Marshall v. GordonMarshall v. Gordon
delivered the opinion of the court.
These are the facts: A member of the House of Representatives on the floor charged the appellant, who was the
“We conclude and find that the aforesaid letter written and published by said H. Snowden Marshall to Hon. C. C. Carlin,' chairman of the subcommittee of the Judiciary Committee of the House of Representatives, on March 4,. 1916 . . . , is as a whole and in several of the separate sentences defamatory and insulting and tends to bring the House into public contempt and ridicule,, and that the said H. Snowden Marshall, by writing and publishing the same, is guilty of contempt of the House of Representatives of the United States because of the violation of its privileges, its honor and its dignity.”
Upon the adoption of this report under the authority of the House a. formаl warrant for arrest was issued and its execution by the Sergeant-at-Arms in New York was followed by an application for discharge on habeas corpus and the correctness of the judgment of the court below refusing the same is the matter before us on this direct appeal.
Whether the House had power under the Constitution to deal with the conduct of the district attorney in writing the letter as a contempt of its authority and to inflict punishment upon the writer for such contempt as a matter of legislative power, that is, without subjecting him to the
.Undoubtedly what went before the adoption of the Constitution may be resorted to for the purpose of throwing light on its provisions. Certain is it that authority was possessed by the House of Commons in England to punish for contempt directly, that is, without the .intervеntion of courts, and that such power included a variety of acts and many forms of punishment including the right to fix a prolonged term of imprisonment. Indubitable also is it, however, that this power rested upon an assumed blending of legislative and judicial authority possessed by the Parliament when .the Lords and Commons were one and continued to operate after the division of the Parliament into two houses either because the interblended power was thought to continue to reside in the Commons, or by the force of routine the mere reminiscence of the commingled powers led to a continued exercise of the wide authority as to contempt formerly existing long after the foundation of judicial-legislative power upon which it rested had ceased to exist. That this exercise of the right of legislative-judicial power to exert the authority sthted prevailed in England at the time of the adoption of- the Constitution and for some time after has been so often recognized by the decided cases relied upon and by decisions of this court, some of which are in the
Clear also is it, however, that in the state governments prior to the formation of the Constitution the incompatibility of the intermixture of the legislative and judicial power was recognized and the duty of separating the two was felt, as was manifested by provisions contained in some of the state constitutions enacted priоr to the adoption of the Constitution of the United States, as illustrated by the following articles in the constitutions of Maryland and Massachusetts.
“That the House of Delgates may punish, by imprisonment, any person who shall be guilty of a contempt in their view, by any disorderly or riotous behavior, or by threats to, or abuse of their members, or by any obstruction to their proceedings. They may also punish, by imprisonment, any person who shall be guilty of a breach of privilege, by arresting on civil process, or by assaulting any of their members, during their sitting, or on their way to, or return from the House of Delegates, or by any assault-of, or obstruction to their officers, in the execution of any order or process, or by assaulting or obstructing any witness, or any other person, attending on, or on their way to or from the House, or by rescuing any person committed by the House: and the Senate may exercise the same power, in similar cases.” Constitution of Maryland, 1776, Article XII.
“They [the house of representatives] shall have authority to punish by imprisonment every person, not a member, who shall be guilty of disrespect to the house, by any disorderly or contemptuous behavior in its presence; or who, in the town where the general court is sitting, and during the time of its sitting, shall threaten harm to the
“And no member of the house of representatives shall be arrested, or held to bail on mesne process, during his going unto, returning from, or his attending the general assembly.
“The senate shall have the samé powers in the like cases; and the governor and council shall have the same authority to punish in like cases: Provided, That no imprisonment, on the warrant or order of the governor, council, senate, or house of representatives, for either of the above-described offences, be for a 'term exceeding thirty days.” Constitution of Massachusetts, 1780, part second, chapter 1, § 3, Articles X and XI.
The similarity of the provisions points to the identity of the evil which they were intended to reach. Clearly they operate to destroy the admixture of judicial and legislative power as prevailing in the House of Commons since the provisions in both the state constitutions and the limitations accompanying them are wholly incompatible with judicial authority. Moreover, as under state constitutions all governmental power not denied is possessed, the provisions were clearly not intended to give legislative power as such, for full legislative power to deal with the enumerated acts as criminal offenses and provide for their punishment accordingly already obtained. The objеct, therefore, of the provisions could only have been to recognize the right of the legislative power to deal with the particular acts without reference to their violation of the criminal law and their susceptibility of being punished under that law because of the necessity of such ^ legislative authority to prevent or punish the acts independently
How dominant these views were can be measured by the fact that in various other States almost contemporaneously with the adoption of the Constitution similar provisions were written into their constitutions and cоntinued to be adopted until it is true to say that they became if not universal, certainly largely predominant in the States. 1
No power was expressly conferred by the Constitution of the United States on the subject except that given to the House to deal with contempt committed by its own members. Article I, § 5. As the rule concerning the Constitution of the United States is that powers not delegated were reserved to the people or the States, it follows that no other express authority to deal with contempt can be conceived of. It comes then to this, was such an authority implied from the powers granted? As it is unthinkable that in any case from a power expressly granted there can be implied the authority to destroy the grant made, and as the possession by Congress of the commingled legislative-judicial authority as to contempts which was exerted .in the House of Commons woúld be absolutely destructive of the distinction between legislative, executive and judicial- authority which is interwoven in the very fabric of the Constitution and would disregard express limitations therein, it must follow that there is no ground whatever for assuming that any implication as to such a power may be deduced from any grant of authority made to Congress by the Constitution. This conclusion has long since been
The rule of constitutional interpretation announced in
McCulloch
v.
