This medical malpractice action requires us to review and apply the standards for admission of expert medical testimony. Under the applicable evidentiary rules, as interpreted in this court’s cases, an expert’s medical
The Court of Appeals described the facts and the procedural background of the case:
“In March 2003, after plaintiff was involved in an auto accident, suffering a possible head injury, her doctor ordered an MRI. Plaintiff went to Tillamook County General Hospital and was escorted to an MRI trailer just outside. The MRI technologist, employed by Alliance, informed plaintiff that he would be injecting her with a contrast chemical, gadolinium, used to enhance the MRI image.
“Alliance’s MRI technologists are trained to advise patients that, if the injection of a contrast chemical causes pain or any other discomfort, they should immediately inform the technologist. If a patient makes such a complaint, the technologists are trained to check for extravasation. ‘Extravasation’ occurs when a substance exits the vein and enters the surrounding tissue. See Stedman’s Medical Dictionary 635 (27th ed 2000) (defining ‘extravásate’ as, inter alia, ‘[t]o exude from or pass out of a vessel into the tissues’). The general standard of care applicable to MRI technologists requires that they explain the procedure to the patient and ask the patient to inform them if they feel pain. However, neither plaintiffs technologist nor her treating physician explained the injection procedure, asked her to report pain, or explained to her any risks associated with the injection.
“After attempting the injection on each of plaintiffs arms unsuccessfully, the technologist attempted to make the injection on the back of plaintiffs left hand. Immediately after the needle went into her hand, plaintiff complained that her hand felt ‘like a glove filling up.’ She explained to the technologist that ‘if he was to take the tip of my fingers off he would see the stuff running on the floor. That’s how full it felt.’ The technologist acknowledged plaintiffs complaint but told her it would be okay and finished the procedure.
“Plaintiff manages a restaurant. She normally performs various functions in the business, including food preparation, which involves going to the restaurant’s walk-in refrigerator. The day after the MRI, however, when she went to the walk-in refrigerator she had a difficult time handling the cold food and complained that her left hand hurt. Her coworker described her hand as appearing purple, orange, and swollen. After a couple of hours, plaintiff went to the emergency room. She has experienced pain ever since, which has impaired her ability to work. Plaintiffs hand has remained discolored near where she received the gadolinium injection.
“Plaintiff filed this action against defendants. In her operative complaint, she alleged that defendants had negligently injured her and negligently failed to obtain her informed consent before injecting her with gadolinium.
“[A]t trial, the court excluded portions of the testimony of plaintiffs two expert witnesses, Dr. Weldon Williamson and Karen Marburger. Williamson, a medical doctor specializing in hand disorders, would have testified concerning medical causation. Marburger, an MRI technologist, would have testified that defendants should have made and kept various records and that, had plaintiff been able to obtain those records, they might have been beneficial in proving plaintiffs claims.
“With respect to Williamson’s testimony, the court held an OEC 104 hearing to determine whether Williamson’s opinion regarding causation — specifically that gadolinium extravasation caused plaintiffs [vasospastic disorder 1 ]— was ‘scientifically valid’ under the standards prescribed in [State v.] Brown[, 297 Or 404 ,687 P2d 751 (1984)] and [State v.] O’Key[,321 Or 285 ,899 P2d 663 (1995)]. The court ultimately concluded that that testimony did not satisfy the requisites of foundational admissibility. * * *
“Defendants moved for a directed verdict on plaintiffs medical negligence claim based on plaintiffs failure to produce evidence of causation. Plaintiff, while maintaining that the exclusion of Williamson’s testimony was error, agreed that without that testimony, she had not produced evidence of causation. * * * The court directed a verdict in defendants’ favor * * * and entered judgment accordingly.”
