Mara AGUIRRE, Plaintiff-Appellee,
v.
LOS ANGELES UNIFIED SCHOOL DISTRICT; Victoria McKendal, in her official capacity as Coordinator of the Los Angeles Unified School District Due Process Unit, e/s/a Victoria McKendall, Defendants-Appellants.
No. 03-57138.
United States Court of Appeals, Ninth Circuit.
Argued and Submitted October 20, 2005.
Filed August 29, 2006.
Barrett K. Green, Steven A. Groode, Littler Mendelson, Los Angeles, CA, for the defendants-appellants.
Paul M. Roberts and Michael E. Jewell, Roberts, Adams & Jewell, Huntington Beach, CA, for the plaintiff-appellee.
Appeal from the United States District Court for the Central District of California; Christina A. Snyder, District Judge, Presiding. D.C. No. CV-02-09753-CAS.
Before PREGERSON, CLIFTON, and BYBEE, Circuit Judges.
BYBEE, Circuit Judge.
The question before us is one we have not previously addressed: Does the "degree of success" standard announced in Hensley v. Eckerhart,
I. BACKGROUND
A. The Individuals with Disabilities Education Act
In the IDEA, Congress found that it was "in the national interest that the Federal Government have a supporting role in assisting State and local efforts to educate children with disabilities" and "ensure that all children with disabilities have available to them a free appropriate public education." 20 U.S.C. § 1400(c)(6), (d)(1)(A) (2000 & Supp.2005). See generally Bd. of Educ. v. Rowley ex rel. Rowley,
B. Facts and Proceedings
Mara Aguirre challenged the Los Angeles Unified School District's ("LAUSD") implementation of a "free and appropriate public education" for her son, Carlos Castro, for the 1999-2000 and 2000-2001 school years. In a hearing before a California special education hearing officer ("SEHO"), Aguirre raised twenty-seven issues—contending, for example, that the school denied her son a "free and appropriate public education" because it failed to prepare daily reports on Carlos's work and behavior, did not provide him with a one-on-one aide, and failed to provide him with occupational therapy. She sought to recover tuition and other expenses incurred when she took Carlos out of public school and enrolled him in a private school, and to secure his continued placement there. Aguirre ultimately prevailed on four of the twenty-seven issues. The SEHO ruled that LAUSD failed to provide Carlos with a "free and appropriate education" as required by IDEA insofar as it failed to conduct a timely assessment for assistive technology and failed to provide the technology. As a result, the SEHO denied Aguirre's request for tuition and other expenses, and awarded Carlos the use of assistive technology for a period not to exceed eight months. The court observed that even without the use of assistive technology—which consisted of a desktop computer, printer, and learning software— Carlos was making excellent progress and so he did not require compensatory counseling or a supplemental writing program. Though she sought reimbursement for a year of private tuition and fees, Aguirre obtained only a few months' use of educational equipment. The hearing officer concluded that "[t]he District prevailed on all issues heard and decided, except to the extent that it denied a [`free and appropriate public education'] in the 1999-2000 and 2000-2001 school year[s] when it failed to conduct the assistive technology assessment and provide devices in a timely manner." Neither LAUSD nor Aguirre sought further review.
After the hearing, Aguirre sent the district a bill for her attorney's fees and costs, totaling $42,104.92. LAUSD requested a detailed billing statement, indicating which fees had accrued for work done towards the successful claims. Aguirre failed to provide the statement and, after LAUSD refused to pay the fees, she filed a complaint in the district court. She argued that as the prevailing party she was entitled to recover all her fees, while the district claimed that, because she prevailed on only part of her claims, she should receive a reduced award or no award at all. The district court granted Aguirre $21,104.24, reasoning that the petitioner prevailed on a "significant issue in litigation which achieves some of the benefit the parties sought in bringing the suit," but only raised the assistive technology issue partway through the litigation. The sum awarded was calculated based on "reasonable" attorneys' fees and costs incurred on and after the issue was raised. In calculating the amount of the fee award, the district court did not appear to consider the degree of success Aguirre attained. LAUSD appeals.1
II. ANALYSIS
The IDEA provides that "the court, in its discretion, may award reasonable attorneys' fees as part of the costs to a prevailing party who is the parent of a child with a disability." 20 U.S.C. § 1415(i)(3)(B)(i). In order for a court to award attorney's fees, the parent must (1) be a "prevailing party" and (2) seek "reasonable attorneys' fees."
The district properly found, and the parties do not disagree, that Aguirre was a prevailing party under the IDEA. See Tex. State Teachers Ass'n v. Garland Indep. Sch. Dist.,
We thus turn to the question whether Hensley applies to attorney's fee awards under the IDEA. We first observe that the IDEA's fee-shifting provision, 42 U.S.C. § 1415(i)(3)(B), is nearly identical to 42 U.S.C. § 1988. Compare 20 U.S.C. § 1415(i)(3)(B)(i) ("the court, in its discretion, may award reasonable attorneys' fees as part of the costs to a prevailing party who is the parent of a child with a disability") with 42 U.S.C. § 1988(b) ("the court, in its discretion, may allow the prevailing party, other than the United States, a reasonable attorney's fee as part of the costs....").
