Lead Opinion
Opinion
Can the mother of a minor child state a claim for the negligent infliction of emotional distress against the psychotherapist who, consulted to treat both mother and son, sexually molested the boy? As, in the circumstances of this case, the therapist’s conduct breached a duty of care owed her as well as her child, we hold she can.
Facts
In the summer of 1980, the mothers of minor children Robert F., Phillip G., and Eric R. brought their sons to the Affiliated Psychiatric Medical Clinic, Inc., to obtain counseling for family emotional problems. The clinic assigned all three children to one of its employees, the same psychologist in each case, who began treating the mothers as well because he believed each child’s psychological problems arose in part from difficulties in the relationship between mother and son.
In the spring of 1982, the boys’ mothers discovered that the therapist had sexually molested their sons by fondling the boys’ genitals and that he had
The mothers confronted the owner and the clinical director of the clinic with this information. They were told that the therapist had done nothing “illegal” but that he would no longer be assigned minor patients. The therapist later wrote a letter of “explanation” to the parents, in which he stated he would no longer treat minor patients and would himself undergo psychotherapy.
The mothers of Robert and Phillip brought suit against the clinic, its owner, its clinical director, and the treating therapist for negligent infliction of emotional distress, alleging that the molestation of their sons had caused them serious mental and emotional suffering and further disruption of their family relationships.
“60. At all times herein mentioned, plaintiff MIarlene [F.] was the mother of minor plaintiff Robert [F.] Marlene [F.] went to Affiliated in order to obtain psychological counselling for herself and her family, including her son Robert [F.]
“61. Defendant [therapist] knew that Marlene [F.] was the mother of Robert [F.], and that she was concerned about his mental and emotional health. [The therapist] undertook to treat both Marlene [F.] and Robert [F.] for their intra-family difficulties by providing psychotherapy to both plaintiffs. Marlene [F.] was treated personally by [the therapist], and also provided consent to allow [him] to render psychotherapy to her son, Robert [F.] Marlene [F.] was billed for [the therapist’s] services to her and her son by Affiliated.
“62. By undertaking to treat both Robert [F.] and Marlene [F.], [the therapist] had a duty of due care to both patients. He was aware of the relationship between the patients, and further believed that one of the problems in the family arose from the relationship between Marlene [F.] and Robert [F.]
“63. Therefore, it was reasonably foreseeable and easily predictable that [the therapist’s] battering and sexually molesting Robert [F.] would lead
“64. Defendant [therapist] knew, or in the exercise of reasonable care, should have known, that his lewd and lascivious conduct toward Robert [F.] was likely to injure plaintiff Marlene [F.] By committing lewd and lascivious acts upon the body of minor plaintiff Robert [F.], [the therapist] breached his duty of care to Marlene [F.]
“65. [The other] [defendants . . . knew, or in the exercise of reasonable care, should have known that their failure to properly investigate and supervise [the therapist] in order to prevent the acts and occurrences alleged and their failure to report and inform the proper persons and/or agencies, was likely to injure plaintiff Marlene [F.] By failing to properly supervise and investigate defendant [therapist], and by failing to report and inform the proper persons and/or agencies, [these] defendants . . . breached their duty of care to Marlene [F.] Moreover, [these] defendants . . . are liable for the actions of [the therapist], since [he] was their agent ....
“66. As a direct and proximate result of the intentional and negligent acts and/or omissions of the defendants, and each of them, plaintiff Marlene [F.] personally observed the mental, physical, and emotional injuries suffered by Robert [F.] at the time of the occurrences alleged herein, and thereafter; and as a further direct and proximate result of said acts and/or omissions, plaintiff Marlene [F.] sustained serious and severe emotional disturbance and shock, and injury to her nervous system, all of which has caused, and continues to cause, and will cause in the future, serious mental and emotional suffering, as well as disruption in her intra-family relationship. These injuries are all to her general damage in an amount in excess of the minimum jurisdiction of this Court.
