DONNA E. MARSHALL et al., Plaintiffs and Appellants, v. LINDA S. MCMAHON, as Director, etc., et al., Defendants and Respondents.
No. D015184
Fourth Dist., Div. One.
Aug. 25, 1993.
17 Cal.App.4th 1841
Charles Wolfinger for Plaintiffs and Appellants.
Marilyn Holle and Sande Pond as Amici Curiae on behalf of Plaintiffs and Appellants.
Daniel E. Lungren, Attorney General, Robert L. Mukai, Chief Assistant Attorney General, Charlton G. Holland III, Assistant Attorney General,
OPINION
FROEHLICH, J.----Applicants and recipients (applicants) of “in-home supportive services” under
The court found the regulation limiting protective supervision to “non self-directing” or otherwise mentally infirm persons is reasonable and consistent with the goal of in-home support services to prevent inappropriate institutionalization of aged, blind, and disabled persons. The court further found the regulation does not deny services solely on the basis of handicap and does not violate equal protection because the two classes of applicants have different needs. We agree and affirm the judgment.
THE LEGISLATIVE SCHEME
In 1973 the Legislature enacted the In-Home Supportive Services (IHSS) program to enable aged, blind or disabled poor persons to avoid institutionalization by remaining in their homes with proper supportive services.2 (
Under the statutory scheme, the Department is charged with administering the IHSS program in compliance with state and federal laws. (
The Department established the current protective services regulations in 1979. The regulations provide in part:
“30-757 PROGRAM CONTENT
.1 Only those services specified below shall be authorized through IHSS.
“ . . . . . . . . . . . . . . . . . . . . . . .
“.17 Protective supervision consisting of observing recipient behavior in order to safeguard the recipient against injury, hazard, or accident.
“.171 This service is available for monitoring the behavior of non self-directing confused, mentally impaired, or mentally ill persons, with the following exceptions:
“(a) Protective supervision does not include friendly visiting or other social activities.
“(b) Supervision is not available when the need is caused by a medical condition and the form of the supervision required is medical.
“(c) Supervision is not available in anticipation of a medical emergency.
“(d) Supervision is not available to prevent or control anti-social or aggressive recipient behavior.” (MPP subd. 30-757.)
A county‘s determination of services to be provided is reviewable by hearing before the state Department at the recipient‘s or provider‘s request. (
FACTUAL AND PROCEDURAL BACKGROUND
Ninety-four-year-old Donna Marshall3 applied for IHSS in 1987. The county4 authorized 104.10 hours of services per month based on Marshall‘s “general weakness due to old age, urinary incontinence and deafness.” Authorized services included meal preparation, laundry, shopping, transportation and “non-medical personal services” consisting of bathing, grooming, dressing, ambulation, hygiene, etc. Marshall‘s request for 24-hour protective supervision was denied on the basis she was alert and not mentally impaired. The Department noted protective supervision was not available in anticipation of a medical emergency.
After unsuccessful administrative review, Marshall filed this action along with her “IHSS provider” son Gary Marshall and the Welfare Rights Organization of San Diego, Inc. The court certified the suit as a class action on behalf of all applicants, recipients and their providers who have been denied protective supervision services solely because their need arises from a physical impairment. On stipulated facts, the court upheld the regulation as consistent with the statutory scheme on June 19, 1991. This appeal followed.
DISCUSSION
In order to determine whether the applicants are properly or improperly denied protective supervision, we must understand what the service is in practical terms. The regulations describe protective supervision as “observing recipient behavior in order to safeguard the recipient against injury, hazard, or accident.” That description appears to be incomplete, however, because the person providing the care must necessarily be in a position to intervene in some manner to prevent harm when the disabled person engages in potentially dangerous conduct.
The applicants refer to protective supervision as a generalized “monitoring.” The Department defines protective supervision as filling the void of what persons cannot do: “observe their own behavior.” The Department gives examples of the mentally impaired who are inherently incapable of understanding certain dangers, such as playing with matches, immersing electrical appliances in water, or wandering away from home. The court concluded protective supervision is “the unskilled observation of non self-directing or otherwise mentally impaired persons who cannot observe their
The applicants contend persons with certain physical impairments, such as breathing problems or frequent strokes, also require continuous care and should be given protective supervision to live safely at home. They attack the Department‘s regulation prohibiting protective supervision for physically impaired recipients on three grounds, as follows:
Statutory Challenge
The applicants first claim there is no statutory basis for distinguishing between the needs of the physically and mentally impaired in the context of protective supervision. They argue regulation MPP section 30-757.171 is inconsistent with IHSS statutes basing services on individual need regardless of the type of impairment, it conflicts with IHSS legislative history, and it undermines IHSS goals. The applicants argue the absence of any statutory language differentiating between physical and mental impairments prohibits the Department from making such a distinction.
