Lead Opinion
Opinion by Judge TASHIMA; Dissent by Judge REINHARDT.
OPINION
Plaintiff-Appellant Marcelo Rodriguez (“Rodriguez”) brought this action against Defendant Appellee Georgios Kyriaeos Pa-nayiotou, aka George Michael (“Michael”), for slander per se and intentional infliction of emotional distress, based on statements made by Michael in magazine and television interviews regarding Rodriguez’s 1998 arrest of Michael, and the lyrics and video of Michael’s newly-released song Outside.
I. BACKGROUND
On April 7, 1998, Rodriguez, a police officer for the City of Beverly Hills, California, was working with his partner in Will Rogers Park in Beverly Hills due to complaints of lewd acts taking place in the men’s restroom. Rodriguez entered the park’s restroom after observing Michael enter. As he exited one of the stalls, Rodriguez saw Michael fully exposed and engaging in a lewd act. Rodriguez left the restroom, and he and his partner arrested Michael, as he exited the restroom, for disorderly conduct, in violation of California Penal Code § 647(a). Michael pled no contest to the charge. He was fined and placed on probation, which included community service and a requirement to undergo psychological counseling.
In September 1998, Michael released a new song and music video entitled Outside, which made vague references to and parodied the incident. A few months later, in a series of magazine and television interviews to promote his new album, Michael responded to questions regarding the arrest with allegations that Rodriguez had entrapped him. Michael claimed that Rodriguez had induced him to engage in the lewd act for which he was arrested by first exposing himself to and masturbating
Rodriguez commenced a damage action against Michael in state court, which Michael removed to federal court on diversity grounds. Michael then moved to dismiss the complaint pursuant to Fed.R.Civ.P. 12(b)(6) for failure to state a claim. The district court dismissed the slander and intentional infliction of emotional distress claims with leave to amend and dismissed the negligent infliction of emotional distress claim with prejudice.
Rodriguez then filed an amended complaint, which Michael again moved to dismiss under Rule 12(b)(6). The district court dismissed Rodriguez’s amended complaint in its entirety with prejudice, holding that Michael’s statements were non-actionable, non-defamatory expressions of
II. STANDARD OF REVIEW
A dismissal for failure to state a claim for which relief can be granted, pursuant to Fed.R.Civ.P. 12(b)(6), is reviewed de novo. See Zimmerman v. City of Oakland,
A district court’s interpretation of state law is reviewed de novo. See Pacific Fisheries Corp. v. HIH Cas. & Gen. Ins., Ltd.,
III. DISCUSSION
A. California Civil Code § 46
Under California law, slander per se is a “false and unprivileged publication, orally uttered,” which fits into at least one of four types of utterances listed in the statute.
While Michael’s statements may not explicitly charge Rodriguez with committing a crime under California law, the statements challenge the legality of Rodriguez’s conduct.
Moreover, the specific actions alleged by the statements satisfy the elements required to establish a violation of California Penal Code § 647(a), which states that “every person who ... engages in lewd or dissolute conduct in any public place or in any place open to the public” is “guilty of disorderly conduct, a misdemeanor.”
Michael argues nonetheless that his statements did not charge Rodriguez with a crime, contending that the alleged conduct was not criminal because Rodriguez
In the present case, it is doubtful that the police conduct alleged — the exposure of a police officer’s genitals and an act of masturbation in a public place-is an accepted practice of the Beverly Hills Police Department in the conduct of undercover operations. Certainly, it is not an issue that can be disposed of on a motion to dismiss. Thus, it can easily be distinguished from the common practice of using undercover vice officers as “decoys for soliciting acts of prostitution,” Provigo Corp.,
Likewise, a reasonable fact finder could conclude that Michael’s statements accuse Rodriguez of conduct that would disqualify him from service as a police officer, regardless of whether it was done to further an undercover operation. Because of the public nature of the location at which the alleged undercover operation took place, it is likely that the alleged conduct would be perceived not only as an exercise in bad judgment and misconduct on the job but also as a possible threat to children and other residents who use the park restroom.
B. Constitutional Privilege
The district court held that Michael’s statements were non-defamatory expressions of opinion that were protected by the First Amendment and not actionable assertions of fact that can give rise to a slander claim.
