*1 Before WILSON, BRANCH, and TJOFLAT, Circuit Judges.
BRANCH, Circuit Judge:
We sua sponte vаcate our previous opinion and substitute the following in lieu thereof. [1]
* * *
Mark Allen Jenkins, an Alabama prisoner sentenced to death for the 1989 murder of Tammy Ruth Hogeland, appeals the district court’s denial of his petition for a writ of habeas corpus, 28 U.S.C. § 2254. Before us are Jenkins’s arguments that he received ineffective assistance of counsel during the penalty phase of his trial and that he is intellectually disabled and therefore ineligible for the death penalty. After careful consideration, and with the benefit of oral argument, we affirm the denial of Jenkins’s habeas petition on both grounds.
I.
BACKGROUND
A. The Crime and Arrest
We summarize the following background narrative from opinions of the
Alabama Court of Criminal Appeals and our own review of the record.
See Jenkins
v. State
,
At around 1 a.m., Jenkins and Nicholas drove to the Riverchase Omelet Shoppe. Jenkins went inside and talked with one of the waitresses, Frieda Vines. The manager, Douglas Thrash, recognized Jenkins as a regular customer who knew all of the waitresses. Thrash overheard part of Jenkins’s conversation with Vines and heard mention of the Omelet Shoppe location near the Birmingham Airport. Jenkins and Nicholas then returned to Nicholas’s home. Around 2 a.m., Nicholas’s mother asked Jenkins to leave. He did so, falling down some steps and ramming his car into another vehicle in the process.
Meanwhile, 23-year-old Tammy Hogeland was making her way to work at the Omelet Shoppe. Her sister Wendy, along with Tammy’s young son, picked Tammy up from her college classes and drove her to the Riverchase Omelet Shoppe a little after 9:30 p.m. Sometime after 10:00, Tammy was sent to work at the airport Omelet Shoppe on Tenth Avenue, since that location was unexpectedly shorthanded. Tammy was wearing her watch, a necklace with the words “special sister,” her class ring, and her diamond engagement ring. Tammy was working as a *4 cook that night and was wearing a blue apron, black pants, a white shirt, and white shoes. She and Sarah Harris were the only employees working at the airport Omelet Shoppe that night.
At about 2 a.m. on April 18, Harris saw Jenkins—whom she did not know— drive up in a red sports car. His arrival was memorable to Harris because the car nearly jumped the curb and crashed through the restaurant’s glass wall. Jenkins got out of the car and came into the restaurant, appearing to be intoxicated. He walked over to Hogeland and began talking to her. Harris later saw Jenkins and Hogeland drive away together in the red sports car. That was the last time anyone who knew Hogeland ever saw her. Hogeland left behind her cigarettes, lighter, purse, and paycheck. She left without telling anyone, which she had never done before. Although Harris saw them drive off, she could not later say whether Hogeland left with Jenkins willingly or was instead abducted.
At around 5 a.m. that morning, Bobby and Geraldine Coe had stopped to buy gas at a Chevron station on I-59 northeast of Birmingham when they saw Jenkins drive up in the red sports car. The Coes noticed a female who appeared to be “passed out” in the front passenger seat, but they could not say whether she was alive or dead. While Bobby Coe was pumping gas, Jenkins asked him for some cigarettes and said, “Looks like it’s been a long night and it looks like it’s going to be a long day.” Jenkins then said “God bless you” before asking directions to I- *5 459. Coe gave him directions and got back in his car. As Coe pulled out onto the interstate, he saw Jenkins follow him in the red sports car. Coe then saw the car flash its lights, slow down, and pull to the side of the road between mile markers 151 and 152.
At 8 a.m., Wendy Hogeland learned that Tammy was not at the restaurant, and their mother called the police. Meanwhile, Jenkins went to the home of Steve Musser, who noticed that he was wearing the same clothes as the day before. Jenkins told Musser that his car had been stolen the night before and asked him if he would say that he had been with him all night. Musser refused. Christine Nicholas also saw Jenkins in a grocery store that morning. He was looking at a newspaper, making a phone call, and attempting to sell his Buick. Nicholas loaned him $4 for gas. At around 10 o’clock that morning, Jenkins sold his car to Michael Brooks, a mechanic at a local Chevron station. Jenkins had explained that he needed the money so he could visit his sick mother in California. Another mechanic at the service station drove Jenkins to the Greyhound bus station later that morning.
Jenkins awoke the next day on the Greyhound bus in Houston and was ejected from the bus because his fare was used up. He then hitchhiked from Houston to Phoenix, then to San Diego and Los Angeles. Jenkins was first identified as a suspect in Hogeland’s disappearance by Officer Mike Weems of the *6 Hoover Police Department on April 19. Weems ate dinner at the Riverchase Omelet Shoppe just about every day and had talked with Hogeland just as often. He also knew Jenkins from the restaurant. Weems learned of Hogeland’s disappearance from the other waitresses. Remembering how Jenkins often talked to Hogeland and passed her notes, [2] he gave Jenkins’s name to the missing persons investigator. The investigator also learned that a red Mazda RX-7 sports car, which had been reported stolen from the service station where Jenkins worked, had been recovered on I-459.
The afternoon of April 21, a truck driver who had happened to stop on I-59 near mile marker 151 discovered Hogeland’s body off the side of the road. She was naked, wearing only a watch, and was so badly decomposed that the body had to be identified by dental records. From the fractured hyoid bone, it was determined that she was manually strangled to death. Also found at the scene were Hogeland’s apron, shoes, bra, panties, pants, and hair net, as well as some beer cans, a Mazda RX-7 owner’s manual, and other items later determined to have come from the red Mazda. Her necklace and rings were never found.
Alabama authorities issued a warrant for Jenkins’s arrest and also obtained a federal fugitive warrant. An FBI agent arrested Jenkins on May 1 in front of his *7 uncle’s house in Wilmington, California. Jenkins’s uncle later gave the police three bags of Jenkins’s personal effects. Fibers recovered from Hogeland’s body and clothing matched those of the Mazda, and hairs matching Hogeland’s were found in the Mazda. Similarly, fibers from Jenkins’s clothing placed him in the Mazda, and fibers of his jeans were found on Hogeland’s apron. A bootprint near Hogeland’s body matched a combat boot from among the belongings Jenkins’s uncle gave to the police, and Jenkins’s roommate said the boots looked just like those that Jenkins wore.
A business card like those that had been in the Mazda’s glove box, belonging to an owner of the Mazda, was recovered from Jenkins’s wallet after his arrest in California. Later, Jenkins’s cellmate in the Alabama jail reported that Jenkins told him “he had done the crime” and was worried that the couple from the gas station would identify him or that the police would find his fingerprint on a beer can at the scene. A St. Clair County grand jury indicted Jenkins for capital murder.
B. The Trial and Sentencing
Jenkins was represented at trial in 1991 by attorneys Douglas Scofield and Stan Downey. Scofield, the lead attorney, had been practicing criminal defense in Birmingham since 1984 but had never before tried a capital murder case. Jenkins’s landlord and his grandmother had arranged the referral and representation before *8 the court appointed him. Scofield agreed to the appointment on the condition that a St. Clair County lawyer also be appointed. That lawyer was Downey, who had more experience than Scofield but whose capital experience was limited to one case that had not gone to trial. The two attorneys had agreed that Downey would be responsible for jury selection, but Scofield eventually took over during the voir dire. Per their agreement, Scofield was responsible for the guilt-phase trial, although Downey participated by interviewing Jenkins several times. Scofield also met with Jenkins around a dozen times. Jenkins had told him about his background and childhood, including the fact that he had had a difficult childhood and had lived on the streets since age 11.
Throughout the weeklong trial, Scofield pursued an outright acquittal. In particular, he challenged Harris’s identification of Jenkins as the man who drove away with Hogeland, and he challenged the medical examiner’s opinions about the time and cause of Hogeland’s death. In his closing argument, Scofield took a wide- ranging approach to undermining the State’s wholly circumstantial case against Jenkins. He attacked the State’s timeline of the crime, questioning whether Jenkins in his intoxicated state would have had the time and the ability to leave Nicholas’s house, steal the Mazda, and abduct and kill Hogeland. He reminded the jury of the weakness of Harris’s identification of Jenkins and the Coes’ identification of the woman in the car. He pointed out that no physical evidence definitively linked *9 Jenkins to the Mazda, to Hogeland’s body, or to her jewelry, which was never recovered. And he argued that the evidence provided no plausible motive for Jenkins to have kidnapped, robbed, or killed Hogeland. In sum, he urged the jury to find reasonable doubt and acquit Jenkins. At the very least, he argued, they should find that the State failed to prove Jenkins’s intent to rob and kidnap Hogeland, which were necessary to convict Jenkins of capital murder. He further argued that, if the jury thought Jenkins killed Hogeland as a crime of passion, they could convict him only of manslaughter. The jury deliberated for three hours and fifteen minutes before convicting Jenkins of capital murder, Ala. Code § 13A-5- 40(a)(1) & (2), i.e., murder committed in the course of kidnapping and robbery.
The penalty phase took place that same afternoon. A week before trial, Scofield and Downey had discussed the penalty phase, and Scofield understood that Downey would be responsible for handling the penalty phase. Nonetheless, the witness who was present to testify on Jenkins’s behalf during the penalty phase was better acquainted with Scofield, so Downey suggested that afternoon that Scofield conduct the direct examination. Scofield urged Downey to interview the witness quickly and prepare to examine him, and Downey did so.
