Lead Opinion
MOORE, J., delivered the opinion of the court, in which BOYCE F. MARTIN, Jr., C.J., DAUGHTREY, COLE, CLAY, and GILMAN, JJ„ joined. BOGGS, J. (pp. 416-420), delivered a separate dissenting opinion, in which KRUPANSKY and BATCHELDER, JJ„ joined.
OPINION
Petitioners Mario Rosales-Garcia and Reynero Arteaga Carballo appeal the denials of their petitions for the writ of habeas corpus in the district courts. Both Petitioners, Cuban nationals who have been ordered removed from the United States, are currently in the indefinite and potentially permanent custody of the Immigration and Naturalization Service (“INS”) because Cuba refuses to allow them to return. In its recent decision in Zadvydas v. Davis,
We first conclude that Rosales’s and Carballo’s detention by the INS is governed by IIRIRA. We then conclude that although Rosales and Carballo are removable on grounds of inadmissibility, as opposed to deportability, the Supreme Court’s limiting construction of IIRIRA’s post-removal-detention provision applies to their detention. Finally, we conclude that even if the Supreme Court’s construction of IIRIRA does not apply to Rosales and Carballo, their indefinite detention independently raises constitutional concerns, and we construe IIRIRA’s post-removal-period detention provision as it applies to Rosales and Carballo to contain an implicit reasonable-time limitation. Because there is no significant likelihood of the petitioners’ removal in the reasonably foreseeable future, the continued detention of the petitioners by the INS is not authorized by the applicable statute, and we REVERSE the district courts’ denials of their habeas petitions and REMAND for proceedings consistent with this opinion.
I. BACKGROUND
Petitioners-Appellants Mario Rosales-Garcia (“Rosales”) and Reynero Arteaga Carballo (“Carballo”) arrived in this country as part of the Mariel boatlift in 1980, during which over 120,000 Cubans crossed by boat from the Mariel harbor in Cuba to the United States. Rosales and Carballo,
Following their independent criminal convictions, the Attorney General, acting through the INS, revoked Rosales’s and Carballo’s parole and initiated exclusion proceedings against them. Both petitioners were excluded and, pursuant to the immigration law in effect at the time, they should have been immediately deported. Cuba, however, has refused to repatriate most of the Mariel Cubans whom the United States has excluded, and the U.S. government does not contend 'in this appeal that a repatriation by Cuba of either Rosales or Carballo is reasonably foreseeable.
A. Rosales
Rosales was twenty-three when he arrived in the United States, and he was soon thereafter paroled into the custody of his aunt. Beginning in 1980, Rosales was arrested for a number of offenses, including aggravated battery, possession of marijuana, burglary, and loitering. Rosales was convicted of the following offenses: possession of marijuana and resisting arrest in October 1981; grand theft in September 1981, for which he received two years of probation in March 1983; burglary and grand larceny in October 1983, for which he received two six-month sentences, to be served consecutively; escape from a penal institution in February 1984, for which he received a 366-day sentence; and one count of conspiracy to possess with the intent to distribute cocaine in March 1993, for which he received a sixty-three month federal prison sentence and five years of supervised release.
On July 10, 1986, Rosales’s immigration parole was revoked by the INS on the basis of the escape and grand larceny convictions, pursuant to INS authority under 8 U.S.C. § 1182(d)(5)(A) (1982) and 8 C.F.R. § 212.5(d)(2) (1986). In a separate proceeding before an immigration judge, Rosales was denied asylum and ordered excluded on June 26, 1987, pursuant to 8 U.S.C. § 1182(a)(20) (1982), for improper documentation. Rosales was in INS detention between July 1986 and May 1988, when he was again released on parole. After he pleaded guilty to the cocaine conspiracy charge in 1993, the INS revoked Rosales’s parole, this time pursuant to the Cuban Review Plan. When Rosales was released from federal prison in May 1997, the INS detained him, pursuant to 8 U.S.C. § 1226(e) (1994). Rosales remained in INS detention for four years, during which time he was denied parole twice, in November 1997 and March 1999, under the Cuban Review Plan. In April 2001, Rosales was granted parole and released into a halfway house program. Rosales completed the program in May 2001, and he was subsequently released into the community under conditions of supervision.
Rosales filed his pro se habeas petition in the United States District Court for the Eastern District of Kentucky on July 9, 1998. In the petition, he alleged that his “continued incarceration is illegal, it violates Due Process, statu[t]es, and case law....” Rosales Joint Appendix (“Rosales J.A.”) at 9. The district court initially denied Rosales’s habeas petition sua sponte in October of 1998; however, Rosales filed a motion to amend, and the district court vacated its initial denial. On May 3, 1999, the district court denied with prejudice Rosales’s amended habeas petition. The court concluded that under the IIRIRA, 8 U.S.C. § 1231(a)(6) (Supp.V.1999), the Attorney General was authorized to detain Rosales indefinitely, and the court further concluded that such detention did not violate Rosales’s constitutional substantive or procedural due process rights. In regard to Rosales’s substantive due process claim, the court held that Rosales “ha[d] no fundamental right to be free to roam the United States.” Rosales J.A. at 91. With respect to Rosales’s procedural due process claim, the court held that “[wjhatever the procedure authorized by Congress is, it is due process as far as an alien denied entry is concerned.” Rosales J.A. at 91 (quoting United States ex rel. Knauff v. Shaughnessy,
B. Carballo
Carballo was twenty-five when he arrived in the United States, and he too was soon thereafter released on parole. By 1983, Carballo had been arrested sixteen times, for offenses including aggravated assault, burglary, grand larceny, battery, carrying a concealed weapon and an unlicensed firearm, trespassing, and possession of marijuana.
