Lead Opinion
Mark Atkinson, a retired military police officer, sued the City of Mountain View, Missouri (city), and its former police chief, Derek Sanders, under 42 U.S.C. § 1983. Atkinson claimed Sanders, dressed in street clothes, used excessive force in violation of the Fourth and Fourteenth Amendments when, without identifying himself as a police officer, Sanders charged at Atkinson. The charge slammed Atkinson ten to fifteen feet backward into the side of a pickup truck, causing Atkinson severe injuries.
The district court entered summary judgment against Atkinson on his federal claims and declined to exercise supplemental jurisdiction over his state law claims. Atkinson appeals. Atkinson’s claim against Sanders presents a genuine dispute of material fact for trial, but Atkin
I. BACKGROUND
A. The Events of August 31, 2007
Atkinson is a United States Army veteran who served as an M-60 tank driver for four years and a military police officer for nineteen years. After his honorable discharge in 2005, Atkinson earned a master’s degree from the University of Arkansas in 2007. On August 31, 2007, Atkinson traveled from his home in Arkansas to Mountain View, Missouri, to attend his nephew Justin Taylor’s first varsity football game. Justin, his arm in a sling because of a dislocated shoulder, remained on the sidelines. After the game, as Atkinson and his extended family were preparing to leave, Atkinson saw someone attack and tackle Justin. Justin’s father Joe Taylor, Atkinson’s brother-in-law, rushed toward Justin. By the time Taylor reached his son,.the attacker had pinned Justin to the ground. Taylor bent over the two adolescents and began “hollering.” “Get off my boy,” he yelled. Taylor wanted to stop the fight without “grab[bing] somebody.”
As Atkinson moved toward his nephew, he saw an unknown man approach Taylor, who now was bending down with his hands on his knees. The stranger pushed Taylor and began to yell. Leaning into Taylor’s face, the stranger said, “I’m the motherf[ — ]er who says who does what around here.” As Atkinson approached them, Taylor was “starting] towards” the unknown man. Worried Taylor was going to “retaliate,” Atkinson pushed Taylor and the stranger apart and said, “Look, calm down.” The stranger accused Atkinson of assault, pulled out a cell phone, reached toward Atkinson, and said, “I’ll take care of you.” Believing the stranger to be a “compadre” of the adolescent who had attacked Justin, and fearing the man wanted to call for “reinforcements,” Atkinson took the cell phone without touching the man and asked, “Why can’t you just talk to us?”
Atkinson “was just about to hand [the phone] back” when the stranger “bull rushed” Atkinson — this unknown man charged “like a football [player],” ramming his shoulder into the right side of Atkinson’s chest. The charge slammed Atkinson ten to fifteen feet backward into the side of a parked pickup truck. When Atkinson looked up, Mountain View police officers handcuffed him. As a result of the blow, Atkinson spent twenty-four days in the hospital for treatment of three broken ribs, a punctured lung, and repeated pneumothorax — his right lung collapsed three separate times.
Unbeknownst to Atkinson until after he was handcuffed and in the backseat of a police cruiser, the unknown man who caused these injuries was Derek Sanders, Mountain View’s police chief. Sanders, though on duty, was not in uniform and had neither his gun nor his badge. Sanders never identified himself as a police officer. Atkinson testified, “[I]f [Sanders] would have said ... he was a police officer, I would have ... respected him.” All criminal charges against Atkinson stemming from the incident were later dismissed.
B. The City
Mountain View is classified as a “Fourth Class City” under Missouri law. See Mo. Rev.Stat. § 72.040. Sanders testified the
C. The District Court’s Decision
Atkinson sued the city and Sanders under 42 U.S.C. § 1983, alleging Sanders used excessive force in violation of the Fourth and Fourteenth Amendments and the city was liable for Sanders’ unconstitutional conduct. Atkinson also asked the district court to exercise pendent jurisdiction over his state law claims against Sanders. The district court granted summary judgment against Atkinson on his federal claims and declined to exercise pendent jurisdiction over his state law claims.
