6:05-cv-00043 | W.D. La. | Jan 27, 2006
:..-.- ‘. ` .._.,_.`
:';
ran 2 “r inns U@/
UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF LOUISIANA
LAFAYETTE-OPELOUSAS DIVISION
STEVE M. MARCANTEL CIVIL AC'I`ION NO. 05-0043
VERSUS .]UDGE DOHERTY
WARDEN, AVOYELLES BUNKIE MAGISTRATE .]UDGE N[ETHV]N
DETENTION CENTER
REPORT AND RECOMMENDATION
Before the court is a petition for writ of habeas corpus filed by pro se petitioner Steve M.
Marcantel on January 10, 2005 pursuant to 28 U.S.C. §2254.' For the following reasons, IT IS
RECOMMENDED that the petition be DENIED AND DISMISSED WITH PREJUDICE.
F actual and Procedural Background
On August 18, 1998, Marcantel was convicted of one count of felony theft and seven
counts of possession of a firearm by a convicted felon following a jury trial in the Thirteenth
J udicial District Court.2 On Decelnber 29, 1998, Marcantel was sentenced to ten years on the
theft conviction and fifteen years on each count of the firearms charges The firearms sentences
were ordered to be served concurrently with each other, but consecutive to the theft sentence, for
a total of twenty-five years’ imprisonment at hard labor.
Marcantel timely appealed his conviction to the Third Circuit Court of Appeals. On
March l, 2000, the Third Circuit affirmed the theft conviction and five of the seven firearm
1 Rec. Doc. l. For a complete procedural history of this case, including citations to all documents
contained in the state court record, see Memorandum Order dated April 21, 2005, Rec. Doc. 5.
2 Marcantel was not convicted on other counts. The original bill of information charged him with two
counts of simple burglary of a building and two counts of theft. On April 3, 1998, the bill of information was
amended to add a third count of theft, a count of possession of stolen property, and seven counts of possession of a
firearm by a convicted felon.
2
convictionsl However, the court vacated the sentences as to the five firearm counts. On remand,
the trial court was instructed to hold an evidentiary hearing to complete the record as to the two
remaining firearm counts, and to re-sentence Marcantel in accordance with La. C.Cr.P. art. 873,
which mandates a delay of at least twenty-four hours between the denial of a motion for a new
trial and the imposition of sentence State v. Marcantel, 721 So.2d 326 (La. App. 3"1 Cir.
3£1!2000) (unpublished).
Although there are no minutes of the re-sentencing in the record, apparently the trial court
did this promptly, because on May 31, 2000, Marcantel submitted a pro se application for writ of
certiorari to the Louisiana Supreme Court, seeking review of his convictions and sentences on
the theft count, and the seven firearms counts. On June 29, 2001 , the louisiana Supreme Court
granted writs. State v. Marcantel, 294 So. 2d 828" date_filed="1974-05-24" court="La." case_name="Lee Lumber Co. v. International Paper Co.">294 So.2d 828 (La. 6£29!2000). On April 3, 2002, the
Louisiana Supreme Court affirmed Marcantel’s convictions on all eight counts. Marcantel’s
subsequent application for rehearing was denied on May 24, 2002. State v. Marcantel, 815 So.2d
50 (La. 4)'3/2002), reh’g denied. Marcantel did not seek direct review in the United States
Supreme Court.
On June ?, 2002, Marcantel filed an application for post-conviction relief in the
Thirteenth J udicial District Court, which was denied by the trial court on September 5, 2002
after an evidentiary hearing On or about October 8, 2002, Marcantel applied for writs of review
with the Third Circuit Court of Appeals. While his application was pending, Marcantel’s
conviction on appeal after remand was affirmed by the Third Circuit Court of Appeals. M
Marcantel, 329 So. 2d 672 (La. App. S'd Cir. 10/23f2002) (unpublished). On July ')', 2003,
Marcantel’s writ application was denied. State v. Marcantel, No. KH-02-01 199.
3
On July 14, 2003, Marcantel submitted a writ application to the Louisiana Supreme
Court. On August 20, 2004, the Supreme Court denied writs. State ex rel. Steve Marcantel v.
State of Louisiana, 882 So.2d 56']t (La. 81'20)‘2004).
