Lead Opinion
OPINION ON APPELLANT’S PETITION FOR DISCRETIONARY REVIEW
Appellant was convicted of indecency with a child. Tex.Penal Code Ann. § 21.11 (1989). The Court of Appeals affirmed his conviction. Marquez v. State,
I.
The trial court’s docket sheet reflects that appellant’s case was set for jury trial six times between April and June of 1993. Eventually, the case was set for a trial before the court on June 28, 1993. On June 28, appellant formally waived his right to jury trial on a plea of not guilty. The court set the matter for trial before the court to be held on July 1,1993.
On the morning of July 1, the court swore in an interpreter and the State announced ready for trial. At this point, the following exchange took place:
[Appellant’s counsel:] Your Honor, for greater purposes we realize that we have filed a request to have this case tried before the court, but just a little while ago my client informed me that he wishes to retract that and have a jury trial in this matter.
[The Court:] He’s waived a jury triаl, so if he’s not ready for this case, then it’s too late now to change.
[Appellant’s counsel:] Okay.
Immediately following the denial of the request and resolution of a few minor matters, the trial began. The State called eleven witnesses, including the seven year old victim, and rested on the same day that trial began.
On appeal, appellant claimed he was denied his right to a jury trial under the state and federal constitutions “after his attorney notified the court that appellant wished to withdraw his waiver of jury trial prior to the commencement of trial.” In affirming appellant’s conviction, the Court of Appeаls held that the request by a defendant to withdraw a jury waiver is “addressed to the discretion of the trial court.” Marquez,
While both parties urge adoption of an “abuse of discretion” standard, appellant advocates application of the standard in light of a presumption in favor of granting the withdrawal, while the State essentially seeks a presumption against granting the withdrawal. Appellant contends that a defendant should be entitled to withdraw his jury waiv
II.
Thе Texas Constitution provides that “[t]he right of trial by jury shall remain inviolate.” Tex. Const, art. 1, § 15; see also Tex.Code Crim.Proc.Ann. art. 1.12. The United States Constitution also protects the right to trial by jury. U.S. Const, amend. VI (“In all criminal prosecutions, the accused shall enjoy the right to a speedy and public trial, by an impartial jury.”). Further, a jury trial is “fundamental to the American scheme of justice ...” Duncan v. Louisiana,
While article 1.13 provides for the method by which a jury may be waived, it does not prоvide for the undoing of such waiver. Further, this Court has never addressed the question of whether a defendant can withdraw a validly executed jury waiver. Accordingly, both parties point to other jurisdictions that have addressed the issue.
The approaches taken by other jurisdictions are diverse. Ohio and Pennsylvania have conferred on the defendant, by statute or procedural rule, an absolute right to withdraw a jury waiver before trial. Pa. R.Crim.P. 1102(b). Commonwealth v. Wright,
While the authorities overwhelmingly agree that it is within the trial court’s discrеtion to allow withdrawal of a jury waiver, the authorities disagree over the nature of that discretion and how it should be exercised. Alabama and Oklahoma have concluded that a trial court does not err in refusing to permit the withdrawal of a jury waiver so long as the waiver had been executed voluntarily, knowingly, and intelligently — implying that the trial court’s discretion is absolute once a valid waiver has been made. Day v. State,
But, the more common trend is to afford the defendant relief so long as other participants are not adversely affected:
[A] limitation is placed upon the exercise of discretion by the trial court by the rule therein recognized that if an accused’s application for withdrawal of waiver of jury trial is made in due season, so'as not to substantially delay or impede the cause of justice, the trial court should allow the waiver to be withdrawn.
Annotation, Withdrawal of Waiver of Right to Jury Trial in Criminal Case,
Some courts have pointed to the sanctity of the right to trial by jury in applying this prevailing abuse of discretion standard. As explained by one state court:
Certainly, when dealing with a right sо fundamental as to be characterized by our Constitution as one which should “remain inviolate,” the court should only deny the privilege thus accorded a defendant charged with crime to a trial by his peers where some adverse consequence will flow from his change of mind.
