Lead Opinion
Carl McCollum, a creditor of plaintiff Diana Marcus, towed away an automobile parked in plaintiffs’ driveway. Plaintiffs filed this lawsuit asserting a civil rights claim under 42 U.S.C. § 1983 against Mr. McCollum, the tow truck service, and police officers present during the incident. The complaint alleges violations of plaintiffs’ Fourth Amendment right to freedom from unreasonable search and seizure and Fourteenth Amendment right to procedural due process, as well as several state tort claims.
The district court entered summary judgment in favor of the police officers on plaintiffs’ federal civil rights claim based on its conclusion that the officers’ conduct did not amount to state action as required for a viable § 1983 claim and that, in any event, the officers were entitled to qualified immunity. We reverse based on our determination that disputed, material facts
I.
Mrs. Marcus borrowed money from Mr. McCollum in December 2001 and gave him the title to an automobile in January 2002. On February 22, 2002, Mr. McCollum, accompanied by a driver from Swope 24-Hr. Wrecker Service, L.L.C., approached the Marcus home and noticed defendant Mason Wilson, an on-duty Shawnee police officer, parked across the street in a school parking lot. It is undisputed that Mr. McCollum told Officer Wilson he was going to repossess a car and wanted Officer Wilson to be aware of the situation.
Mr. McCollum and the tow truck operator then began the process of towing the Pontiac from the Marcuses’ driveway. According to plaintiffs, the Pontiac was owned by Mrs. Marcus’ husband, plaintiff Mike Marcus, and was not the collateral securing Mr. McCollum’s loan. Mr. Marcus was not home, but Mrs. Marcus and her minor son, plaintiff Nicholas Shiel, were there. They noticed Mr. McCollum’s activities, ran outside, and began arguing loudly with him. They told him he had no right to the Pontiac, and that he had title to “a car in Bethel.” Id.
Officer Wilson called for back-up assistance in the developing dispute and drove his patrol car over to the Marcuses’ driveway. It is disputed whether Officer Wilson was alerted by the confrontation and drove over on his own initiative or did so because Mr. McCollum beckoned him. See id., tab 4(C) at 2 (Officer Wilson’s affidavit, stating he decided to step in when he observed a heated argument); tab 4(D) at 16 (Mr. McCollum’s deposition testimony, stating he waved for Officer Wilson to come over); tab 6(A) at 20 (Mrs. Marcus’ deposition testimony, stating that Mr. McCollum raised his hand and Officer Wilson came over). Officer Wilson was soon joined by three other officers, defendants Jennifer Thomas, David Powell, and Kent Borcherding.
Mrs. Marcus and Nicholas asserted to the officers that Mr. McCollum had no legal interest in the automobile. Although the officers may have looked at Mr. McCollum’s “piece of paper,” they did not ask for further documentation of his ownership interest. Id., tab 4(D) at 16. Plaintiffs continued arguing with Mr. McCollum and also made several attempts to unhook the car from the wrecker. At some point, according to plaintiffs, Officer Wilson poked Nicholas “several times in the chest with sufficient force to knock [him] backwards.” Id., tab 6(G) at 2.
Although the officers stated that repossession was a civil matter in which the police could not be involved, they also told Mrs. Marcus and Nicholas to stop their interference, advising “let them do what they’re going to do and take it up in small claims court.” Id., tab 6(A) at 21. Mrs. Marcus and Nicholas contend Officer Wilson stated that if the situation escalated, “someone” would be going to jail. They
In the wake of the incident, the Marcus family brought this action in state court against Mr. McCollum, the wrecker service, the police officers, and the City of Shawnee (the City). In their federal civil rights claim arising under 42 U.S.C. § 1983, plaintiffs asserted that the police officers “entered upon the property of the Plaintiff and aided a certain Carl McCol-lum and the employee of SWOPE 24 HR. WRECKER SERVICE, L.L.C., An Oklahoma Limited Liability Company, in the unlawful taking of a certain 1978 Pontiac Firebird Automobile belonging to the Plaintiff, MIKE MARCUS,” id., tab 1 at 3, and “used the threat of force and threats to have DIANA MARCUS and her son NICHOLAS SHIEL, a/k/a NICHOLAS MARCUS, taken into custody if they did not yield to the authority of the police in the taking of said property,” id.; all in violation of their Fourth and Fourteenth Amendment rights to due process and freedom from unreasonable search and seizure, id. at 5.