C!aims Presented
On January ]0, 2005, Marcantel filed the instant petition for writ of habeas corpus
arguing eight claims for relief: (1) ineffective assistance of` counsel due to a conflict of interest on
the part of trial counsel; (2) prosecutorial misconduct stemming from the prosecutor’s improper
comments concerning Marcantel’s right not to testify and ineffective assistance of trial counsel
for failing to object to same; (3) prosecutorial misconduct stemming from the prosecutor’s
improper remarks concerning Marcantel’s prior convictions and ineffective assistance of counsel
for failing to object to same; (4) failure of the trial judge to instruct the jury that Marcantel’s prior
convictions were introduced for limited purpose and ineffective assistance of counsel for failure
to request limiting instruction; (5) failure of the trial court to sua sponte instruct the jury about
the limited purpose of evidence concerning Marcantel’s prior convictions and ineffective
assistance of counsel for failing to object to same; (6) failure of the trial court to instruct the jury
that it should not draw any adverse inferences of guilt from defendant’s failure to testify; (?) trial
court’s improper restriction of cross-examination of prosecution witness Stephen Marcal ‘Mark’
McCauley; and (8) insufficiency of the evidence to convict on all counts.3
3 A ninth count, which was stated by Marcantel as a request that the court “discover such errors which were
exhausted in State court, but somehow left out of his present Federal Habeas petition” was heretofore ruled to be
insufficient to state a claim. See Memorandum Order dated April 2 l. 2005, Rec. Doc. 5. Rules 2(c)( l) and (2) of
the Rules Governing Section 2254 Cases in the United States District Courts require that a habeas petitioner specify
all grounds for relief in the habeas petition and state the facts supporting each ground. Because Claim Nine does not
comply with Rules 2(c)(l) and (2), it was not included in the list ofclaims for the District Attomey to address in his
response
4
On April 21, 2005, the undersigned concluded that all claims had been completely
exhausted and were ready for a merits review.4
Standard ofRevc`ew
'l`his habeas petition was filed on January 10, 2005, and therefore the standard of review
is set forth in 28 U.S.C. § 2254(d), as amended in 1996 by The Antiterrorism and Effective Death
Penalty Act (AEDPA). Title 28 U.S.C. § 2254(d) as arnended, states:
(d) An application for a writ of habeas corpus on behalf of a person in custody
pursuant to the judgment of a State court shall not be granted with respect to any
claim that was adjudicated on the merits in State court proceedings unless the
adjudication of the claim ~
(1) resulted in a decision that was contrary to, or involved an
unreasonable application of, clearly established Federal law, as determined
by the Supreme Court of the United States; or
(2) resulted in a decision that was based on an unreasonable determination of the
facts in light of the evidence presented in the State court proceeding
Under the deference scheme laid out in 28 U.S.C. § 2254(d), a federal habeas court must
review pure questions of law and mixed questions of law and fact under § 22 54(d)( l ), and review
questions of fact under §2254(d)(2), provided that the state court adjudicated the claim on the
merits S£,§g:, DiLosa v. Cain 279 F.3d 259" date_filed="2002-01-09" court="5th Cir." case_name="Dilosa v. Cain">279 F.3d 259, 262 (5"‘ Cir. 2002); Martin v. Cain, 246 F.3d
4')'1, 475 (5“‘ Cir. 2001); Trevino v. Johnson, 168 F.3d 173" date_filed="1999-02-19" court="5th Cir." case_name="Joe Mario Trevino, Jr. v. Gary L. Johnson, Director, Texas Department of Criminal Justice, Institutional Division">168 F.3d 173, 181 (5th Cir.), cert denied, 527 U.S.
1056, 120 S. Ct. 22" date_filed="1999-08-23" court="SCOTUS" case_name="Wojciechowski v. Montevideo Partnership">120 S.Ct. 22, 144 L.Ed.2d 825 (1999). This court must therefore defer to the state court on
questions of law and mixed questions of fact and law unless its decision “was contrary to, or
involved an unreasonable application of clearly established Federal law, as determined by the
Supreme Court of the United States.” 28 U.S.C. § 2254(d)(l). A decision is contrary to clearly
4 Rec. Doc. 5.
5
established Federal law “if the state court (l) arrives at a conclusion opposite to that reached by
[the Supreme Court] on a question of law or (2) decides a case differently than [the] Court has on
a set of materially indistinguishable facts.” Williams v. Taylor, 529 U.S. 362" date_filed="2000-04-18" court="SCOTUS" case_name="Williams v. Taylor">529 U.S. 362, 364-65, 120 S.Ct.
1495, 1498 (2000). Under § 2254(d)(l)’s “unreasonable application” language, a writ may issue
“if the state court identifies the correct governing legal principle from [the] Court’s decisions but
unreasonably applies that principle to the facts of the prisoner’s case.” id at 365.
A presumption of correctness must be accorded to the state court‘s factual findings under
28 U.S.C. §2254(e)(1), and this court must defer to the state court's decision unless it “was based
on an unreasonable determination of the facts in light of the evidence presented in the State court
proceeding.” 18 U.S.C. §2254(d)(2).
Law and Analysis
I. Claim One: Conflict of Interest
Marcantel contends that he received ineffective assistance of counsel because his trial
attorney, Chuck West, had a conflict of interest. Marcantel contends that during the relevant
time period, West was employed as City Attorney for Pine Prairie, Louisiana; that the mayor of
Pine Prairie could replace the City Attorney at any time; and that a key witness for the
prosecution was the mayor’s son, Stephen Marcal “Mark” McCauley. Marcantel contends that
West did not vigorously cross-examine McCauley at trial because he was afraid of offending
McCauley’s father, the mayor, and losing his job as City Attorney.
To prevail on an ineffective assistance of counsel claim, a petitioner must establish that
(1) his attorney’s representation fell below an objective standard of reasonableness; and (2)
actual prej udice, that is, there is a reasonable probability that, but for counsel’s deficient
6
performance, the outcome of the proceedings would have been different Strickland v.
Washington, 466 U.S. 668" date_filed="1984-06-25" court="SCOTUS" case_name="Strickland v. Washington">466 U.S. 668, 104 S.Ct. 2052, 2064, 80 L.Ed. 2d 674 (1984). The burden is on the
petitioner to show that counsel’s representation fell below an objective standard of
reasonableness Ia'. at 688. The court’s scrutiny shall be “highly deferential” and the court must
apply a “strong presumption that counsel’s conduct falls within the wide range of reasonable
professional assistance.” § at 689-90. See also Marler v. Blackburn` 777 F.2d 1007" date_filed="1985-12-04" court="5th Cir." case_name="Raymond Marler, Jr. v. Frank Blackburn, Warden Louisiana State Penitentiary, Respondents">777 F.2d 1007, 1010 (5‘h
Cir. 1985).