On September 6, 1990, Carballo filed a pro se habeas petition in the United States District Court for the Northern District of Texas. Carballo claimed that the Attorney General did not have the authority to detain him beyond a reasonable time to effect his exclusion and that his continued detention violated his constitutional substantive and procedural due process rights. A magistrate judge recommended that Carballo’s petition be denied, and on November 26, 1991, the district court denied Carballo’s petition. The district court concluded that the Attorney General had implied statutory authority to detain Carballo under 8 U.S.C. § 1227(a) (1988). Addressing Carballo’s constitutional claims, the court held that because Carballo’s detention did not constitute punishment, it did not violate substantive due process. The court further held that Carballo was entitled to only as much procedural due process as Congress granted him. Carballo did not appeal this denial.
On December 11, 1998, Carballo filed a successive habeas petition in the United States District Court for the Western District of Tennessee. The district court denied Carballo’s successive petition on May 10, 1999. After finding that Carballo
II. ANALYSIS
A. Jurisdiction
1. Availability of the Writ of Habeas Corpus
Both Rosales and Carballo filed petitions for habeas corpus relief in the district court under 28 U.S.C. § 2241. Recently in INS v. St. Cyr, the Supreme Court definitively concluded that aliens detained by the INS can petition for writs of habeas corpus under 28 U.S.C. § 2241— whether they are detained pursuant to the pre-1996 statutory regime, the Antiterrorism and Effective Death Penalty Act of 1996 (“AEDPA”), or IIRIRA. INS v. St. Cyr,
2. Mootness — Rosales
Rosales was released from INS detention and paroled into the United States in May of 2001; the government contends that Rosales’s appeal is therefore moot. “Under Article III of the Constitution, our jurisdiction extends only to actual cases and controversies. We have no power to adjudicate disputes which are moot.” McPherson v. Mich. High Sch. Athletic Ass’n, Inc.,
The government argues that “if a prisoner is released from custody during the pendency of his case, his habeas petition becomes moot.” Gov’t Supp. Br. re Rosales at 19. In Jones v. Cunningham,
Our inquiry into whether Rosales’s claim is moot cannot end, however, with a determination of custody. In Spencer v. Kemna, the Supreme Court determined that a petitioner’s release did not by itself moot his habeas petition, but the Court then explained that “[t]he more substantial question ... is whether petitioner’s subsequent release caused the petition to be moot because it no longer presented a case or controversy under Article III, § 2, of the Constitution.” Spencer v. Kemna,
Although Rosales is not currently being detained, his immigration parole can be revoked by the INS at any time for almost any reason.
Two other strands of the Supreme Court’s mootness jurisprudence support this conclusion. First, the Supreme Court has held that “[i]t is well settled that ‘a defendant’s voluntary cessation of a challenged practice does not deprive a federal court of its power to determine the legality of the practice.’ ... ‘[I]f it did, the courts would be compelled to leave [t]he defendant ... free to return to his old ways.’” Friends of the Earth, Inc. v. Laidlaw Envtl. Servs. (TOC), Inc.,
To determine whether a case has been mooted by the defendant’s voluntary conduct, the Supreme Court has articulated the following standard: “A case might become moot if subsequent events made it absolutely clear that the allegedly wrongful behavior could not reasonably be expected to recur.” Friends of the Earth,
We also believe that the indefinite detention of Rosales by the INS is a case “capable of repetition, yet evading review.” Because the INS can revoke Rosales’s parole at any time and has in fact revoked Rosales’s parole twice in the past fifteen years, there is a reasonable expectation that Rosales will again be subject to indefinite INS detention.
3. Successive Habeas Petition — Car-ballo
The government argues on appeal that “Carballo’s petition is an abuse of the writ [of habeas corpus] because it is a second, successive petition that raises the same claims that were denied on the merits in his first petition, and he cannot point to any exception to overcome the bar on
Carballo petitioned the district court for a writ of habeas corpus pursuant to 28 U.S.C. § 2241. As discussed above, the Supreme Court recently reiterated that § 2241 is the appropriate means for an alien to challenge his detention by the INS. INS v. St. Cyr,
Therefore, we apply the preAEDPA law governing successive habeas petitions to determine whether we should hear Carballo’s petition. The Supreme Court held in Sanders v. United States that, “[c]ontrolling weight may be given to denial of a prior application for federal habeas corpus or § 2255 relief only if (1) the same ground presented in the subsequent application was determined adversely to the applicant on the prior application, (2) the prior determination was on the merits, and (3) the ends of justice would not be served by reaching the merits of the subsequent application.” Sanders v. United States,
In our analysis below, we conclude that IIRIRA is the appropriate statute to apply to Rosales and Carballo. We also agree with Carballo that IIRIRA, and the Supreme Court’s interpretation of its post-removal-period detention provision in Zad-vydas, constitute an intervening change in the law sufficient to warrant our review of his petition. Although the post-removal-period detention provision of IIRIRA is in itself not substantially different from the detention provision in pre-IIRIRA law, the Supreme Court’s construction of IIRIRA’s post-removal-period detention provision in Zadvydas is different from the construction of the detention provision in pre-IIRI-RA law that prevailed in most circuits at the time Carballo filed his original habeas petition. Therefore, Carballo is able in this habeas petition to raise legal arguments that he was unable to raise in his habeas petition in the Northern District of Texas. See Collins v. Zant,
B. Standard of Review
We review de novo a district court’s denial of a petition for the writ of
C. Applicable Statute
There are two versions of the Immigration and Nationality Act (“INA”), codified as amended at 8 U.S.C. § 1101 et seq., that could potentially apply to the petitioners in the present appeals: (1) the version of the INA in effect between 1990 and 1995
According to the petitioners, we should apply IIRIRA because, in Zadvydas, the Supreme Court applied IIRIRA “to a petitioner who had been placed in deportation proceedings and ordered deported prior to the statute’s April 1, 1997 effective date.” Rosales’s Supp. Br. at 9 (emphasis in original). The Supreme Court in Zadvydas did apply IIRIRA to such a petitioner, Zadvy-das, but it did not explain its reason for so doing. See Zadvydas,
Subject to the succeeding provisions of this subsection, in the case of an alien who is in exclusion or deportation proceedings before the title III-A effective date [April 1, 1997] — (A) the amendments made by this subtitle shall not apply, and (B) the proceedings (including judicial review thereof) shall continue to be conducted without regard to such amendments.