“67. As a further direct and proximate result of the negligent acts and/or omissions of the defendants, and each of them, plaintiff Marlene [F.] was reasonably required to, and did, incur medical and incidental expenses for the examination, treatment, and care of the aforesaid injuries, the exact amount of which is unknown at this time. Plaintiff is informed and believes and thereon alleges that she in the future will be reasonably required to incur similar obligations. Plaintiff asks leave to amend this complaint to insert the amount of medical and incidental expenses incurred, and expected to be incurred by her as the result of these injuries, when such have been ascertained.
All defendants successfully demurred to this cause of action. The Court of Appeal affirmed, acknowledging that the mothers had suffered from the mistreatment of their children but reasoning that they failed to state a claim under either the “bystander witness” theory of Dillon v. Legg (1968)
Discussion
“[T]he negligent causing of emotional distress is not an independent tort but the tort of negligence . . . .” (6 Witkin, Summary of Cal. Law (9th ed. 1988) Torts, § 838, p. 195.) “The traditional elements of duty, breach of duty, causation, and damages apply. []|] Whether a defendant owes a duty of care is a question of law. Its existence depends upon the foreseeability of the risk and upon a weighing of policy considerations for and against imposition of liability.” (Slaughter v. Legal Process & Courier Service (1984)
In Molien v. Kaiser Foundation Hospitals, supra,
As in Dillon v. Legg, supra,
Our decision did not, however, purport to create a cause of action for the negligent infliction of emotional distress based solely upon the foreseeability that serious emotional distress might result. It is plainly foreseeable, for example, that close family members of a patient would suffer severe emotional distress if told the patient had been diagnosed as suffering from a
In the present case, the complaint explicitly and expressly alleged that the mothers of Robert and Phillip, as well as the children, were patients of the therapist; specifically, that he “undertook to treat both [mother and son] for their intra-family difficulties by providing psychotherapy to both . . . .” It further alleged that the therapist “was aware of the relationship between the patients” and that he “believed that one of the problems in the family arose from the relationship between [mother and son].” In other words, the counselling was not directed simply at each mother and son as individuals, but to both in the context of the family relationship. And the complaint alleged that the discovery by the mothers of the therapist’s sexual misconduct caused them serious emotional distress, further disrupting that family relationship.
In ruling that liability may attach here for the mother’s injuries, we take no dramatic step. In the Richard H. case, the court observed: “It is readily foreseeable that a patient seeing a psychiatrist for purposes of stabilizing and improving his or her marriage would feel betrayed and suffer emotional distress upon learning that the psychiatrist has, during the course of the patient’s treatment, been engaging in sexual relations with the patient’s spouse.” (Richard H. v. Larry D., supra,
It bears repeating that the mothers here were the patients of the therapist along with their sons, and the therapist’s tortious conduct was accordingly directed against both. They sought treatment for their children—as they had the right, and perhaps even the obligation, to do—and agreed to be treated themselves to further the purposes of the therapy.
We conclude that the mothers stated a cause of action for the negligent infliction of emotional distress against the therapist who molested their sons in the course of a professional relationship involving both mother and son.
The judgment of the Court of Appeal is reversed to that extent, and the Court of Appeal is directed to enter judgment reversing the trial court order sustaining defendants’ demurrer to the sixth and twelfth causes of action of the fifth amended complaint and to remand the matter for further proceedings consistent with the views expressed in this opinion.
Mosk, J., Broussard, J., and Kaufman, J., concurred.
A majority of the court concludes that the plaintiff mothers can and have stated a cause of action here for the negligent infliction of emotional distress. Obviously, I agree. I write separately in addition to the majority opinion, however, to address another theory of recovery here, one that I believe is squarely raised on the facts and the pleadings of this case, and that should not go unmentioned.