The City removed the case to federal district court and defendants moved for summary judgment. The district court concluded the officers’ conduct did not amount to the state action required for a viable § 1983 claim and, alternatively, that the officers were entitled to qualified immunity: The court entered summary judgment in favor of the police officers and Mr. McCollum on the § 1988 claim and remanded the remainder of the case to state court. In this appeal, plaintiffs continue to pursue their § 1983 claim against the police officers.
A § 1983 claim must be based on a right secured by the Constitution and laws of the United States. 42 U.S.C. § 1988. Plaintiffs’ asserted constitutional interests are well-established. Under the Fourteenth Amendment, procedural due process requires notice and a pre-deprivation hearing before property interests are negatively affected by governmental actors. See Fuentes v. Shevin,
The language of the Fourteenth Amendment establishes “an ‘essential dichotomy’ between governmental action, which is subject to scrutiny under the Fourteenth Amendment, and private conduct, which ‘however discriminatory or wrongful,’ is not subject to the Fourteenth Amendment prohibitions.” Gallagher v. Neil Young Freedom Concert,
normally can be held responsible for a private decision only when [they have] exercised coercive power or [have] provided such significant encouragement, either overt or covert, that the choice must in law be deemed to be that of the State. Mere approval of or acquiescence in the initiatives of a private party is not sufficient to justify holding the State responsible for those initiatives under the terms of the Fourteenth Amendment.
Blum v. Yaretsky,
Although we have not examined the state-action issue in the context of police officer involvement with a private party’s repossession of property, several other circuits have.
This area of the law is particularly fact-sensitive, so the circumstances must be “examined in their totality.” Howerton v. Gabica,
Other factors courts take into consideration include intervening at more than one step, Howerton,
As is typical of these cases, a self-help repossessor in Oklahoma may take possession of property without judicial process only if he or she has a security interest in the targeted property and no breach of the peace takes place. See Okla. Stat. tit. 12A, § 1-9-609. This rule derives from the Uniform Commercial Code, which states “[a]fter default, a secured party ... may take possession of the collateral ... (1) pursuant to judicial process; or (2) without judicial process, if it proceeds without breach of the peace.” U.C.C. § 9-609 (formerly U.C.C. § 9-503) (emphasis added);
The repossessor’s “greatest obstacle to self-help repossession is the requirement that repossession must be accomplished without a breach of peace.” Roger D. Billings, Jr., Handling Automobile Warranty and Repossession Cases § 11:24 (2d ed.2003). The Oklahoma Supreme Court instructs that “[t]he circumstances of each case must be considered in determining whether or not a ‘breach of peace’ has taken place, and the jury is the judge of the facts.” Ben Cooper Motor Co. v. Amey,
It stands to reason that police should not weigh in on the side of the repossessor and assist an illegal repossession. To diffuse a volatile situation while ensuring a lack of state action, officers could direct both parties to seek a judicial determination. A “curbside courtroom,” in which officers decide “who was entitled to possession, is precisely the situation and deprivation of rights to be avoided.” Abbott,
III.
Whether defendants are entitled to summary judgment is a question of law we review de novo. Croy v. Cobe Labs., Inc.,
At the time of the seizure at issue, Mr. McCollum’s security interest in the Pontiac Firebird parked in the Marcuses’ driveway was disputed. Mrs. Marcus and Nicholas assert they told the officers they disagreed with Mr. McCollum’s right to take the Firebird and that the VIN on the Firebird did not match the VIN indicated in the title Mrs. Marcus had given to Mr. McCollum. From the summary judgment filings, it is difficult to determine the extent of the officers’ inquiry into the legality of Mr. McCollum’s claims. There is evidence, however, that they credited Mr. McCollum’s contentions over those of plaintiffs. As the district court stated in its order, “the lawfulness of the repossession is an issue which remains to this day.” Aplt. app., tab 7 at 6.
There are also some differences between the parties’ versions of the facts relating to the manner in which Officer Wilson was alerted to the situation.
