Opinion and Order
Plaintiffs Michael Marcavage, Repent America, an unincorporated association by and through its Director, Michael Marcavage, Shawn Holes and Don Earns (collectively, “Plaintiffs”) bring this action, asserting claims pursuant to 42 U.S.C. § 1983, for violations of their rights under the First and Fourteenth Amendments to the Constitution of the United States, and under Article I, §§ 3, 8, and 9 of the
The Court has jurisdiction of Plaintiffs’ federal claims pursuant to 28 U.S.C. §§ 1331 and 1343, and supplemental jurisdiction of their state law claims pursuant to 28 U.S.C. § 1367. Currently pending before the Court are three interrelated motions. Plaintiffs move for a preliminary injunction enjoining the City’s enforcement of the Sound Amplification Devices Code, and the Defendants and Plaintiffs have filed cross motions for summary judgment. All three of these motions turn on the constitutional validity of the Sound Amplification Devices Code. The Court has considered thoroughly all of the parties’ submissions and arguments. For the following reasons, the Defendants’ motion for summary judgment is granted in its entirety, the Plaintiffs’ motion for summary judgment is denied, and the Plaintiffs’ motion for a preliminary injunction is also denied.
BACKGROUND
The following facts are drawn from the parties’ submissions and are undisputed.
At some point, while they were preaching, Plaintiffs were approached by P.O. Harper, a New York City police officer of the Community Affairs Department of the 26th precinct. P.O. Harper told the Plaintiffs that they could not use the Aker MR2800 headset without a permit. New York City’s Sound Amplification Devices Code requires permits for the use of sound amplification devices for non-commercial purposes in the City of New York. See Admin. Code § 10-108. Plaintiffs had not obtained such a permit. Plaintiffs asserted that they had a constitutional right to use the amplifier. P.O. Harper explained that the law required them to have filed for a permit prior to using the sound am
As outlined in its preamble, the purpose of the Sound Amplification Devices Code is to:
protect the health, welfare and safety of the inhabitants of the city, to secure the health, safety, comfort, convenience, and peaceful enjoyment by the people of their rights to use the public streets, parks and places [] and to secure the peace, quiet and comfort of the city inhabitants.
Admin.Code § 10-108(a). To obtain a permit, an interested applicant must apply five days in advance, providing their name and contact information and specifying the location at which they intend to speak with the sound amplification device. See Sound Device Application, attached as Exhibit D to Plaintiffs’ Complaint. The applicant is not, however, required to describe the subject matter of the speech in which he or she intends to engage. Id. For single-day permits, each applicant must pay a fee of forty-five dollars and, for multiple-day permits, the applicant must pay forty-five dollars initially and then five dollars for each additional day, up to a maximum of four days. Admin. Code § 10 — 108(h). The Sound Amplification Devices Code also provides that violators may be subjected to fines and other penalties for noncompliance, and grants the authority to carry out and enforce the Code to New York City’s Police Commissioner,- the Police Department and the Department of Environmental Protection. Admin. Code § 10-108(j)(l).
The Code requires the Police Commissioner to issue permits to those applicants who comply with the relevant application procedures and pay the appropriate fee, unless issuance of a permit would result in overlapping permits or one of the prohibitions listed in the Code applies. Admin. Code § 10 — 108(f). The Code prohibits, inter alia, sound amplification device usage at locations within five hundred feet of a school, courthouse or church, during the institution’s hours of operation, or within five hundred feet of any hospital or similar institution, or between the hours of ten p.m. and nine a.m. Admin. Code § 10-108(f) and (g). Using and operating “sound devices and apparatus for commercial and business advertising purposes” is flatly prohibited in public places under the Sound Amplification Devices Code. Admin. Code § 10-108(c).
DISCUSSION
Defendants move for summary judgment, arguing that the Sound Amplification Devices Code is constitutional on its face and as applied to Plaintiffs, and that the Complaint must be dismissed because there are no questions of material fact and Defendants are entitled to judgment as a matter of law. Plaintiffs move for summary judgment declaring that the Sound Amplification Devices Code is unconstitutional on its face and as applied to the Plaintiffs and that Plaintiffs are entitled to judgment as a matter of law.
Summary judgment is granted in favor of a moving party if “the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.” Fed. R. of Civ. P. 56(a). The moving party bears the burden of establishing that there is no genuine issue of material fact. Anderson
First Amendment Challenge
“Where the government seeks to restrict speech by restricting access to its own property, the level of scrutiny to which the restriction is subjected depends on how the property is categorized as a forum for speech. This forum analysis is a ‘means of determining when the [gjovernment’s interest in limiting the use of its property to its intended purpose outweighs the interest of those wishing to use the property for [expressive] purposes.’ ” Am. Freedom Def. Initiative v. Metro. Transp. Auth.,
Is the Permit Requirement Content-Neutral?