In the years since Siliznoff, the tort has become firmly embedded in the law of this state, and the elements of the prima facie case are beyond question: “(1) extreme and outrageous conduct by the defendant with the intention of causing, or reckless disregard of the probability of causing, emotional distress; (2) the plaintiff’s suffering severe or extreme emotional distress; and (3) actual and proximate causation of the emotional distress by the defendant’s outrageous conduct.” (Cervantez v. J. C. Penney Co. (1979)
Courts have, in a variety of contexts, recognized liability for the intentional infliction of emotional distress based on conduct no more egregious than is present here. (See Annot., Modern Status of Intentional Infliction of Mental Distress as Independent Tort: “Outrage” (1985)
But the tort, although recognized and applicable to a broad range of acts, is less frequently invoked to permit recovery for the emotional distress suffered by one not the immediate target of the defendant’s conduct. Recovery has in general been limited, and the tort has ever narrowing parameters depending upon the potential plaintiff.
As framed in the Restatement Second of Torts section 46(1), recovery by the immediate target of the defendant’s conduct tracks the principles expressed in Siliznoff, supra,
The requirement of presence is justified primarily on the basis of perceived practical and administrative difficulties similar to those rejected in Siliznoff, supra, 38 Cal.2d at pages 338-339, as a reason for retaining the requirement of physical injury. “The limitation may be justified by the practical necessity of drawing the line somewhere, since the number of persons who may suffer emotional distress at the news of an assassination of the President is virtually unlimited, and the distress of a woman who is informed of her husband’s murder ten years afterward may lack the guarantee of genuineness which her presence on the spot would afford.” (Rest.2d Torts, § 46, com. l, p. 79.) But the Restatement is not absolute on this point; by a caveat to section 46, it leaves open the possibility of recovery in other situations: “The Institute expresses no opinion as to whether there may not be other circumstances under which the actor may be subject to liability for the intentional or reckless infliction of emotional distress.” And the Restatement makes clear that the presence requirement is the subject of this caveat:
Courts have been slow to accept this invitation to determine whether the presence requirement should be dispensed with in certain situations. The prevailing rule appears still to be that absent family members may not recover for the distress caused by outrageous conduct aimed at another member of the family,
In Delia S. v. Torres, supra,
In Nancy P. v. D'Amato (1988)
In this vein, I find other significant points in the Restatement’s commentary. First, the Restatement makes the point that “[t]he extreme and outrageous character of the conduct may arise from an abuse by the actor of a position, or a relation with the other, which gives him the actual or apparent authority over the other, or power to affect his interests.” (Rest.2d Torts, § 46, com. e, p. 74.) The abuse of such authority in a relationship of trust also compounds the outrageousness of given conduct and makes less essential the presence requirement to limit the universe of potential claimants. Second, the Restatement also notes that “[t]he extreme and outrageous character of the conduct may arise from the actor’s knowledge that the other is peculiarly susceptible to emotional distress, by reason of some physical or mental condition or peculiarity.” (Rest.2d Torts, § 46, com./, p. 75.) This factor is particularly relevant to the abuse of the therapeutic relationship, although the degree to which the therapist had knowledge of some particular mental condition of each mother would remain a matter for further inquiry at trial. Finally, the very nature of the conduct at issue in this case substantiates the genuineness of the mothers’ claims and renders less necessary the practical limitation of the presence requirement, just as
These factors render unnecessary the rigid presence requirement either as a practical limitation or as a means of verifying the authenticity of the mothers’ claims. The allegations of the complaint encompass the essential elements of the tort of intentional infliction of emotional distress—that severe distress was actually and proximately caused by extreme and outrageous conduct of the therapist undertaken with reckless disregard of the probability of causing such distress. (Cervantez v. J. C. Penney Co., supra,