Downey handled the penalty presentation to the jury. The State did not present any additional aggravation evidence, resting on the evidence presented during the guilt phase. One witness, Lonnie Seal, testified on Jenkins’s behalf in *10 order, in Downey’s words, to “reveal another side of Mark Jenkins to you that you don’t know anything about.” Seal had met Jenkins in Fontana, California, in 1988 when they both worked at the same garage. Seal and his wife became friends with Jenkins, and he visited in their home. When the Seals decided to move to Alabama a few months later, Jenkins agreed to help with their move and to live with the Seals in Alabama for a time. It took Lonnie Seal several weeks to find a job, but Jenkins found a job in two days and contributed toward the family’s rent and groceries. Jenkins continued to visit the Seals after he moved into his own home, and he would always bring a small gift for and play with the Seals’ infant son.
Downey’s closing argument to the jury requested a sentence of life without parole. Downey reminded the jurors that they had agreed during voir dire that death was not always the appropriate punishment for homicide. Quoting the Bible, [3] he reminded the jury that the Old Testament permitted capital punishment only when supported by the testimony of two or three eyewitnesses, whereas in this case there had been only circumstantial evidence. He asserted from Seal’s testimony that “Mark had a side of him that was generous, that was giving, and that was *11 kind,” and argued that the deterrent and retributive purposes of capital punishment would not be served in this case.
The jury deliberated for 50 minutes before returning its nonbinding recommendation of death by a vote of 10 to 2. See Ala. Code § 13A-5-46(e) (1981) (amended 2017 to make jury’s verdict binding). After a separate hearing, the court found the two statutory aggravating factors for which the State had argued: that the murder was committed during the commission of a robbery, and that it was committed during the commission of a kidnapping. See Ala. Code § 13A-5-49(4). The court also found two statutory mitigating factors: that Jenkins had no significant history of prior criminal activity, and his age at the time of the crime (21). See id. § 13A-5-51(1), (7). The court considered but rejected the statutory mitigation that, due to his consumption of alcohol, Jenkins’s capacity to appreciate the criminality of his conduct or to conform his conduct to the requirements of law was substantially impaired. See id. § 13A-5-51(6). The court found that the aggravating circumstances outweighed the mitigating circumstances and, in accordance with the jury’s recommendation, imposed a sentence of death.
C. The State and Federal Post-Conviction Proceedings
On direct appeal, the Alabama Court of Criminal Appeals affirmed Jenkins’s
conviction and death sentence.
Jenkins v. State
,
Scofield testified about the representation that he and Downey provided. In relevant part, Scofield asserted that he and Downey had “decided that [developing mitigation for the penalty phase] would be something that Stan [Downey] would handle.” Downey later told Scofield that he hadn’t done аny such investigation, but Scofield admitted that, “[a]part from what he has told me, I don’t know what he has done.” Scofield testified that Downey “didn’t appear prepared” for the penalty phase, based on Downey’s last-minute suggestion that Scofield examine Seal since he had talked with him before.
In preparation for the penalty phase, Scofield himself did not interview any member of Jenkins’s family, but he did not know whether Downey interviewed any family members. Scofield did interview Jenkins’s landlord and some other acquaintances but did not do so specifically for the purpose of developing *13 mitigation. He had met with Jenkins around a dozen times, and Jenkins had told him his life story including his experience of abuse as a child. In hindsight, Scofield said he had a “lack of appreciation of mitigating circumstances.” He repeatedly denied in his Rule 32 testimony that his omissions during the penalty phase were strategic: “I didn’t understand what I was doing. . . . I just didn’t understand what I needed to do.”
For reasons that remain unclear, Downey—who is since deceased—did not testify or submit an affidavit in the Rule 32 proceeding. Scofield answered, “Obviously not,” when asked whether he had personal knowledge of everything Downey may or may not have done to prepare for the penalty phase. The record of the extent of Downey’s pretrial preparation is thus limited to Downey’s detailed fee declaration, which he submitted to the State of Alabama in documentation of the compensation due him as appointed counsel. See Ala. Code § 15-12-21. In it, Downey reported that he spent 71 hours [5] on out-of-court preparation for trial. The report details 35 hours of interviews with Jenkins in 18 separate visits to the jail over the course of 17 months, as well as one substantive conversation with Jenkins’s grandmother. [6]
The Rule 32 trial court also heard testimony from four family members and one friend of Jenkins’s. The family members presented for the first time a stark depiction of Jenkins as an unloved and abused child in California. Jenkins’s older brother Michael Jenkins testified that all of his siblings have different fathers and that his parents often used drugs and fought. Michael testified that Jenkins was beaten frequently as a child by his stepfather, if not every day then every other day or every three days. Jenkins was beaten all over his body with a variety of implements. Michael was beaten too. Jenkins’s stepfather would lock Jenkins in his bedroom for a couple of hours at a time, sometimes without dinner. Some of the beatings were prompted by Jenkins’s bedwetting or soiling. Michael testified that Jenkins’s stepfather sometimes made Jenkins wear his soiled underwear on his head and even forced him to eat his own feces a few times. Michael testified that Jenkins’s bladder and bowel control problems began after a camping trip he took with his stepfather and stepgrandfather.
Michael testified that, as children, he and Jenkins were made to work on car engines late into the night and to shovel horse manure daily. The family moved frequently and the children attended many different schools as a result. Michael testified that he was Jenkins’s only friend as a child and that Jenkins did poorly in California).” Id. We note that Scofield had orally suggested to the trial court in September 1989 that more time might be needed with respect to “evidence about the defendant” and witnesses in California, as well as possible psychological evaluation.
school. Jenkins began running away from home as a young teenager and lived with various other family members or on the streets. Michael said that Jenkins was a good brother to him and had asked him to testify at his trial, but he never heard from his attorneys or found out when the trial was. Michael admitted to having cognitive and memory problems due to a head injury years earlier.
Jenkins’s cousin Tammy Pitts testified that, as an infant, Jenkins’s mother beat and neglected him, leaving him dirty and in soiled diapers. His stepfather also beat Jenkins daily until he left home at age 13, sometimes bruising him so badly that he was laid up in bed for days or weeks. Jenkins had problems with bedwetting and soiling, and his stepfather made him wear soiled clothes to school. Jenkins would be locked in his filthy bedroom around the clock except to attend school and do chores. He was usually not allowed to eat dinner with the rest of the family and subsisted on scraps and dog food. The entire family belittled Jenkins because his biological father was Hispanic and his complexion was therefore darker. Jenkins’s parents drank a lot and used drugs every day. Pitts knew these things because she had daily contact with the family and lived with them off and on, and Jenkins lived with her for a time after he ran away from home. No one had contacted her about testifying at Jenkins’s trial.
Jenkins’s second cousin Betty DeLаvega testified that her relationship with Jenkins was like that of an aunt. She lived with the Jenkins family for five months *16 when Jenkins was 10 or 11. She saw Jenkins’s stepfather slap Jenkins “[q]uite a few times,” and once, he made Jenkins eat his own feces. DeLavega testified that Jenkins’s parents used drugs nearly every day and withheld affection from Jenkins and Michael. No one contacted her about Jenkins’s trial; Jenkins’s grandmother had asked her to testify in the Rule 32 hearing about any abuse she had witnessed.
Jenkins’s grandmother Doris Wagoner testified that while Jenkins’s mother was pregnant with him, her husband was in prison and she drank and took drugs. When Jenkins was born, his mother initially put him up for adoption, then changed her mind weeks later. Jenkins was a lethargic infant and his mother cared more about partying than about her children. Wagoner testified that she heard of Jenkins’s mistreatment as a child but didn’t see it. She could tell from the way that Jenkins feared his stepfather that he was being abused, and she knew he slept in a filthy bed. After Jenkins was arrested for murder, Wagoner spoke with Scofield, who asked for money relating to his representation of Jenkins. She did not remember whether she talked with Scofield about Jenkins’s background. She could not remember why she didn’t testify at the trial; she might have been ill, but she was probably busy.
Sherry Seal, the wife of Lonnie Seal, who had testified in the penalty phase of the trial, testified that Jenkins was respectful and generous and that she trusted him with her children. She related how he supported her family after moving to *17 Alabama, giving them “pretty much” his entire paycheck. She said she would still feel safe around Jenkins. Two jailers also testified that Jenkins was a respectful, courteous, model inmate who never complained or caused any problems.
Jenkins also introduced medical, school, and juvenile court records from his childhood. The medical records document his premature birth and his mother’s intention to give him up for adoption. The school records reflect a struggling student who was repeatedly promoted to the next grade because of his age, despite serious academic difficulties, chronic truancy, and frequent school changes. The juvenile court records document Jenkins’s placement in juvenile hall starting at age 14, following repeated acts of grand theft auto and running away.
The Rule 32 hearing concluded with the testimony of two psychologists аbout Jenkins’s history of psychological trauma stemming from his childhood abuse. The defense expert, Dr. David Lisak, had met with Jenkins three times and interviewed a dozen of his family members, family friends, and associates. Dr. Lisak testified that the pervasive abuse and neglect in Jenkins’s childhood impaired his ability to cope with trauma as an adult. He opined that Jenkins’s childhood abuse adversely affected his cognitive and emotional development and other abilities. He described how Jenkins had been neglected as an infant and sexually abused by his grandfather at age four, which led to a lifetime of bladder and bowel dysfunction. He also discussed the hypothesis that children who are abused are at *18 greater risk for perpetrating violence later in life, but he acknowledged there would have been other causative factors in Jenkins’s case. Dr. Lisak described Jenkins’s intellectual capacity as “somewhat borderline,” though he did not perform any testing of his own.