8 U.S.C. § 1101 (2000), note regarding “Effective Dates” (reprinting IIRIRA § 309(c)(1)). Inasmuch as the Supreme Court in Zadvydas did not discuss the application of IIRIRA to Zadvydas, we cannot simply assume that such application is appropriate for all aliens deported or excluded before April 1, 1997. We are persuaded for other reasons, however, that IIRIRA is the appropriate statute to assess in our review of the merits of Rosales’s and Carballo’s habeas petitions.
The government contends that IIRIRA does not apply to Rosales and Carballo because, pursuant to § 309(c), IIRIRA does not apply to aliens who were in exclusion or deportation proceedings prior to April 1, 1997. It is not clear from the government’s brief whether it believes this
To the extent that the government’s argument is one of IIRIRA’s general applicability, the Supreme Court has stated that “[s]ection 309(c)(1) is best read as merely setting out the procedural rules to be applied to removal proceedings pending on the effective date of the statute.” St. Cyr,
D. Statutory Authority to Detain Indefinitely
1. Statutory Construction in Zadvy-das
Under IIRIRA, Rosales’s and Carballo’s detention by the INS is governed by 8 U.S.C. § 1231(a)(6) (2000), the post-removal-period detention provision. Normally, after a final order of removal has been entered against an alien, the government must remove the alien from the United States within a 90-day statutory removal period, during which the alien is held in custody. 8 U.S.C. §§ 1231(a)(1)(A) (2000) (“Except as otherwise provided in the section, when an alien is ordered removed, the Attorney General shall remove the alien from the United States within a period of 90 days (in this section referred to as the ‘removal period’).”) & (2) (“During the removal period, the Attorney General shall detain the alien.”); see also Zadvydas,
An alien ordered removed who is inadmissible under section 1182 of this title, removable under section 1227(a)(1)(C), 1227(a)(2), or 1227(a)(4) of this title or who has been determined by the Attorney General to be a risk to the community or unlikely to comply with the order of removal, may be detained beyond the removal period and, if released, shall be subject to the terms of supervision in paragraph (3).
On the basis of the plain language of the provision, we find it difficult to believe that the Supreme Court in Zadvydas could interpret § 1231(a)(6) as containing a reasonableness limitation for aliens who are removable on grounds of deportability but not for aliens who are removable on grounds of inadmissibility. Section 1231(a)(6) itself does not draw any distinction between the categories of removable aliens; nor would there be any statutory reason to interpret “detained beyond the removal period” differently for aliens who are removable on grounds of inadmissibili
We also do not believe that the Supreme Court intended to construe § 1231(a)(6) differently for aliens who are removable on grounds of inadmissibility and aliens who are removable on grounds of deportability. The government focuses on the Zadvydas Court’s statement at the outset of its opinion that “[w]e deal here with aliens who were admitted to the United States but subsequently ordered removed. Aliens who have not yet gained initial admission to this country would present a very different question.” Zadvydas,
The distinction between an alien who has effected an entry into the United States and one who has never entered runs throughout immigration law.... It is well established that certain constitutional protections available to persons inside the United States are unavailable to aliens outside of our geographic borders .... [0]nce an alien enters the country, the legal circumstance changes, for the Due Process Clause applies to all ‘persons’ within the United States, including aliens, whether their presence here is lawful, unlawful, temporary, or permanent.
Id. According to the government, “[i]t is unreasonable to assume the Zadvydas Court went to such great lengths to distinguish the Government’s authority to detain inadmissible aliens from its authority to detain aliens who have entered the country only to mandate that the courts treat both groups of aliens identically under § 1231(a)(6).” Gov’t Supp. Br. re Rosales at 38-39.
We agree with the government that the Zadvydas Court addressed only the constitutional concerns raised by the indefinite detention of aliens who are removable on grounds of deportability, but we also agree
As in Lin Guo Xi, the government in the instant cases “has offered no authority suggesting that a litigant may not take advantage of a statutory interpretation that was guided by the principle of constitutional avoidance when that litigant’s case does not present the constitutional problem that prompted the statutory interpretation.” Lin Guo Xi,
In Chmakov, the court addressed the applicability of the Supreme Court’s construction of certain provisions of IIRIRA and AEDPA to individuals who did not raise the same constitutional concerns as the individuals in the case in which the Court construed the statute. The Supreme Court in St. Cyr held that, notwithstanding certain provisions of IIRIRA and AEDPA, aliens who had been ordered deported on the basis of criminal convictions could petition the federal courts for habeas relief from their deportation decisions. St. Cyr,
Finally, we note that Zadvydas Court did not actually distinguish between aliens who are removable on grounds of inadmis
We explained above that, on the basis of the plain language of the statute, we do not believe that the Zadvydas Court could construe the statute differently for aliens who are removable on grounds of inadmissibility and aliens who are removable on grounds of deportability. It is even less conceivable, therefore, that the Court construed the statute differently for excluda-ble and deportable aliens. In enacting IIRIRA, Congress not only abolished the use of the term “excludable,” but it also abolished that category of alien. “The INA is no longer denominated in terms of ‘entry’ and ‘exclusion.’ IIRIRA replaced these terms with the broader concept of ‘admission.’” Lin Guo Xi,
As the court in Lin Guo Xi concluded, “[t]he clear text of the statute, coupled with the Supreme Court’s categorical interpretation, leaves us little choice but to conclude that Zadvydas applies to inadmissible individuals like Lin Guo Xi. The statute, on its face, makes no exceptions for inadmissible aliens. The Supreme Court’s unqualified holding provides that the statute ‘does not permit indefinite detention.’ ” Lin Guo Xi,