Marcum,
Plaintiff appealed, and the Court of Appeals affirmed. The central issue on appeal was whether the testimony of plaintiffs expert as to the likely cause of plaintiffs injury met the test of scientific validity. 2 The Court of Appeals reasoned that the expert had failed to identify a scientifically valid cause of the injury — one that linked plaintiffs exposure to gadolinium to the vasospastic disorder that she experienced. In particular, the court noted that the expert had failed to show, either through studies showing a high degree of correlation between gadolinium exposure and the kind of injury that plaintiff had suffered or through a scientifically demonstrable mechanism of causation, that the gadolinium extravasation could have caused plaintiffs vaso-spastic disorder. Id. at 184-88. Judge Armstrong dissented. While conceding that the issue was a close one, he thought that the expert’s testimony was sufficiently scientific in nature and helpful to the trier of fact to warrant its admission. Id. at 193-98 (Armstrong, J., concurring in part, dissenting in part). 3
We begin by reviewing the standards that this court has used to determine whether scientific evidence will be admitted. In
Jennings v. Baxter Healthcare Corp.,
In
O’Key,
“Evidence perceived by lay jurors to be scientific in nature possesses an unusually high degree of persuasive power. The function of the court is to ensure that the persuasive appeal is legitimate. The value of proffered expert scientific testimony critically depends on the scientific validity of the general propositions utilized by the expert.”
(Footnote omitted.) In ruling on admissibility, the trial court performs the “vital role” of “gatekeeper,” id. at 307, screening proffered scientific testimony to determine whether it is sufficiently valid, as a matter of science, to legitimately assist the trier of fact and “excluding] “bad science’ in order to control the flow of confusing, misleading, erroneous, prejudicial, or useless information to the trier of fact.” Id. at 306.
This court has set out a number of factors that may be considered in determining the admissibility of scientific evidence:
“(1) The technique’s general acceptance in the field;
“(2) The expert’s qualifications and stature;
“(3) The use which has been made of the technique;
“(4) The potential rate of error;
“(5) The existence of specialized literature;
“(6) The novelty of the invention [if one is involved]; and
“(7) The extent to which the technique relies on the subjective interpretation of the expert.” 7
Brown,
This court has applied the foregoing principles to determine the admissibility of scientific evidence in several cases. The parties discuss in detail this court’s decisions in
This court considered the admissibility of expert medical testimony as to causation in
Jennings.
There, the plaintiff proffered expert testimony that her neurological problems were caused by silicone that had leaked from silicone breast implants. The expert had examined approximately 50 women, many of whom had inner-ear balance problems and loss of sensation in their extremities after exposure to silicone. The expert testified that “the unique thing was that there was an extraordinarily high correlation, 95 percent had the combination of unusual sensory patterns and the inner ear [problem].”
Two aspects of
Jennings
are pertinent to this case. First, this court expressly permitted the use of “differential diagnosis” as a means of determining medical causation. Second, the court concluded that OEC 702 does not automatically preclude the admission of “novel” scientific evidence: “If it is otherwise scientifically valid, a novel conclusion is admissible.”
We turn to the application of those principles to the expert testimony here. As noted, in
Jennings,
this court recognized that
We also recognize, as did the Court of Appeals, that differential diagnosis of medical causation often cannot lead an expert to conclude, with certainty, that event “A” caused condition “B.” 10 Rather, in many cases, a number of potential causes will be “ruled in,” each of which has some percentage of likelihood of having caused plaintiffs condition; then the expert, by physical examination, testing, or other scientifically valid process, eliminates one or more of the potential causes in an effort to identify the actual cause. Even if the expert is not able to eliminate all alternative causes, the testimony nevertheless may be reliable and admissible if sufficient potential causes are eliminated for the expert to identify one particular cause as the likely cause of the condition. See Note, Navigating Uncertainty: Gatekeeping in the Absence of Hard Science, 113 Harv L Rev 1467, 1474 (2000) (courts generally allow admission of differential diagnosis even when technique has not eliminated all alternative causes).
Moreover, the basis for establishing the scientific validity of a differential diagnosis will vary depending on the type of injury. In the typical toxic tort case, there may be “a complicated causal chain, a long latency period, or low levels of exposure * * Note, 113 Harv L Rev at 1472. In those circumstances, reliable testimony on causation may require “extremely accurate data and methods,” peer-reviewed studies, and small and
In this case, the Court of Appeals accepted the concept of differential diagnosis but concluded that'there was no scientific basis for plaintiffs expert to “rule in” gadolinium exposure as a possible cause of plaintiffs symptoms.