The district court analyzed Atkinson’s excessive force claim under two different constitutional standards. First, analyzing Sanders’ actions under the Fourteenth Amendment’s Due Process Clause, see, e.g., Cnty. of Sacramento v. Lewis,
Second, analyzing Sanders’ actions under the Fourth Amendment’s objective reasonableness standard, see, e.g., Graham v. Connor,
Turning to Atkinson’s municipal liability claim, the district court held that the city could not be held liable under Monell v. Department of Social Services of New York,
II. DISCUSSION
We review grants of summary judgment de novo. Davenport v. Univ. of Ark Bd. of Trs., 553 F.3d 1110, 1112-13 (8th Cir.2009). The non-moving party receives the benefit of all reasonable inferences supported by the evidence, but has “the obligation to come forward with specific facts showing that there is a genuine issue for trial.” Dahl v. Rice Cnty., Minn.,
Because Atkinson’s claims arise under § 1983, we will reverse the district court’s award of summary judgment to Sanders only if a reasonable jury could find Sanders, ‘“acting under the color of state law,’ ” violated “ ‘a right secured by the Constitution and laws of the United States.’ ” Cook v. City of Bella Villa,
A. Section 1983 Claim Against Sanders
Atkinson’s § 1983 claim against Sanders rests primarily on an alleged violation of Atkinson’s Fourth Amendment right to be free from excessive force while seized. To find in Atkinson’s favor on this claim, a jury would need to conclude Sanders used objectively unreasonable force against Atkinson. See Graham,
1. Seizure
Atkinson contends that when Sanders barreled into him, Sanders effected a Fourth Amendment seizure. Sanders argues that a police officer’s use of physical force against an unwilling subject does not always implicate the Fourth Amendment right “against unreasonable ... seizures,” U.S. Const, amend. IV. The district court agreed with Sanders. We agree with Atkinson.
In accordance with the Supreme Court’s decision in California v. Hodari D.,
Physical contact was not the sole means of arrest under the common law. See, e.g., Arrowsmith v. Le Mesurier, (1806) 127 Eng. Rep. 605 (Ct.Com.Pl.) 606; 2 Bos. & Pul. (N.R.) 211, 211 (“I can suppose that an arrest may take place without an actual touch.”). Common law arrest required “ ‘either touching or submission.’ ” Hodan D.,
To constitute a Fourth Amendment seizure, an application of physical force “must be willful” because “the word ‘seizure’ ... can hardly be applied to an unknowing act.” Brower v. Cnty. of Inyo,
None of Sanders’ arguments calls into question our longstanding approach to seizure of the person under the Fourth Amendment. See Ludwig,
Although “Mendenhall establishes that the test for existence of a ‘show of authority’ is an objective one,” the case does not stand for the proposition that a person can be seized only through a “show of authority.” Hodari D.,
Viewing this case through the common law lens of Hodari D., we conclude the facts most favorable to Atkinson are sufficient to establish a seizure occurred the moment Sanders charged into Atkinson. It is undisputed Sanders intentionally applied physical force against Atkinson, and the evidence most favorable to Atkinson shows far more than a slight physical touch — Sanders’ “bull rush” forced Atkinson ten to fifteen feet backward into the side of a truck, broke three ribs, punctured one lung, and caused repeated pneumotho-rax. This violence was more than enough physical force to effect a seizure under the Fourth Amendment.
Because there is enough evidence of a Fourth Amendment seizure, we need not decide whether a reasonable jury could find Sanders’ conduct “shocked the conscience” in violation of the Fourteenth Amendment. See, e.g., Cnty. of Sacramento,
2. Fourth Amendment Violation
Having found sufficient evidence of a Fourth Amendment seizure, we next consider whether that seizure was “objectively reasonable within the meaning of the Fourth Amendment.” Ludwig,
Viewing the facts most favorably to Atkinson and giving him the benefit of all reasonable inferences, we think the three factors specifically identified by the Supreme Court in Graham weigh against Sanders. First, Atkinson had not committed any “severe or violent crime.” City of Golden Valley,
Of particular relevance to the third Graham factor, we must at this stage assume Sanders did not identify himself as a police officer before he “bull rushed” Atkinson. A reasonable officer in Sanders’ position— without either of the first two Graham factors justifying a forceful arrest — would not have thought it appropriate to charge Atkinson without first identifying himself as a law enforcement official and giving Atkinson a chance to return the cell phone peacefully. By remaining anonymous, Sanders never gave Atkinson the opportunity to comply with a legitimate request by a law enforcement official. Objectively, when Sanders told Atkinson to return the cell phone, Sanders’ request was not the demand of a peace officer, but the plea of an “irate” civilian. As Sanders himself admits, we “must accept as true that [Atkinson] was unaware of a police presence until well after Sanders used force.” Thus, a reasonable officer in Sanders’ position could not reasonably think Atkinson was resisting arrest. Given these “facts and circumstances,” Graham,
In reaching this conclusion, we also do not ignore the severe injury Atkinson suffered. See, e.g., Montoya v. City of Flandreau,