For legal authority supporting the entry of summary judgment, defendants rely heavily upon Menchaca, a case from the Fifth Circuit in which the facts recited by the majority resemble the instant case: repossessors came to take a vehicle, the owners voiced their objection, the police came to “check out the disturbance” and keep the peace, and they warned the owner he would be arrested if he continued to use loud and abusive language. See Menchaca,
Menchaca is distinguishable both procedurally and factually. First, the car in Menchaca was parked on a public street, so there was no trespass issue. Next, there was no dispute in Menchaca that the repossessor was a secured creditor of the disputed property with the right to repossession upon default. In contrast, the re-possessor in this case went onto private property to initiate the repossession and plaintiffs informed the officers that the VIN of the car the repossessor was taking did not match the title in his possession. These two facts go to the propriety of the officers’ actions: repossessing a car to which one indisputedly has title when it is parked on a public street requires less official sanction from officers than doing so when the car is not subject to repossession and is parked on private property.
While no single fact or inference is determinative of whether the officers affirmatively aided Mr. McCollum, under plaintiffs’ version of the facts a jury could find that the officers did more than merely acquiesce or stand by in case of trouble. The controlling question to be resolved by a factfinder is whether the officers were simply keeping the peace, as they were entitled to do, or aiding Mr. McCollum, as they were not.
Crediting plaintiffs’ version of the facts, as we must, the objective evidence raises a fact issue as to whether the police officers were neutral in their efforts to keep the peace.
In any event, what exactly each of the officers did and said, to whom, in what tone, and with what indicia of state sanction are issues that should be determined at trial. Plaintiffs have raised sufficient evidence of state action to defeat the summary judgment motion. We reverse the grant of summary judgment in favor of the police officers on plaintiffs’ § 1983 claim.
IY.
Defendant police officers assert that, even if their conduct amounted to state action sufficient to trigger § 1983 liability, they are entitled to qualified immunity. The doctrine of “[qualified immunity is designed to protect public officials who act in good faith, on the basis of objectively reasonable understandings of the law at the time of their actions, from personal' liability on account of later-announced, evolving constitutional norms.” Pierce v. Gilchrist,
On the present record, the initial qualified-immunity inquiry is readily resolved. The Supreme Court has recognized that possessory interests in property invoke procedural due-process protections, see Fuentes,
We therefore proceed to the second inquiry, which is determining whether a right is clearly established: that is, “whether it would be clear to a reasonable officer that his conduct was unlawful in the situation he confronted,” Saucier v. Katz,
To answer the question at the summary judgment stage, we must again accept
Plaintiffs contend, however, that the police actually intervened on the side of Mr. McCollum. In their deposition testimony, they state that the officers assumed, without good evidence, that Mr. McCollum had a repossessory right to the Pontiac and, through physical action and verbal threats, dissuaded plaintiffs from continuing their resistance to the repossession. Viewed in the light most favorable to plaintiffs, the record could support an inference that the police officers were aware of circumstances making their actions unlawful. See Abbott,
Although a ruling on qualified immunity should normally occur early in proceedings, Harlow v. Fitzgerald,
V.
Accordingly, we REVERSE the district court’s entry of summary judgment in favor of the police officers and REMAND for further proceedings in accordance with this opinion.
Notes
. After examining the briefs and appellate record, this panel has determined unanimously to grant the parties’ request for a decision on the briefs without oral argument. See Fed. R.App. P. 34(f); 10th Cir. R. 34.1(G). The case is therefore ordered submitted without oral argument.
. The dissent states that there is no evidentia-ry support in the record for this statement. Dissent, slip op. at 3-4. However, defendants made this assertion in their brief in support of summary judgment. Aplt. app., tab 4 at 1.