Melton,
We are convinced that when an accused validly waives trial by jury, a subsequent request by the accused to withdraw the jury waiver is addressed to the discretion of the trial court. The Court of Appeals did not err in so finding. Moreover, we agree
The remaining questions are who has the burden of proof concerning good faith and adverse consequences, and how should an appellate court rule when the record is silent. As to the burden to show adverse consequences, the authorities that address the issue appear to conflict. Several jurisdictions have held that the State must shoulder the burden of showing prejudice, delay of the case, impedance of justice, or inconvenience to witnesses on the theory that a trial court should liberally exercise in the defendant’s favor its discretion to grant a jury trial. Cain v. State,
We agree with the latter approach. We have generally held, even for constitutional claims, that the party seeking to change the status quo bears the burden of showing facts entitling him to relief. A party offering evidence bears the burden of show
While a defendant begins with an absolute right to a jury trial, once that right has been waived, the defendant who seeks to withdraw that waiver occuрies the position of a party seeking to change the status quo. The substantive standard permitting a defendant to obtain relief is the absence of adverse consequences to granting the withdrawal. Logically, the defendant has the burden of showing that he meets the standard.
The control of the business of the court is vested in the sound discretion of the trial judge. See Wheatfall v. State,
III.
In the present case, appellant sought to withdraw his jury waiver at the very moment his trial was to begin. The State had announced ready and an interpreter had been sworn. Appellant failed to claim or demonstrate that, in spite of the untimeliness of the request, granting the withdrawal would not prejudice the State, inconvenience the witnesses, and interfere with the orderly administration of the court. Under these circumstances, the trial court was well within his discretion in refusing to allow appellant to withdraw his jury waiver.
The judgment of the Court of Appeals is affirmed.
Notes
. The Court of Appeals originally overruled appellant’s points of error on the ground that they were not preserved for review. Marquez v. State, No. 03-93-458-CR (Tex.App.—Austin Feb. 2, 1994) (unpublished opinion). On petition for discretionary review, this Court held that the points were properly preserved and remanded the cause for further proceedings. Marquez v. State, No. 266-94 (Tex.Crim.App. May 18, 1994) (unpublished opinion).
. The Sixth Circuit seems to reach a similar conclusion with regard to federal constitutional law. Sinistaj v. Burt,
. Several intermediate courts hаve adopted this prevailing view in apparent conflict with the highest courts of their states. People v. Melton,
.In his concurring opinion, Judge Meyers contends that, once the right to jury trial is waived, the right no longer exists. That сonclusion begs the question about the nature of the right to a jury trial. There are clearly some rights that may be reinvoked after waiver. For instance, an accused may reassert his right to silence in the face of custodial interrogation even if he has previously waived that right. Obviously, there are limitations to such a reassertion: the accused cannot “take back” a confession already given. But, police officers could not continue to interrogate an accused on the theory that, having waived his right to remain silent, it no longer exists. The right to remain silent by its nature contаins the right to reassert silence even after waiver. The right to counsel at trial may also be reasserted after waiver. United States v. Taylor,
. Also placing the burden on the State are superseded cases in California and Kansas. Melton,
. Jones construed former Md.Rule 741, currently Md.Rule 4-246(c), which provides that a defendant may withdraw his jury waiver “for good cause shown.”
. In his dissenting opinion, Judge Maloney argues that placing the burden upon the State to show adverse consequences is necessary to preserve the “inviolate” right to a jury trial. We disagree. The right is preserved by the fact that appellant need only show the absence of prejudice to other participants rather than demonstrating the existence of prejudice to himself. The question of who has the burden of proof is not a part of the substantive claim of right to withdraw the jury waiver. A silent record does not mean that the state, witnesses, and trial court did not in fact suffer prejudice; it merely means that proof was not offered on the issue.