The State’s expert, Dr. Karl Kirkland, had met with Jenkins for several hours and administered several tests. On the Wechsler Adult Intelligence Scale, Jenkins “scored in the range of borderline intellectual functioning which is between mild mental retardation and low average intellectual functioning” with an overall IQ of 76. Dr. Kirkland agreed that Jenkins had been “reared in a chaotic dysfunctional family” and generally agreed with Dr. Lisak’s assessment of the negative effects of childhood trauma.
The court considered all of this evidence before denying Rule 32 relief in full. As relevant here, it found that some of the evidence about the severity of abuse that Jenkins suffered as a child was not credible. It further found that Jenkins suffered no prejudice from any deficient performance by his penalty-phase counsel because the aggravating circumstances outweighed any additional mitigating evidence Downey might have adduced.
The Alabama Court of Criminal Appeals affirmed the denial of Rule 32
relief.
Jenkins v. State
,
Because the Supreme Court’s decision in
Atkins v. Virginia
[7]
had issued
during the pendency of the Rule 32 appeal, the Alabama appeals court ordered
supplemental briefing on the possible impact of
Atkins
upon Jenkins’s sentence.
Jenkins asked the court to stay the proceedings and conduct an evidentiary hearing
after the Alabama legislature enacted a statute about executing the mentally
retarded or, in the alternative, to vacate his sentence and remand after the Alabama
legislature acted. He later asserted that he is mentally retarded and therefore
ineligible for the death penalty. The appeals court proceeded to reject Jenkins’s
Atkins
claim on the merits because the record established that his IQ was 76 and
*20
that he maintained relationships and employment.
Id.
at 155. The Alabama
Supreme Court summarily affirmed, in relevant part.
Ex parte Jenkins
, 972 So. 2d
159, 165 (Ala. 2005),
remanded to
In 2008, Jenkins filed his first petition for a writ of habeas corpus in federal court pursuant to 28 U.S.C. § 2254. The federal proceedings were stayed for several years while Jenkins pursued additional, unrelated Rule 32 relief in the state courts, ultimately unsuccessfully. In the district court, Jenkins moved for an evidentiary hearing on his Atkins claim. After reviewing the state court record, with a focus on the Rule 32 testimony of Drs. Lisak and Kirkland, the district court denied the motion in 2015. Noting that our Circuit has accepted the State of Alabama’s definition of mental retardation following Atkins , the court found that Jenkins is not intellectually disabled under that standard. In a 347-page order, the district court also denied relief on all of Jenkins’s claims including ineffective assistance of counsel during the penalty phase and affirmed as reasonable the state court’s conclusion that Jenkins failed to establish prejudice from any error by his counsel. The district court later denied reconsideration and a certificate of appealability.
Jenkins now appeals. Our Court granted Jenkins a certificate of appealability, 28 U.S.C. § 2253(c), on two issues:
1) Whether the district court erred in denying Appellant’s claim that his trial counsel rendered ineffective assistance of counsel in the investigation and presentation of mitigating evidence during the penalty phase of Appellant’s 1991 trial; and
2) Whether the district court erred in denying Appellant’s claim that he is intellectually disabled and ineligible for the death penalty under Atkins v. Virginia ,536 U.S. 304 (2002).
II. STANDARDS OF REVIEW
We review the denial of a § 2254 petition for a writ of habeas corpus
de
novo
.
Morrow v. Warden, Ga. Diagnostic Prison
,
(1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States; or (2) resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.
28 U.S.C. § 2254(d)(1)–(2).
“[C]learly established Federal law” means “the holdings, as opposed to the
dicta, of [the Supreme] Court’s decisions as of the time of the relevant state-court
decision.”
Williams v. Taylor
,
A state court’s decision is reasonable “so long as ‘fairminded jurists could
disagree’ on the correctness of the state court’s decision.”
Harrington v. Richter
,
In addition, “a determination of a factual issue made by a State court shall be
presumed to be correct,” and the prisoner bears “the burden of rebutting the
presumption of correctness by clear and convincing evidence.” 28 U.S.C.
§ 2254(e)(1). “This deference requires that a federal habeas court more than simply
disagree with the state court before rejecting its factual determinations. Instead, it
must conclude that the state court’s findings lack even fair support in the record.”
*24
Smith v. Comm’r, Ala. Dep’t of Corr.
,
III. DISCUSSION
A. Ineffective Assistance of Counsel
A prisoner alleging that he received ineffective assistance of counsel in
violation of the Sixth Amendment must establish two elements.
Strickland v.
Washington
,
“Second, the defendant must show that the deficient performance prejudiced
the defense.”
Id.
Prejudice occurs when there is a reasonable probability that, “but
for counsel’s unprofessional errors, the result of the proceeding would have been
different.”
Id.
at 694. “When a defendant challenges a death sentence . . . the
question is whether there is a reasonable probability that, absent the errors, the
sentencer—including an appellate court, to the extent it independently reweighs
evidence—would have concluded that the balance of aggravating and mitigating
circumstances did not warrant death.”
Id.
at 695. “The likelihood of a different
result must be substantial, not just conceivable.”
Harrington
,
“Surmounting
Strickland
’s high bar is never an easy task.”
Harrington
, 562
U.S. at 105 (quoting
Padilla v. Kentucky
,
To be clear, “whether defense counsel’s performance fell below Strickland ’s standard” is not the question before a federal habeas court reviewing a state court’s decision under § 2254. Id. at 101. As the Supreme Court has cautioned:
Were that the inquiry, the analysis would be no different than if, for example, this Court were adjudicating a Strickland claim on direct review of a criminal conviction in a United States district court. Under AEDPA, though, it is a necessary premise that the two questions are different . . . [for] [a] state court must be granted a deference and latitude that are not in operation when the case involves review under the Strickland standard itself.
Id. Accordingly, where, as here, “§ 2254(d) applies, the question is not whether counsel’s actions were reasonable. The question is whether there is any reasonable argument that counsel satisfied Strickland’s deferential standard. ” Id. at 105 (emphasis added). Consequently, “[f]ederal habeas courts must guard against the danger of equating unreasonableness under Strickland with unreasonableness under § 2254(d).” Id. With these reviewing principles in mind, we discuss each of Strickland ’s elements in turn.
1. Deficient Performance
Jenkins argues that his counsel performed deficiently by failing to
“investigate compelling mitigating evidence or develop a penalty-phase theory.”
*27
The state court disagreed. It quoted decisions of our Court that hold that “there is
no per se rule that evidence of a criminal defendant’s troubled childhood must
always be presented as mitigating evidence.”
Jenkins
,
Jenkins insists, however, that counsel’s failure to develop mitigating
evidence about his childhood abuse was “not the product of strategy, but rather
arose from ingnorance and inexeperiance [sic].” The problem for Jenkins is that,
like the state courts, this Court also does not know what Downey did or why. The
record is silent as to his thoughts and intentions as he prepared for the penalty
phase. Given that Jenkins bore the burden of overcoming the strong presumption of
competence and of proving Downey’s deficient performance, we are perplexed
why Jenkins’s new counsel did not have Downey testify or submit an affidavit in
the Rule 32 proceeding.
See Strickland
,
Jenkins instead relies on Scofield’s Rule 32 testimony about how he and Downey prepared for the trial and sentencing. We acknowledge that Scofield repeatedly testified that he did not really know what he was doing and that he failed to make strategic choices with respect to mitigating circumstances and sentencing. But Scofield was equally clear that Downey—the more experienced lawyer—was in fact responsible for the penalty phase. And Scofield also repeatedly testified that he did not know what Downey may or may not have done to prepare. Furthermore, his lack of knowledge about Downey’s preparation was understandable. He and Downey were not colleagues who shared an office and *29 might reasonably be expected to know what the other was doing much of the time. Scofield and Downey did not even work in the same city.
This case is unlike those in which we have found deficient performance
where the record showed that counsel investigated insufficiently because he
“waited until the eleventh hour” to begin preparing for the penalty phase while
faced with “overwhelming evidence of guilt.”
See, e.g.
,
Johnson v. Sec’y, D.O.C.
,
We decline to dictate how many hours or how many sessions an attorney
must spend interviewing his counsel in order to provide effective assistance. “No
absolute rules dictate what is reasonable performance for lawyers.”
Chandler
, 218
F.3d at 1317 (citing
Strickland
,
But the record does not reveal that Downey knew or should have known that
Jenkins’s childhood merited investigation beyond that which he may have done.
The record shows that Downey developed enough of a rapport with Jenkins that,
according to his fee declaration, he “g[ave a] Christmas gift [and] discuss[ed] how
much to tell his family.” But how much Downey knew about Jenkins’s family
background can only be guessed from Scofield’s Rule 32 hearing testimony.
Scofield testified that he discussed Jenkins’s background during his dozen or so
jailhouse meetings with him, and that Downey was present for some of those
meetings. Scofield—and possibly Downey—learned that Jenkins experienced
*31
abuse as a child, that his stepfather was brutal, and that he lived on the streets and
in juvenile institutions because of his brutal home life. It is against this backdrop
that Downey’s presumptive “decision not to investigate must be directly assessed
for reasonableness in all the circumstances, applying a heavy measure of deference
to counsel’s judgments.”
Strickland
,
That assessment depends a great deal on what Jenkins told his counsel about
his background.