Marcum,
“Either the expert must be able to identify a scientifically demonstrable mechanism of causation or there must be some independent, verifiable corroboration of otherwise inexplicable causation, as in Jennings. Where, however, a plaintiffs circumstances are unique and the expert cannot proffer a mechanism of causation, general temporal and spatial proximity to the onset of symptoms, even when coupled with reports of other adverse effects, is insufficient.”
Id. at 187. Because there was no basis to “rule in” gadolinium extravasation as a cause of plaintiffs injuries, the court reasoned, the expert’s elimination of other potential causes and his subsequent conclusion that gadolinium extravasation likely had caused the injuries was inadmissible. Id.
In reaching that conclusion, the Court of Appeals cited the appropriate tests identified in Brown, O’Key, and Jennings, but we think that it applied them in too rigorous a manner, given the context of this case. The court seemed to suggest that, in the absence of a well-understood mechanism of causation or a study demonstrating a high correlation between exposure and injury, testimony as to causation is not permitted because the possible cause never could be “ruled in” for purposes of a differential diagnosis.
In
Jennings,
however, this court concluded that the expert’s inability to explain the mechanism of plaintiffs condition in that case went to the weight, not to the admissibility, of the evidence.
Plaintiffs expert identified a number of reasons that he “ruled in” gadolinium extravasation as a potential cause of plaintiffs vasospastic disorder: Her symptoms occurred almost immediately after the injection and in the same area as the injection. Her description of her sensations during the injection was consistent with extravasation, and she had no symptoms prior to the injection. Published medical literature suggested that gadolinium exposure can be toxic to tissue in mice, that it can cause inflammation
Plaintiffs expert also testified as to the scientific reasons that he “ruled out” other possible causes of plaintiffs symptoms. Notably, he ruled out an ordinary case of Raynaud’s syndrome itself, because that syndrome almost always appears in both hands (bilaterally), while plaintiffs symptoms manifested themselves only in the hand where the injection had occurred. Through blood tests and other diagnoses, he ruled out other potential causes of plaintiffs symptoms, including connective tissue and autoimmune disorders, such as lupus. He also ruled out allergic or hypersensitivity reactions to the gadolinium. Based on his research, examination, and tests, plaintiffs expert concluded that plaintiffs symptoms probably were caused by gadolinium extravasation.
As noted, after reviewing that proffered testimony, the Court of Appeals concluded that it lacked scientific validity because the expert was unable to “identify a scientifically demonstrable mechanism of causation” or provide “some independent, verifiable corroboration of otherwise inexplicable
causation[.]” Marcum,
Second, the Court of Appeals certainly was correct in noting that “independent, verifiable corroboration” can be critical in demonstrating “otherwise inexplicable causation.”
Marcum,
It follows from the foregoing that, by focusing narrowly on the absence of a scientifically accepted mechanism of causation or other verifiable correlation, the Court of Appeals asked for too much. More specifically, the court disregarded the potential connection between the gadolinium extravasation and plaintiffs injuries, because, in that court’s view, that potential cause could not be “ruled in.” Although the court was properly concerned with avoiding the logical fallacy of
post hoc, ergo propter hoc
(after this, therefore because of this) reasoning, it failed to give appropriate deference to the expert witness’s reliance upon plaintiffs sudden, single exposure and her immediate, localized symptoms, as well as to the biological plausibility of the expert’s causation theory. The immediate
Defendants argue that permitting plaintiffs expert to offer his opinion as to causation in the absence of a scientifically demonstrable mechanism of causation or studies demonstrating a high degree of correlation between cause and effect undermines this court’s emphasis on the requirement of scientifically valid expert testimony. In particular, they imply that such a decision would permit experts to speculate on the causal connection between even brief exposure to toxic substances and later physical symptoms. That concern is misplaced. Here, the exposure event was direct and abrupt, and the symptoms were immediate and localized. In those circumstances, and given the acknowledged expertise and skill of plaintiffs medical witness, his reliance on the temporal and spatial relationships between the exposure and the symptoms (along with the other facts described above) and the biological plausibility of his conclusion as to causation support the scientific validity of his testimony. See generally Note, 113 Harv L Rev at 1484 (significance of differential diagnosis and temporal proximity is inherently contextual and depends on sharpness of exposure event, among other things).