. Plaintiffs emphasize that they have not made a civil rights claim against the City and, therefore, the City is not a party to this appeal. Aplt. br. at 3. Moreover, plaintiffs’ briefs do not contest the district court’s sua sponte entry of summary judgment in favor of Mr. McCollum. We thus do not address whether Mr. McCollum, a private defendant, may be classified as a state actor. See State Farm Fire & Cas. Co. v. Mhoon,
Nevertheless, we disagree with the dissent’s characterization of plaintiffs’ decision to omit Mr. McCollum from this appeal as an "abandon[ment of] the gravamen of their cause of action.” Dissent at 3. The gravamen of plaintiff's cause of action, contrary to the assertions of the dissent, is that the police interfered with the efforts of the plaintiffs to protect their property interests by aiding Mr. McCollum and by threatening to take Mrs. Marcus and her son into custody. It is not necessary for plaintiffs to demonstrate that Mr. McCollum and the officers were co-conspirators as a matter of law. It is enough to show that the police participated, jointly or otherwise, to the extent that the alleged unlawful repossession assumed the character of state action. See, e.g., Booker v. City of Atlanta,
. In an analogous situation, a panel of this court has held that a constitutional violation occurs "[w]hen a government official affirmatively facilitates or encourages an unreasonable search performed by a private person.” Specht v. Jensen,
. The states have incorporated the “without breach of the peace” limitation into their statutory schemes. See U.C.C. Rev. Art. 9, 3 U.L.A. 5, 14-18, notes on adoption of revised article 9 (2002) (listing the fifty-two states and territories which have enacted revised article 9, including § 9-609). Several federal courts have applied the principles underlying § 9-609 in analyzing the extent of state participation in a creditor’s repossession activities. See Cofield v. Randolph County Comm’n,
. In other words, we agree with the dissent that a police officer should not attempt to resolve a heated ownership dispute on the scene. Under such circumstances, the creditor must seek relief through judicial process. See Okla. Stat. tit. 12A, § l-9-609(b).
. The dissent points out a lack of evidence indicating that Officer Wilson was aware of the repossession before Mr. McCollum's arrival and, using that slim fact as a springboard, concludes that the officers and Mr. McCollum were not engaged in a joint endeavor. Dissent at 2; see also id. at 3-4. The officers' prior knowledge of an intended repossession, however, is not a cornerstone of plaintiffs' case. What matters is how the officers conducted themselves at the time of the intervention.
. We consider all relevant, undisputed facts in our summary judgment analysis, including
When debtors specifically object to repossession, they revoke any implied right previously granted to the creditors to enter the debtor's property without consent. Entering the debtors’ property after consent is revoked constitutes a breach of the peace. The basis for favoring debtors over creditors in these circumstances appears to be the law's historical aversion to trespass.
James v. Ford Motor Credit Co.,
. As the Menchaca dissent pointed out, several facts were disputed, including whether the officers told the owners that the repossessors had the right to repossess the car and whether the officers told one of -the owners he would.be arrested if he did not turn over the keys.
. Contrary to the dissent’s contention, dissent at-, n. 3, the procedural situation of Menchaca diverges from that of Barrett,
.The dissent claims that the majority opinion wrongly emphasizes the Marcuses’ subjective view of the situation. Dissent at 829-30. In making this assertion, the dissent ignores the well-established need to "recount the facts in the light most favorable to the party opposed to summary judgment, namely Plaintiffs].” Jennings v. City of Stillwater,
The dissent also asserts that officers other than Officer Wilson were "neutral,” by citing Mrs. Marcus’ deposition testimony. Dissent at 6. The cited statement must be placed in context. Mrs. Marcus testified that the "circle of officers standing in [her] front yard”
. Despite the procedural posture of this case, the dissent contends that the officers should be entitled to qualified immunity because their “actions were objectively reasonable for the purpose of keeping the peace.” Dissent at 15. It is up to a factfinder to resolve disputed issues of fact and determine if the officers' actions were indeed reasonable. The dissent's resolution of these issues is especially surprising in light of the well-established Oklahoma law prohibiting self-help repossession if a breach of the peace occurs.
Dissenting Opinion
dissenting.
I dissent. I disagree with the majority’s conclusion the police officers are individually liable, and alternatively, they are not otherwise entitled to qualified immunity.