See id.
But we do not know whether Downey was present when
Scofield learned about Jenkins’s childhood abuse, nor what else Downey may have
learned during his 13 solo discussions with Jenkins. Therefore, “given the absence
of evidence in the record, we must assume counsel carried out his professional
responsibility and discussed mitigation with his client.”
Chandler
, 218 F.3d at
1324;
Burt v. Titlow
,
To be sure, counsel’s failure “to discover
all reasonably available
mitigating
evidence” may constitute deficient performance in some cases.
Wiggins v. Smith
,
And though we have also rejected “a
per se
rule of ineffective assistance
where counsel does not consult family members,”
Holladay v. Haley
, 209 F.3d
1243, 1252 (11th Cir. 2000), we note that Downey did not fail altogether to consult
family members. Downey had at least one substantive conversation with Jenkins’s
grandmother, and we know from her Rule 32 hearing testimony that she never
witnessed Jenkins’s childhood abuse. Given the silence of the record and the strong
presumption of competence to which Downey is entitled, we decline to hold as
unreasonable the state court’s decision not to fault Downey for not doing more
when Jenkins and his grandmother did not and could not, respectively, provide a
basis for doing so.
Cf. United States v. Pease
,
Instead, we affirm as a reasonable application of
Strickland
the state court’s
conclusion that Downey’s strategic decision to emphasize residual doubt was
reasonable.
See Jenkins
,
Accordingly, we cannot say that the state court’s determination that
Downey’s manifest strategy of residual doubt satisfied
Strickland
’s deferential
standard was objectively unreasonable under the circumstances. Jenkins’s case is
precisely the sort where reminding the jury of the misgivings it may have held
about the State’s case could have been effective. Scofield’s guilt-phase closing
argument from that very morning, which explicitly emphasized doubt and the
weakness of the State’s evidence, would have been fresh in the minds of the jury.
[9]
Although we are not questioning the jury’s guilty verdict or the sufficiency of the
evidence, which are beyond the scope of our habeas review, we acknowledge that
the State’s case against Jenkins was—as Downey reminded the jury during the
*36
penalty phase—entirely circumstantial. Indeed, Scofield maintained post-
conviction that the case for reasonable doubt was “[v]ery strong.” No one saw
Jenkins commit either the murder or the robbery and kidnapping that elevated
Hogeland’s murder to a capital crime. Scofield’s guilt-phase closing argument
challenged the inferential leaps the State was asking the jury to make in finding
that Jenkins committed these capital-predicate offenses and that he formed the
intent to kill. This situation was not one where a guilt-phase strategy of acquittal—
and therefore a penalty-phase strategy of residual doubt—was unreasonable in
light of the evidence.
Cf. Johnson
,
Thus, although Downey’s penalty-phase closing argument did not specifically invoke lingering doubt, it clearly reminded the jury of the entirely circumstantial nature of the State’s guilt-phase case. See Chandler , 218 F.3d at 1320 & n.6 (a strategy of “focus[ing] on obtaining an acquittal and then, at sentencing, on lingering doubt” is reasonable, even if counsel does not use the words “lingering doubt” or “residual doubt”). Downey closed this reminder by explaining to the jury how a foundational ancient legal system proscribed capital punishment in the absence of eyewitness testimony—the exact situation here. The state court found that Downey’s penalty-phase closing argument reflected a strategic “decision to concentrate on reasonable doubt,” see Jenkins , 972 So. 2d at *37 147, a tactical choice entitled to a “strong presumption of correctness,” Marek , 62 F.3d at 1300 & n.3.
Jenkins suggests other theories of mitigation that Downey might have more
effectively pursued,
[10]
but our deferential review under
Strickland
does not ask
whether counsel could possibly or ideally have been more effective. “The test for
ineffectiveness is not whether counsel could have done more.”
Waters
, 46 F.3d at
1518. We do not ask whether an attorney’s representation “deviated from best
practices or common custom,” and we should resist the temptation to second-guess
an attorney with the benefit of our hindsight.
Richter
,
2. Prejudice
Even if Jenkins had demonstrated that his counsel performed as no
reasonable lawyer could have, he must also demonstrate prejudice—that is a
“reasonable probability that, but for counsel’s unprofessional errors, the result of
the proceeding would have been different.”
Strickland
,
We begin our analysis by clarifying what exactly Jenkins is arguing about prejudice. We do not know precisely which aggravating and mitigating factors the jury may have implicitly found before making its recommendation of death. The trial court found at sentencing two statutory aggravating factors: the robbery and the kidnapping of the victim. See Ala. Code § 13A-5-49(4). Because none of the mitigation evidence offered in the Rule 32 hearing bears on those factors, we see no reasonable probability that the aggravating factors would have been determined differently by the jury or the court. The court also found at sentencing two statutory mitigating factors: no significant history of prior criminal activity and age. See id. § 13A-5-51(1), (7). There was also strong evidence of Jenkins’s intoxication, which was a key part of Jenkins’s guilt-phase defense and could have supported a third mitigating factor, impaired capacity. See id. § 13A-5-51(6). [11] *40 Jenkins does not argue that the jury or the court would have found other statutory mitigators in light of the Rule 32 evidence. Rather, he contends that the jury might have found non-statutory mitigation based on Jenkins’s abusive childhood, low intelligence, or mental health problems that would have outweighed the aggravating factors. [12]
The Rule 32 trial court found that Jenkins had not demonstrated prejudice even assuming that counsel had performed deficiently. See Jenkins , 972 So. 2d at 138. It concluded that he had not shown a reasonable probability that the sentencer “would have concluded that a weighing of the aggravating and mitigating circumstances did not warrant death” upon a reweighing of the evidence. See id. It emphasized the depravity of the crime and the aggravating circumstances and found “that none of [Jenkins’s] witnesses was credible and that they had exaggerated the level of abuse that Jenkins had been exposed to when he was [a] child.” See id. at 138, 144. The state appellate court affirmed, declining to disturb the credibility determinations of the trial court. Id. at 142–44. Independently *41 reweighing the evidence, it concluded that, “[g]iven the aggravating circumstances that were proven by the State and the facts surrounding Hogeland’s murder, we, like the circuit court, are confident that death was the appropriate punishment for Jenkins’s actions.” Id. at 148.
In light of the state court’s credibility determination and our doubly
deferential standard of review, the statе court’s determination that Jenkins failed to
establish prejudice was not contrary to, or an unreasonable application of,
Strickland
. Our review of this evidence does not show that it is likely that the jury
would have concluded that death was not the appropriate punishment if it had
heard the Rule 32 evidence. Much of the proffered mitigation evidence is, in our
view, much less mitigating than Jenkins asserts. In particular, as the state court
noted, the testimony of Jenkins’s older brother Michael was likely to have been a
double-edged sword.
See Evans v. Sec’y, Dep’t of Corr.
,
We also find reasonable the state court’s identification of other problems
with the mitigating evidence Jenkins argues should have been presented. Hearing
that evidence firsthand in the Rule 32 proceeding, the trial court found the
testimony of the cousins less credible in light of the lack of physical abuse
documented in the school health records.
See Jenkins
,
The state court also noted that Wagoner testified that she was not available to testify at the trial, and it found that Seal’s testimony would have been cumulative to that of her husband. Thus, counsel’s failure to call those two witnesses could not have been prejudicial to Jenkins. See id. at 141, 142. Neither of these conclusions involves an unreasonable determination of the facts. We agree that the Rule 32 testimony of Sherry Seal was substantially similar to the testimony of her husband Lonnie Seal that the jury heard during the penalty phase. Both testified about meeting Jenkins in California, Jenkins’s assistance with their move *44 to Alabama, and his residence with them in their Alabama home. Sherry added only that Jenkins sometimes wet his bed. It was not unreasonable for the state court to conclude that Sherry’s testimony was cumulative of her husband’s, and “a petitioner cannot satisfy the prejudice prong of the Strickland test with evidence that is merely cumulative of evidence already presented.” Rose v. McNeil , 634 F.3d 1224, 1243 (11th Cir. 2011).
Further, the school, medical, and juvenile court records that Jenkins
introduced in the Rule 32 proceeding have their own problems. As noted, they do
not document or even corroborate the severe level of abuse alleged by some of the
witnesses. Though these documents tell a sad story, they do not create a substantial
likelihood that the jury would have recommended life. Although they portray
Jenkins as a victim of truly unfortunate circumstances, they also show his unsavory
delinquent behavior. That delinquency included a history of stealing cars, and
given that the jury likely inferred that Jenkins stole the red Mazda, new
information about his history of theft may not have been especially mitigating.
Similarly, we agree with the state court that evidence of Jenkins’s compliant
conduct in pretrial detention is “minimally mitigating” where there had been no
evidence of jail misconduct as an aggravator.
See Jenkins
,
Jenkins argues that allowing the jury to see his experience of mental,
emotional, and cognitive difficulties, compounded by years of abuse and neglect
and considered alongside his mild character and good jail behavior as an adult,
would have convinced them that Hogeland’s murder was an “aberration” that
deserved a punishment less severe than death. That interpretation of Jenkins’s life
story may be conceivable. But more than mere conceivability is required to
establish prejudice: “The
likelihood
of a different result must be substantial, not
just conceivable.”