The testimony of plaintiffs expert should have been admitted. Questions as to the weight to be given that testimony, possible weaknesses in the expert’s theory, and the ultimate issue of causation were for the jury to decide based on all the evidence.
Based on its decision regarding Williamson’s testimony, the Court of Appeals affirmed the trial court’s directed verdict on plaintiffs negligence claim and on her informed consent claim. Our disposition of the evidentiary issue means that we reverse the lower court rulings with respect to the negligence claim. Defendants, however, advanced alternative arguments before the Court of Appeals as to why the directed verdict on the informed consent claim was proper. The Court of Appeals has not considered those arguments, and we therefore remand to that court so that it may consider them.
The decision of the Court of Appeals is reversed. The case is remanded to the Court of Appeals for further proceedings.
Notes
The parties sometimes refer to plaintiffs condition as “vasospasm,” “digital artery disease,” or as “similar” to Raynaud’s syndrome, a condition in which an artery “clamps down” abnormally in response to cold. It is undisputed that plaintiff suffered some kind of immediate injury to her hand at the time of the injection and that she continued to experience symptoms of vasospastic disorder.
The parties do not dispute the professional qualifications of plaintiffs expert, Williamson, who is a vascular surgeon and a member of the Department of Vascular Surgery at Oregon Health and Sciences University. Williamson is an expert on the treatment of vascular impairment to the hands and fingers and has done substantial research in the area and published book chapters and journal articles on that subject. He is also the author of a chapter in a 1998 medical textbook on the methodology for differentiating the causes of vascular problems in the hand and fingers. The parties also do not disagree as to Williamson’s diagnosis of plaintiffs condition. The sole dispute concerns his testimony as to the cause of plaintiffs condition and whether his expertise permits an opinion as to that cause.
The Court of Appeals also rejected two assignments of error related to the alleged spoliation of evidence. Plaintiff did not petition for review of those issues, and we do not consider them.
OEC 401 provides:
“ ‘Relevant evidence’ means evidence having any tendency to make the existence of any fact that is of consequence to the determination of the action more probable or less probable than it would be without the evidence.”
OEC 702 provides:
“If scientific, technical or other specialized knowledge will assist the trier of fact to understand the evidence or to determine a fact in issue, a witness qualified as an expert by knowledge, skill, experience, training or education may testify thereto in the form of an opinion or otherwise.”
OEC 403 provides:
“Although relevant, evidence may be excluded if its probative value is substantially outweighed by the danger of unfair prejudice, confusion of the issues, or misleading the jury, or by considerations of undue delay or needless presentation of cumulative evidence.”
To that list, the court joined 11 additional considerations:
“(1) The potential error rate in using the technique;
“(2) The existence and maintenance of standards governing its use;
“(3) Presence of safeguards in the characteristics of the technique;
“(4) Analogy to other scientific techniques whose results are admissible; “(5) The extent to which the technique has been accepted by scientists in the field involved;
“(6) The nature and breadth of the inference adduced;
“(7) The clarity and simplicity with which the technique can be described and its results explained;
“(8) The extent to which the basic data are verifiable by the court and jury;
“(9) The availability of other experts to test and evaluate the technique;
“(10) The probative significance of the evidence in the circumstances of the case; and
“(11) The care with which the technique was employed in the case.”
Brown,
For that reason, the court in
Brown
phrased many of the factors to be considered in determining admissibility with reference to the “technique” of polygraph analysis — whether the “technique” was generally accepted in the field, the potential error for the “technique,” and so on.
Brown,
We recognize, as did the Court of Appeals,
Marcum v. Adventist Health System
/
West,
Of course, expert testimony of causation is sufficient if it establishes that defendant’s conduct was the
likely
cause of plaintiffs injury; certainty is not required.
See Joshi v. Providence Health
System,
Although the Court of Appeals viewed that fact as a critical reason not to “rule in” gadolinium exposure as a possible cause of plaintiffs symptoms, that fact had to be weighed with the other grounds that the expert gave for “ruling in” that exposure. It is the combination of facts that we review.