2. Constitutional Concern Raised with Regard to Excludable Aliens
a. Applicability of Fifth Amendment Due Process to Excludable Aliens
Describing the doctrine of constitutional avoidance, the Zadvydas Court stated “when an Act of Congress raises ‘a serious doubt’ as to its constitutionality, ‘this Court will first ascertain whether a construction of the statute is fairly possible by which the question may be avoided.’” Zadvydas,
Neither the Court’s holding nor the Court’s discussion of the due process problems with indefinite detention distinguish between excludable and other aliens. Following its conclusion that an alien’s status as removable alone does not outweigh his constitutionally protected liberty interest, however, the Court noted: “The Government argues that, from a constitutional perspective, alien status itself can justify indefinite detention, and points to Shaughnessy v. United States ex rel. Mezei,
The government first contends in these appeals that this portion of the Court’s opinion in Zadvydas demonstrates that the detention of excludable aliens cannot raise constitutional concerns because such detention “does not implicate the Fifth Amendment.” Gov’t Supp. Br. re Rosales at 50 (emphasis added). We could not more vehemently disagree. Excluda-ble aliens—like all aliens—are clearly protected by the Due Process Clauses of the Fifth and Fourteenth Amendments:
The fourteenth amendment to the constitution is not confined to the protection of citizens. It says: “Nor shall any state deprive any person of life, liberty, or property without due process of law; nor deny to any person within its jurisdiction the equal protection of the laws.” These provisions are universal in their application, to all persons within the territorial jurisdiction, without regard to any differences of race, of color, or of nationality; and the equal protection of the laws is a pledge of the protection of equal laws.
Yick Wo v. Hopkins,
As we understand the entry fiction, and the Supreme Court’s discussion of it in Zadvydas, excludable aliens are treated differently for due process purposes than deportable aliens: they are entitled to less process.
*410 It is true that aliens who have once passed through our gates, even illegally, may be expelled only after proceedings conforming to traditional standards of fairness encompassed in due process of law. But an alien on the threshold of initial entry stands on a different footing: “Whatever the procedure authorized by Congress is, it is due process as far as an alien denied entry is concerned.”
Mezei,
b. Indefinite Detention of Excluda-ble Aliens under the Fifth Amendment
Although we believe that the Supreme Court’s decision in Zadvydas fully supports our conclusion that the Due Process Clauses of the Fifth and Fourteenth Amendments apply to excludable aliens, we recognize that the Zadvydas Court left open the question whether the indefinite detention of excludable aliens raises the same constitutional concerns under those clauses as the indefinite detention of aliens who have entered the United States. We now conclude that it does.
In United States v. Salerno, the Supreme Court explained that “the Due Process Clause protects individuals against two types of government action. So-called ‘substantive due process’ prevents the gov
Therefore, government detention violates a person’s substantive due process rights unless such detention is “ordered in a criminal proceeding with adequate procedural protections” or “in certain special and ‘narrow’ non-punitive ‘circumstances,’ where a special justification, such as harm-threatening mental illness, outweighs the ‘individual’s constitutionally protected interest in avoiding physical restraint.’” Zadvydas,
Rosales’s and Carballo’s status as ex-cludable aliens does not alter the above analysis. An excludable alien who cannot be removed to his country of origin presents no greater risk of flight than the aliens who could not be removed to their countries of origin in Zadvydas; nor does an excludable alien’s status relate any more to his dangerousness than the removable status of the aliens in Zadvydas related to their dangerousness.
We recognize that excludable aliens do not have a constitutional right to enter or be admitted to the United States; indeed, no alien has a constitutional right to enter or be admitted to the United States. We also recognize that the INS is faced with an extremely difficult situation in the case of aliens who legally cannot enter or be admitted to the United States, yet who, by virtue of the fact that their country of origin will not repatriate them, are in the United States. However, the Supreme Court in Zadvydas confronted much the same situation. Aliens who are removed on grounds of deportability do not have a constitutional right to stay in the United States, and, as the Court recognized, Congress has plenary power to create immigration law. Zadvydas,
The Supreme Court in Zadvydas concluded that “for the reasons we have set forth, we believe that an alien’s liberty interest is, at the least, strong enough to raise a serious question as to whether, irrespective of the procedures used, the Constitution permits detention that is indefinite and potentially permanent.” Zadvydas,
The government also argues that in Mezei, the Supreme Court held that the indefinite detention of an excludable alien was permissible under the Due Process Clause of the Fifth Amendment, and the government further argues that the Zadvydas Court reaffirmed Mezei. We note at the outset that the Zadvydas Court explicitly refused to address the continuing validity of Mezei: “we need not consider the aliens’ claim that subsequent developments have undermined Mezei’s legal authority.” Zadvydas,
Second, we believe that the Court’s implicit conclusion in Mezei is eclipsed by the conclusion drawn from the Salerno line of cases that the indefinite detention of excludable aliens does raise constitutional concerns. All of the cases that the Zadvydas Court relied on in assessing the constitutional due process concerns implicated by the indefinite detention of aliens who are removable on grounds of deportability were decided after Mezei. See, e.g., Kansas v. Hendricks, 521 U.S. 346,
3. Statutory Construction of § 1231(a)(6) as Applied to Excludable Aliens
“[T]he canon of constitutional avoidance has no application in the absence of statutory ambiguity.” United States v. Oakland Cannabis Buyers’ Coop.,