Richter
,
B. Intellectual Disability
Jenkins argues that the district court erred when it denied his claim that he is
intellectually disabled and ineligible for the death penalty under
Atkins v. Virginia
,
Mental retardation refers to substantial limitations in present functioning. It is characterized by significantly subaverage intellectual functioning, existing concurrently with related limitations in two or more of the following applicable adaptive skill areas: communication, self-care, home living, social skills, community use, self-direction, health and safety, functional academics, leisure, and work. Mental retardation manifests before age 18.
Id. at 308 n.3. Alabama courts have followed that tripartite definition, adopting what they consider the “broadest” definition of mental retardation for Atkins purposes:
[A] defendant, to be considered mentally retarded, must have significantly subaverage intellectual functioning (an IQ of 70 or below), and significant or substantial deficits in adaptive behavior.
Additionally, these problems must have manifested themselves during
the developmental period (i.e., before the defendant reached age 18).
Ex parte Perkins
,
The clinical evidence adduced during the Rule 32 hearing with respect to Jenkins’s intellectual ability was that his IQ was 76, reflecting “borderline intellectual functioning.” The record also included the report of the Lunacy Commission [14] which found that Jenkins was competent to stand trial, as well as Jenkins’s school and juvenile court records. The court also considered all the testimony it had heard about Jenkins and reviewed the transcript of his murder trial before rejecting Jenkins’s claim of mental retardation.
On appeal, after reciting the Perkins standard, the Alabama Court of Criminal Appeals explained that Jenkins had not established mental retardation:
Dr. Kirkland testified that he performed psychological tests on Jenkins and that Jenkins’s IQ was 76. There was evidence presented at Jenkins’s trial indicating that Jenkins maintained relationships with other individuals and that he had been employed by P.S. Edwards Landscaping Company, Cotton Lowe 76 Service Station, and Paramount Painting Company. The record fails to show that Jenkins meets the most liberal view of mental retardation adopted by the Alabama Supreme Court in Perkins .
*48
Jenkins
,
1. Intellectual Function
The first component of intellectual disability under Perkins is “significantly subaverage intellectual functioning (an IQ of 70 or below).” Perkins , 851 So. 2d at 456. Jenkins argues that the use of a strict IQ cutoff of 70 was contrary to or an unreasonable application of Atkins .
We disagree. The state court’s decision that Jenkins failed to establish
mental retardation in this respect was a reasonable application of the record and of
Atkins
. As a threshold matter, we note that the state court did not say it was
applying a strict cutoff of 70; it merely stated that Dr. Kirkland had measured
Jenkins’s IQ as 76.
Jenkins
,
In particular, Jenkins points to
Hall v. Florida
, in which the Supreme Court
held that when an offender’s IQ is near but greater than 70, courts must take into
account the IQ test’s standard error of measurement as well as non-IQ evidence of
intellectual function.
See Hall v. Florida
,
Jenkins also argues that the state court’s decision on this component in his Rule 32 proceeding resulted from an unreasonable determination of the facts. He asserts that his IQ score of 76, when combined with the test’s standard error of measurement and considered alongside the Flynn effect (which we discuss below), does show that he has significantly subaverаge intellectual function. For the reasons that follow, we disagree.
Most fundamentally, neither of the clinicians who testified about Jenkins’s intellectual ability in the Rule 32 hearing opined that he was mentally retarded. The closest thing Jenkins can point to is the testimony of Dr. Kirkland that his IQ is two standard deviations below the mean. But his entire testimony, in context, did not establish intellectual disability. To the contrary: Dr. Kirkland testified that Jenkins “scored in the range of borderline intellectual functioning which is between mild mental retardation and low average intellectual functioning.” Furthermore, Jenkins’s own expert Dr. Lisak fully reviewed Dr. Kirkland’s clinical findings. He agreed with those findings, concluding that the IQ results show “borderline intelligence.” It is tremendously significant that no clinical assessment *51 in the entire record of these proceedings has found that Jenkins has mental retardation or intellectual disability.
Jenkins nonetheless argues that his IQ score of 76 establishes the intellectual
component of intellectual ability when the standard error of measurement and the
Flynn effect are considered alongside that score. It was not unreasonable for the
state court to disagree. As we have discussed, Jenkins is not retroactively entitled
to have the state courts take into account the margin of error of the IQ test. That
statistical margin of error—5 points in this case—takes into account characteristics
of the test and variations due to chance in order to state how confident the tester is
that the measured result accurately states Jenkins’s true, unknowable IQ. A result
of 76 with a standard error of measurement of 5 simply means that the tester is
68% confident that Jenkins’s true IQ falls between 71 and 81, and 95% confident
that his true IQ falls between 66 and 86.
See
David H. Kaye & David A. Freedman,
Reference Guide on Statistics
,
in Reference Manual on Scientific Evidence
211,
243–44 (3d ed. 2011);
see also Hall
,
Even if Jenkins were somehow entitled to subtract the 5-point margin of error from his score and thereby lower his “true” IQ to 71, he still would not satisfy the clinical intellectual component of intellectual disability. Thus, he sought in the district court to introduce evidence about the Flynn effect in order to bring his IQ down to 70 or below. As our Court has explained, the Flynn effеct “recognizes the fact that IQ test scores have been increasing over time”:
The Flynn effect acknowledges that as an intelligence test ages, or moves farther from the date on which it was standardized, or normed, the mean score of the population as a whole on that assessment instrument increases, thereby artificially inflating the IQ scores of individual test subjects. Therefore, the IQ test scores must be recalibrated to keep all test subjects on a level playing field.
Thomas
,
More problematically, Jenkins did not raise the Flynn effect issue in the
Alabama state courts. Jenkins asserts that he implicitly raised it as part and parcel
*53
of his
Atkins
claim during his Rule 32 appeal, but we do not agree that the
Alabama courts had a full and fair opportunity to consider this issue, because it
was not explicitly presented to them.
See Kelley v. Sec’y for the Dep’t of Corr.
, 377
F.3d 1317, 1349–50 (11th Cir. 2004) (holding that one ineffective-assistance
argument was unexhausted despite the petitioner’s general presentation of a
Strickland
claim in the state courts). Thus, under AEDPA, Jenkins is procedurally
barred from raising this unexhausted claim in his federal habeas petition.
See
28
U.S.C. § 2254(b)(1)(A), (c);
Mason v. Allen
,
2. Adaptive Function
The second component of intellectual disability is “significant or substantial
deficits in adaptive behavior.”
Perkins
,
But the state court’s terse discussion of Jenkins’s adaptive behavior did not involve an unreasonable determination of the facts or an unreasonable application of Atkins . To the contrary, its decision on this issue was reasonable in light of both the record and Atkins .
Atkins elaborated that the adaptive-skill component of intellectual disability requires substantial present limitation in at least two of the following areas: “communication, self-care, home living, social skills, community use, self- direction, health and safety, functional academics, leisure, and work.” Atkins , 536 U.S. at 308 n.3 (quoting definition of American Association on Mental Retardation). The record supports the state court’s judgment that Jenkins does not have substantial deficits in at least two areas. To be sure, we will assume that Jenkins may be substantially limited in functional academics; Dr. Kirkland assessed his reading, spelling, and arithmetic skills at a third-grade level. But the record does not compel a finding of substantial present deficits in the areas of communication, self-care, home living, and work. Although Jenkins emphasizes *55 his transient employment, the record shows he was able to find work quickly, to work hard to support the Seals’ household until Lonnie Seal found a job, and, later, to move into his own home. That record evidence is inconsistent with a substantial deficit in the area of work.
As the State observes, the facts of the crime also fail to show significant deficits in the areas of communication, self-care, community use, and self- direction. Jenkins was able to communicate well enough to solicit an alibi and to sell his car, including writing out a bill of sale. He then was able to arrange for his flight from Alabama, including purchasing a bus ticket and hitchhiking across the country. Indeed, throughout his trial and postconviction proceedings, the people who knew Jenkins as an adult consistently described a man who did not have serious difficulties in communicating, forming relationships, working, and caring for himself. No witness mentioned these kinds of difficulties in his or her testimony about Jenkins. There was some evidence that Jenkins was “not articulate” and that his house was messy, but that testimony does not rise to the level of overwhelming evidence of substantial functional deficits that would support a conclusion that the state court unreasonably determined the facts.
Of course, the record also contains evidence of Jenkins’s childhood
academic and social deficits, attributable at least in part to his parents’ neglect, but
Jenkins’s childhood is not directly relevant to our consideration of his present
*56
limitations. Although we acknowledge that the Supreme Court has noted that such
“risk factors” may support further exploration of the possibility of intellectual
disability,
see Moore v. Texas
,
3. Juvenile Onset
The third and final component of intellectual disability is manifestation of
the first and second components “before the defendant reached age 18.”
Perkins
,
In fact, the ample record of Jenkins’s childhood, as developed in the Rule 32 proceeding, does not point to intellectual disability before age 18. School assessments at age 12 reported an IQ score of 83, an adaptive behavior rating of *57 “low,” and noted overall an intellectual capacity of “average,” a diagnosis of dyslexia, and “poor functional skills.” The psychologist attributed Jenkins’s difficulties to a combination of “[f]requent moves, changes in schools and family instability” with “[l]ow ability coupled with a specific learning disability” and “[l]ack of responsibility for self control and poor use of time.” Although Jenkins failed several grades of school, teachers additionally attributed his difficulties to his behavioral problems and his high number of absences from school.