The Department responds by contending that physically impaired persons do not need protective supervision because they are capable of observing their own behavior and surroundings and their physical needs are met by the other types of services. Both parties agree that the eligibility test for a particular in-home service is that the person be “unable to perform the services” for himself.
Where a statute empowers an administrative agency to adopt regulations, such regulations “must be consistent, not in conflict with the statute, and reasonably necessary to effectuate its purpose.” (Mooney v. Pickett (1971) 4 Cal.3d 669, 679 [94 Cal.Rptr. 279, 483 P.2d 1231];
“Administrative regulations that alter or amend the statute or enlarge or impair its scope are void and courts not only may, but it is their obligation to strike down such regulations.” (Morris v. Williams (1967) 67 Cal.2d 733, 748 [63 Cal.Rptr. 689, 433 P.2d 697].) On review, the burden of proof is on the party challenging the regulation, because the administrative agency‘s action comes before the court with a presumption of correctness and regularity. (Credit Ins. Gen. Agents Assn. v. Payne (1976) 16 Cal.3d 651, 657 [128 Cal.Rptr. 881, 547 P.2d 993].)
Here, the Legislature did not define “protective supervision” or any other enumerated service in section 12300, with the exception of “paramedical services” as defined in section 12300.1.5 “[T]he absence of any specific [statutory] provisions regarding the regulation of [an issue] does not mean that such a regulation exceeds statutory authority. . . .’ [Citations.] The [agency] is authorized to ‘fill up the details’ of the statutory scheme. [Citation.]” (Ford Dealers Assn. v. Department of Motor Vehicles, supra, 32 Cal.3d 347, 362.) By necessity the Department had to set perimeters for this and other services in order to fulfill its mandate and oversee uniform application by the counties.
Since 1979 the Department has had limited eligibility for protective supervision on “non self-directing, mentally ill or mentally infirm” persons irrespective of other infirmities. The Department asserts the restriction is logical because the physical needs of the recipient are met by the other services and protective supervision will not prevent a medical emergency. We agree. As the trial court correctly noted, not all persons who are aged, blind or disabled can be maintained at home with unskilled IHSS services. Some will require skilled nursing or institutionalization. From a practical viewpoint, the Department cannot provide all services for every need of every aged, blind or disabled person to enable that person to remain at home.
The Department points out the Legislature has twice failed to pass bills introduced in 1988 and 1989 to define “protective supervision” and extend it to persons on various types of life-support equipment.6 Although many factors may come into play in the failure of a particular bill, the Legislature was made aware of the manner in which the Department has implemented protective supervision and, for whatever reason, left it in place. This could permit the inference that the Legislature views the in-place regulations as consistent with its mandate.7 We conclude the regulations are consistent with the statutory scheme to provide uniform homemaker-type services to prevent inappropriate institutionalization.8
Federal Rehabilitation Act
The applicants next contend the protective supervision regulations violate disability discrimination provisions in section 504 of the federal Rehabilitation Act of 1973 (
Claims of discriminatory motive and disparate-impact discrimination may be brought under the Rehabilitation Act. (Alexander v. Choate (1985) 469 U.S. 287, 309 [83 L.Ed.2d 661, 677, 105 S.Ct. 712].) The person alleging discrimination has the initial burden of establishing a prima facie case that he is “otherwise qualified” to participate in the federally funded program. (Norcross v. Sneed (8th Cir. 1985) 755 F.2d 113, 117.)
The Rehabilitation Act provides in part: “No otherwise qualified handicapped individual in the United States, as defined in section 706(8)9 of this title, shall, solely by reason of her or his disability, be excluded from the participation in, be denied the benefits of, or be subjected to discrimination under any program or activity receiving Federal financial assistance....” (
Equal Protection of the Laws
Finally, the applicants contend the protective supervision regulations violate the equal protection clause of article I, section 7 of the California Constitution and the Fourteenth Amendment to the United States Constitution because the regulations create a “physical-mental impairment classification that has no permissible legislative purpose.”
for one particular condition where the physician determines the treatment is necessary. The recent amendments have yet to be implemented and do not facially alter the scope of protective supervision. As noted above, the applicants are denied protective supervision not because of a particular condition, but because they have not established a need for the service.
