Lead Opinion
Opinion filed for the Court by Circuit Judge BROWN.
Opinion concurring in part and concurring in the judgment filed by Circuit Judge SRINIVASAN.
Employees of ManorCare of Kingston (ManorCare), a skilled-nursing facility in Kingston, Pennsylvania, selected the Laborers International Union of North America, Local 1310 as their collective-bargaining representative. Because Man-orCare alleges third-party misconduct disrupted the election, it challenges the National Labor Relations Board’s order requiring it to bargain with the union. On the basis of the Board’s own precedent, we determine the third-party conduct here was sufficiently disruptive to undermine the conditions necessary for a free and fair election. We grant Manor-Care’s petition in part and grant the Board’s cross-application in all other respects.
I
In the summer of 2013, the Laborers International Union of North America began to organize the employees of Manor-Care’s Kingston facility. By August 1, 2013, ManorCare and the union had reached a stipulated agreement to conduct an election limited to a unit of certified nurses’ aides. The Board scheduled an election at ManorCare for September 6, 2013. The union eked out a narrow victory — thirty-four in favor and thirty-two against.
ManorCare objected to the election results a week later, claiming several employees eligible to vote in the election threatened to physically harm other employees and harm their property — a circumstance the company alleges destroyed the “laboratory conditions” necessary for a fair and free election. After an initial investigation, the Board’s regional director ordered a hearing on the objections.
Most relevant here, ManorCare called two witnesses at the hearing, Harriet Robinson and Amy Kovac, to testify about alleged threats made by two other employees, Lucy Keating and Juanita Davis.
The Keating Threat. Robinson, a Man-orCare nurse, testified that shortly after the election petition was filed, she was on a smoke break with Keating, another Man-orCare nurse, when Keating said “if the Union didn’t get in ... if we started bitching[,] that she was going to start punching people in the face.” JA 599. At the time, Robinson was not afraid because she knew she could defend herself. But later, during the days and weeks immediately before the election, Robinson told other employees about what Keating had said. Three employees (Kim Lord, Keisha Keller, and Kovac) testified about what Robinson told them, which included Robinson’s statements that someone had made physical threats against employees who would not support the union. Keating also testified and denied making the alleged threatening statements.
The Davis Threat. Robinson also testified that on the day before the election, she and three other nurses, Kovac, Krista Renfer, and Davis, were walking together in the parking lot when Davis started yelling that “if the Union didn’t get in that she was going to start beating people up and destroying their cars.” JA 601. According to Robinson, Kovac replied to Davis that “she didn’t think she would beat her up, but if her car got damaged, she was coming after [Davis] for that.” Id. At the time, Robinson did not report the matter to her supervisor because she felt she could handle the situation herself but later thought better of it and reported the incident the following day.
Kovac told a siihilar story. Kovac testified that she, Robinson, and Renfer were standing in an employee smoking area when Davis “came out of work and says she was going to slash our tires if we voted
Pam Brittain testified that on the morning of the election, Robinson was “very upset, very distraught,” and also “nervous” and “scared.” Id. When asked, Robinson explained that the previous night, Davis said “if somebody voted no, and they were upset because we were [understaffed], that she was going to go after that person, and beat' them up and then go after their cars.” Id. Brittain insisted that Robinson report the incident. Together, they told Director Mark Fuhr, and separately Brittain related Robinson’s story to four other employees. Several of these employees corroborated Brittain’s recollection. ManorCare also presented several other managers and supervisors who testified they had heard about threats for not supporting the union made against employees and their property. For example, one manager testified that on the morning of the election she noticed “clusters” of voting-eligible employees standing around and “chitchatting” about their concern that their cars would be damaged if they voted against union representation. JA at 602.
Davis also testified and denied making threatening statements, although she acknowledged that she had said “if you voted no then you shouldn’t complain about, you know, whatever happens after that.” Id. When asked if she had threatened physical violence to any employees, Davis answered: “Physically hurt? Not really.” JA 603. It was also widely known that Davis had been in violent altercations in the past, and in fact, at the time, she had a hand injury from a knife fight.
A few weeks later, the hearing officer issued a written decision sustaining Man-orCare’s objection. The hearing officer credited Robinson’s and Kovac’s testimony about the statements Davis made, and the hearing officer did not credit Davis’s denial of those statements, which she found “vague,” “inconsistent,” and “evasive.” JA 603. Plus, “Davis herself admitted that a few days after the incident, she told another employee that security had been provided in the parking lot because of her.” Id. As to the context surrounding the statements, the hearing officer did not credit Robinson’s testimony (which included Davis yelling the alleged threats), but instead credited the testimony of Kovac and Davis, who described the conversation as occurring in at least a somewhat joking manner.