Similarly, IQ tests ordered by the juvenile court at age 14 gave scores of 81 and 86 on different tests, in the “[d]ull–[n]ormal” range and reflecting “a definite learning disability.” These records all show a child with serious аcademic deficits and some intellectual and adaptive deficits, but they do not clearly show an intellectually disabled child. In particular, Jenkins’s childhood IQ scores of 83, 81, and 86 fail to point to intellectual disability or mental retardation. We are not left with the definite and firm conviction that the district court erred when it found that “Jenkins’s [childhood] intelligence scores and adaptive functioning skills were attributable to his learning disability and other circumstances in his life, rather than mental retardation.”
In sum, we agree with the district court that the decision of the Alabama Court of Criminal Appeals that Jenkins does not have intellectual disability was not contrary to or an unreasonable application of Atkins v. Virginia . [16]
IV. CONCLUSION
The denial of Jenkins’s petition for a writ of habeas corpus is AFFIRMED.
v. Sec’y, Fla. Dep’t of Corrs.
,
WILSON, Circuit Judge, dissenting:
Mark Jenkins must prove that the Alabama state courts acted unreasonably in denying him post-conviction collateral relief. 28 U.S.C. § 2254(d)(1). Jenkins has satisfied that burden as to his ineffective assistance of counsel claim, contrary to the majority’s conclusion. As for his Atkins claim, the record is insufficient to decide whether Jenkins is entitled to relief, and the matter should be remanded for an evidentiary hearing. The majority, however, refuses to consider Jenkins’s request for a hearing and relies on pre- Atkins evidence to deny him relief. Because I disagree with the majority’s conclusions, I dissent.
I.
Ineffective Assistance of Counsel at Penalty Phase
Jenkins first asserts that his trial counsel’s failure to investigate his abusive
upbringing and to present any mitigating evidence at the penalty phase of his trial
constituted ineffective assistance of counsel. The majority rejects this contention,
concluding that the Alabama state courts did not act unreasonably in denying
Jenkins’s ineffective assistance of counsel claim on collateral review. I disagree
and maintain that Jenkins established both deficient performance and prejudice,
entitling him to habeas relief.
See Strickland v. Washington
,
A. Deficient Performance
The Alabama state courts concluded that Jenkins’s counsel, Stan Downey, did not perform deficiently at the penalty phase. The majority finds that conclusion reasonable primarily because Downey (1) was not obligated to investigate Jenkins’s abusive childhood and (2) reasonably pursued a residual doubt strategy at the penalty phase. But further review of the record requires me to part ways with the majority’s reasoning and, ultimately, persuades me that the Alabama courts’ conclusion was indeed unreasonable. See 28 U.S.C. § 2254(d)(1) (providing that a writ of habeas corpus should not be granted to a state prisoner unless the state court adjudication involved “a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States”).
Jenkins offers numerous examples of how his counsel performed deficiently
in the penalty phase of trial. First, counsel failed to thoroughly investigate
Jenkins’s abusive childhood—an error that constitutes deficient performance. In
Williams v. Allen
, we held that counsel’s failure to investigate mitigating evidence
at the penalty stage constituted ineffective assistance of counsel because counsel
drew upon only three sources of information—a psychologist’s report, a
presentence investigation report, and an interview with the appellant’s mother. 542
F.3d 1326, 1340 (11th Cir. 2008) (
Williams v. Allen
);
see also Debruce v. Comm’r,
*62
Ala. Dep’t of Corr.
,
Jenkins’s counsel did even less than the attorneys in
Williams v. Allen
and
Debruce
. That is, Jenkins’s counsel conducted no investigation. Downey did not
consider Jenkins’s poor school records, mention Jenkins’s juvenile history,
produce documentary evidence that Jenkins suffered from severe depression, or
pursue records demonstrating Jenkins’s significant deficits in cognitive functions.
We have previously found that a counsel’s failure to investigate these rudimentary
examples of mitigating evidence constitutes ineffective assistance of counsel.
See
Daniel v. Comm’r, Ala. Dep’t of Corr.
,
Given the lack of preparation, it is not surprising that Downey failed to call
any witnesses to testify at the penalty stage about Jenkins’s childhood, thus failing
*63
to give a complete depiction of Jenkins’s “excruciating life history.”
See Wiggins
v. Smith
,
Despite ample evidence of deficient performance, the Alabama Court of Criminal Appeals (CCA) concluded that Downey performed reasonably. The CCA’s decision rested on three explanations: (1) because Downey did not testify, courts must presume he acted reasonably; (2) based on the record, Downey played an active role investigating and preparing for the penalty phase of trial; and (3) Downey’s decision to pursue a residual doubt strategy was reasonable. [3] Because each of these findings constituted an unreasonable determination of the facts or an unreasonable application of clearly established federal law, Jenkins is entitled to habeas relief. See 28 U.S.C. § 2254(d)(1)–(2).
The CCA’s first rationale—presuming Downey acted reasonably because Downey did not testify at the Rule 32 hearing—was based on both an unreasonable determination of facts and an unreasonable application of clearly established law. The CCA stated that “the record is virtually silent as to what actions were or were not taken or what was or was not done by Mr. Downey at trial and why” and therefore assumed that Downey’s actions “could have been reasonable and strategic under the circumstances.” The majority likewise assumes Downey acted reasonably. This conclusion is based, in large part, on Downey’s failure to testify at the Rule 32 hearing. According to the majority, “[t]he problem for Jenkins is that, like the state courts, this Court also does not know what Downey did or why.”
But the record clearly illustrates Downey’s failure to investigate and overall lack of preparation. First, Downey’s fee declarations—which the majority concedes were “detailed”—showed no investigation of mitigating circumstances, and no preparation for the penalty phase. Importantly, Downey’s fee declarations were exceptionally detailed, recounting his work in five-minute increments. The single reference to the “mitigating” phase of trial in the declarations concerned a meeting with Scofield that occurred only a week before trial. Other than that vague entry, no notation indicates that Downey did anything to prepare for the penalty phase of trial during the nearly two years he represented Jenkins.
Second, and more persuasively, Douglas Scofield, Jenkins’s lead attorney, explicitly testified that Downey told him that Downey had not investigated potential mitigating evidence. Both the Alabama courts and the majority ignore that fact and instead focus on Scofield’s testimony that, “[a]part from what he has told me, I don’t know what he has done.” This statement, to which the majority assigns great weight, is hardly illuminating. Of course Scofield knows only what Downey told him. And what Downey told him was this: Downey did not investigate potentially mitigating evidence before the penalty phase .
In the face of this direct evidence of deficient performance, the Alabama
courts and the majority pivot to Downey’s failure to testify at the Rule 32 hearing.
Without his testimony, the majority reasons, we must assume that Downey’s
*66
decision not to investigate was strategic and therefore his representation
reasonable. I disagree, and I have reservations about thе practical effects of the
majority’s understanding of the law. The majority suggests (if not holds) that the
absence of testimony from an allegedly deficient attorney per se means that the
attorney’s actions were reasonable. It is true that “counsel is strongly presumed to
have rendered adequate assistance,”
Strickland
,
The CCA’s second reason for denying Jenkins relief was also based on an
unreasonable application of clearly established federal law. The CCA concluded
that Downey had adequately investigated and prepared for the penalty phase of
*67
trial, emphasizing that Downey met with Jenkins on several occasions and spoke
with Jenkins’s grandmother. Based on these findings, the CCA determined that
Downey provided adequate assistance of counsel during the penalty phase. This is
an unreasonable application of clearly established law that “[a]n attorney has a
duty to conduct a reasonable investigation, including an investigation of the
defendant’s background, for possible mitigating evidence.”
Porter v. Singletary
,
As previously discussed, it is clear from the record that Downey knew of Jenkins’s horrible upbringing yet still failed to investigate potentially mitigating evidence. “A reasonable investigation . . . should have included, at a minimum, interviewing other family members who could corroborate the evidence of abuse and speak to the resulting impact on [Jenkins].” Williams v. Allen , 542 F.3d at 1340. But Downey did not conduct a single interview—of a family member or otherwise—in preparation of the penalty phase. [4] Because Downey did not conduct an investigation, let alone a reasonable investigation, the CCA’s conclusion that Downey adequately investigated potentially mitigating evidence was an unreasonable application of clearly established law.
The CCA’s third rationale for its decision—that Jenkins’s counsel
reasonably and strategically decided to focus on residual doubt—was both an
unreasonable application of clearly established law and an unreasonable
determination of the facts. In
Williams v. Taylor
, the Supreme Court held that
otherwise reasonable trial strategies cannot be justified unless counsel first
conducted a constitutionally adequate investigation.
Likewise, the conclusion was an unreasonable determination of the facts.
On direct appeal, the Alabama CCA noted that “[t]he evidence overwhelmingly
pointed to the guilt of the appellant.”
Jenkins v. State
,
B. Prejudice
Jenkins’s Rule 32 petition also pleaded sufficient facts to show that his
counsel’s deficient performance prejudiced his defense, satisfying the second
Strickland
prong. To establish prejudice, a petitioner must show a “reasonable
probability that, but for counsel’s unprofessional errors, the result of the
proceeding would have been different.”
Strickland
,
The testimony elicited at the Rule 32 hearing was horrendous. Four family members offered detailed, consistent testimony about Jenkins’s traumatic childhood. The majority describes that testimony, highlighting some of the most *70 appalling facts elicited at the Rule 32 hearing. For example, Jenkins’s stepfather would beat Jenkins on a semi-daily basis, would lock him in a room for hours without food, and even made Jenkins eat his own feces. In addition to the mitigating facts detailed by the majority, the following came to light during the Rule 32 hearing. Jenkins’s mother had an affair while her husband, Jenkins’s stepfather, was in prison. When Jenkins’s stepfather was released, he took out his frustrations about the affair on Jenkins. Because Jenkins’s biological father was Hispanic, Jenkins’s stepfather referred to Jenkins in demeaning names like “piece of shit,” “Mexican trash,” “Puerto Rican puke,” and “bastard.”