For these reasons, we do not agree with the district court that Atkinson’s Fourth Amendment claim against Sanders presents no genuine dispute of material fact. A reasonable jury could find Sanders was an overzealous police officer who, without identifying himself as a law enforcement official, used excessive force and unreasonably caused Atkinson severe injuries in violation of the Fourth Amendment. If the jury credited Sanders’ evidence, the jury could find Sanders was a responsible professional who reasonably thought it necessary to use force against Atkinson to defuse a potentially dangerous dispute. Which story is more plausible we cannot say because “it is not our function to remove the credibility assessment from the jury.” Kukla v. Hulm,
3. Qualified Immunity
Having found no objectively unreasonable conduct, the district court did not decide whether Sanders was entitled to qualified immunity. Because we “ ‘may uphold a grant of summary judgment for any reason supported by the record, even if different from the reasons given by the district court,’ ” Chambers,
Our test for qualified immunity has two parts: (1) whether there is sufficient evidence the officer “violated a constitutional right,” and (2) whether the “constitutional right [the officer violated] was so ‘clearly established’ at the time of the alleged violation that a reasonable officer would have known that his conduct was unlawful.” Rohrbough v. Hall,
Whether a right is “ ‘clearly established’ is a question of law for the court to decide.” Rohrbough,
Viewing the record in the light most favorable to Atkinson, we decide the unlawfulness of Sanders’ charging Atkinson “would be clear to a reasonable officer” in Sanders’ situation. Saucier,
We doubt a reasonable officer in Sanders’ position would have needed to “consult[ ] a casebook,” Catlin v. City of Wheaton,
But had Sanders perused the United States Reports on August 31, 2007, he would have discovered the Supreme
The “linchpin” of our decision is not that Sanders should have known the Fourth Amendment required him “to identify himself as an officer before using force to carry out an arrest in public.” Post at 1217-18. We deny Sanders qualified immunity because as in Gainor, Lambert, Kukla, and Samuelson, there is a genuine dispute of material fact whether any of the three Graham factors reasonably justified slamming Atkinson into the side of a truck with enough force to break three ribs and puncture a lung. Our emphasis on Sanders’ failure to identify himself flows directly from Graham’s third factor: it is convincing evidence that Atkinson was neither “actively resisting arrest [n]or attempting to evade arrest by flight.”
To the extent Sanders asserts Missouri police officers are entitled to use more force to recover a cell phone than to effect an arrest, he is mistaken. It would defy reason if the same amount of force were unconstitutional if used to arrest one compliant individual, but constitutional if used to retrieve a piece of property from another equally compliant individual. A police officer, certainly, may retake his own property using force incident to his power to arrest, preserve the peace, or protect the public. However, Missouri law cannot give police officers a freestanding right to use excessive force to recover personal property.
For these reasons, we hold Sanders is not presently entitled to qualified immunity-
B. Section 1983 Claim Against the City
Atkinson rests his claim for municipal liability on three alternate grounds: (1) the city delegated final pol-icymaking authority to Sanders, (2) Sanders “established unwritten policies, customs and usages for the City [that] condone the use of excessive force,” and (3) the city failed adequately to supervise or train Sanders. Although the Supreme Court has “held that a municipality is a ‘person’ that can be liable under § 1983,” it is well established “that a municipality cannot be held liable on a respondeat superior theory, that is, solely because it employs a tortfeasor.” Szabla v. City of Brooklyn Park, Minn.,
1. Final Policymaking Authority
Atkinson admits that no written municipal policy was a “moving force,” Monell,
Whether Sanders exercised final policymaking authority for the city is “a question of state law.” St. Louis v. Pra
It is “the trial judge” — not the jury — who “must identify those officials ... who speak with final policymaking authority for the local government.” Jett,
In accordance with Jett and Angarita, we consult two key sources to determine whether the district court correctly held that Sanders was not a final policymaker: (1) “state and local positive law” and (2) state and local “ ‘custom or usage’ having the force of law.” Jett,
Second, Atkinson’s argument that the city had a custom of delegating final policymaking power to Sanders is unsupported by any evidence in the record. On the contrary, the record evidence indicates the
2. Alternative Grounds for Municipal Liability
Atkinson next contends the city may be liable even if Sanders is not a final policymaker because the city (1) sanctioned unofficial customs that permitted police officers to use excessive force, (2) failed to enact written policies on the use of force, and (3) failed adequately to train and supervise Sanders. Even in the most favorable light for Atkinson, the evidence contradicts these contentions.