As the district court pointed out, the only federal constitutional issue in this case is raised in Count IV of the Third Amended Petition, where the Marcuses allege Mr. McCollum “acted in concert” and “jointly” with the police officers to effect a “common purpose,” in violation of the Fourth'and Fourteenth Amendments, for the purpose of depriving them of the
In determining if a state action arose, we have held that when a party relies on the “joint action” test, we look to such a test “to determine whether a private party acted under color of law in causing an alleged deprivation of federal rights.... ” See Sigmon v. CommunityCare HMO, Inc.,
In this case, even when viewed in a light more favorable to the Marcuses, the evidence does not show Mr. McCollum and the police officers participated in a joint action or conspiracy, or otherwise shared a common, unconstitutional goal. As the Marcuses admit and the district court ruled, the repossession
Moreover, based on a fair reading of the appeal brief, I agree with the majority the Marcuses are abandoning their appeal against Mr. McCollum. However, by abandoning their appeal against Mr. McCollum, they■ are also abandoning the gravamen of their cause of action, because the theory of “joint” or “concerted” action, raised in their complaint, applies only to whether a “private” citizen’s actions-constitute a state action. See Sigmon,
Alternatively, even if we bifurcate the Marcuses’ fourth cause of action and construe it purely as an action against the police officers, nothing in the record establishes either a Fourth Amendment violation for wrongful seizure or even excessive force, or a Fourteenth Amendment procedural due process violation for deprivation of property without prior notice or an opportunity to be heard. In examining these issues, I agree with the majority that “the circumstances must be ‘examined in their totality,’ ” but disagree with the significance given the officers’ actions.
First, the majority relies on the fact Mr. McCollum stopped and told Officer Wilson he intended to repossess the car and wanted him to be aware of the situation. But, as the district court pointed out, this “fact” was contained in a brief, rather than in an
Next, the majority places much emphasis on the fact Mr. McCollum waved Officer Wilson over to the area where the repossession was occurring. However, it is undisputed this happened after the repossession was in progress and a heated dispute had already begun. No evidence in the record shows Officer Wilson responded for any other reason than to assist in peacekeeping. Certainly, a police officer should respond to someone who flags or waves him over, or otherwise motions for help, regardless of whether he knows in advance it may involve a repossession situation.
The majority opinion also either omits other significant undisputed facts or fails to give appropriate significance to them. For instance, it is undisputed that once Officer Wilson arrived in the driveway, he believed the situation was so heated it might get out of control.
I also disagree with the majority’s conclusion summary judgment is inappropriate because it “may be pertinent” to determine “whether Mr. McCollum’s actions provoked a breach of the peace.” Certainly, such an inquiry is unnecessary. Our only inquiry rests on the reason for the police involvement, which in this case, clearly arose for the purpose of peacekeeping, regardless of who provoked a breach of peace.
As to the other police officers, they arrived solely because of the dispatch call Officer Wilson made before he went to the Marcuses’ driveway. The majority suggests the objective evidence raises a fact issue as to whether they were “neutral in them efforts to keep the peace.” I disagree. Mrs. Marcus stated these other officers arrived only after she retreated to the porch, and they acted “neutral,” did not appear to know what was going on, took her report, and after learning of the situation, advised her to go to small claims court. These actions do not constitute a wrongful attempt to facilitate the repossession or prevent the Marcuses from resisting it. As to the majority’s suggestion these officers were as culpable as Officer Wilson because they advised Mrs. Marcus to shut her mouth or risk going to jail, the district court correctly pointed out Mrs. Marcus did not clearly identify in her deposition, or elsewhere, which officer said this, or to whom the statement should be attributed. These additional officers should not stand trial for a statement which has not been attributed to them. Moreover, it appears any threat of arrest was directed at Mrs. Marcus for breach of the peace, and not, as the majority suggests, for resisting repossession.