Before the Supreme Court’s decision in Milkovich v. Lorain Journal Co.,
The Court in Milkovich, however, rejected the categorical “opinion rule” that had been adopted by the lower courts as a “mistaken reliance on the Gertz [v. Robert Welch, Inc.,
The Court also determined that before there could be liability under state defamation law, “a statement on matters of public concern must be provable as false ... at least in situations ... where a media defendant is involved.” Id. at 19-20,
The issue of whether an allegedly defamatory statement constitutes fact or opinion is a question of law for the court to decide. Campanelli v. Regents of the Univ.,
To determine whether an alleged defamatory statement implies a factual assertion, we examine the “totality of the circumstances” in which the statement was made. See Underwager v. Channel 9 Australia,
1. Entrapment Claim
Michael’s comments to the media, which imply the belief that he had been entrapped by Rodriguez, constitute his interpretation of the law. “Absent a clear and unambiguous ruling from a court or agency of competent jurisdiction, statements by laypersons that purport to interpret the meaning of a statute ... are opinion statements, and not statements of fact.” See Coastal Abstract Serv., Inc. v. First Am. Title Ins. Co.,
2. Statements of Fact
In addition to the entrapment claims, Rodriguez contends that Michael’s statements included specific factual assertions that Rodriguez had performed lewd acts in a public place. Michael argues that these “facts” were subsumed within his allegation of entrapment and therefore cannot be extricated from this opinion to form the basis of a viable slander claim. The district court relied primarily upon the pr e-Milkovich cases of Gregory, O’Connor, and Gomes in concluding that Michael’s statements were non-defamatory statements of opinion because “[t]he average listener would likely conclude that [Michael’s] comments to the media merely amount to [his] version of the circumstances surrounding the arrest and what led him to act lewdly.” Like Michael, the district court concluded that Michael’s reference to the alleged lewd acts by Rodriguez “are not separable from [Michael’s] reference to entrapment.”
Since Milkovich, however, statements including provably false factual assertions which are made or implied in the context of an opinion are not absolutely protected from defamation liability under the First Amendment. See Milkovich,
The premise established in Gregory,
Michael made the statements in the context of a number of television and magazine interviews in which he sought to defend and vindicate himself in the public eye against the notoriety of his widely-publicized arrest. While this, to some extent, contextualized the arrest as a dispute between the arresting officer and the ar-restee, Michael’s statements went well beyond generalized accusations, subjective comments, or other “classic rhetorical hyperbole.” See Seelig,
Similarly, the colorful and humorous language Michael used to speak about the incident did not “negate the impression that [Michael] was seriously maintaining[that Rodriguez] committed [the lewd act].” See Milkovich,
3. The California “Litigation Privilege”
Michael further contends that his claim of entrapment and related statements were absolutely privileged as speech made in furtherance of a judicial proceeding because he made them during his two-year probationary period. In California, a communication made in a “judicial proceeding” is “privileged.” Cal. Civ.Code § 47(b). “The usual formulation is that the privilege applies to any communication: (1) made in judicial or quasi-judicial proceedings; (2) by litigants or other participants authorized by law; (3) to achieve the objects of the litigation; and (4) that have some connection or logical relation to the action.” Silberg v. Anderson,
The California courts have applied the privilege quite expansively. Id. at 368. The privilege has been applied to communications, whether or not they are “publications,” to all torts except malicious prosecution, to “any publication 16 required or permitted by law in the course of a judicial proceeding to achieve the objects of litigation, even though the publication is made outside the courtroom and no function of the court or its officers is involved,” and to communications not made for the purpose of promoting the “interest of justice.” Id. at 368-69 (internal citations omitted). The privilege has also been applied to pre-litigation communications. See Nguyen v. Proton Tech. Corp.,
Despite this broad application of the privilege, however, the district court properly held that the privilege does not apply to Michael’s interview statements regarding his arrest. As the California Supreme Court noted in Silberg, “[t]he principal purpose of [the litigation privilege] is to afford litigants and witnesses ... the utmost freedom of access to the courts without fear of being harassed subsequently by derivative tort actions.”
In Rothman v. Jackson,
IV. CONCLUSION
For the foregoing reasons, the judgment of the district court dismissing Rodriguez’s slander claim (except that portion of the claim based on the lyrics and video of Outside), is reversed and the case is remanded for further proceedings.
REVERSED and REMANDED.
Notes
. Michael, a citizen of Great Britain, is a well-known pop singer and song writer.
. While most of Michael's statements claimed that Rodriguez had "waived [sic]'' or showed his'genitals to him, Michael’s December 1998 comments to the Globe Daily stated that Rodriguez "walked in, started masturbating and then left."