Although Sanders testified his actions on August 31, 2007, were consistent with his department’s “policies, procedures, and guidelines,” Atkinson can point to no city policy or custom — written or unwritten — -that was a “moving force [behind] the constitutional violation,” Monell,
Atkinson’s bare allegation that “the absence of a binding, written policy on the use of force demonstrated deliberate indifference on the part of the City” is patently insufficient. As we made clear in Szabla, a municipality may not be held liable under § 1983 merely because it “failed to implement a policy that would have prevented an unconstitutional act by an employee otherwise left to his own discretion.” Id. Notice is the touchstone of deliberate indifference in the context of § 1983 municipal liability. See Brown,
Atkinson has also failed to make a submissive case for municipal liability based on the city’s training and supervision of Sanders. Under § 1983, “a claim for failure to supervise requires the same analysis as a claim for failure to train.” Robinette v. Jones,
III. CONCLUSION
We affirm the district court’s summary judgment in favor of the city, reverse the district court’s summary judgment in favor of Sanders on Atkinson’s excessive force claim, vacate the district court’s dismissal of Atkinson’s pendent state law claims, and remand the case to the district court for further proceedings consistent with this opinion.
Notes
. Because this appeal arises from a grant of summary judgment, we recite the facts in the light most favorable to Atkinson, the non-moving party. See, e.g., Young v. Allstate Ins. Co.,
. Our conclusion is consistent with the views of our sister circuits. See, e.g., Slasher v. Carson,
. The dissent, disagreeing with this interpretation of the facts, concludes Atkinson "committed an assault and stole property." Post at 25. Were that true, we would still decline to interpret the Fourth Amendment in such a legalistic way that would authorize police officers to "bull rush" a teacher, a parent, or any adult who separates two quarreling children or adolescents tussling over an object and who then confiscates the object until the two calm down.
. Although Sanders contends he merely intended to retake his cell phone, not to arrest Atkinson, a reasonable jury could find that Sanders "objectively manifested,” Brendlin,
. The dissent takes issue with our interpretation of the facts "in the light most favorable to the non-moving party.” Davis v. Hall, 375 F.3d 703, 711 (8th Cir.2004). If three reasonable judges disagree about the facts contained in the record, surely the factual dispute is genuine enough to require resolution by a reasonable jury. See, e.g., Kukla,
. For this reason, the Seventh Circuit's decision in Catlin, relied upon by the dissent, post at 1217-18, is inapposite. In sharp contrast to Sanders, the police officers in Catlin reasonably believed all three Graham factors justified using force to effect an arrest without identifying themselves as law enforcement professionals. First, the Catlin officers believed the man they were arresting had an outstanding "arrest warrant ... for Class X felonies — the highest class of felony under [their state's] law.” Catlin,
. Missouri law does not appear to distinguish between police officers and private individuals in permitting only reasonable and necessary "self-help” to recover personal property. See Mo.Rev.Stat. § 563.041; State v. Dooley,
. One year later in Jett, Justice Kennedy (who took no part in Praprotnik) joined the Praprotnik plurality in holding that the identity of a municipality’s final policymaker is a legal question. Jett v. Dallas Indep. Sch. Dist.,
. Despite the imprecise language in Copeland,
.See, e.g., Walden v. City of Providence, R.I.,
. Atkinson does not argue the city ratified any unlawful conduct, and there is no evidence the city ratified Sanders’ use of force. Cf. Dixon v. Lowery,
Concurrence Opinion
concurring in part and dissenting in part.