In Hensley, the Supreme Court considered "whether a partially prevailing plaintiff may recover an attorney's fee [under § 1988] for legal services on unsuccessful claims."
Just three years after Hensley, Congress enacted the fee-shifting provisions of the IDEA's predecessor statute, authorizing attorney's fees to a "prevailing party." See Pub.L. No. 99-372, 100 Stat. 796 (1986) (codified at 20 U.S.C. § 1415(i)(3)(B)); Barlow-Gresham Union High Sch. Dist. No. 2 v. Mitchell,
The legislative history for IDEA's fee-shifting provisions confirms our assumption. The House report accompanying the 1997 amendments to the IDEA specifically addressed the application of Hensley to the IDEA:
Questions have been raised regarding the relationship between the extent of success of the parents and the amount of attorneys' fees a court may award. In addressing this question, the Committee [on Education and the Workforce] believes the amount of any award of attorneys' fees to a prevailing party under part B shall be determined in accordance with the law established by the Supreme Court in Hensley v. Eckerhart,
As we stated in the 1986 report accompanying the legislation that added the attorneys['] fees provisions: "It is the committee's intent that the terms `prevailing party' and `reasonable' be construed consistent with the U.S. Supreme Court's decision in Hensley v. Eckerhart,
H.R. REP. NO. 105-95, at 105-06 (1997), reprinted at 1997 U.S.C.C.A.N. 78, 103-04; see also H.R. REP. NO. 99-687, at 5-6 (1986), reprinted at 1986 U.S.C.C.A.N. 1807, 1808 (citing Hensley); 132 CONG. REC. 16,825 (1986) (statement of Sen. Hatch) (praising the new fees provision because it "includes the application of provisions from ... Hensley versus Eckerhart [and other] decisions to cases brought under part B of the Education of the Handicapped Act in order to protect against excessive reimbursement").
Hensley has been broadly approved. We have applied Hensley's degree of success principles to a variety of fee-shifting statutes, including civil rights claims, Americans With Disability Act claims, and even state claims. See, e.g., Benton v. Or. Student Assistance Comm'n,
Although we have not previously ruled on whether Hensley's "degree of success" standard applies in IDEA cases, at least seven other circuits have held that it does, and so far as we can tell, no circuit has concluded otherwise. See Linda T. ex rel. William A. v. Rice Lake Area Sch. Dist.,
Some circuits that have yet to address the application of the degree of success test nonetheless approve the application of § 1988 principles to IDEA fee allocations. See A.R. ex rel. R.V. v. N.Y. City Dep't of Educ.,
Secondary authorities regard the rule as well established. See JAMES A. RAPP, 4 EDUCATION LAW § 10.03(21)(f)(ii)(C) (2005) (noting that the application of Hensley's factors in IDEA litigation is "[a] well-established process"). If we were to hold that the degree of success need not be considered under the IDEA's fee-shifting provision, we would be alone in doing so.
Finally, there are solid policy reasons for applying Hensley in IDEA cases. First, Hensley represents the established standard for awarding attorney's fees in civil rights cases. Since the IDEA does not supply a standard different from other standards governed by Hensley, either we would have to create new criteria for judging awards under IDEA, or we would have to defer entirely to lower courts, thereby permitting fee awards to vary greatly from one case to the next, as each judge applies his or her own criteria for arriving at a reasonable fee. Second, the Hensley standard will not only guide courts, but allow parties themselves to better assess the prospective costs of legislation and make more informed choices about when to litigate and when to settle. The rule will help to deter parties (or their lawyers) from adding frivolous claims that exacerbate disputes and strain the resources of both parents and school districts. An established standard will also help parents and school districts settle post-litigation fee disputes without undertaking a second round of lawsuits. See Hensley,
The Hensley standard will help deter submission of multiple, nonmeritorious claims. It is understandable that without cost considerations, parents facing litigation would bring as many claims as possible, hoping to secure a larger share of the district's resources—whether in the form of reimbursements, additional staff time, or educational technology—than would be otherwise allotted to their children. Lawyers may also have incentive to bring baseless claims in order to increase billable hours devoted to a case. Acquiring a client with one strong claim should not give special education attorneys the green light to bill time on every conceivable issue. All children suffer when the schools' coffers are diminished on account of expensive, needless litigation. In order to balance the needs of IDEA claimants and school districts, Hensley offers parents and their lawyers an incentive to avoid making frivolous claims while preserving their ability to raise meritorious claims.