Ultimately, the hearing officer concluded that “the statements by Davis and Keating were ‘so aggravated as to create a general atmosphere of fear and reprisal rendering a free election impossible.’ ” JA 604, (quoting Westwood Horizons Hotel,
The union appealed to the Board, raising several exceptions to the hearing officer’s findings. The union argued the hearing officer erred by crediting what it believed to be the conflicting testimony of both Robinson and Kovac and by determining that the threats so aggravated the election atmosphere as to render a free election impossible. The union also alleged that
The Board agreed with the union and rejected the hearing officer’s findings about the threatening statements. The Board emphasized the hearing officer’s conclusion that the threats were initially made in a casual or even light-hearted manner and stated that as a result, “neither [threatening statement] rose to the level of objectionable third-party threats.” Manorcare of Kingston PA, LLC,
Following the Board’s decision, Manor-Care refused to recognize or bargain with the union. The union charged ManorCare with violating the National Labor Relations Act by unlawfully refusing to bargain. See 29 U.S.C. § 158(a)(5). The Board agreed. Manorcare of Kingston PA, LLC,
II
We review the Board’s findings under a deferential standard, NLRB v. Downtown Bid Servs. Corp.,
The Board has drawn a firm line that an election cannot stand where the results do not reflect the employees’ free choice. General Shoe Corp., 77 NLRB 124, 127 (1948). The Board has further determined that threats that create a “general atmosphere of fear and reprisal” render a free election impossible. Westwood Horizons Hotel,
Under the Board’s Westwood Hotel precedent (on which it relied in issuing its decision here), there are six factors used to
Westwood Hotel begins by considering “the nature of the threat itself.” Id. Here, Keating and Davis each made statements that, on their face, threatened physical harm and property damage to non-supporters of unionization. “[Pjunching people in the face,” JA 599, “beating people up and destroying their cars,” JA 601, and “slash[ing] [their] tires,” id., are serious threats, and if believed, these threats would be clearly capable of changing the behavior of other voting members of the bargaining unit. Indeed, some of the threatening statements in this case are identical to those in Westwood Hotel, where some employees threatened to “beat up” those who did not support the union. Westwood Hotel,
Next, Westwood Hotel asks “whether the threat encompassed the entire bargaining unit.” Id. Keating and Davis’s threats were indiscriminate in their focus, aimed not at any particular individual but instead at all of the voting employees “if the Union didn’t get in.” JA 599, 601. Here again, the facts of this casé line up with those of Westwood Hotel. In West-wood Hotel, two employees threatened to beat up any other employee in the unit who did not vote for the union. Id. That type of broadly aimed threat was sufficient to damage the free and fair election atmosphere and require a new election.
Relatedly, Westwood Hotel also considers whether the threats were “disseminated widely within the unit,” id., and here they were. About eight or nine employees heard about Davis’s threatening statements, and around five employees heard Keating’s. And in an election as close as this one — where only a single voter could have changed the outcome — the requirement of “widespread dissemination” is satisfied at a relaxed threshold. Robert Orr-Sysco Food Servs., LLC,
Looking to “whether the person making the threat was capable of carrying it out,” the facts of this case again satisfy the Westwood Hotel inquiry. The record gives no reason to doubt that both Keating and Davis, but particularly Davis, were capable of delivering on the threatening statements they made. Although Robinson did not credit Keating’s threat to “start punching people in the. face” in the moment, largely because Keating is small and Robinson is tall, that does not. mean Keating
Another Westwood Hotel factor is “whether it is likely that employees acted in fear of [the speaker’s] capability of carrying out the threat.” Westwood Hotel,
Lastly, “whether the threat was ‘rejuvenated’ at or near the time of the election,” Westwood Hotel,
Rather than analyze these factors as Westwood Hotel requires, the Board cursorily acknowledged its own precedent and then dismissed the effect of the threatening statements in a discussion too brief to demonstrate how the facts of this case align with the Board’s precedent. Such truncated analysis may often encourage reviewing courts like this one to affirm the Board’s decisions because the reasoning is so skeletal as to thwart assessment of its reasonableness. But this habit would shortchange the obligations of reviewing courts. It is the Board that must demonstrate its decisions are consistent with its precedent because, although our standard of review is deferential, it is not meaningless. Here, the Board has given us little to evaluate, and the record demonstrates that the Board’s decision was inconsistent with its own precedent in the form of Westwood Hotel.