. Rodriguez alleges eight such statements in his complaint. For example, in the December 1998 issue of British GQ, Michael stated:
People say to me "C'mon, you must have known it was a cop.” But how would I know that? There's a man standing there, six feet two, great-looking, and waiving [sic] his dick about and staring at me. At a time like that, you don’t think, "There’s Karl Malden.” You can't spot a copper, especially when he's wearing a pair of shorts and coming on to you in a Beverly Hills toilet. It's the last thing you expect. I didn’t think taxpayers paid people to go around as professional wankers (masturba-tors). I was absolutely stunned when he turned out to be a copper. But he is standing there and his game is, I’ll show you mine, you show me yours, and then I'll f— king nick you.
He similarly stated, on December 4, 1998, to the BBC:
Ultimately, you don’t see it as a massive risk if there is no one else around, and if there is someone waiving [sic] his genitals around in front of you, you don’t think they're an office [sic] of the law. I fell for the trick. It was done very well.
. On appeal, Rodriguez does not raise or argue the dismissal of his infliction of emotional distress claims and his claims based on the lyrics and video of Outside. These claims are therefore waived. See Officers for Justice v. Civil Serv. Comm’n,
. A fifth category of false oral utterances ''[wjhich, by natural consequence, cause[ ] actual damage” can also serve as the basis for a slander action. Cal. Civ. Code § 46.
. In November 1998, on the David Letterman show, Michael said, "He played a game called ... I'll show you mine, you show me yours and I'll take you down to the police station. Point is, the police are not allowed to do something illegal in order to make you do something illegal." Michael’s statement in the December 1998 issue of Q that "[he didn’t] understand why it is more legal for a cop to go into a toilet and wave his dick at people than it is for someone who wants to do it” similarly indicated that he believed that Rodriguez alleged conduct made him guilty of committing the same crime for which Michael had been convicted and should have been treated no differently.
. Michael’s statements address matters of public concern because his statements allege an act of misconduct by a police officer and because Michael’s status as a celebrity had drawn significant public attention and interest to the details of his arrest. Cf. Seelig v. Infinity Broad. Corp.,
. In Kahn, the court recognized Gregory as one of the "seminal cases” setting forth the "categorical exemption of opinions from the reach of defamation law,” noting that Gregory cited to Gertz,
. Michael chose to plead nolo contendere to the misdemeanor disorderly conduct charges; therefore, he did not pursue an entrapment defense based on the conduct he now alleges that Rodriguez engaged in.
Dissenting Opinion
dissenting:
George Michael responded to press inquiries regarding what he thought to be unfair police practices. In the course of several colorful interviews, he described the circumstances of his arrest by a Beverly Hills Police officer, alleging that he had fallen prey to police entrapment. Michael — a successful celebrity with deep pockets — now finds himself subject to a lawsuit alleging defamation. By allowing the suit to proceed, the majority gives law enforcement officers a tool to silence speech on a topic of critical public importance — police misconduct. Under California law, Michael’s speech criticizing the manner of his arrest at the hands of the police deserves more protection. Accordingly, I respectfully dissent.
I
Police officers serve in unique positions of public trust. They are charged with protecting individual security and safeguarding individual rights, and are therefore legally authorized to use a level of coercive force not afforded to the lay population. Most officers exercise this privilege responsibly and with great care. Some, occasionally, do not. See, e.g., United States v. City of Los Angeles,
Yet even when officers exceed the permissible level of force, crossing the line from public defense to public offense, they are often exempted from liability, so as to preserve their incentive to act on behalf of the common good. As the Supreme Court has repeatedly recognized, because even
II
By finding Michael’s allegations to be actionable acts of slander the majority has extended the mantle of protection too far. Granting police officers immunity from actions for damages is one thing; granting them immunity from public criticism is quite another.
Preliminarily, I note that permitting suits such as Rodriguez’s to proceed is contrary to the policy underlying Harlow itself. One of the reasons that police officers receive qualified immunity is so that society may avoid “the diversion of official energy from pressing public issues.” Harlow,
More important, the majority’s rule effectively allows officers to chill the speech of those who would expose the abuse of public authority. California law does not permit as much.