ln some cases, prejudice is presumed if the defendant shows that an actual conflict of
interest adversely affected his lawyer’s performance Cuyler v. Sullivan, 446 U.S. 335" date_filed="1980-05-12" court="SCOTUS" case_name="Cuyler v. Sullivan">446 U.S. 335, 348, 100
S.Ct. 1708, 17]8, 64 L. Ed. 2d 333" date_filed="1980-05-12" court="SCOTUS" case_name="Cuyler v. Sullivan">64 L.Ed.2d 333 (1980). In le§r, the Supreme Court set forth a lower
threshold for reversal of a criminal conviction than does Strickland where actual conflicts exist;
in such cases, prejudice is automatically presumed. Fifth Circuit caselaw interpreting M,
however, distinguishes between conflicts that arise because of an attomey’s multiple
representation of defendants fn the same case and those that arise because of an alleged breach in
the attorney 's duty of loyalty to his cfient, applying M’s stricter standard of less than per se
prejudice only in cases involving an attorney’s multiple representation in the same case. §e_e
Beets v. Scott, 65 F.3d 1258" date_filed="1995-09-22" court="5th Cir." case_name="Betty Lou Beets v. Wayne Scott, Director Texas Department of Criminal Justice, Institutional Division">65 F.3d 1258, 1268-69 (5th Cir. 1995) (_C_uM, like all the other Supreme Court
cases that have discussed a lawyer's conflict of interest, solely concerned the representation of
multiple clients, and the Supreme Court has not expanded M’s presumed prejudice standard
beyond cases involving multiple representation). ln all other cases, conflicts presented by an
attomey’s alleged breach of the duty of loyalty to a client are analyzed under the Strickland
standard, which requires a defendant to prove deficient performance and actual prej udice.
7
Marcantel does not allege that Mr. West also represented a co-defendant, and therefore no
“actual conflict” is presented Marcantel does not even argue that Mr. West represented Mr.
McCauley in another matter, or that he represented Mr. McCauley at one time. Rather, all that
Marcantel alleges is that Mr. West must have been more concerned about his own interests than
in zealously representing Marcantel, which must have led to a less than vigorous cross-
examination of McCauley. Accordingly, the proper standard to apply in this case is the
Strickland standard, requiring Marcantel to show that Mr. West’s performance was deficient_, and
that he was actually prejudiced by the deficient performance.
The Third Circuit Court of Appeals did not directly address the merits of this claim,
finding that there was no evidence in the record that the Mayor of Pine Prairie is the father of
Mark McCauley. Similarly, in his instant petition, Marcantel presents no definitive evidence that
McCauley is the son of the Pine Prairie Mayor. Notwithstanding the foregoing, the undersigned
conducted a review of the trial transcript, and it is clear that the Mr. West’s cross-examination of
Mark McCauley was vigorous and probing. There is simply no evidence in the record suggesting
that Mr. West was attempting to “go easy” on Mr. McCauley because of any purported
relationship which the witness had to the mayor. Indeed, Mr. West attempted to impeach Mr.
McCauley’s credibility on numerous occasions asking him about prior convictions for DWI, his
current incarceration for failure to pay child support, and his participation in a drug treatment
program for drug offenders Consequently, there is no evidence that Mr. West’s representation
of Marcantel fell below an objective standard of reasonableness nor is there any evidence that
Marcantel was actually prejudiced by Mr. West’s cross-examination of Mr. McCauley.
Considering the foregoing, the undersigned concludes that this claim is without merit.
8
II. Claims Two and Six: Prosecutor’s Comments Regarding Marcantel’s Right to Not
Testify and Trial Court’s Failure to Properly_ll_\struct Jurv
A. Applr°cable Law
In Claim Two, Marcantel contends that the prosecutor improperly commented on his right
not to testify at trial, both during voir dire and closing arguments and that his trial counsel was
ineffective for failing to object to the prosecutor’s comments In Claim Six, Marcantel contends
that the trial court failed to properly instruct the jury on the issue of his right not to testify and
that his counsel was ineffective when he failed to move the court to properly instruct the jury.
Because each of these claims involve Marcantel’s right not to testify at trial, they are considered
together.
Prosecutors are prohibited from commenting directly or indirectly on a defendant’s failure
to testify in a criminal case. United States v. Johnston, 127 F.3d 380" date_filed="1997-10-27" court="5th Cir." case_name="United States v. Edward John Johnston, Iii, Darrell Wayne Adams, Eric Darnell Lowery, Larry J. Hill, and Gonzalo J. Alvarado">127 F.3d 380, 396 (f'>ch Cir. 1997), citing
United States v. Montoya-Ortiz, 7 F.3d 1171" date_filed="1993-12-13" court="5th Cir." case_name="United States v. Reymundo Montoya-Ortiz, and Ruben Montoya">7 F.3d 1171, 1178 (5"‘ Cir. 1993). A prosecutor’s remarks
constitute impermissible comment on a defendant’s right not to testify if the prosecutor’s
manifest intent was to comment on the defendant’s silence or if the character of the remark was
such that the jury would naturally and necessarily construe it as a comment on the defendant’s
silence Johnston, 127 F.3d 380" date_filed="1997-10-27" court="5th Cir." case_name="United States v. Edward John Johnston, Iii, Darrell Wayne Adams, Eric Darnell Lowery, Larry J. Hill, and Gonzalo J. Alvarado">127 F.3d at 396, citing United States v. Collins, 972 F.2d 1385" date_filed="1992-09-10" court="5th Cir." case_name="United States v. Robert F. Collins and John H. Ross">972 F.2d 1385, 1406 (5‘h Cir.