The Rule 32 testimony also detailed the alcohol substance abuse, drug addiction, and incessant domestic violence that surrounded Jenkins’s childhood. And, most shockingly, the testimony described how Jenkins’s grandfather sexually abused Jenkins when Jenkins was just four years old. As a result of that sexual abuse, Jenkins, suffered bladder and bowel movement issues. Jenkins’s incontinence became a trigger for his stepfather: when Jenkins had an accident, his stepfather would beat him or subject him to severe degradation. For example, Jenkins’s stepfather would hang Jenkins’s soiled sheets in the front yard for all the neighbors to see, make Jenkins wear his soiled clothes on his head, and, most *71 disturbingly, make Jenkins eat his own feces. The only way to escape the abuse was by running away. So, by age twelve, Jenkins lived on the streets. [5]
Jenkins also introduced medical, school, and juvenile court records from his childhood, which shed further light on his difficult childhood and intellectual deficiencies. Moreover, two psychologists testified about Jenkins’s history of psychological trauma stemming from his childhood abuse—weighty evidence that is not even considered in the majority’s discussion. Finally, two prison guards testified that Jenkins was the ideal prisoner during pretriаl detention. One of the guards even described Jenkins as the best inmate he had ever supervised.
Given this compelling mitigating evidence, it is not difficult to conclude that
Jenkins established “a reasonable probability that at least one juror would have
struck a different balance” between life and death.
Wiggins
,
II. Intellectual Disability
Jenkins also argues that he is entitled to habeas relief under
Atkins v.
Virginia
,
The majority concludes that the CCA did not act unreasonably in concluding
that Jenkins failed to satisfy any of the
Perkins
prongs. In doing so, it relies on the
evidence that Jenkins presented before the Supreme Court decided
Atkins
. In a
previous opinion that it now vacates, the majority also addressed Jenkins’s request
for an evidentiary hearing and determined that he was not entitled to one because
he had not diligently attempted to develop the factual basis for his
Atkins
claim in
state court.
Jenkins v. Comm’r, Ala. Dep’t of Corr.
,
I disagree with the majority’s decision that the evidentiary-hearing issue is not squarely before this court on appeal for several reasons discussed below. And I also disagree with the majority’s ultimate conclusion that the CCA did not act unreasonably in concluding that Jenkins failed to satisfy any of the Perkins prongs, as the record is insufficient to undergo a substantive Atkins analysis and the mаtter should be remanded for an evidentiary hearing.
A. Appellate Review of Jenkins’s Request for an Evidentiary Hearing The majority attempts to rewrite history and now claims that Jenkins did not properly appeal the denial of an evidentiary hearing, apparently because the COA does not explicitly refer to an evidentiary hearing. I disagree because the basis of the district court’s denial of an evidentiary hearing, the record of the appeal, and the nature of the appeal—a constitutional claim by a death row petitioner—support construing the COA to encompass the evidentiary hearing issue.
First, the COA should be construed to encompass the denial of an evidentiary hearing because the district court’s denial of Jenkins’s Atkins claim and its denial of his request for a hearing were one and the same. In the order denying Jenkins’s motion for an evidentiary hearing, the district court stated that Jenkins would first have to prevail under § 2254(d) to be entitled to an evidentiary hearing. *74 The court then addressed Jenkins’s Atkins claim at great length and concluded that he failed to show that the CCA’s decision was unreasonable under § 2254(d). Then it summarily stated that “[b]ecause he cannot prevail on his Atkins claim, Jenkins is not entitled to an evidentiary hearing on that claim,” without further discussion.
Second, the majority’s decision to not consider Jenkins’s request for an evidentiary hearing is contrary to the record of this appeal. Jenkins specifically appealed the denial of his motion for an evidentiary hearing in the Notice of Appeal. His motion for a COA requested review of the district court’s determination that his Atkins claim failed—the basis of its denial of an evidentiary hearing. The panel granted a COA on the issue of “[w]hether the district court erred in denying Appellant’s claim that he is intellectually disabled and ineligible for the death penalty under Atkins ” without explicitly specifying his request for an evidentiary hearing.
Nonetheless, in the eyes of the panel and the parties—at least initially—the
COA encompassed Jenkins’s request for an evidentiary hearing. In his initial brief,
Jenkins asserts that the state court record shows that he is intellectually disabled
and, alternatively, requests the court remand for an evidentiary hearing if the court
finds the record insufficient to grant relief. Jenkins even states that he “has not had
an opportunity to develop and present his clаim post-
Atkins
.” The government
*75
does not challenge the propriety of addressing Jenkins’s request for an evidentiary
hearing—it argues that he is not entitled to one. And the majority squarely
addressed Jenkins’s request for an evidentiary hearing in its previous opinion, but
it agreed with the government that Jenkins was not entitled to one.
See Jenkins
,
Finally, for the majority to now change course is particularly troubling
because Jenkins is a death row petitioner raising an
Atkins
claims, and he has never
had a post-
Atkins
hearing on his claim.
See Burgess v. Comm’r, Ala. Dep’t of
Corr
.,
To be sure, this court’s review is limited to the issues specified in the COA.
McClain v. Hall
,
I see no reason why the majority now turns a blind eye to these parts of the record and withholds appellate review from Jenkins on his request for an evidentiary hearing.
B. Jenkins’s Atkins Claim
I also disagree with the majority’s conclusion that Jenkins is not entitled to relief on his Atkins claim, as it is not possible to undergo a substantive Atkins analysis based on the record before us. For one, the CCA’s evaluation of Jenkins’s Atkins claim was a mere three sentences. And, more significantly, Jenkins never had an opportunity to present evidence on his Atkins claim. To deny Jenkins’s claim, therefore, the majority relies on evidence from unrelated parts of the record. Such an approach is improper because, “[p]rior to Atkins , [the petitioner] could not have been expected to necessarily present evidence sufficient to support an Atkins claim because such evidence constituted a [double-edged] sword.” Burgess , 723 *77 F.3d at 1320. The evidence was a double-edged sword, we explained, because prior to Atkins , evidence of intellectual disability could suggest that a defendant would be dangerous in the future; therefore, “a defendant could reasonably decide not to highlight his mental retardation.” Id. at 1318. For that reason, courts should not rely on pre- Atkins evidence—evidence that was presented in a wholly distinct context—to support a finding that a petitioner is not intellectually disabled. So, here, instead of attempting to make a medical diagnosis based on an insufficient record, we should remand for an evidentiary hearing.
The government argues that Jenkins did not diligently attempt to present his Atkins claim in the state courts, and so he should be precluded from an evidentiary hearing on this claim now. [6] I disagree.
“[I]f the petitioner was diligent in developing the record in the state habeas proceedings, ‘a federal court may grant an evidentiary hearing.” Id. at 1320; see 28 U.S.C. § 2254(e)(2). “‘Diligence depends on whether the prisoner made a reasonable attempt, in light of the information available at the time, to investigate and pursue claims in state court,’ and ‘will require in the usual case that prisoner, at a minimum, seek an evidentiary hearing in state court.’” Burgess , 723 F.3d at 1320 (alteration omitted) (emphasis omitted). Given the unusual procedural *78 posture of Jenkins’s claim, Jenkins made a reasonable attempt to investigate and pursue his Atkins claim in state court.
The Supreme Court issued Atkins v. Virginia while Jenkins’s petition for post-conviction collateral relief was pending before the CCA. The CCA, therefore, requested supplemental briefing on the effect, if any, Atkins had on Jenkins’s petition. At that point, neither the Alabama Supreme Court nor the Alabama legislature had interpreted the groundbreaking case, making Jenkins’s counsel’s next step unclear. Jenkins’s counsel nonetheless made a reasonable attempt to pursue Jenkins’s Atkins claim—he requested that the CCA “vacate his death sentence and remand the case back to the lower court for further proceedings.” The request appears even more reasonable when considered alongside procedurally analogous cases decided around the same time.
At the time Jenkins’s counsel was preparing the supplemental briefing, there
had been three other post-conviction petitions for relief that shared Jenkins’s
unusual procedural posture.
See Clemons v. State
,
With these cases in mind, it would have been reasonable for Jenkins to think that broadly stating his Atkins claim would constitute “diligent” pursuit of his claim. Nonetheless, Jenkins did more than these other petitioners: he specifically requested that the CCA “vacate his death sentence and remand the case back to the lower court for further proceedings.” Thus, given “the information available at the time,” Jenkins made a “reasonable attempt” to pursue his claim.
Additionally, in Alabama, post-conviction relief petitioners with factually sufficient claims are entitled to an evidentiary hearing . Ala. R. Crim. P. 32.9. So, if the CCA had granted Jenkins’s request to remand “for further proceedings,” Jenkins would have received an evidentiary hearing. Jenkins’s request that the CCA “remand for further proceedings,” then, was effectively equivalent to a request for an evidentiary hearing.