The majority appears to believe that an actionable slander claim arises from every allegation of facts for which an officer would not be absolutely “immun[e] from prosecution.” Maj. Op. at 984. This standard encompasses the vast majority of statements alleging police misconduct. See, e.g., Cal. Penal Code §§ 68-70 (bribery and graft), 134-135, 141 (evidence tampering), 146 (illegal arrest or seizure), 146d (beneficial treatment), 149 (excessive force), 153 (obstruction of justice); see also Pena v. Municipal Ct.,
The majority’s standard would thereby convert almost every public statement regarding alleged police impropriety into a potential lawsuit by the officer accused of wrongdoing. If a citizen claimed that an officer was unnecessarily rough in effecting an arrest, or that an officer was verbally abusive without provocation, such statements would apparently subject the citizen to the threat of liability — and at the least to the expense of defending a legal action.
California courts have flatly declared that this chill is unacceptable. In California, it is clear that criticism of police officer conduct on the job lies at the very heart of protected speech. Federal and state courts, construing both California and federal law, have emphasized its importance; the District Court for the Central District of California, for example, concisely summed up our repeated recognition that “[djebate on public issues and criticism of peace officers ... is speech ‘at the very center of the constitutionally protected area of free discussion.’ ” Hamilton v. City of San Bernardino,
More important, California courts have repeatedly declared that such criticism is not actionable, especially if the criticism comes from a citizen who has been arrested. For example, in Gomes v. Fried,
A difference of perspective between an arresting officer and a citizen who has been arrested is normal. Charges that an officer was abusive or used unneces-ary force or did not treat the arrested citizen with sufficient respect, or outraged or hyperbolic comments by the citizen are to be routinely expected by the arresting officer. (Cf. Moriarty v. Lippe, supra,162 Conn. 371 ,294 A.2d 326 , 333 (statement that ‘this ape almost twisted my arm off,’ held not actionable); ... Orr v. Lynch, 60 App.Div.2d 949 [401 N.Y.S.2d 897 , 899](1978) (statement that officer ‘opened fire’ and ‘gunned down’ suspect, was ‘rhetorical hyperbole’ in context of broadcast and within privilege).)
Id. at 935,
The reason for California’s limitation on its slander cause of action is eminently sensible:
*992 We agree with plaintiff that it is distressing and demoralizing for police officers to be subjected to false accusations of brutality, but that may be one of the crosses that a police officer must bear, in light of the power and deadly force the state places in his hands.
Imig v. Ferrar,
The majority claims that the cases above — at least those decided before 1990 — have been undermined by the Supreme Court’s decision in Milkovich, which held that statements of opinion are not always constitutionally protected. However, although the decisions above certainly consider constitutional limitations, they do not rest exclusively on constitutional grounds; instead, they also expressly restrict the reach of the state slander cause of action as a matter of state policy. Even when the statements at issue involved detailed factual allegations, as in Gomes, the California courts have held that a slander action would not lie against such claims of officer misconduct. In exchange for the policeman’s legal right to deploy coercive force, California has determined that an officer must suffer the occasional public complaint arising from his exercise of authority, without the recourse of a slander claim. Even if this limitation is no longer required by the federal constitution, we may not automatically expand the application of a California slander statute as construed by the California courts. In formulating its civil cause of action for slander, California has made the choice to provide more latitude to citizen complaints about police misconduct than ' the federal constitution requires. We should respect that choice.
Ill
Even if California law, in general, permitted police officers to maintain a slander cause of action for allegations of police misconduct, Rodriguez would not be entitled to recover on the facts alleged. To be clear, after the majority correctly disposed of Michael’s statements asserting legal conclusions, see Maj. Op. at 986, only seven specific allegations remain.
The majority asserts that Michael’s statements support a claim under two of the California statute’s enumerated slander categories: charging Rodriguez with a crime, and “imputing to him [a] general disqualification” to serve as a police officer. I respectfully disagree on both counts.
First, my colleagues apparently believe that the listed statements allege facts potentially subjecting Rodriguez to criminal liability. However, the only potential crime that they have identified is disorderly conduct, pursuant to a statute prohibiting “lewd and dissolute” acts.
Sexual motivation is a prime requisite for conduct to constitute lewd conduct. It is a defense to a charge of lewd conduct that a defendant’s conduct did not exhibit the requisite ‘sexual motivation’ to bring it within the ambit of lewd or dissolute conduct as proscribed by Penal Code section 647, subdivision (a).