1992), cert. denied, 507 U.S. 1017" date_filed="1993-04-05" court="SCOTUS" case_name="In re Miller">507 U.S. 1017, 113 S. Ct. 1812" date_filed="1993-04-05" court="SCOTUS" case_name="In re Miller">113 S.Ct. 1812, 123 L.Ed.2d 444 (1993). A prosecutor’s
intent is not “manif`est” if there is an equally plausible explanation of the prosecutor’s remark.
Collins, 972 F.2d 1385" date_filed="1992-09-10" court="5th Cir." case_name="United States v. Robert F. Collins and John H. Ross">972 F.2d at 1406. The challenged remarks must be considered in the context of the case
in which they are made. Johnston, 127 F.3d 380" date_filed="1997-10-27" court="5th Cir." case_name="United States v. Edward John Johnston, Iii, Darrell Wayne Adams, Eric Darnell Lowery, Larry J. Hill, and Gonzalo J. Alvarado">127 F.3d at 396, citing United States v. Montoya-Ortiz, 7
F.3d 1171, 1179 (5Lh Cir. 1993).
B. Clar'm T wo
In the instant case, the prosecutor stated the following during voir dire:
Anthony L. Walker,
Assistant District Attorney: I want y’all to understand that he does not have to take the
stand. He does not have to testify on his behalf ..... The
fact that he doesn’t take the stand you cannot hold it against
Mr. Marcantel. Does anybody have any problem with that
concept. Should he decide not to take the stand one way or
the other. At the same time you need to understand that the
State of Louisiana cannot force Mr. Marcantel to take the
stand. We don’t want ya’ll to hold that against us, the State
of Louisiana, by saying, “I want to hear what he says.” We
cannot do that. We cannot force him up there so ya’ll
won’t hold that against the State of Louisiana. Okay'?
(Trial Transcript, p. 231). During closing arguments Mr. Walker stated:
The only evidence that you can consider as to what happened came from this
witness stand. lt came from the people who sat right there and testified. lt came
from the things that were introduced into evidence. That is the evidence that you
have to consider.
(Trial Transcript, p. 398). Finally, during the State’s rebuttal, Mr. Walker reminded the jury that
they should focus on the “totality of the circumstances” with regard to the evidence that was
presented at trial.
In Claim Two, Marcantel contends that the aforementioned statements constitute indirect
references designed to focus the jury’s attention on his failure to testify and “cast negative
aspersions on the defendant if he did not testify on his own behalf.”
The Third Circuit expressly rejected this argument, stating:
When an indirect reference is made, it constitutes reversible error only when the
prosecutor intended to emphasize defendant’s failure to testify. State v. Jackson,
454 So. 2d 116" date_filed="1984-06-25" court="La." case_name="State v. Jackson">454 So.2d 116 (La. 1984). References in closing argument to the fact that the
State’s case stands uncontroverted do not generally constitute grounds for a
mistrial, as such statements refer to the case as a whole and do not focus on the
defendant’s failure to testify. State v. Davis, 445 So. 2d 164 (La. App. 3“:1 Cir.
10
1984). In the instant case, there was no intent to comment on the failure of
Defendant to testifv. Considering the argument as a whole the reference was
intended to focus on the witness ’s testimony for the State and not on the
Dejendant ’s failure to testify The comments were not improper, and there was
no violation ofDefendant’s legal right not to have his silence commented on.
There is no factual dispute regarding the prosecutor’s comments at tri al regarding this
matter. Therefore, the issue presented involves a pure question of law, or at most, a mixed
question of law and fact. Either way, the standard to be applied is set forth in §2254(d)(1): this
court must defer to the state court decision unless it “was contrary to, or involved an
unreasonable application of clearly established Federal law, as determined by the Supreme Court
of the United States.” w 28 U.S.C. § 2254(d)(1).
The Third Circuit correctly concluded that the statements of the prosecutor were not
improper. ln fact, the prosecutor made no reference to the defendant at all - he simply brought
the jury’s attention to the fact that their decision had to be based upon the evidence presented.
Even if the prosecutor had made a direct reference to the defendant’s evidence (or lack
thereoD, it would not necessarily be fatal under Fifth Circuit law. In Montoya v. Collins, 955
F.2d 279, 287-88 (5“‘ Cir. 1992), the Fifth Circuit held that the prosecutor’s remark that the
defendant failed to rebut evidence of his guilt was intended to be a “comment on the failure of
the defense as opposed to the defendantl to counter or explain the testimony presented or
evidence introduced.” The court further noted that “[t]his kind of comment” is not an
infringement of the defendant’s fifth amendment privilege.” Montoya, 955 F.2d at 287-88, citing
United States v. Becker, 569 F.2d 951" date_filed="1978-03-20" court="5th Cir." case_name="United States v. Troy Becker, James Cockrell, Kyle G. Bretz and James McCollom Defendants">569 F.2d 951, 965 (5th Cir.), cert. denied, 439 U.S. 865" date_filed="1978-10-02" court="SCOTUS" case_name="Cleveland Electric Illuminating Co. v. Williams">439 U.S. 865, 99 S. Ct. 188" date_filed="1978-10-02" court="SCOTUS" case_name="Ruby v. Giles">99 S.Ct. 188, 58
L.Ed.2d 174 (1978).
1 l
In the instant case, during voir dire, the prosecutor simply explained to the jury why the
State would not ca11 Marcantel as a witness With respect to the comments made during closing
arguments and rebuttal, the State merely focused the jurors’ attention on the totality of the
evidence that they had heard, not on Marcantel’s failure to testify.