Here, IHSS provides services based on individual need. The basis for denying protective supervision to mentally alert, self-directing applicants bears a rational relationship to the purpose of the program--to prevent inappropriate institutionalization--because the alert applicant has the cognitive ability to understand everyday hazards. The class of applicants here is not similarly situated to those persons unable to “self-direct” their living activities. This is not the situation presented in Miller v. Woods, supra, 148 Cal.App.3d 862, 881, where persons seeking in-home services had identical needs requiring identical care, but the Department‘s regulations denied protective supervision if the person had an adult living in the same household. Here the class of applicants is not similarly situated to those persons unable to self-direct their living activities.
Applicants strenuously argue that it is arbitrary to deny 24-hour “protective supervision” to individuals whose disability is physical when such protection is afforded to similarly disabled people whose disability can be characterized as mental. Persons unable to anticipate a life-threatening event, such as a stroke, seizure or heart attack, should receive uniform protection regardless of the source of the disability. This argument overlooks two facets of the services we find important.
The first is that, as reviewed above, the in-home supportive service program is not designed to provide a full range of services to disabled people
We find nothing in the federal Americans with Disabilities Act (
The official analysis of the federal regulations adopted to implement the act supports this conclusion.11 As set forth therein: “Because coverage under this part is not limited to federally assisted programs, paragraph (c) has been
Our second approach to this argument focuses on the program regulations and their apparent administration. As set forth above in detail, the regulations provide for protective supervision for people who are “non self-directing, confused, mentally impaired, or mentally ill.” Literally, therefore, a person who is “non self-directing” because of a physical rather than a mental ailment (assuming this is practically possible, as amici assert) is eligible for protective supervision. In other words, the regulations do not, as applicants and amici contend, draw a bright line between those who are physically and those who are mentally incapacitated. The line is drawn between those who have the practical capacity to know when they are in trouble and those who do not. Counsel from the Attorney General‘s office earnestly represented to the court, both at oral argument and in post-argument briefing, that the administration of the IHSS program does not flatly exclude individuals whose disability is, for some medical or technical reason, described as physical rather than mental. If a person for any reason is “non self-directing,” that person is eligible for protective services.
To conclude: We find that it does not violate state law, federal law or constitutional law to provide a limited range of services to disabled people; that it is permissible to limit the in-home supportive service denoted as “protective supervision” to only those disabled people who are so unaware of their being and conduct as to require nonmedical oversight, akin to baby-sitting; and that even though similar constant watchfulness of alert but otherwise endangered disabled people might be beneficial, the state is not constitutionally required to provide it.
DISPOSITION
The judgment is affirmed.
Todd, J., concurred.
The challenged Department of Social Services (DSS) regulation singles out one of the enumerated support services, “protective supervision,” and denies it to anyone other than persons with a mental disability. Having defined protective supervision as “monitoring behavior,” DSS suggests that concept can be further defined as providing the cognitive behavior control which certain mentally impaired persons lack. Analogizing it to other IHSS support services, DSS points out that persons without yards obviously do not need “yard hazard abatement” and persons without a prosthesis clearly do not require “[c]are and assistance with prosthetic devices.” (
DSS does not assert that it is only mentally disabled persons “who cannot remain safely in their homes” unless protective supervision is provided. Plaintiffs identify various categories of individuals whose physical disabilities create risks (e.g., falls, choking, strokes, seizures) which require virtually 24-hour monitoring. While conceding these risks exist, DSS contends they are properly characterized as potential medical emergencies. Protective supervision, it argues, can be provided only for persons “who are unable to perform the services themselves.” (
DSS‘s argument fails to appreciate the conjunctive nature of the statutory requirements. Services under the IHSS program are available only to persons
The majority opinion recognizes that interpretive regulations must be “consistent and not in conflict with the statute and reasonably necessary to effectuate [its] purpose. . . .” (
A petition for a rehearing was denied September 15, 1993, and appellants’ petition for review by the Supreme Court was denied November 17, 1993. Mosk, J., and Kennard, J., were of the opinion that the petition should be granted.