Id. at 944,
For the same reasons, none of Michael’s allegations “impute to [Rodriguez] a general disqualification” from service as a police officer. Rodriguez was given the responsibility to investigate complaints of lewd acts in the men’s restroom and apprehend any wrongdoers; Michael’s allegations, at most, suggest that Rodriguez did his job with a bit too much enthusiasm. Rodriguez did not injure his suspect, or frame him, or tamper with evidence. See, e.g., United States v. City of Los Angeles,
More generally, these are not the types of allegations that give rise to a claim of slander per se under the California statute. Police officers have been protected from suit by a zone of qualified immunity for acts that reasonable officers would not have known to be illegal. Because “the expenses of litigation” are no less onerous for private citizens, citizen complainants exercising their First Amendment rights should be similarly free from the “specter of liability” for acts of public criticism. Michael’s statements do not charge Rodriguez with misconduct that if true would render Rodriguez a criminal or unqualified to serve as a police officer; California has declared the sort of public criticism at issue in this case too important to risk the chill of a lawsuit. Beeausé the district court properly dismissed these claims, I respectfully dissent.
. Indeed, in the usual case, these allegations would force the citizen to anticipate the costs of a jury trial. The instant matter provides an
. This policy choice, deeming citizen complaints more important than causes of action allowing police officers to chill claims of misconduct, are no less relevant or prized today. Federal and California coúrts have both recently cited these policies in striking down causes of action purporting to allow police officers to sue citizen complainants for defamation. See, e.g., Walker v. Kiousis,
. Rodriguez alleges that Michael made the following statements:
December 1998 issue of Q:
(i) I didn't go anywhere near the guy. He started playing, I’ll show you mine, you show me yours. And when you [sic] me yours, I’ll nick (arrest) you. That's what happened. I was angry ... I responded to something that I shouldn’t have, but I don't think anyone in a thousand years looks at a man waiving [sic] his penis at them and thinks, oh, he’s got to be a cop.... If men pick each other up, they show each other their dicks! That's how it works. They*993 usually don't get nicked. Why should I think he's a cop? ... If you see a man playing with his penis in front of you, you don't think it's a cop. I don't understand why it is more legal for a cop to go into a toilet and wave his dick at people than it is for someone who wants to do it.
December 1998 issue of British GQ:
(ii) People say to me 'C’mon, you must have known it was a cop.' But, how would I know that? There's a man standing there, six feet two, great-looking, and waiving [sic] his dick about and staring at me. At a time like that, you don't think, 'There’s Karl Mal-den.’ You can't spot a copper, especially when he’s wearing a pair of shorts and coming on to you in a Beverly Hills toilet. It’s the last thing you expect. I didn't think taxpayers paid people to go around as professional wankers (masturbators). I was absolutely stunned when he turned out- to be a copper. But he is standing- there and his game is, I’ll show you mine, you show me yours, and then I'll f — king nick you.
December 4, 1998, to the BBC:
(iii) Ultimately, you don’t see it as a massive risk if there is no one else around, and if there is someone waiving[sic] his genitals around in front of you, you don’t think they’re an office [sic] of the law. I fell for the trick. It was done very well.
December 1998, to the Globe Daily:
(iv) A hunky guy walked in (the Plaintiff), started masturbating and then left.
November 1998, on a David Letterman broadcast:
(v) He played a game called you show me yours, no, I’ll show you mine; it was called I show you mine, you show me yours and I’ll take you down to the police station.
November 1998, on British television — the Parkinson Show:
(vi) I responded to a very handsome, tall, good-looking American cop, they don’t send Colombo [sic] in there to do this and so I responded to that and I can’t be ashamed of the fact that it was there in front of me and I thought, oh well.
(vii) I’ve said this before, but it’s true. If there is someone standing there waiving [sic] their genitals at you, you don’t think they’re an officer of the law.
. Michael clearly alleges that Rodriguez entrapped him, but entrapment is a defense to criminal prosecution rather than a violation of the California penal code. Rodriguez could not be prosecuted for "entrapment.”
. The majority is absolutely correct that “no blanket immunity ... covers all types of illegal activity performed by officers in the context of an investigation or an undercover ‘sting’ activity,” Maj. Op. at 984. Conduct within the scope of a vice officer’s duties, however, is recognized as protected. See Provigo Corp. v. Alcoholic Beverage Control Appeals Bd.,
. The only alleged statement that even comes close is Michael’s fourth statement: “A hunky guy walked in, ... started masturbating and then left.” I note first that although the majority repeatedly claims that Michael alleged acts of masturbation, Michael in fact claimed only that Rodriguez started masturbating but tiren left, a different matter entirely. Fortunately, we need not parse the difference more closely, as Rodriguez’s blameless motivation for any allegedly lewd act clearly precludes criminal liability.