Moreover, when the Board concluded the threatening statements here were merely jokes, it failed to follow its precedent in another way. The Board’s test for determining whether a statement constitutes a threat is an objective one. “The test is not the actual intent of the speaker or the actual effect on the listener,” but “whether a remark can reasonably be interpreted by an employee as a threat.” Smithers Tire,
Nor does it matter, as the Board thought it did, that the threats were disseminated by third parties. The Board has repeatedly found “that voting-related threats of substantial harm” to persons or property “directed at a determinative number of voters create an atmosphere of fear and reprisal sufficient to set aside an election.” Robert Orr,
In its submitted briefs — but not in its decision — the Board relied on several cases that are clearly distinguishable. In Beaird-Poulan Div., Emerson Elec. Co. v. NLRB,
The Board does no better with its reliance on NLRB v. Bostik Div., USM Corp.,
Finally, the Board’s reliance on Kux Mfg. Co. v. NLRB,
Ill
ManorCare also challenges the legitimacy of the Regional Director’s election supervision. The Board appointed Dennis P. Walsh as Regional Director during a period in which the Board lacked a quorum, as later determined by NLRB v. Noel Canning, — U.S. —,
Although challenges to an agency’s action based on the agency’s lack of authority may ordinarily be raised for the first time on appeal, see SSC Mystic Operating Co. v. NLRB,
ManorCare suggests it would have been futile to challenge Walsh’s appointment at this early stage because the Board processed cases even during the Noel Canning interregnum as if it was duly configured. But this overlooks Board rules which allow the General Counsel to transfer an election petition to a different region where the legitimacy of the Regional Director’s appointment is not in doubt. See 29 C.F.R. § 102.72; see, e.g., Lyric Opera of Chicago,
In Advanced Disposal Servs. East, Inc. v. NLRB,
But our prior decisions in UC Health and SSC Mystic found that “extraordinary circumstances” existed because “challenges to the composition of an agency can be raised on review even when they are not raised before the agency.” UC Health,
IV
Because the Board arbitrarily departed from its own analytical framework for evaluating the allegations of third-party electoral misconduct, we grant Manor-Care’s petition in relation to that issue, and grant the Board’s cross-application for enforcement in all other respects.
So ordered.
Concurrence Opinion
concurring in part and concurring in the judgment:
I fully agree with Part IIÍ of the court’s opinion, in which the court concludes that ManorCare forfeited its challenge to the Regional Director’s authority. With regard to Part II of the opinion, I agree with my colleagues that the Board’s decision in this case was too cursory, in that the Board at least needed to do more to explain how its decision in this case fits with its precedent. Unlike the majority, however, I do not understand the Board’s decision declining to set aside the election to be irreparably inconsistent with its prior decisions. Rather, I would remand the case to enable the Board to explain how its rejection of petitioner’s election objection aligns with its precedent.
As a preliminary matter, “our review of the Board’s rulings regarding [an] election is ‘extremely limited.’ ” NLRB v. Downtown Bid Servs. Corp.,
In reviewing whether the Board’s decision is “consistent with its precedent,” Downtown Bid,
In reaching that conclusion, however, the Board did not adequately ground its rationale in its precedent. Although the Board initially listed the factors set forth in Westwood Horizons Hotel for assessing the seriousness of a third party’s threatening statements, the Board undertook no application of those factors to the facts of this case, even though the hearing officer, applying the same factors, concluded that they warranted setting aside the election. The Board observed that the statements at issue were initially made in a joking or casual manner and amounted to no more than “bravado and bluster” that was “likely to be discounted by other employees.” Manorcare of Kingston PA, LLC,
In declining to overturn the election in those circumstances, the Board noted its historic “reluctan[ce] to set aside an elec
The Board’s recitation of those considerations, however, was not just the foundation of its decision — it was essentially the entirety of the Board’s analysis. The Board, for instance, failed to note or contend with its prior decisions, including those cited by the majority, see, e.g., Q.B. Rebuilders, Inc.,
In the end, although one can conceive of ways to align the Board’s conclusion in this case with its prior decisions, “[i]t is not this court’s role to supply post hoc justifications for the Board’s result; the duty to justify lies exclusively with the Board in the first instance.” United Food & Commercial Workers v. NLRB,
For those reasons, I would remand this case to the Board to give it an opportunity (if it elected to adhere to its original conclusion) to ground its decision in its prior cases and further explain its rationale for finding that a new election is unwarranted in the circumstances. See Exxel/Atmos, Inc. v. NLRB,