Furthermore, even if the undersigned were to conclude that the prosecutor’s statements
were improper, the error was harmless beyond a reasonable doubt. See, e.g., Chapman v.
California, 386 U.S. 18" date_filed="1967-03-27" court="SCOTUS" case_name="Chapman v. California">386 U.S. 18, 87 S.Ct. 824, 17 L.Ed.2d 705 (1967). The prosecutor’s comments in
this case were made in the context of overwhelming evidence of Marcantel’s guilt, for which
Marcantel offered no evidence at all in rebuttal.
Considering the foregoing, the undersigned concludes that Marcantel has failed to show
that the state court decision “was contrary to, or involved an unreasonable application of, clearly
established Federal law” under §2254(d)(l).
C. Claim Six
Claim Six also relates to Mr. Marcantel’s failure to testify. Marcantel argues that the
trial court failed to properly instruct the jury on the issue of his right not to testify and that his
counsel was ineffective when he failed to move the court to properly instruct the jury. Marcantel
acknowledges that both he and the State requested that the trial court instruct the jury regarding
the presumption that the person in the unexplained possession of property recently stolen is the
thief. Accordingly, the trial judge instructed the jury that “there is a legal presumption that the
person in the unexplained possession of property recently stolen is the thief, but said presumption
may none the less be destroyed by rebutting testimony.” (Trial Transcript, p. 423) (emphasis
added). Marcantel alleges that the trial court erred by failing to contemporaneously instruct the
12
jury that, in connection with this presumption, the jury should not draw any adverse inferences
from Marcantel’s failure to rebut the testimony with an explanation for why he was in possession
of the stolen property. Marcantel also alleges that his counsel was ineffective when he failed to
move the court to so instruct the jury.
These claims have clearly been exhausted in the state courts.5 In his application for post-
conviction relief in the trial court, Marcantel stated that defense counsel, jointly with the State,
requested that the trial court instruct the jury concerning the presumption that the person in the
unexplained possession of property recently stolen is the thief.‘5 Marcantel claimed, however,
that the court failed to instruct the jury and counsel failed to move the court to instruct the jury,
that in context with the presumption, that the jury could not draw any adverse inferences of guilt
from his failure to testify.7 Following a two day hearing, the trial court denied Marcantel’s
application for post conviction relief, finding his claims to be without merit.3 Marcantel
presented identical claims to the Third Circuit Colu't of Appeal and the Louisiana Supreme
Court.° 'l`he Third Circuit Court of Appeal denied Marcantel’s application for writ of review,
5l\/Iarcantel raises this error in each of his state applications for post-conviction relief M Marcantel’s
Uniform App. For Post Conviction Reliefin the 13“' Judicial District ofLouisiana at Response to Petition for Writ of
Habeas Corpus, Rec. Doc, 19 at 928, 953-956; Application for Writ of Review to the Third Circuit Court of Appeal.
B Petition f`or Writ of Habeas Corpus, Rec. Doc. 1at Exhibit 8, p. vii; Application for Writ of Review to the
Louisiana State Supreme Court at Response to Petition for Writ of Habeas Corpus, Rec, Doc. 19 at 1291. The State
concedes that these claims have been fully exhausted and denied.
6 Marcantel’s Uniform App. For Post Conviction Relief in the 13"’ J udicial District of Louisiana at
Response to Petition for Writ of Habeas Corpus, Rec. Doc. 19 at 928.
in
snec. Doc, 19 m 1276-1271
9t\pplication for Writ of Review to the Third Circuit Court of Appeal, w Petition for Writ of Habeas
Corpus, Rec. Doc. 1at Exhibit 8, p. 7; Application for Writ of Review to the Louisiana State Supreme Court at
Response to Petition for Writ of Habeas Corpus, Rec. Doc. 19 at 1291 .
13
holding that Marcantel failed to demonstrate prejudice or ineffective assistance of trial counsel.10
The Louisiana Supreme Court denied Marcantel’s application for supervisory andi or remedial
writs, without reasonsll
There is no factual dispute regarding the content of the instruction or that defense counsel
failed to object to the charge given by the court. Therefore, the issue presents a question of law,
or at most, a mixed question of law and fact, and this court must defer to the state court decision
unless it was contrary to or involved an unreasonable application of clearly established Fecleral
law. S_ee, 28 U.S.C. § 2254(d)(1).12
Arguments similar to those raised by Marcantel have been rejected in the federal courts:
The Fifth Circuit has held that “[i]f a jury could reasonably have understood that portion of the
jury charge as creating a presumption that relieves the state of its burden of persuasion on an
element of the offense, the potentially offending words must be considered in the context of the
entire charge.” Coleman v. Butler, 816 F.2d 1046" date_filed="1987-07-08" court="5th Cir." case_name="Wallace E. Coleman, Jr. v. Robert H. Butler, Sr., Warden, Louisiana State Penitentiary, Respondent">816 F.2d 1046, 1048-49 (5lh Cir. 1987), citing Qppi
Naughten, 414 U.S. 141" date_filed="1973-12-04" court="SCOTUS" case_name="Cupp v. Naughten">414 U.S. 141, 147, 94 S.Ct. 396, 400, 38 L.Ed.2d 368 (1973). ln Coleman, the
defendant challenged the following portion of the jury charge:
A legal presumption relieves him in whose favor it exists from the necessity of
any proof; but may nonetheless be destroyed by rebutting evidence; such is the
presumption that the defendant is innocent; that the person in the unexplained
possession of property recently stolen is the thief....