I find Menchaca instructive and the majority’s attempts to distinguish it unconvincing. While the majority admits the facts in Menchaca resemble those in the instant case, the opinion suggests Mencha-ca is inapplicable because it addresses the issue of subject matter jurisdiction. However, the Menchaca court, like the district court here, determined from evidence offered that a state action did not occur. See
In addition, the majority distinguishes Menchaca on the facts because the repossession in that case occurred on a street and not, as here, on a private driveway, which the majority contends involves the additional issue of trespass. While the Marcuses brought a cause of action for trespass against the police officers, the district court dismissed it for lack of jurisdiction, and the Marcuses have not raised it on appeal. Moreover, it is clear a policeman’s “trespass to property, negligent or intentional, is a common law tort; it does not infringe the federal constitution,” and thereby does not give rise to a § 1983 action. Wise v. Bravo,
As to the legality of the repossession, the majority points out the officers may have looked at Mr. McCollum’s “piece of paper,” but they did not ask for further documentation and should have known of the illegality of the repossession. First, the Marcuses fail to provide the mystery “piece of paper” for our review on appeal. Second, even if the officers did not ask for further documentation or verify the vehicle identification number, this is a self-help repossession case, and the police clearly arrived for the purpose of standing by to keep the peace, rather than for the purpose of determining rightful ownership of the vehicle. The majority has not pointed to any statute or case which establishes the police, in a self-help repossession situation, have a duty to determine rightful ownership of the vehicle. In fact, to have the police do so could actually violate procedural due process. See, e.g., Abbott,
Next, as the district court noted, no evidence shows the officers knew the repossession was illegal. In fact, in this case, the ownership of the vehicle was still in dispute at the time of the district court’s summary judgment decision.
Finally, the majority relies on the Mar-cuses’ statements that Officer Wilson poked Nicholas Marcus several times in the chest with sufficient force to knock him backwards, for the purpose of establishing a § 1983 violation. This is contested, and therefore, according to the majority, raises
Specifically, in this case, it is undisputed Officer Wilson told the parties this was a civil matter in which he could not get involved, and he was there to keep the peace and make sure no- one would get hurt. Therefore, it is clear he sufficiently communicated to the parties the police could neither help with nor terminate the repossession. It follows then that the police officers’ actions, either in poking Mr. Marcus or warning of the possibility of going to jail for breaching the peace, were plainly for the purpose of keeping the peace, and not to aid the repossession. See, e.g., Barrett,
Because the Marcuses claim a Fourth Amendment violation, it is reasonable for us to look at the police officers’ actions in the context of an unreasonable seizure or excessive force. In so doing, we look at the amount of force used in relationship to the need presented, the extent of the injury inflicted, and the motives of the officer, to determine whether the official abused his power to the point it shocks the conscience and is appropriate for redress under § 1983. See Wise,
The majority also places great emphasis on the Marcuses’ subjective view the police officers’ actions dissuaded them from continuing their resistance to the repossession. Admittedly, at least two other circuits have relied on the subjective view of the plaintiff during a repossession situation in determining whether a state action occurred. See, e.g., Jones,
Under the' Fourth Amendment, ’ the “reasonableness” inquiry “is an objective one: the question is whether the officers’ actions are ‘objectively reasonable’ in light
For the reasons previously stated, the Marcuses have not shown, under their qualified immunity burden of proof, that the officers’ actions were not objectively reasonable, in either poking Mr. Marcus or otherwise threatening the Marcuses with arrest if they did not cease using loud, argumentative, or otherwise abusive language. Because the police officers’ actions were objectively reasonable for the purpose of keeping the peace, qualified immunity should protect them.
To hold otherwise would place officers in an unreasonable, impracticable, “Catch-22” position of watching a self-help repossession for peacekeeping purposes, but not taking any action to diffuse the situation to prevent the private parties from injuring each other. The basic purpose of qualified immunity “is to spare individual officials the burdens and uncertainties of standing trial in those instances where their conduct would strike an objective observer as falling within the range of reasonable judgment.” Gooden v. Howard County, Md.,
For these reasons, I would affirm the district court’s decision to grant the Defendants’ summary judgment motion and dismiss the Plaintiffs’ § 1983 action.
. In their brief, the Marcuses contend this is not a repossession situation, and refer to it as a "taking” or "trespass” by the defendants. I agree with the majority’s characterization of it as a "self-help repossession.”
. The Marcuses do not dispute this, as they admit not knowing what the officer believed.
. See Barrett,
. Equally unavailing is the majority’s attempt to distinguish Menchaca because in that case the district court was afforded the opportunity to observe the credibility of the witnesses. This difference is irrelevant because in this case all the. evidence must be viewed in the Marcuses' favor as the nonmoving party.
. Even on appeal, it remains unclear whether ownership of the vehicle is resolved.