The principle is well established that “[e]veryone is responsible, not only for the result of his willful acts, but also for an injury occasioned to another by his want of ordinary care ....’’ (Civ. Code, § 1714, subd. (a).) “[I]n the absence of statutory provision declaring an exception to the fundamental principle enunciated by section 1714 of the Civil Code, no such exception should be made unless clearly supported by public policy. [Citations.] [fi] A departure from this fundamental principle involves the balancing of a number of considerations; the major ones are the foreseeability of harm to the plaintiff, the degree of certainty that the plaintiff suffered injury, the closeness of the connection between the defendant’s conduct and the injury suffered, the moral blame attached to the defendant’s conduct, the policy of preventing future harm, the extent of the burden to the defendant and consequences to the community of imposing a duty to exercise care with resulting liability for breach, and the availability, cost, and prevalence of insurance for the risk involved.” (Rowland v. Christian (1968)
These principles, although normally invoked in evaluating the scope of liability for the negligent breach of a duty of care, strike me as relevant here as well in determining whether the fundamental principle of responsibility for the consequences of one’s acts should be abrogated. Although I would suggest that liability for the consequences of willful acts ought, for the very reason that the acts were willful, to be broader than that imposed for the negligent failure to meet a duty of care, the Rowland factors at least establish a bottom line. That is, if those factors do not justify limiting liability,
Taken as a whole, these factors support the mothers’ entitlement to sue here for the emotional distress they suffered. The harm was foreseeable; the mothers suffered distress (the extent of which is obviously a question for the jury); the injury suffered by the mothers is closely, indeed immediately, connected with the therapist’s conduct; moral blame plainly attaches to his conduct; and the burden on the defendant is nothing that society would conclude should not be borne. While it is true that insurance may not be readily available for the risk and that imposing liability may serve but slightly the policy of preventing future harm as the children’s own claims more directly serve this end, even these factors do not suggest strong reason for declining to impose liability for the emotional distress naturally flowing from the therapist’s misconduct. Denominating the therapist’s acts as an intentional tort might perhaps affect the prospects of insurance coverage, but his underlying acts were plainly willful however one characterizes the tort and, as to the mothers, the point is not that he acted with the specific intent to cause harm but that he acted with reckless disregard of the possibility they would be injured.
I would stress that I do not propose here some unbounded theory of liability for parental distress occasioned by injuries, even intentional injuries, to a child. I will not attempt to determine whether—and, if so, what— other intentional torts might justify imposing liability on the tortfeasor for the infliction of emotional distress. A playground fight is one matter; a brutal assault on a defenseless child might be another. After all, an essential element of the tort is “extreme and outrageous” conduct, (Cervantez v. J. C. Penney Co., supra,
Mosk, J., concurred.
Notes
Retired Associate Justice of the Supreme Court sitting under assignment by the Chairperson of the Judicial Council.
As this case comes before us following an appeal from an order sustaining defendants’ demurrer without leave to amend-—which the Court of Appeal construed as a final judgment of dismissal (Wilson v. Sharp (1954)
The mother of Eric R. did not bring such a claim, and neither she nor he is a party to this appeal.
Although the mother of Eric R. did not assert such a claim, she did bring suit on behalf of her child, as did the mothers of Robert and Phillip, against the therapist for battery, negligence per se (see Pen. Code, §§ 288 [lewd or lascivious acts with child under age 14], 11166 [duty of health practitioner to report instances of child abuse]) and professional malpractice, and against the other defendants for negligence (both directly in hiring and supervising an employee they allegedly knew had molested another child and vicariously under the doctrine of respondeat superior) and negligence per se (see Pen. Code, § 11166), seeking compensatory and punitive damages. As a result of other rulings of the trial court and the Court of Appeal that are not challenged in this appeal, all of the children’s causes of action-—except the claims of negligence per se for failure to report the molestations—remained to go to trial.