From the recent possession ofstoien things guiit may be inferred unless there is a
reasonable account given ofthe property as having been lawfully and not
‘”Rec. Doc. 19 ar 1233.
“Re¢. Doc. 19 ar 1336.
'2An ineffective assistance claim is a mixed question of law and fact. See Green vs. Johnson, 116 F.3d
ll 15 (5*‘ Cir. 1997), relying on Salazar v. Johnson 96 F.3d 789" date_filed="1996-10-04" court="5th Cir." case_name="Christopher Joseph Salazar v. Gary L. Johnson, Director, Texas Department of Criminal Justice, Institutional Division">96 F.3d 789 (5“' Cir. 1996).
14
feloniously obtained This inference or presumption is strengthened or weakened
in accordance with the length of time between the theft and the time of finding of
the property.
Coleman, 816 F.2d 1048-49 (emphasis added). On appeal, the court considered the issue of
whether the foregoing portion of the charge at issue could reasonably have been interpreted as a
mandatory presumption, and held:
We focus on the instruction that "[fjrorn the recent possession of stolen things
guilt may be inferred unless there is a reasonable account given of the property as
having been lawfully and not feloniously obtained." The word "may" dispels the
notion that the instruction mandates the jury to infer either that the defendant
participated in the taking or that the defendant possessed the requisite intent to
deprive permanentlyl The next sentence, in fact, invites the jury to weigh the
strength to be accorded the inference by considering the length of time between
the theft and the finding of the property. fhis language not only denotes the
permissive quality of the inference but also confines the presumption to its proper
scope, that of deciding whether the possessor participated in the taking
§ (emphasis added).
ln the instant case, the trial judge clearly indicated that the presumption in question was
permissive only, noting that it “may none the less [sic] be destroyed by rebutting testimony.”
(Tr. 423). Thus, the trial judge properly instructed the jury that the presumption in question
could be rebutted by evidence to the contrary. As the trial court properly instructed the jury,
Marcantel’s claim that his counsel was ineffective when he failed to object to the trial court’s
instruction is without merit.
Considering the foregoing, the undersigned concludes that the trial court properly
instructed the jury regarding the presumption that the person in the unexplained possession of
property recently stolen is the thief. The state courts’ rulings denying Marcantel’s claims that the
trial court improperly instructed the jury, and that counsel was ineffective in violation of the
Sixth Amendment when he failed to object to the court’s instruction and request limiting
15
instructions, are not contrary to nor do they involve an unreasonable application of clearly
established Federal law and are entitled to deference Thus, these claims are without merit.
III. Claims Three Four and Five: Prosecutor’s References to Prior Conviction
Evidence; and Trial Court’s Failure to lnstruct Jurv that Prior Convictions were
Admissible for Limited Pu§pose
In Claims Three, Four and Five, Marcantel contends that the prosecutor made highly
inflammatory remarks in closing arguments concerning his prior convictions for the purpose of
showing bad character, referring to him as a “big fish” and a “career criminal.” He also contends
that the trial court failed to instruct the jury that his prior convictions were introduced for the
limited purpose of showing a requisite element of the crime charged Finally, Marcantel alleges
that his trial counsel was ineffective for failing to object to the foregoing at trial.
Marcantel was charged with seven counts of possession of a firearm by a convicted felon.
Thus, evidence of a prior felony conviction was an essential element of the crime. At trial, the
prosecutor introduced evidence that Marcantel had been convicted of the crimes of simple battery
of a pharmacy and second degree battery in May 199?.
The State does not dispute that the prosecutor referred to Marcantel as a “big fish” and a
“career criminal.” However, the more damaging factor was that the jury heard the eyewitness
testimony of three witnesses who testified that they saw the defendant in possession of the stolen
firearms ln light of the foregoing, the Third Circuit rejected these claims, finding that the jury
based its verdict on the evidence presented rather than the statements of the prosecutor that
Marcantel is a “bi g fish” and a “career criminal.” Furthermore, courts have held that reference to
a defendant as a “career criminal” is not improper where evidence of a defendant’s prior
16
convictions has already been admitted _S__ee.,ig;, Ambris v. Hickman, 116 Fed.Appx. ?91, 792
(9"‘ Cir. 2004), citing United States v. Young, 4';`0 U.S. l, 8, 105 S. Ct. 1038" date_filed="1985-02-20" court="SCOTUS" case_name="United States v. Young">105 S.Ct. 1038, 84 L.Ed.2d 1 n.5
(1985) (holding that “[t]he prosecutor may argue all reasonable inferences from evidence in the
record.”). Considering that the Third Circuit’s ruling is not contrary to federal law, this court
must give deference to that ruling.
The record also shows that the trial judge properly instructed the jury as to the limited
purpose for the introduction of evidence of Marcantel’s prior convictions, to wit:
Now, turn to the possession of a firearm by a convicted felon. The defendant is
also charged with seven separate counts of allegedly possessing on or about May
l 1, 1997, firearms alter having been convicted of the crimes of simple battery of a
pharmacy and second degree battery as set forth in the bill of information which l
will [now] read to you. . . .
Thus, in order to convict the defendant of one or any or all of the offenses of
possession of a firearm by a convicted felon you must find:
l. That the defendant was convicted of a burglary of a pharmacy andlor second
degree battery.
2. That subsequent to those convictions, the defendant possession the firearm
described in the bill of information, and
3. That a period of less than 10 years had elapsed since the defendant’s
completion of his sentence, parole, probation or conviction of burglary of a
pharmacy anler second degree battery as set for in the bill of information just
read to you. . . .