To determine if a restriction is content-neutral, the Court inquires whether the regulation “is justified without reference to the content of the regulated speech.” Mastrovincenzo v. City of New York,
The second prong of the analysis requires the Court to determine whether the content-neutral restriction of speech serves a significant governmental interest and, if so, whether it is narrowly tailored to address such interest. When restrictions are content-neutral, the Court applies an intermediate level of scrutiny in evaluating the constitutionality of time, place and manner restrictions. Mastrovincenzo,
Is the Permit Requirement Narrowly Tailored to Serve a Significant Government Interest?
First Amendment analysis of “a content-neutral regulation requires that [the court] determine whether a significant governmental interest supports the restrictions at issue.” Wang v. City of New York, Nos. 05 Civ. 4679(AKH), 05 Civ. 5943(AKH),
Here, the City has a significant interest in protecting the health, safety and welfare of its inhabitants from the potential dangers of sound amplifiers, including the possibility of amplifiers diverting the attention of pedestrians and drivers, thereby increasing traffic hazards and causing injury. The Sound Amplification Devices Code also serves a significant government interest in protecting the public’s comfort, convenience and right to peaceful enjoyment of the streets and parks. The Court thus turns to the question of whether the provisions of the Sound Amplification Code are sufficiently narrowly tailored to serve these governmental interests.
The narrow tailoring standard does not require that the regulation be the least restrictive means available of achieving the government’s purpose. Rather, it is satisfied if the government’s purpose “would be achieved less effectively absent the regulation.” Mastrovincenzo,
Recognizing the relationship between intrusions of amplified sound and general
Plaintiffs here argue that amplification is essential to effective speech, contending that the Sound Amplification Devices Code is overbroad in that it covers the use of any amplification device by anyone in any public place in New York City. Plaintiffs rely heavily on Saia v. New York,
Unlike the Sound Amplification Devices regulation at issue here, the criminal ordinance in Saia provided no standards for the exercise of permitting discretion by the Chief of Police and was not narrowly drawn to regulate relevant factors, such as the place and time of use or sound levels. In contrast, the Sound Amplification Devices Regulation requires the issuance of permits except where, as here, the proposed use would be within close proximity to an educational institution or house of worship, or where other objective criteria relating to sound level and pedestrian or vehicle traffic distraction or congestion are satisfied. Plaintiffs’ citation of Forsyth County v. Nationalist Movement,
Nor does the regulation at issue here fail as overbroad because it applies to the use of amplification by individuals — “single speakers” in Plaintiffs’ lexicon. While an individual, standing and speaking alone, will not necessarily disrupt pedestrian traffic or distract vehicle operators, the City has a legitimate interest in managing the potential that any given amplified speaker may succeed in drawing a crowd and thus create pedestrian or vehicular obstruction.
Plaintiffs also challenge the information provision aspect of the permitting statute as an unconstitutional burden on free speech, arguing that the Code denies anonymity to potential speakers, making it less likely that many people will speak out, and that the advance notification requirements also eliminate any “spontaneous” aspect of amplified speech. The Code requires that the permit applicant supply his or her name, address and phone number (in the case of an unincorporated association, the names and addresses of the organization’s officers), identify the location in which the device is to be used, and specify the anticipated volume of sound intended to be used. Admin. Code § 10-108(e). These requirements relate to the City’s legitimate interests in administering the permitting process so as to address the significant public interest in preventing excessive noise, limiting congestion and ensuring public safety. The City requires the written application so that it can properly evaluate the different variables involved in this process, including the time and place of the proposed use of the sound amplification device and the need to prevent permit overlaps. Contact information is necessary so that the applicant can be notified as to whether and when the application is approved or disproved. See 38 Rules of the City of New York (“R.C.N.Y.”) §§ 8-04(a) and (b). Would-be speakers are also permitted an exception to the five days’ advance application requirement when a sudden event of great public interest makes the applicant unable to file within the required time. 38 R.C.N.Y. § 8-02(a).
Unlike the door-to-door solicitation ordinance, requiring the permit holder to display his name in connection with face-to-face encounters, that was stricken down as unduly burdensome on religious and other speakers in Watchtower Bible and Tract Society v. Vill. of Stratton,
Permitting fees that do not foreclose speech are not forbidden. Here, as explained in the “ample alternatives” discussion, plaintiffs are not precluded from speaking anywhere — just from using amplification in aid of that speech. Beyond a conclusory statement that $45 per location is unreasonable, Plaintiffs have offered nothing to show that this fee, which was held reasonable in relation to administrative costs when it was introduced in the late 1990s, see Turley v. Police Dep’t of City of New York,
The Court concludes that the Sound Amplification Devices Code is designed to address significant governmental interests, is not substantially broader than necessary to address those interests, and that those interests would be achieved less effectively absent the regulation. The Sound Amplification Devices Code thus meets the significant governmental interest and narrow tailoring aspects of the First Amendment analysis. Accordingly, the Court turns to the question of whether the Sound Amplification Devices Code leaves ample alternative channels for protected speech.