Maryland,
Thus in
Anderson
v.
Dunn, supra,
which was an action for false imprisonment, against the Sergeant-аt-Arms of the House for having executed a warrant for arrest issued by that" body in a contempt proceeding, after holding as we have already said, that the power possessed by the House of Comjnons was incompatible with the Constitution and could; not be exerted' by the House, it was yet explicitly decided that from the power to legislate given by the Constitution to Congress there was to be implied the right of Congress to preserve itself, that is, to deal by way of contempt with direct obstructions to its legislative duties. In
Kilbourn
v.
Thompson, supra,
which was also a case of false imprisonment for arrest under a warrant issued by order of the House in a contempt proceeding, although the want of right of the House of Represеntatives to exert the judicial-legislative power possessed by the House of Commons was expressly reiterated, the question was reserved as to the right to imply an authority in the House of Representatives to deal with contempt as to a
And light is thrown upon the right to imply legislative power to deal directly by way of contempt without criminal prosecution with acts the prevention of which is necessary to preserve legislative authority, by the decision of the Privy Council in
Kielley
v.
Carson,
4 Moo. P. C. 63, which was fully stated in
Kilbourn
v.
Thompson, supra,
but which we again state. The case was this: Kielley was adjudged by the House of Assembly of Newfoundland
The opinion on reversal was written by Parké, B., who said:
“The main question raised .by the pleadings, . . . was whether the House of Assembly had the power to arrest and bring before them, with a view to punishment, a person charged by one of its Members with having used insolent language to him out of the doors of the House, in reference to his conduct as a Member of the Assembly-in other words, whether the House had the power, such as is possessed by both Houses of Parliament in England, to adjudicate upon a complaint of contempt or breach of privilege.”
After pointing out that the power was not expressly granted to the local legislature by the Crown, it was said the question was “whether by law, the power of committing for a contempt, not in the presence of the Assembly, is incident to every local Legislature.”
“The Statúte Law on this subject being silent, the
“Their Lordships see no reason to think, that in the principle of the Common Law^any other powers are given them, than such as are necessary to the existence of such a body, and the proper exercise of the functions which it is intended to execute. These powers are granted by the very act of its establishment, an act which on both sides, it is admitted, it was cоmpetent for the Crown to perform. This is the principle which governs all legal incidents.” And after quoting the aphorism of the Roman law to the .effect that the conferring of a given power carried with it by implication the right to do those things which were necessary to the carrying out of the power given, the opinion proceeded: “In conformity to this principle we feel no doubt that such an Assembly has the right of protecting itself from all impediments to the due course of its proceeding. To the full extent of every measure which it may be really necessary to adopt, tó secure the free exercise of their Legislative functions, they are justified in acting by the principle of thé Common Law. But the power of punishing any one for past misconduct as a contempt of its authority, and adjudicating upon the fact of such contempt, and the measure of punishment as a judicial body, irresponsible to the party accused, whatever the real facts may be, is of a very different character, and by no means essentially necessary for the exercise of its functions by a local Legislature, whether representative or not, All these functions may be well performed without this extraordinary power, and with the aid of the ordinary tribunals to investigate and punish contemptuous insults and interruptions.”
There can be no doubt that the ruling in the case just stated upheld the existence of the implied рower to punish for contempt as distinct from legislative authority and yet flowing from it. It thus becomes apparent that from a
What does this implied power embrace? is thus the question. In answering, it must be borne in mind that thé power rests simply upon the implication that the right has been given to do that which is essential to the execution of some other and substantive authority expressly conferred. The power is„ therefore but a force implied to bring into existence the conditions to which constitutional limitations apply. It is a means to an end and not the end itsеlf.. Hence it rests solely upon the right of self-preservation to enable the public powers given to be exerted.
These principles are plainly the result of what was decided in
Anderson
v.
Dunn, supra,
since in that case in answering the question what was the rule by which the extent of the implied power .of legislative assemblies to deal with contempt was controlled, it was declared to be
“the least possible power adequate to the end proposed,”
(
Without undertakiñg to inclusively mention the subjects' embraced in the implied power, we think from the very nature of that power it is clear that it does not embrace punishment for contempt as punishment, since it rests only upon the right of self-preservation, that is, the right to prevent acts which in and of themselves inherently obstruct or prevent the discharge of legislative duty or. the refusal to do that which there is an inherent legislative power to. compel in order that legislаtive functions may be performed. And the essential nature of the power also makes clear the cogency and application of the two limitations which were expressly pointed out in
Anderson
v.