Further, you are not to consider the evidence of one o)jrense as evidence of the
other ojenses against the defendant The defendant is not to be found guilty of
one ojj"ense merely because he may have committed another.
(Trial Transcript, p. 424-28) (emphasis added).
lt is well-settled that evidence that is probative solely of bad character and not of any fact
related to the elements of the crime charged, such as intent or identity, is inadmissible at trial.
United States v. Beechum, 582 F.2d 898" date_filed="1978-10-25" court="5th Cir." case_name="United States v. Orange Jell Beechum">582 F.2d 898, 920 (5th Cir. 19?8). However, a court has discretion to
admit evidence of more than one prior conviction when necessary to establish an element of the
l'l
offense charged United States v. Ouintero, 8’l2 F.2d 107, 111 (5ch Cir. 1989). Furtherrnore,
Louisiana state law permits the introduction of evidence of prior convictions where the evidence
is an element of the crime charged See. e.g., State v. McArthur, ?19 So.2d 1037, 1039 (La.
1993).
Considering the foregoing, the undersigned concludes that these claims are without merit.
IV. Claim Seven: Tr'ial Court Imnronerlv Restricted Cr'oss-Examination of State
Witness Stephen “Mark” McCauley
Marcantel alleges that the trial court improperly limited his cross-examination of State
witness Stephen Mark McCauley conceming his prior arrests or other pending charges against
him, as well as deals or promises made to him by the State. Marcantel argues that an extensive
arrest record with few convictions tends to show that a witness will more likely give favorable
testimony for the State.
The Confrontation Clause of the Sixth Amendment guarantees the right of the accused in
a criminal proceeding to be confronted with the witnesses against him. Brown v. Dretke, 419
F.3d 365, 375-76 (5"‘ Cir. 2005), citing Delaware v. Van Arsdall, 475 U.S. 6?'3, 6?8, 106 S.Ct.
1431, 89 L.Ed.2d 6'l4 (1986). 'l`hus, a criminal defendant has a constitutional right to cross-
examine a prosecution witness and thereby expose any information relating to the reliability of
the witness. Brown, 419 F.3d at 375, citing Davis v. Alaska, 415 U.S. 308" date_filed="1974-02-27" court="SCOTUS" case_name="Davis v. Alaska">415 U.S. 308, 315-16, 94 S.Ct.
1105, 39 L. Ed. 2d 347" date_filed="1974-02-27" court="SCOTUS" case_name="Davis v. Alaska">39 L.Ed.2d 347 (19'l4). However, courts have held that this right allows the defendant “an
opportunity for effective cross-examination, not cross-examination that is effective in whatever
way, and to whatever extent, the defense might wish.” Pennsylvania v. Ritchie, 480 U.S. 39" date_filed="1987-02-24" court="SCOTUS" case_name="Pennsylvania v. Ritchie">480 U.S. 39, 53,
107 S.Ct. 989, 94 L.Ed.2d 40 (198?) (quoting Delaware v. Fensterer, 4'}'4 U.S. 15, 20, 106 S.Ct.
292, 88 L. Ed. 2d 15" date_filed="1985-11-04" court="SCOTUS" case_name="Delaware v. Fensterer">88 L.Ed.2d 15 (1985) (ernphasis in original)). lt is well-settled that trial judges may impose
18
limits on cross-examination based on concerns about harassment, prej udice, confusions of the
issue, the witness’s safety, and interrogation that is repetitive or only marginally relevant
M, 419 F.3d at 375, citing Van Arsdall, 475 U.S. at 6?9, 106 S. Ct. 1431" date_filed="1986-04-07" court="SCOTUS" case_name="Delaware v. Van Arsdall">106 S.Ct. 1431.
ln the instant case, the record shows that the trial judge permitted defense counsel to
question McCauley about prior convictions for driving while intoxicated, as well as the fact that
he was incarcerated at the time of the trial for failure to pay child support. (Tr. 369). The judge
also permitted defense counsel to question McCauley about his time in a rehabilitation clinic for
treatment for drug use. (Trial Transcript, p. 3'}'0). Howevcr, the judge denied the defendant’s
request that he be permitted to question McCauley about prior arrests for criminal activity,
finding that McCauley’s arrest record was not relevant to the charges against Marcantel, nor was
it probative of any bias that McCauley might have against Marcantel. This finding of the trial
judge is consistent with Ar'ticle 609.113 of the Louisiana Code of Evidence, which limits the
impeachment of witnesses to convictions and not arrests or pending charges. For this reason, the
Third Circuit rejected this argument Because that ruling is not contrary to federal law, it is
entitled to deferencel Thus, this claim is without merit.
'3 Article 609.1(B) states:
B. Convictions. Generally, only offenses for which the witness has
been convicted are admissible upon the issue of his credibility, and
no inquiry is permitted into matters for which there has only been
an arrest, the issuance of an arrest warrant, an indictment, a
prosecution, or an acquittal
La. Evid. Art. 609.1(]3).
19
V. Claim Eight - Insufficiency of the Evidence
Finally, Marcantel alleges that there was insufficient evidence to convict him on all
counts. Specifically, Marcantel argues that it is “impossible” to be convicted of theft without
being convicted of burglary,
Under section 22 54, habeas relief “on a claim of insufficient evidence is appropriate only
‘if it is found that upon the record evidence adduced at trial no rational trier of fact could have
found proof of guilt beyond a reasonable doubt.”’ Ramirez v. Dretke, 398 F.3d 691" date_filed="2005-01-27" court="5th Cir." case_name="Ramirez v. Dretke">398 F.3d 691, 694-95 (S‘h
Cir. 2005), quoting Jackson v. Virginia, 443 U.S. 307" date_filed="1979-10-01" court="SCOTUS" case_name="Jackson v. Virginia">443 U.S. 307, 324, 99 S.Ct. 2781, 61 L.Ed.2d 560
(1979). All credibility choices and conflicting inferences are to be resolved in favor of the
verdict. United States v. Cyprian, 197 F.3d 73 6, 740 (5'h Cir.1999). “A determination of a
factual issue made by a State court shall be presumed correct,” and the petitioner “shall have the
burden of rebutting the presumption of correctness by clear and convincing evidence." 28 U.S.C.
