasons set forth herein, the second of the two Elrod/Branti exception requirements is met, i.e., Plaintiff was a confidential/policy making employee,
d. Application of the Pickering balancing test.
Because Plaintiff held a confidential/policymaking position and her speech was related to political or policy views the Elrod/Branti exception applies and the Pickering balance therefore weighs in favor of the Defendant. See Rose,
Even if the Court did not find the Elrod/Branti exception applicable to this case, the Pickering balance nevertheless would weigh in favor of Defendant. See Collins,
Accordingly, for the reasons set forth herein, Defendant did not violate Plaintiffs First Amendment — Freedom of Speech rights.
B. Qualified Immunity
Because Defendant did not violate Plaintiffs First Amendment — Freedom of Speech rights, it is unnecessary to address the issue of qualified immunity. However, as discussed infra, the Court has considered the defense of qualified immunity and determined that, even if Plaintiff could demonstrate a violation of her First Amendment — Freedom of Speech rights, Defendant is entitled to qualified immunity on that claim in his individual capacity.
Qualified immunity does not protect governmental entities, but can shield a governmental official from individual capacity liability. Everson v. Leis,
To evaluate a claim of qualified immunity, courts apply a two-prong test. Saucier v. Katz,
Plaintiff has not satisfied her burden of establishing that Defendant is not entitled to qualified immunity. Doc. 20, p. 6. First, as discussed supra, Plaintiff cannot demonstrate that Defendant violated her First Amendment — Freedom of Speech rights. Second, even if Plaintiff were able to establish a violation of her First Amendment — Freedom of Speech rights, she has presented no argument that would allow the Court to conclude that Defendant’s conduct violated a right that was clearly established at the time in question. As discussed, the Sixth Circuit on more than one occasion and the Southern District of Ohio in at least one case have concluded that an assistant county prosecutor was not entitled to First Amendment protection. Even if Plaintiff had succeeded in convincing the Court that Defendant is not entitled to judgment on the pleadings because those cases are distinguishable or the law in the Sixth Circuit was not clearly developed on the issue, Defendant would be entitled to qualified immunity by virtue of the fact that the law was not fully developed. See Harlow,
IV. Conclusion
For the foregoing reasons, the undersigned recommends that Defendant’s Partial Motion for Judgment on the Pleadings (Doc. 14) be GRANTED.
August 16, 2012
Notes
. The complaint also alleges that defendant's conduct violated plaintiff's equal protection rights guaranteed by the Fourteenth Amendment (Count II) and constituted sex discrimination in violation of state law (Count III), on the grounds that male employees purportedly made similar comments but were not disciplined by defendant and because defendant purportedly paid his female employees less than comparable male employees. Defendant's present motion did not seek judgment on these claims.
. The magistrate judge also relied upon a purported acknowledgment by plaintiff that she performed as defendant’s alter ego when she stated in her memo that the county had saved "tens of thousands of dollars on [her] watch.” (Doc. No. 29 at 177 (quoting Doc. 14-3).) Whether or not plaintiff actually performed in defendant's stead, however, is irrelevant to the policy-making/confidential employee inquiry. The "relevant focus of analysis is the inherent duties of the position in question, not the work actually performed by the person who happens to occupy the office!.]” Monks,
. Plaintiff also implies that the Court cannot rely on Simasko because the issue on appeal in that case was qualified immunity. She contends that, since she intends to file a stipulation of dismissal as to her claims against defendant in his individual capacity, any immunity issues are moot. Irrespective of the procedural posture of Simasko, however, the legal issues therein are identical to the ones the Court faces in this case. As the court recognized in Simasko, the first step for the courts in any qualified immunity analysis is determining whether, based upon the applicable law, the facts viewed in light most favorable to plaintiff show that a constitutional violation has occurred.” Simasko v. Cnty. of St. Clair,
. Counts II and III are not at issue on this Motion. Count II is titled "Fourteenth Amendment — Equal Protection" and Count III is titled "Ohio Sex Discrimination.”
. Defendant filed the Motion on March 30, 2012. Doc. 14. On June 4, 2012, Plaintiff filed a Brief in Opposition. Doc. 20. On June 18, 2012, Defendant filed a Reply Memorandum in Support of the Motion. Doc. 21.
. Marsilio sued Vigluicci in both his official and individual capacities. Doc. 1.
. The facts recited herein are taken from the Complaint and from documents referred to in the Complaint, copies of which Defendant and Plaintiff have attached to their Briefs filed in connection with the Motion for Judgment on the Pleadings. In ruling on a motion to dismiss, a court may consider: (1) documents attached to, incorporated by, or referred to in the pleadings; (2) documents attached to the motion to dismiss that are referred to in the complaint and are central to the plaintiff's allegations, even if not explicitly incorporated by reference; (3) public records; and (4) matters of which the court may take judicial notice. Rondigo, L.L.C. v. Township of Richmond,
. Kevin Poland was an attorney and elected public official. Doc. 14-4, Doc. 20-1.
. It appears that Plaintiff may have acquiesced in Defendant's directive to cease circulation of the proposed advertisement but refused to apologize to her opponent in the judicial race. Doc. 14-3, Doc. 20-2.
. In her Complaint, Plaintiff does not specifically allege that her refusal to apologize constitutes protected speech. Doc. 1.
. Defendant’s motion is resolved favorably to Defendant based on the Court’s review and analysis of the first of the three prong of the three part test for establishing a prima facie case of a First Amendment retaliation claim. Accordingly, it is not necessary for the Court to consider the second and third prongs.
. If a court determines that the employee’s free speech interests outweigh the governmental interests, then the court must determine whether the First Amendment violation was a substantial or motivating factor in the employee’s termination and, if it was, whether the employer can demonstrate that the employee would have been terminated if it were not for the speech. Dambrot,
. However, because Branti did not involve a prosecutor or assistant prosecutor, the Court noted that it expressed no opinion as to whether a deputy prosecutor could be dismissed on grounds of political party affiliation or loyalty. Branti,
. O.R.C. § 309.06(A) states, in pertinent part:
The prosecuting attorney may appoint any assistants ... who are necessary for the proper performance of the duties of his office and fix their compensation, not to exceed, in the aggregate, the amount fixed by the judges of the court of common pleas....
. The 2011 Ohio Attorney General Opinion addressed whether "an assistant prosecuting attorney may serve simultaneously as a member of the board of education of a city school district located within the county in which he is employed as an assistant prosecuting attorney.” Ohio Attorney General Opinion 2011— 041.
.Defendant also relies on another statute, O.R.C. § 124.11(A), which provides in pertinent part that assistants to county prosecuting attorneys are in the unclassified service. Plaintiff argues that the Defendant's reliance on that statute is misplaced because whether she was a member of the classified service is not a fact before the Court. Doc. 20, p. 11. The Court will not address O.R.C. § 124.11(A)