Because no issues as to vicarious liability were raised in the petition for review, and because defendants did not request in their answers that we reach any other issues, we need not consider in this case the viability of any claims that the clinic is liable for the therapist’s torts under the doctrine of respondeat superior. (Compare Rita M. v. Roman Catholic Archbishop (1986)
In so ruling, we declined to hold the factors identified in Dillon v. Legg, supra,
Indeed, the doctor might have had the duty to warn the husband even had he not voluntarily assumed one. Other jurisdictions have found the relationship between doctor and patient alone sufficient to impose on the doctor a duty to exercise reasonable care to prevent harm to others as a consequence of the patient’s condition. “[A] doctor is liable to persons infected by his patient if he fails to diagnose a contagious disease (Hoffmann v. Blackmon (Fla.App. 1970)
Indeed, the children’s mothers might have proceeded solely on the theory that the therapist’s acts constituted professional negligence as to them in their own position as his patients. (See Richard H. v. Larry D., supra,
In light of the facts of this case, we need not consider the validity of the theory advanced by one Court of Appeal, which premises a duty to parents solely on the basis of a contract they enter into for the care of their child and then permits recovery for emotional distress if that care is not properly rendered. (Cf. Andalon v. Superior Court (1984) 162 Cal.App.3d
Retired Associate Justice of the Supreme Court sitting under assignment by the Chairperson of the Judicial Council.
“[W]e are not limited to plaintiffs’ theory of recovery in testing the sufficiency of their complaint against a demurrer, but instead must determine if the factual allegations of the complaint are adequate to state a cause of action under any legal theory. The courts of this state have, of course, long since departed from holding a plaintiff strictly to the ‘form of action’ he has pleaded and instead have adopted the more flexible approach of examining the facts alleged to determine if a demurrer should be sustained. (See, e.g., MacIsaac v. Pozzo (1945)
As does the majority, I accept as true for present purposes the facts as alleged in the complaint. (See Scott v. City of Indian Wells (1972)
See, e.g., H.L.O. by L.E.O. v. Hassle (Iowa 1986)
See, e.g., Delia S. v. Torres (1982)
Concurrence Opinion
I concur in the judgment. I do so because the complaint alleges facts to establish a psychotherapist/patient relationship between the plaintiff mothers and the defendants. That relationship gives rise to a duty on the part of defendants to refrain from conduct that foreseeably may aggravate the condition for which treatment was sought or inhibit the therapist’s ability to successfully treat the patient. Because it is foreseeable that sexual misconduct with another family member who is also under treatment by the therapist will do so, that misconduct is professional malpractice. (Richard H. v. Larry D. (1988)
I do not, however, agree that a “direct victim” theory of liability or Molien v. Kaiser Foundation Hospitals (1980)
As the majority recognize, Molien did not establish an independent cause of action for infliction of serious emotional distress. Since there was no breach of a professional relationship between the defendant and the plaintiff, the justification for permitting recovery in that case was the defendant’s assumption of a duty to the plaintiff when he directed that his diagnosis of a sexually transmitted disease be communicated to plaintiff.
Although purporting to deny the existence of a cause of action for negligent infliction of emotional distress, by suggesting that Molien is authority for, or somehow relevant to, permitting recovery here, the majority in fact perpetuate the mistaken view that such a cause of action may exist. (See, e.g., Accounts Adjustment Bureau v. Cooperman (1984)
The majority’s reliance on Molien in this case, and its suggestion that permitting recovery is somehow novel although not a “dramatic step” are inexplicable. The explanation in Molien that the plaintiff was a “direct victim” did no more than distinguish and explain why the Molien plaintiff had not stated a cause of action as a “bystander” victim whose emotional distress injury was caused by observation of an injury to another. (Dillon v. Legg (1968)
Neither reliance on, nor analogy to, Molien is appropriate in this case. Each of the mothers stated a cause of action for professional malpractice. When a professional relationship involves counseling or therapy for the purpose of treating an emotional or psychiatric condition, the right to recover for malpractice which worsens that condition and in so doing causes severe emotional distress is clear. Indeed, the majority cite ample authority for such recovery, but for reasons that are unclear, refuse to acknowledge that professional malpractice is the sole basis for holding that the mothers stated a cause of action in their complaint.
I cannot join the majority in suggesting that Molien v. Kaiser Foundation Hospitals, supra,
Lucas, C. J., and Panelli, J., concurred.