Dunn, supra,
that is, that the power even when applied' to subjects which justified its exercise is limited to imprisonment and such imprisonment may not be extended beyond the session of the body in which the contempt occurred. Not only the adjudged cases but congressional action in enacting legislation as well as in exerting the implied power conclusively sustain the views just stated. Take for instance the statute referred to in
In re Chapman
where, not at all interfering with the implied congressional power, to deal with the refusаl to give testimony in a matter where there was a right to exact it, the substantive power had been exerted to make such refusal a crime, the two being distinct the one from the other. So also when the difference between the judicial and. legislative powers are considered and the divergent elements which in the nature of things enter into the determination of
It rеmains only to consider whether the acts which were dealt with in the case in hand were of such a character as to bring them within the implied power to deal with contempt, that is, the accessory power possessed to prevent the right to exert the powers given from being obstructed and virtually destroyed. That they were not, would seem to be demonstrated by the fact that the contentions relied upon in the elaborate arguments at bar to sustain the authority were principally rested not upon such assumption, but upon the application and controlling force of the rule governing in the House of Commons. But aside from this, coming to test the question by a consideration of the conсlusion upon which the contempt proceedings were based as expressed in the report of the select committee which we have previously quoted and the action of the House of Representatives based on it, there is room only for the conclusion that the contempt was deemed to result from the writing of the letter not because of any obstruction to the performance of legis
The conclusions which we have stated bring about a concordant operation of all the powers of the legislative and judicial departments of the Government, express or implied, as contemplated by the Constitution. And as this is considered; the reverent thought.may not be repressed that the result is due to the wise foresight of the fathers manifested in state constitutions even before the adoption of the Constitution of the United States by which they substituted for the intermingling of the legislative and judicial power to deal with contempt as it existed in the House of Commons a system permitting the dealing with that subject in such a way as to prevent the obstruction of the legislative powers granted and secure their free exertion and yet at the same time not substantially interfere with the great guarantees and limitations con
It is suggested in argument that whatever be the general rule, it is here not applicable because the House was considering and its committee contemplating impeachment proceedings. The argument is irrelevant because we are of opinion that the premise upon which it rests is unfounded. But indulging in the assumption to the contrary we think it is wholly without merit as we see no reason for holding that if the situation suggested be assumed it authorized a disregard of the plain purposes and objects of the Constitution as we have stated them. Besides it must be apparent that the suggestion could not be accepted without the conclusion that under the hypothesis stated the implied power to deal with contempt as ancillary to the legislative power had been transformed into judicial authority and become subject to all the restrictions and limitations imposed by the Constitution upon that authority, — a conclusion which would frustrate and destroy the very purpose which the proposition is advanced to accomplish and would create a worse evil than that which the wisdom of the fathers corrected before the Constitution of the United States was adopted. How can this be escaped, since it is manifest that if the argument were to be sustained those things which, as pointed out in
In re Chapman, supra,
were distinct and did not therefore the one frustrate the other — the implied legislative authority to compel the giving of testimony and the right criminally to punish for failure to do so— would become one and the same and the exercise of one would therefore be the exertion of, and the exhаusting of the right to resort to, the other. Again, accepting the proposition, by what process of reasoning.could the
It follows from what we have said that the court below erred in refusing to grant the writ of habeas corpus and its action must be and it is, therefore reversed, and the case remanded with directions to discharge the relator from custody.
And it is so ordered.
Notes
Brass Crosby’s Case,
3 Wils. 188;
Burdett
v.
Abbot,
14 East, 1;
Stockdale
v.
Hansard,
9 Ad. & El. 1;
Anderson
v.
Dunn,
1790, South Carolina, Article I, § 13; 1792, New Hampshire, Part seсond, §§ 22 and 23; 1796, Tennessee, Article I, § 11; 1798, Georgia, Article I, § 13; 1802, Ohio, Article I, § 14; 1816, Indiana, Article III, § 14; 1817, Mississippi, Article III, § 20; 1818, Illinois, Article II, § 13; 1820, Maine, Article IV, Part third, § 6; 1820, Missouri, Article III, f 19.
1795, attempt to bribe members of the House; 1800, publication of criticism of the Senate; 1809, assault on a member of the House; 1818, attempt to bribe a member of the House; 1828, assault on the Secretary to the President in the Capitol; 1832, assault bn a member of the House; 1835, assault on a member of the House; 1842, contumacious witness; 1857, contumacious witness; 1858, contumacious witness; 1859,' contumacious witness; 1865, assault on a member of the House; 1866, assault on a clerk of a committee of the House; 1870, assault on a member of the House; 1871, contumacious witness; 1874, contumacious witness; 1876, contumacioüs witness; 1894, contumacious witness; 1913. assault on a member of the House.