. Due to our determination that appellant failed to meet his burden, we need not address his second ground for review relating to whether or not the Court of Appeals erred by inferring that granting the request would have occasioned delay in the trial.
Concurrence Opinion
concurring.
The majority proposes a rule that allows a defendant to withdraw a jury trial waiver absent evidence in the record showing undue
I.
As to the right of jury trial, whether constitutional or statutory, we may, of course, identify additional rights that flow from that “inviolate” right. See Tex. Const, art. I, § 15 and the Tex.Code Crim.Proc.Ann. art. 1.12. As we recognized in Marin v. State,
The right to a trial by jury, however, “enjoy[s] special protection in [our] system”. Id. at 278. Thus, a defendant cannot relinquish it unless “he says so plainly, freely, and intelligently, sometimes in writing and always on the record”. Id. at 280. Our law ensures the sanctity oí this right by providing stringent guidelines that do not allow for quick inferences of waiver. Such exacting protections of the right are consistent with the right’s description in our constitution as “inviolate”. They are also consistent with the fact that once effectively waived, the right to trial by jury no longer exists. The majority fails to recognize this consistency and, instead, apparently rests its analysis on the assumption that the right to a jury trial exists even after an effective waiver. After all, the majority’s argument cannot work without this assumption. If an effective waiver truly extinguishes a defendant’s right to a jury trial then this right, inviolate or not, from which the majority infers the right to withdraw, no longer exists. I cannot find any support for the argument that the right to trial by jury exists subsequent to an effective and explicit waiver.
II.
Since no constitutional or statutory right to withdraw a jury trial waiver exists, I am befuddlеd as to the source of the majority’s rule. Perhaps the majority believes that the “general rule” they adopt makes sense or is the “right” result. It is not our job, however, to determine what is right or wrong as a matter of policy, but rather, to conduct constitutional and statutory analysis and interpretation. In fact, the defendant doesn’t even ask us to do this; he claims only that we should grant him relief pursuant to the United States Constitution, our constitution and art. 1.12. Of course, the right to a jury trial cannot be taken from a defendant, either by force or coercion. Only the defendant can relinquish that right, and as discussed аbove, he must do so knowingly and on the record. But once the defendant does effectively waive his right, he has given it up entirely and no concept of justice to which I can subscribe demands that we let him take it back. In the end, we should not confuse the unfortunate nature of the defendant’s predicament with questions of justice.
Like the majority, then, I would affirm the Court of Appeals’ decision. But unlike the majority, I do not reach the conclusion that the trial court could have, but did not, abuse its discretion in not allowing the defendant to withdraw his jury trial waiver. Rather, since no law exists giving the defendant the right to withdraw an effective jury trial waiver, the trial court could not have, and therefore did not, abuse its discretion in not allowing him to do so. Therefore, I concur only in the judgment of the Court.
. The Supreme Court has stated that “[ejven were we to assume, without deciding, that a State may constitutionally exact ... the waiver of a constitutional right, we would be unable to find any justification for denying the right to withdraw it.” Stevens v. Marks,
The right to "withdraw” the waiver of a constitutional right ought to depend on the nature of the right waived. The pre-trial privilege against self-incrimination, at issue in Stevens, fundamentally differs from the right to trial by jury at issuе
Dissenting Opinion
dissenting.