Hensley's rule will not bar parents from pursuing valid claims. It permits fees "adequate to attract competent counsel, but which do not produce windfalls to attorneys." Hensley,
Hensley does not strip the district court of its discretion in awarding fees, nor does it eliminate flexibility in granting them. The Court has acknowledged that the rule is broad enough, in appropriate cases, to permit an award of full fees even where a party did not prevail on every contention. See Hensley,
There is no precise rule or formula for making these determinations. The district court may attempt to identify specific hours that should be eliminated, or it may simply reduce the award to account for the limited success. The court necessarily has discretion in making this equitable judgment. This discretion, however, must be exercised in light of the considerations we have identified.
Hensley,
III. CONCLUSION
In sum, we hold that attorney's fees awarded under 20 U.S.C. § 1415 are governed by the standards set forth by the Supreme Court in Hensley and its progeny. The district court in this case made a partial attorney's fees award to Aguirre. It does not appear from the record that the district court applied Hensley—though the award may ultimately prove consistent with Hensley—because it did not consider Aguirre's degree of success. We therefore vacate the fee award and remand to the district court for apportionment of a fee award in accord with Hensley and its progeny.
VACATED and REMANDED.
Notes:
Notes
We review the district court's factual findings for abuse of discretion and its conclusions of law de novoM.L. v. Fed. Way Sch. Dist.,
Section 1988 is the general fee-shifting provision for federal civil rights cases. 28 U.S.C. § 1988(b) (2003)
PREGERSON, Circuit Judge, specially concurring:
I concur in Judge Bybee's thorough and thoughtful opinion. I write separately to make clear my view that, although the district court may have erred by failing to apply the "degree of success" test, it did not abuse its discretion when it awarded Aguirre $21,104.24.1
As discussed in the opinion, for a court to award attorney's fees under 20 U.S.C. § 1415(i)(3)(B), a parent (1) must be a "prevailing party" and (2) must seek "reasonable attorneys' fees." 20 U.S.C. § 1415(i)(3)(B)(I). Like my colleagues, I believe that Aguirre was a prevailing party in this case. Thus, the remaining issue is what constitutes "reasonable attorneys' fees" in this case.
When applying the degree of success test, the Supreme Court has recognized that a plaintiff who prevails in only part of her claims may not be entitled to recover fees for her unsuccessful claims. See Hensley v. Eckerhart,
The school district contends that, because Aguirre prevailed on only a fraction of her challenges, her success was de minimus and that, had the district court applied the "degree of success" rather than the "significant issue" test, the attorney fee award would have been substantially lower. I disagree. Aguirre was awarded use of assistive technology for eight months because the school district failed to conduct a timely assessment for assistive technology and failed to provide the technology. The monetary value of this relief may be but a portion of all the relief sought in the twenty seven claims, but that does not render this relief de minimus. See Thomas v. City of Tacoma,
Hensley states that "unless special circumstances would render such an award unjust," a prevailing plaintiff "should ordinarily recover an attorney's fee." Hensley,
Further, the district court is not required to calculate a fee award by looking solely to the number of successful claims. That is, nothing in Hensley suggests that Aguirre is entitled to only 14.8% or 4/27 of the fee requested because she prevailed on only four of twenty seven claims. This is true because some claims may seek dramatic or more substantial relief, while others seek minor relief; the fee award must be calculated with careful consideration of the degree of success the prevailing party obtained. See id. at 436,
In formulating attorneys' fee awards, a district court can employ its discretion, a point recognized by our opinion. See, e.g., Maj. Op. at 1121 ("Hensley does not strip the district court of its discretion in awarding fees, nor does it eliminate flexibility in granting them."); see also Neosho R-V Sch. Dist. v. Clark,
When determining the proper fee award, it is important for the court to determine whether Aguirre prevailed on claims that are related or unrelated to her unsuccessful claims. See Thomas,
In this case, Aguirre prevailed on four claims that asserted that the school district had failed to provide Carlos with the appropriate assistive technology. In comparing these claims with her twenty-three unsuccessful claims, the district court could reasonably find that all twenty-seven claims are sufficiently related because they all alleged that the school district failed to provide her son with the necessary components of a free and appropriate public education over the course of a two-year period. Because Aguirre's lawsuit involved a "common core of facts" and her various claims were "based on related legal theories," it would be reasonable for a district court to award her a substantial portion of the requested fees.
Here, the district court recognized that Aguirre "achieve[d] some of the benefit the parties sought in bringing the suit." Because Aguirre obtained a benefit from her suit—a benefit that may be quite substantial to her and her son—and she prevailed on claims that are related to her unsuccessful claims, I believe that an attorneys' fee award of $21,104.24 is not an abuse of discretion, under the "degree of success" test.
Notes:
The district court, acting in its discretion, awarded Aguirre approximately half of the $42,104.92 she requested