The linchpin of the court’s decision to deny qualified immunity to defendant Derek Sanders is that Sanders was required to identify himself as a police officer to plaintiff Mark Atkinson before Sanders used more than de minimis force to seize and arrest Atkinson. From the dramatic portrayal of Sanders as a “stranger” and “unknown man,” ante, at 1205, to the legal conclusion that a reasonable officer would not have “thought it appropriate to charge Atkinson without first identifying himself as a law enforcement official and giving Atkinson a chance to return the cell phone peacefully,” id. at 1210, the court rests its decision on the proposition that the Fourth Amendment required Sanders to identify himself. “By remaining anonymous,” the court reasons, “Sanders never gave Atkinson the opportunity to comply with a legitimate request by a law enforcement official.” Id. Central to the court’s holding is that Sanders’s call for Atkinson to return the cell phone he had taken from Sanders “was not the demand of a peace officer, but the plea of an ‘irate’ civilian.” Id. In denying qualified immunity, the court says that “[o]n August 31, 2007, Sanders had ‘fair warning’ that charging at a non-resisting individual without first identifying himself as a police officer was unconstitutional in the context of an arrest.” Id. at 1212 (emphasis added).
There is a significant problem with the court’s analysis: It was not clearly established in 2007 that the Fourth Amendment required a police officer to identify himself as an officer before using force to carry out an arrest in public, even when self-identification might have obviated the need to use force. Two years after the incident in this case, the Court of Appeals for the Seventh Circuit surveyed the law and determined that “it is far from clearly established that the Fourth Amendment requires police officers to identify themselves in the course of carrying out an arrest in a public place.” Catlin v. City of Wheaton,
The majority, ante, at 1213 n. 6, declares Catlin inapposite based on an inapposite portion of the opinion. Of course, the Seventh Circuit concluded that the Fourth Amendment did not require police officers to identify themselves when such notice would have allowed a suspect to flee or fight.
The court cites no authority to undermine the Seventh Circuit’s conclusion. The only case cited in support of the court’s assertion that Sanders had a constitutional duty to identify himself has nothing to do with a police officer’s obligation to declare his official status. See Samuelson v. City of New Ulm,
Aside from the question whether Sanders unreasonably failed to identify himself as an officer, the undisputed facts support the district court’s conclusion that Sanders acted reasonably. Atkinson did not appeal the district court’s ruling that Sanders had probable cause to arrest Atkinson. See R. Doc. 113, at 12 (“It cannot be seriously argued that a police officer, under the circumstances, did not have probable cause to believe that plaintiff had committed a crime and that there were legal grounds to arrest him.”). That there was probable cause for an arrest is thus not an “interpretation of the facts,” ante, at 1210 n. 3; it is the law of the case. Little Earth of the United Tribes, Inc. v. U.S. Dep’t of Hous. and Urban Dev.,
There was probable cause to believe that Atkinson committed an assault and stole property when Atkinson, by his own ad
Sanders was alone, unarmed, and deprived of means to communicate with his fellow officers in a situation that was rapidly evolving. Even if Atkinson subjectively intended to do “no more than attempt to avoid a fight between Sanders and Taylor,” ante, at 1210, and even if a jury could believe that Atkinson’s refusal to return Sanders’s phone was a genuine effort “to defuse Sanders’ anger through peaceful words,” id. at 1210, those are not the relevant issues. The relevant question under the Fourth Amendment is not what a jury might conclude about Atkinson’s intent with 20/20 hindsight after a full-blown trial, but what a reasonable officer on the scene could perceive at the moment when action was required. Graham,
Sanders was responding to a situation that seemed to be escalating rapidly when he used force against [Atkinson]. He used this force only after [Atkinson] had interjected himself into the fray by getting between defendant and Joe Taylor and then physically seizing [Sanders’s] cell phone from him. The incident occurred after a high school football game where emotions typically run high, and the officer was [] outnumbered. His effort to call for assistance was thwarted by [Atkinson], who demonstrated no intention of returning the phone. The reasonableness of the particular force used must be judged from the perspective of a reasonable officer on the scene. Under the circumstances, the Court finds, after careful review, that the amount of force used by defendant Sanders was objectively reasonable and did not amount to a violation of the Fourth Amendment.
The doctrine of qualified immunity requires an exercise of judicial restraint that sometimes can be discomfiting. Even when a court believes that a defendant violated the constitutional rights of a plain
. The court seems to proceed on a misunderstanding of the undisputed facts when it treats Atkinson as an “adult who separates two quarreling children or adolescents tussling over an object and who then confiscates the object until the two calm down.” Ante, at 1210 n. 3. There is no evidence that the cell phone that Atkinson snatched from Sanders had been the object of a tussle.