The question presented in this case is whether the State should bear the burden of
While agreeing with the majority that the decision whether to grant a request to withdraw a previously executed jury waiver is generally within the discretion of the triаl court, I would hold, due to the “inviolate” nature of the right to a trial by jury, that such discretion is to be “exercised liberally in favor of granting to an accused the right to trial by jury.” Floyd v. State,
The majority concludes it is “logical” to place the burden on the defendant because “[w]e have generally held ... that the party seeking to change the status quo bears the burden of showing facts entitling him to relief.” Majority op. at 222-223. In support of this holding, the majority points to cases in which the burden is placed on the proponent of evidence to show something about that evidence. Id. The majority also refers to caselaw holding that a defendant seeking to change venue has the burden of demonstrating how he is prejudiced by the publicity in the current venue. Id. While these cases make sense in the contexts presented, placing the burden on the defendant in the instant context is not so clearly logical. The burden should logically be assigned to the party who is best positioned to carry that burden. In the evidence context, it makes sense to place the burden on the party presenting the evidence to advocate for its admission. For instance, the party proffering expert testimony is best positioned to demonstrate the qualifications of the expert; this makes more sense than requiring the opponent to demonstrate why the expert is not qualified. Similarly, in the venue context, it makes sense to place the burden on the party complaining about the venue to show why it should be changed. Here, it makes no sense to burden the defendant with demonstrating that withdrawal of his jury waiver will not cause undue delay, prejudice to the State, or real inconvenience to the witnesses. This requires the defendant to prove a negative that he may know little or nothing about. The burden is most appropriately placed on the State to demonstrate undue delay, prejudice to its case or inconvenience to its witnesses.
Contrary to the State’s argument, this rule would not “impede the administration of justice.” If the record reflected that withdrawal of the waiver would result in undue delay, prejudice to the State, or real inconvenience to the witnesses, the trial court would have discretion to deny the request. The State would simply need to ensure that one or more of these prejudices would be affirmatively shown on the record.
The question remains whether, without the inference as to the availability of a jury, the record otherwise affirmatively shows that appellant’s waiver would have resulted in undue delay, prejudice to the State, or real inconvenience to the witnesses. As the Court of Appeals did not address this issue I would vacate the judgment of the Court of Appeals and remand this cause to that court to reconsider this issue. For these reasons, I dissent.
. The majority frames the disputed issue in this case as follows:
While both parties urge adoption of an "abuse of discretion” standard, appellant advocates application of the standard in light of a presumption in favor of granting the withdrawal while the State essentially seeks a presumption against granting the withdrawal. Appellant contends a defendant should bе enti-tied to a withdrawal of a jury waiver unless the record affirmatively shows that allowing a withdrawal would unjustly delay the trial, result in impedance of justice, or cause an inconvenience to witnesses. The State contends withdrawal of the waiver should be allowed only if the record affirmatively shows that withdrawal will not result in delay, prejudice to the State, or inconvenience to witnesses.
Majority op. at 220.
Dissenting Opinion
dissenting.
For the reasons stated post, I believe defendants should not bear the burden of establishing they are entitled to withdraw their jury waivers. Instead, like Judge Maloney, I believe, due to the inviolate nature of the right to trial by jury, the trial judge’s discretion to permit the withdrawal of a jury trial waiver should be viewed in favor of permitting the waiver to be withdrawn. Post at 226. Accordingly, I join Judge Maloney’s dissent. However, I write separately to address a matter not addressed by either the majority or the dissent.
Because of the fundamental and inviolate nature of the right to trial by jury, any waiver of that right must be knowing and voluntary. The most important consideration in whether to waive a jury trial is knowing which particular judge will be trying the case if a jury is in fact waived. Consequently, if a defendant has waived the right to trial by jury and on the scheduled trial day, the particular judge who the defendant reasonably believed would try the case is not available and the case is to be tried by a different judge who is objectionable to the defendant, the defendant has an unqualified right to withdraw the jury trial waiver.
The instant case was assigned to the 147th Judicial District Court of Travis County. Appellant executed his jury trial waiver on June 28,1993. On that date, the judge of the 147th District Court was the Honorable Wilford Flowers. On the day of trial, July 1, 1993, Judge Flowers was not available to try appellant’s case. Instead, the case was tried by the Honorable Mace B. Thurman, Jr., a visiting judge. However, appellant did not contend then and does not contend now that Judge Thurman was objectionable. Consequently, appellant did not have an unqualified right to withdraw his jury trial waiver.