Like the Supreme Court in Zadvydas, then, we recognize six months as a presumptively reasonable period for the post-removal detention of excludable aliens. “After this 6-month period, once the alien provides good reason to believe that there is no significant likelihood of removal in the reasonably foreseeable future, the Government must respond with evidence sufficient to rebut that showing.” Zadvydas,
III. CONCLUSION
Under either the Supreme Court’s construction in Zadvydas or our construction in regard to excludable aliens, we read 8 U.S.C. § 1231(a)(6) (2000) to contain an implicit reasonable time limitation. Because there is no significant likelihood that Rosales and Carballo will be removed in the reasonably foreseeable future and because the INS has detained them longer than six months, we conclude that the INS’s detention of Rosales and Carballo is no longer reasonable and is therefore not authorized by IIRIRA’s post-removal-period detention provision. We REVERSE the district courts’ denials of Rosales’s and Carballo’s habeas petitions, and we RE
Notes
.The Illegal Immigration Reform and Immigrant Responsibility Act of 1996 ("IIRIRA”) substantially altered the landscape in immigration law. "Among the changes brought by the IIRIRA was a shift in basic immigration terminology.” Chi Thon Ngo v. INS,
IIRIRA "refers to ‘inadmissible’ aliensf, 8 U.S.C. § 1182(a) (2000),] in the place of ‘ex-cludable’ aliens. Although there are still separate grounds of ‘inadmissibility’ and 'deport-ability,’ the distinction now turns on whether an alien has been ‘admitted’ to the United States, rather than on whether the alien has gained ‘entry.’” Chi Thon Ngo,
. 8 U.S.C. §§ 1182(d) (1994) stipulates that "such parole of such alien shall not be regarded as an admission of the alien.” See also Sale v. Haitian Ctrs. Council, Inc.,
. According to the affidavit of James J. Car-ragher, the current Coordinator of the Office of Cuban Affairs in the State Department, Cuba agreed to repatriate 2,746 of the excluded Mariel Cubans in 1984. Rosales Supplemental Joint Appendix ("Rosales Supp. J.A.”) at 1. As of January 2002, 1,589 of these individuals have been returned to Cuba. .However, neither Rosales nor Carballo was on the list of excluded aliens in 1984 — both were excluded after that date. Although Carragher attested that negotiation between the United States and Cuba regarding the excluded Mar-iel Cubans is ongoing, there is no evidence that Cuba has any particular intention to repatriate Rosales or Carballo.
. There is also evidence that Carballo had a criminal record in Cuba.
. Carballo was detained by the INS in 1988 "pending exclusion proceedings,” see Carbal-lo J.A. at 125, even though he was not actually excluded until 1994, see Carballo J.A. at 132.
. We note that even if Rosales had been released from INS custody, such release would not necessarily moot his appeal. For the purposes of the habeas statutes, a petitioner need only be “in custody” at the time the petition was filed. See Spencer v. Kemna,
. Under the Cuban Review Plan:
The Associate Commissioner for Enforcement [of the INS] may, in the exercise of discretion, grant parole to a detained Mar-iel Cuban for emergent reasons or for reasons deemed strictly in the public interest. ... A decision to release on parole may contain such special conditions as are considered appropriate....
The Associate Commissioner for Enforcement shall have authority, in the exercise of discretion, to revoke parole in respect to Mariel Cubans. A district director may also revoke parole when, in the district director's opinion, revocation is in the public interest and circumstances do not reasonably permit referral of the case to the Associate Commissioner. Parole may be revoked in the exercise of discretion when, in the opinion of the revoking official:
(1) The purposes of parole have been served;
(2) The Mariel Cuban violates any condition of parole;
(3) It is appropriate to enforce an order of exclusion or to commence proceedings against a Mariel Cuban; or
(4) The period of parole has expired without being renewed.
8 C.F.R. § 212.12(b)(1) & (h) (2002).
. The statutory provision authorizing the Attorney General to parole Rosales provides as follows:
The Attorney General may ... in his discretion parole into the United States temporarily under such conditions as he may prescribe only on a case-by-case basis for urgent humanitarian reasons or significant public benefit any alien applying for admission to the United States, but such parole of such alien shall not be regarded as an admission of the alien and when the purposes of such parole shall, in the opinion of the Attorney General, have been served the alien shall forthwith return or be returned to the custody from which he was paroled and thereafter his case shall continue to be dealt with in the same manner as that of any other applicant for admission to the United States.
8U.S.C. § 1182(d)(5)(A) (2000).
. The government points out that the INS based its previous revocation of Rosales's parole on his criminal conduct, and the government therefore argues that Rosales himself controls whether the INS will indefinitely detain him again. The Supreme Court has held that "for purposes of assessing the likelihood that state authorities will reinflict a given injury, we generally have been unwilling to assume that the party seeking relief will repeat the type of misconduct that would once again place him or her at risk of that injury.'' Honig v. Doe,
. We note that the government does not claim that Carballo’s recent placement in a residential substance-abuse recovery program moots his case. As the government observes, Carballo's habeas petition challenges the government's authority to restrain his liberty by sending him to a halfway house or other restrictive program.
.In the district court, the government also argued that Carballo's successive habeas petition was barred by the doctrines of res judica-ta and law of the case; the district court denied Carballo's petition on the theory of law of the case. The government does not raise the law of the case argument on appeal, and, as the doctrine is prudential rather than jurisdictional, we need not address it. See Christianson v. Colt Indus. Operating Corp.,
. "An 'abusive petition' occurs 'where a prisoner files a petition raising grounds that were available but not relied upon in a prior petition, or engages in other conduct that disen-title[s] him to the relief he seeks.'" Schlup,
. In fact, as an executive detainee, Carballo could file a habeas petition only under § 2241. 28 U.S.C. § 2255 applies to persons "in custody under sentence of a court established by Act of Congress,” and 28 U.S.C. § 2254(a) applies to persons "in custody pursuant to the judgment of a Slate court.”