§ 2254(e)(1).
In the instant case, in addition to the firearms possession charges, Marcantel was charged
with one count of simple burglary and one count of theft over $500.00. To convict of simple
burglary, the jury was instructed that it had to find both that Marcantel made an unauthorized
entry into a building with the specific intent to commit a theft in that building. The jury was
further instructed that, if it could not conclude that the State had proved the elements of this
crime, it was possible to convict Maracentel of theft, which requires proof that the defendant
took property belonging to the victim without his consent or by fraudulent means that was valued
at more than $500.00. Apparently, the jury did not believe that the State proved all of the
necessary elements of the crime of simple burglary, but did prove the required elements of the
20
crime of theft. The Louisiana Supreme Court, in ruling on the sufficiency of the evidence to
convict Marcantel of theft, succinctly summarized the evidence as follows:
We now consider defendant's argument that the evidence of his guilt of theft was
insufficient The elements of the crime of theft are (1) that there be a
misappropriation or taking, (2) that the misappropriation or taking be of a thing of
value, (3) that the thing belong to another, and (4) that the misappropriation or
taking be with the intent to deprive the other permanently of that which is the
subject of the taking. LSA-R.S. 14:67.
Defendant does not contest the fact that the testimony of the Prejeans established there
had been a taking of property belonging to them of a value in excess of 5500.00. The
firearms introduced into evidence were direct evidence of the property that had been
taken and not returned, evidencing an intent to permanently deprive the Prejeans of the
guns. Thus, the elements of the crime of theft were established Howevcr, defendant
claims the evidence was insufficient to identify him as the person who actually stole the firearms
The jury's verdict of guilty of the firearm charges shows the jury accepted the testimony
of Dupre, Deshotel, and McCauley that defendant possessed the Prejeans' firearms in
their presence. The jury could have reasonably inferred from the defendants possession of
the firearms that he was the person who took them from the Prejean residence This
inference is reasonable because of the following proven facts: the defendant was Mr.
Prej ean*s first cousin; the defendant was familiar with the Prej can residence; the
defendant had access to information about their camping trip from his father with whom
he resided; the defendant was seen with the guns in a pillow case, and a pillow case was
taken from the Prejean residence at the time of the theft; the person who took the firearms
left behind a handgun which had been given to Mr. Prejean by the defendant’s father; one
of the handguns taken in the burglary was kept loaded by the Prejeans; the same handgun
was loaded the day Marcantel retrieved the stolen guns from the rural area and tossed the
handgun at McCauley. Testimony established that as few as five days could have elapsed
between the date of the theft and Marcantel’s possession of the guns. Furthermore,
despite the suggestions to the jury by defense counsel throughout the trial that the three
State witnesses, not defendant, had burglarized the Prej can house, there was no evidence
to establish that they knew the Prejeans or anything about their horne or their possessions
or their comings and goings. Thus, considering the evidence in a light most favorable to
the prosecution, there was sufficient proof, without any legal presumption, from which
any rational trier of fact could have found the essential elements of the crime of theft were
proved beyond a reasonable doubt.
State v. Marcantel, 815 So. 2d 50" date_filed="2002-04-03" court="La." case_name="State v. Marcantel">815 So.2d 50, 56-57 (La. 2002). The undersigned agrees with the Louisiana
Supreme Court that the evidence was sufficient to convict Marcantel of theft. The undersigned
also notes that every reviewing state court has upheld Marcantel’s convictions, and that these
21
rulings are entitled to deference Considering the foregoing, the undersigned concludes that this
claim is without merit.
Conclusion
For the foregoing reasons, the undersigned recommends that Marcantel’s petition for writ
of habeas corpus be DENIED AND DISMISSED WITH PREJUDICE.
Under the provisions of 28 U.S.C. Section 636(b)(1)(C) and Rule 72(b), parties aggrieved
by this recommendation have ten (10) business days from service of this report and
recommendation to file specific, written objections with the Clerk of Court. A party may
respond to another party's objections within ten (10) days after being served with a copy of any
objections or responses to the district judge at the time of filing.
Failure to file written objections to the proposed factual findings andlor the
proposed legal conclusions reflected in this Report and Recommendation within ten (10)
days following the date of receipt, or within the time frame authorized by Fed.R.Civ.P.
6(b), shall bar an aggrieved party from attacking either the factual findings or the legal
conclusions accepted by the District Court, except upon grounds of plain error. See
nggl_ass v. United Services A\M_n_obile Association., 79 F.3d 1415" date_filed="1996-03-28" court="5th Cir." case_name="Paul W. Douglass v. United Services Automobile Association">79 F.3d 1415 (Sth Cir. 1996).
Signed at Lafayette, Louisiana on January 21/‘]’ , 2006.
nmfs
` Mndreél `13:. Methvin
l MQQ____ United States Magistrate Judge
iii w 800 Lafayette St., Suite 3500
T;'} mag Lafayette, Louisiana 70501
337) 593-5140 bone 593-5155 fax