III. Conclusion Jenkins’s Rule 32 evidentiary hearing spanned three days. Four family members testified about his horrific upbringing. Two psychiatrists testified about how that upbringing affected Jenkins as an adult. Two prison guards testified about Jenkins’s exemplary behavior while in pretrial detention. And one friend testified about Jenkins’s character. Evidence introduced also documented Jenkins’s academic failings and his juvenile record. In short, Jenkins presented an abundance of compelling mitigating evidence. But the jury never heard any of that evidence. Downey failed to introduce it at the penalty phase. In fact, Downey failed to investigate any mitigating evidence whatsoever. Downey’s failures cannot be attributed to strategic decisions. Nor can they be called reasonable. His performance can only be described as deficient. And that deficient performance was surely prejudicial—there is more than a reasonable probability that the horrifying and detailed Rule 32 testimony would have persuaded one juror to vote against sentencing Jenkins to death. Jenkins is therefore entitled to habeas relief on his ineffective assistance of counsel claim.
Jenkins is also entitled to a hearing on his Atkins claim. Though Jenkins presented ample mitigating evidence at the Rule 32 hearing, he never had an opportunity to present evidence concerning (1) his intellectual functioning, (2) his adaptive deficits, or (3) whether his potential intellectual disability manifested *81 before he reached 18—the three requirements necessary to establish intellectual disability under Alabama law and thus exempt an individual from a death sentence. The CCA nonetheless decided to evaluate Jenkins’s Atkins claim, apparently believing that the record, which included no direct evidence concerning whether Jenkins was intellectually disabled, was sufficient to resolve the complex medical issue. In just three sentences, the CCA arrived at a diagnosis: not intellectually disabled.
Despite the insufficient factual record, the majority fails to remand for an evidentiary hearing and relies on unrelated, pre- Atkins evidence to deny Jenkins’s Atkins claim. Equally troubling, the majority now refuses to consider Jenkins’s request for an evidentiary hearing, which he has maintained in the district court and this court, and which is properly before this court on appeal. I therefore dissent.
Notes
[1] We note that appellant has a pending petition for rehearing en banc along with a supporting amicus brief. We will still consider appellant’s petition in light of this substituted opinion, and therefore he need not refile. However, appellant may file a ten-page supplemental petition based on the new opinion if desired within the standard time frame for filing rehearing petitions.
[2] The jury was not permitted to hear, and the record does not reveal, what exactly Jenkins had said to Hogeland that made Officer Weems suspect him in her disappearance.
[3] “If anyone kills a person, the murderer shall be put to death on the evidence of witnesses. But no persоn shall be put to death on the testimony of one witness.” Numbers 35:30 (ESV). Downey also paraphrased Deuteronomy 17:6 as “On the evidence of two witnesses or three witnesses, he is [sic] shall be put to death. He shall not be put to death on the evidence of one witness.”
[4] “Subject to the limitations of Rule 32.2, any defendant who has been convicted of a criminal offense may institute a proceeding in the court of original conviction to secure appropriate relief on the ground that . . . [t]he constitution of the United States or of the State of Alabama requires a new trial, a new sentence proceeding, or other relief. . . .” Ala. R. Crim. P. 32.1.
[5] In Jenkins’s state postconviction appeal, the Alabama Court of Criminal Appeals erroneously stated that Downey’s fee declaration reports 171 hours of pretrial preparation. See Jenkins , 972 So. 2d at 137. We discuss the effect of this discrepancy infra note 7.
[6] The state appellate court also noted that Downey had moved for a continuance in October 1989 so that he could conduct “[f]urther discovery and investigation (including a possible trip to
[7]
[8] We note that the state court clearly erroneously stated that Downey’s fee declaration
documented 171 hours of pretrial preparation.
See Jenkins
,
[9] During the penalty phase of a capital case, “[e]vidence presented at the trial of the case may be considered insofar as it is relevant to the aggravating and mitigating circumstances without the necessity of re-introducing that evidence at the sentence hearing.” Ala. Code § 13A-5-45(c).
[10] In particular, Jenkins argues that his counsel should have presented “model prisoner”
evidence. The state court noted, “Good conduct during pretrial incarceration is not necessarily a
mitigating circumstance,” before finding that Jenkins had not met his burden of establishing that
his counsel even had information about his conduct in jail.
Jenkins
,
[11] The jury had heard evidence about all three of these statutory mitigators during the guilt phase of the trial. Downey’s penalty-phase opening statement reviewed for the jury all seven of the possible statutory mitigating factors, and the court also recited them in its jury instructions, reminding the jury that they could consider guilt-phase evidence as well as non-statutory mitigation. Jenkins has not established that there is a substantial probability that the jury’s recommendation would have been different had it been more explicitly reminded of Jenkins’s age, criminal history, and intoxication, given that the trial court, the Rule 32 trial court, and the state appellate court all explicitly considered those mitigators and found them outweighed by the aggravators.
[12] Alabama law lists seven statutory mitigating circumstances, but states that mitigation “shall . . . not be limited to” those seven circumstances. Ala. Code § 13A-5-51. Further, “mitigating circumstances shall include any aspect of a defendant’s character or record and any of the circumstances of the offense that the defendant offers as a basis for a sentence of life imprisonment without parole instead of death, and any other relevant mitigating circumstances which the defendant offers as a basis for a sentence of life imprisonment without parole instead of death.” Id. § 13A-5-52. A jury may recommend a sentence of death only if it finds that “one or more aggravating circumstances . . . exist and that they outweigh the mitigating circumstances, if any.” Id. § 13A-5-46(e)(3).
[13] In 2002, the
Atkins
Court followed prevailing convention in referring to “mentally retarded”
offenders. We will use that now-disfavored term only when quoting or discussing older sources.
Since 2014, the Supreme Court has exclusively used the terms “intellectually disabled person”
and “person with intellectual disability.”
See, e.g.
,
Hall v. Florida
,
[14] Alabama law requires a capital defendant to be “committed to the Department of Mental Health and Mental Retardation for examination” if there is a question about his capacity to stand trial or if there will be a mental-disease-or-defect defense. Ala. Code § 15-16-22(a). “The assigned mental health professional(s) shall examine thе defendant with respect to determining the presence of any mental disease or defect which, if determined to be present, would affect the capacity of the defendant to proceed or continue to trial or which would affect the defendant’s criminal responsibility at the time of the commission of the crime.” Id.
[15] Notwithstanding the urging of the Alabama Supreme Court,
see Perkins
,
[16] In light of our determination that Jenkins has not met his burden of demonstrating that the state
court’s decision was contrary to, or an unreasonable application of,
Atkins
under § 2254(d), his
request for an evidentiary hearing is denied. The dissent asserts that we are attempting to
“rewrite history” and refusing to consider Jenkins’s challenge to the district court’s denial of his
request for an evidentiary hearing, but that is simply not the case. Even accepting the dissent’s
contentions that the COA granted in this case could be construed as encompassing the district
court’s denial of the evidentiary hearing, the inescapable fact remains that Jenkins did not
challenge the denial of the evidentiary hearing in this appeal. Instead, he asserted that:
“[o]nce a petitioner has shown the state court merits adjudication was
unreasonable under § 2254(d), § 2254(e)(2) allows for an evidentiary hearing so
long as the petitioner was diligent in state court and pleads facts that, if true,
would warrant relief. . . . Because § 2254(d)’s limitations have been overcome . . .
and Jenkins alleged facts sufficient to show he meets all three
Atkins
prongs, . . .
to the extent this Court finds the record insufficient to grant relief, it should
remand for an evidentiary hearing.”
With this statement, Jenkins is clearly not challenging the district court’s denial of his request for
an evidentiary hearing. Indeed, at no point in any of his filings before this Court did Jenkins ever
argue that the district court abused its discretion in denying his request for an evidentiary
hearing. In other words, our prior opinion erroneously addressed an issue that was not properly
before this Court, which must be corrected, despite the fact that the dissent, inexplicably, would
prefer that we manufacture and address an argument that was never presented. To be clear,
Jenkins’s only discussion in this Court regarding the matter of an evidentiary hearing was his
request that (A) in the event that we determined that he was entitled to relief undеr § 2254(d)—
i.e.
, if we concluded that the state court’s decision was contrary to, or an unreasonable
application of,
Atkins
—and (B) we found the record otherwise insufficient to grant him relief
upon
de novo
review of his claim, then (C) we should remand for an evidentiary hearing,
pursuant to § 2254(e)(2). Jenkins framed his evidentiary hearing request in this manner because,
pursuant to
Cullen v. Pinholster
,
[1] The majority goes to great pains to maintain that Downey did not know about Jenkins’s abusive childhood. This assertion is directly refuted by the record. Douglas Scofield, Jenkins’s lead attorney, testified that Jenkins described his traumatic upbringing at meetings at which Downey was present.
[2] It is unclear whether Downey contacted Seal and requested that he testify during the penalty phase of trial. Given that Downey urged Scofield to conduct Seal’s direct examination because Scofield was better acquainted with Seal, it is likely that Scofield made the arrangements.
[3] The majority opinion endorsed the CCA’s first and third explanations.
[4] Downey’s fee declaration reflects one telephone call he had with Jenkins’s grandmother, Doris Wagoner. But that call occurred 18 months before trial and, according to Wagoner, concerned a request for money.
[5] The CCA found parts of the family members’ testimony not credible, though it did not explicitly discredit testimony describing some of the worst abuse. Given the grotesque nature of the family members’ testimony, and the fact that their testimony was consistent, there is reasonable probability that at least one more juror would have been compelled to vote against a death sentence.
[6] The majority refused to grant Jenkins an evidentiary hearing in its original opinion for this
reason.
See Jenkins
,