. We note that because Carballo could file a habeas petition only under § 2241, the limitations we have imposed on federal prisoners who file § 2241 petitions do not apply. See, e.g., Charles v. Chandler,
. In subsequent cases involving prisoners challenging their incarceration pursuant to their convictions under state or federal law, the Supreme Court limited the Sanders test for when federal courts may consider the merits of successive habeas petitions. In McCleskey,
We note that if the cause and prejudice requirement did apply to Carballo, we would conclude that he has cause to file a successive habeas petition. The Ninth Circuit has construed "cause” in the context of successive habeas petitions to mean "cause for bringing a petition that fails to present a new ground for relief. In other words, a petitioner must show cause for seeking review of the same claim twice — such as the discovery of new facts, or an intervening change in the law, that warrants reexamination of the same ground for relief raised in an earlier petition.” Campbell v. Blodgett,
Furthermore, the Supreme Court has recognized a "miscarriage of justice” exception to the cause and prejudice requirement, and the Court has equated this exception with the "ends of justice” prong of the Sanders test. See Sawyer,
. We would still conclude that IIRIRA and its limiting construction in Zadvydas constituted a sufficient intervening change in the law to warrant our review of Carballo’s successive habeas petition even if we had concluded that IIRIRA was not the appropriate statute to apply to Carballo. As we explain, infra, whether IIRIRA applies to Carballo is a complicated question; at the very least, the Zadvydas Court’s application of IIRIRA to a habeas petitioner similarly situated to Carbal-lo raises a new question as to what statute authorizes Carballo’s detention.
. The INA was amended in 1990 by the Immigration Act of 1990, Pub.L. No. 101— 649, 104 Stat. 4471 (1990).
. IIRIRA was enacted as Division C of the Department of Defense Appropriation Act, 1997, Pub.L. No. 104-208, 110 Stat. 3009-546 (1996), and it was amended by Pub.L. No. 104-302, 110 Stat. 3656 (1996).
.We note that Rosales was excluded from the United States on July 10, 1986, he began the detention from which his habeas petition arose in May of 1997, and he filed his habeas petition in 1998. Carballo began the detention from which his habeas petition arose in 1988, he filed his habeas petition in 1990, and he was excluded from the United States in September of 1994.
. The Fifth Circuit has approached this question as one of retroactivity. See Zadvydas,
. The Court in St. Cyr also noted that "[t]he INS' reliance ... on INS v. Aguirre-Aguirre,
. At oral argument, the government also argued that we should defer to its interpretation of IIRIRA § 309(c) pursuant to Chevron U.S.A., Inc. v. Natural Resources Defense Council, Inc.,
In a number of other cases in which excluded, deported, or removed aliens challenged the legality of their continued detention, the government argued that IIRIRA should apply to alien petitioners who had been excluded or deported prior to April 1, 1997. See, e.g., Sierra v. INS,
. We note that IIRIRA’s removal and detention provisions are substantially similar to the exclusion and detention provisions in pre-IIR-IRA law. 8 U.S.C. § 1226(e) (1994) provided:
(1) Pending a determination of excludability, the Attorney General shall take into custody any alien convicted of an aggravated felony upon release of the alien (regardless of whether or not such release is on parole, supervised release, or probation, and regardless of the possibility of rearrest or further confinement in respect of the same offense).
(2) Notwithstanding any other provision of this section, the Attorney General shall not release such felon from custody unless the Attorney General determines that the alien may not be deported because the condition described in section 1253(g) (country of citizenship delays in the acceptance of deportees) of this title exists.
8 U.S.C. § 1226(e) (1994). As the Third Circuit has noted, "[u]nder the IIRIRA, what was once implicit is now express — the Immigration Act now specifically provides that the Attorney General shall detain an 'inadmissible' alien for a 90-day period pending 'removal' from the country, and may continue to detain him until deportation if he has been found guilty of designated crimes.” Chi Thon Ngo,
. 8 U.S.C. § 1231(a)(6) (2000) applies to three groups of removable aliens: (1) aliens who are "inadmissible under section 1182” ("aliens who are removable on grounds of inadmissibility”); (2) aliens who are deporta-ble under §§ 1227(a)(1)(C) (violation of non-immigrant status or condition of entry), 1227(a)(2) (criminal offenses), and 1227(a)(4) (security and related grounds) ("aliens who are removable on grounds of deportability”); and (3) aliens who are "a risk to the community or unlikely to comply with the order of removal.”
Under IIRIRA, Zadvydas and Kim Ho Ma, the two aliens at issue in Zadvydas, are removable on grounds of deportability pursuant to 8 U.S.C. § 1227(a)(2) (2000). Pre-IIRIRA, Zadvydas was classified as deportable, see Zadvydas,
. The court in Lin Guo Xi also noted that "[t]he statute, on its face, makes no exceptions for inadmissible aliens.... It is a venerable principle of statutory interpretation 'that where the Legislature makes a plain provision, without making any exception, the courts can make none’.” Lin Guo Xi,
. At least in its regulations, the INS appears to agree with this analysis. The government argues in the instant cases that the Supreme Court’s statutory construction in Zadvydas should not apply to any inadmissible aliens. However, after the Court's opinion was issued in Zadvydas, the INS promulgated regulations limiting the post-removal-period detention both for aliens who are removable on grounds of deportability and for aliens who are removable on grounds of inadmissibility, excepting those formerly classified as excludable. 8 C.F.R. § 241.13 (2002).
. Justice Kennedy also noted in his dissent that:
Accepting the majority's interpretation, then, there are two possibilities, neither of which is sustainable. On the one hand, it may be that the majority’s rule applies to both categories of aliens, in which case we are asked to assume that Congress intended to restrict the discretion it could confer upon the Attorney General so that all inadmissible aliens must be allowed into our community within six months. On the other hand, the majority’s logic might be that inadmissible and removable aliens can be treated differently. Yet it is not a plausible construction of § 1231(a)(6) to imply a time limit as to one class but not another. The text does not admit of this possibility.