Does the Permit Requirement Leave Open Ample Alternate Channels?
A reasonable time, place, or manner restriction on protected speech must leave open ample alternate channels of communication. Ward,
Here, Plaintiffs can speak at any point, in any regulated public area, without a sound amplification device. They can also apply for a permit to speak with a
Plaintiffs also assert, without elaboration, that the Sound Amplification devices Code is unconstitutional as applied to them. An “as-applied ■ challenge [ ] requires an analysis of the facts of a particular case to determine whether the application of a statute, even one constitutional on its face, deprived the individual to whom it was applied of a protected right.” Field Day, LLC v. County of Suffolk,
Fourteenth Amendment Challenge
Plaintiffs also challenge the Sound Amplification Devices Code as violative of the Equal Protection Clause, asserting (incorrectly) that the Code treats commercial use of the devices more favorably than non-commercial use, and arguing that the lack of a permitting regime for drum and radio-playing, which can be as loud as amplified speech, renders the amplification device permit requirement unconstitutional. The “Equal Protection Clause of the Fourteenth Amendment commands that no State shall ‘deny to any person within its jurisdiction the equal protection of the laws,’ which is essentially a direction that all persons similarly situated should be treated alike.” City of Cleburne v. Cleburne Living Ctr., Inc.,
Equal protection claims are subject to á two-step analytical process. A plaintiff must first “demonstrate that he was treated differently than others similarly situated as a result of intentional or purposeful discrimination.” Phillips v. Girdich,
Plaintiffs’ argument that the Sound Amplification Devices Code violates the Equal Protection Clause because permits are not required for commercial activities or to use other types of non-commercial sound-making devices, like drums or radi
The section that has been referred to herein as the Sound Amplification Devices Code, section 10-108, is only one section of New York City’s Administrative Code. Another part of that larger Administrative Code is referred to as New York City’s “Noise Control Code,” and regulates all sound within the city. See Admin. Code §§ 24-201-269. Section 24-220 of the Noise Control Code governs the use of radios and states that, “except as provided in section 10.108 of the code [the Sound Amplification Devices Code], no person shall operate or use or cause to be operated or used any sound reproduction device in such a manner as to create unreasonable noise,” and it prohibits the use of radios on any rapid transit railroad, omnibus or ferry if the sound can be heard by another person. The noise made by drums is governed by other sections of the Noise Control Code, which do not generally distinguish between types of noise, but instead organize the city into zones with certain ambient noise guidelines. See Admin. Code §§ 24-243 (regulating “ambient noise quality zones, criteria and standards”); 24-244 (setting “allowable sound levels”). All types of noise are subject to those ambient noise guidelines, and there are permitting requirements for certain public areas (for example, permits are required for the use of any musical instrument, drum or radio in New York City parks during certain hours, see Rules & Regulations of New York City Department of Parks & Recreation, § l-105(d)). Accordingly, New York City’s Sound Amplification and Noise Control code provisions address significant governmental interests, albeit in slightly different ways under certain circumstances. Plaintiffs have proffered no basis for a finding that there is no conceivable rationale that could be advanced to justify any differences in the treatment of sound amplification devices, drums and radios. See FCC v. Beach Communications, Inc.,
The Sound Amplification Devices Code on its face and as applied to Plaintiffs, provides reasonable, content-neutral time, place and manner restrictions that are narrowly tailored to advance significant government interests, while leaving open ample alternative channels for the expressive activity. Nor does the Sound Amplification Devices Code violate Plaintiffs’ rights under the Equal Protection Clause of the Fourteenth Amendment. Accordingly, Defendants’ cross-motion for summary judgment is granted and Plaintiffs’ motion for summary judgment is denied. Because Plaintiffs’ claims fail on the merits, their motion for a preliminary injunction is also denied.
The Court declines to exercise supplemental jurisdiction of Plaintiffs’ state law claims. 28 U.S.C. § 1367(c)(3). See Rolan v. New York-Presbyterian Hosp.,
CONCLUSION
For the foregoing reasons, Plaintiffs’ motions for a preliminary injunction (docket entry no. 24) and for summary judgment (docket entry no. 34) are denied and Defendants’ cross-motion for summary judgment is granted (docket entry no. 26). The Court declines to exercise jurisdiction of Plaintiffs’ state law claims. The Clerk of Court is respectfully directed to enter judgment in favor of the Defendants and to close this case.
SO ORDERED.
Notes
. P.O. Harper and Captain Ehrenberg are sued in their individual and official capacities.
. Facts characterized as undisputed are identified as such in the parties’ statements pursuant to Local Civil Rule 56.1 or drawn from evidence as to which there is no nonconclusory, contrary factual proffer.