Zadvydas,
. Justice Scalia explained in his dissent in Zadvydas that the traditional distinction between excludable and deportable aliens developed "with regard to what procedures are necessary to prevent entry, as opposed to what procedures are necessary to eject a person already in the United States.” Zadvydas,
. Although some other circuits have concluded that the detention of excludable aliens does not violate constitutional due process, no circuit has concluded that the Due Process Clauses of the Fifth and Fourteenth Amendments do not apply to excludable aliens. See, e.g., Duy Dac Ho,
. The INS's detention of Rosales and Carbal-lo is as potentially permanent as was the INS’s detention of the aliens in Zadvydas. Although Rosales's and Carballo’s detention is governed by the Cuban Review Plan, the Plan, like the general regulations in effect at the time of the Court’s decision in Zadvydas, does not limit the period of possible post-removal-period detention. Compare 8 C.F.R. § 241.4 (2001) with 8 C.F.R. § 212.12 (2002). In fact, under the Cuban Review Plan, post-removal-period detainees may only be released on
. For instance, Rosales's conditions of parole include the following restrictions, any violation of which "may result in the revoca-lion of your parole and your return to an appropriate INS detention facility,” Rosales Supp. J.A. at 4 (Conditions of Parole):
1. You shall not leave the geographic limits fixed by the 1-94 without written permission from the INS District Director. ...
*413 7. You shall abide by the curfew rules established by the resettlement program ....
11. You shall not have visitors on the premises of the resettlement program without the permission of the Program Director.
Rosales Supp. J.A. at 4.
. We note that we believe that the government considerably overstates the holding of Mezei. In its brief before the district court, the government described the Court’s holding in Mezei as follows: "[The Court] held that the 'continued exclusion’ via detention of an inadmissible alien does 'not * * * deprive [ ] him of any statutory or constitutional right,' even when custody is prolonged because no other country is willing to accept the alien.” Gov’t Br. re Rosales at 20 (quoting Mezei,
We believe that the Court in Mezei, therefore, did not address indefinite or potentially indefinite detention as a violation of Mezei’s substantive due process rights. Inasmuch as Rosales and Carballo do not challenge their exclusion, we believe that their cases present a different question. We recognize, however, that other circuits have not read Mezei in this way. See, e.g., Carrera-Valdez,
. According to the Court, Mezei’s exclusion "rested on the finding that [his] entry would be prejudicial to the public interest for security reasons.” Mezei,
. We note that a possible means of reconciling Mezei and the Salerno line of cases is to
. We reiterate that in enacting IIRIRA, Congress itself abolished the distinction between deportable and excludable aliens. See infra note 1.
Dissenting Opinion
dissenting.
In deciding these two consolidated cases today, the court makes two holdings that are both quite striking, novel and, in my opinion, incorrect. I therefore respectfully dissent. The court first finds that Congress, in the course of enacting a statute that virtually all concede was designed to tighten immigration procedures, instead amended the statute in' such a way as to obliterate a longstanding distinction that recognized the lessened constitutional protection of persons who had been affirmatively denied entry into the United States, detained at the border, and physically allowed inside the country only as a matter of legislative grace. Instead, the court finds that Congress deliberately accorded such persons the same status as long-time permanent residents. Second, and perhaps even more disturbing, the court essentially accords such persons all of the due process rights of American citizens. The court therefore makes it impossible, in our circuit at least, for the United States government to detain for more than six months any number of aliens who present themselves at our border and are denied entry, or are paroled into the United States only conditionally. It further extends this status regardless of whatever criminal acts those persons may have committed. I believe that this result cannot be derived from the text of the Constitution and is contrary to existing Supreme Court precedent, which the Supreme Court has recently explicitly relied on and refused to overrule.
To begin with the broader holding, the court finds that full due process applies to all persons at or within the borders of the United States, and that such due process is not merely procedural, but essentially accords any such person á right to remain at liberty in the United States comparable to that accorded to United States citizens. It does this by commencing with the unremarkable proposition that the government may not wantonly execute or torture a person, and then extrapolates that the government is disabled from applying its immigration and criminal laws to such ex-cludable aliens in ways that are different from those that apply to deportable aliens.
This holding has nothing to do with what we would generally classify as “process.” Rosales and Carballo have had that, in abundance. They have been able to argue, before independent arbiters, that they are not the persons to whom the law is intended to apply, that they do not come within the reach of the law, and any other procedural issues they may wish to raise. They have had this review before the various levels of the administrative bureaucracy prescribed by Congress and before the courts of the United States. It cannot be disputed that Rosales and Garcia are both “excludable” aliens in that they sought admission to the United States, were detained at the border before entering the United States, and were paroled into the United States only as a matter of grace and on the condition that their parole may be revoked at any time, and especially for the commission of criminal offenses.
All of the many agencies and courts to have considered their cases have ruled that they come within the mandate of Congress that persons who are “excludable” and have committed crimes of sufficient seriousness should be removed from the United States and, if not immediately de-portable, be detained at the discretion of the Attorney General. There is little doubt that Carballo and Rosales fit in this category of excludable aliens who have committed serious offenses. Simply to detail the crimes of which they have been
The court provides a number of soothing statements as to how certain actions against such aliens might be permissible, but it provides no principled reasons for such distinctions, nor a square holding that in fact they can be implemented. May parole conditions for excludable alien criminals be more onerous than for citizens? It implies that they may be, by referring to parole conditions and practices applied to Rosales that are not (and constitutionally may not be) applied to criminals on parole. Op. at 395 & nn. 7-8. However, the opinion provides no basis for such a distinction. May Congress prescribe indefinite detention as a punishment for any violation of such conditions when similar punishment does not apply to citizen parole-violators? No answer is given. A careful reading of the court’s logic and rhetoric would indicate that the very same type of attack that is mounted against the congressional mandate here would be found congenial by this court when mounted against any such distinction. Would any more draconian punishment, such as that suggested above, or an enactment that excludable aliens could be detained indefinitely as punishment for any criminal infraction, pass the muster of this court, under its broad rubric of due process, or under its application of the Eighth Amendment? In oral argument, it was indicated that any violation of parole, under current law, was punishable by at most one year’s additional detention. Would it violate the Ex Post Facto Clause for any alien already excluded from this country to have applied to him indefinite detention? Again, no logic is given that would answer the question.
The court’s approach leads to a host of practical problems, both at the level of this circuit and of the nation. As the court indicates, we have jurisdiction only because the INS happened to choose to detain these aliens within the boundaries of this circuit, at FCI Memphis and at Lexington. Op. at 392, 394. Since our holding is generally at odds with those of most other circuits, and explicitly at odds with four other circuits, it may well be that the INS will simply choose to remove from the Sixth Circuit all those aliens to whom this dictate would apply. Carrera-Valdez v. Perryman,
As against these newly minted rights, we have longstanding and clear Supreme Court precedent. The Supreme Court, in
In Zadvydas v. Davis,
The Supreme Court specifically indicated that it was not questioning the validity of Mezei, and noted that the case of Zad-vydas “differed in a critical respect” from Mezei exactly because Mezei had been detained at the border, while Zadvydas had entered the United States. Id. at 693,
The court’s holding, applying as it does to persons with very extensive criminal records, would obviously apply to persons otherwise blameless, who have simply been detained attempting to enter the United States: After a maximum of six months, if such persons can not be sent elsewhere, they would have to be released into the
Turning to the statutory argument, the court essentially makes two points. The first is that since the language of IIRIRA uses the term “inadmissible,” it has, therefore, abolished the distinction between ex-cludable and deportable aliens, for all purposes. Op. at 407-408. The court also remarkably concludes, by holding that the statute does not permit indefinite detention for excludable aliens as well, that Congress abolished the distinction with the result of giving excludable aliens the same rights as deportable aliens. Of course, Congress had quite the contrary intention: it sought to tighten immigration regulations. As Congress itself provided in the text of the statute, courts were not to construe IIRIRA to “create any procedural right or benefit that is legally enforceable.” 8 U.S.C. § 1231(h). The intent of Congress is clear that it had intended, by using the language of “inadmissibility,” to subject deportable aliens to the same potential for indefinite detention, if they could not be removed after the commission of a serious crime, that excludable aliens had been subject to both statutorily and constitutionally for years.
The court’s development of a “reasonable time” limitation for the detention of “excludable” aliens is based wholly on the Supreme Court’s effective rewriting of the statute for deportable aliens, which is all that the Court had before it in Zadvydas. Applying this reasonable time limitation to excludable aliens misunderstands the Supreme Court’s analysis in Zadvydas and, more fundamentally, the canon of constitutional avoidance. The Court in Zadvydas did not hold that the text, or even the legislative history, of the statute indicated Congress’s intent to place a reasonable time limitation on the detention of “deportable” aliens.
Indeed, its merits aside, the canon of constitutional avoidance has historically contemplated precisely such a result. From the beginnings of statutory construction in federal courts, the Supreme Court has held that “an Act of Congress ought not be construed to violate the Constitution if any other possible construction remains available.” See NLRB v. Catholic Bishop,
There is no textual source for the Supreme Court’s application of a specific time limitation to the Attorney General’s discretion to detain aliens under IIRIRA. Instead, the word “may” on which the Supreme Court focused in Zadvydas, if the canon of constitutional avoidance is to have any meaning, permits the Attorney General to detain beyond the removal period, but only as allowed by the Constitution. And the Supreme Court is clear that the Constitution does not grant “excludable” aliens a right to release into the United States after a “reasonable time.” Thus, that “de-portable” aliens may only be detained for a “reasonable time” after the removal period but “excludable” aliens may be detained indefinitely is not only a consistent, but the required, reading of § 1231(a)(6) in the context of the canon of constitutional avoidance.
In contrast, our court’s holding that extends the “reasonable time” limitation to excludable aliens is a classic example of the tail wagging the dog. The Supreme Court rewrites a statute with respect to one class of persons, to avoid constitutional doubts, and we are then required to read the statute in the same way in cases where there are no constitutional doubts. This does not follow.
I freely grant that there is some anomaly in having the same words mean different things when applied to different groups of people. However, that is a natural consequence of an aggressive application of the constitutional-doubt standard, implemented by a conceded rewriting of the statute, rather than by choosing between plausible alternatives. And, while certainly not conclusive, the fact that the Supreme Court chose to vacate our previous decision in Rosales-Garcia, which followed the same logic as the court displays today, is some indication that that result is not lambently clear to the Supreme Court. Thoms v. Rosales-Garcia,
Interestingly, Justice Kennedy noted this dilemma in his dissenting opinion. He did characterize both alternatives as unsustainable, but the nature of the situation requires us to accept one or the other.
In short, today’s decision, perhaps out of a misplaced concern for the individuals before us, grossly distorts the meaning of a statute, and greatly diminishes the range of policy choices available to the political branches in a field uniquely committed to their discretion. Whether indefinite detention of persons as incorrigible as Rosales and Carballo is good policy is not for us to decide. It is a matter for Congress, subject at most to a requirement that some procedural fairness be applied under the Due Process Clause, a requirement that has been amply fulfilled.
. One of the most perceptive commentators on Mezei argued eloquently for a more nuanced approach that would elide and break down this rigid distinction, based on a number of interesting factors. David A. Martin, Graduated Application of Constitutional Protections for Aliens: The Real Meaning of Zadvydas v Davis, 2001 Sup.Ct. Rev. 47. However, at every step of his article he takes it as a given that the distinction still has vitality, for the time being.
