OPINION
Prеsently before the Court is the Motion for Summary Judgment of the Defendant, the City of Atlantic City, In this diversity action, Plaintiff Gayle Mancuso, a former Lieutenant with the Atlantic City Beach Patrol, claims that she was the victim of gender discrimination, sexual harassment and retaliation in violation of the New Jersey Law Against Discrimination, N.J.S.A. 10A:5-1, et seq. (the “LAD”). In connection with her claims of sexual harassment, Plaintiff seeks to impose liability upon her employer, the City of Atlantic City, for the injuries she suffered as a result of the actions of one of her supervisors. Because there remain in this case genuine issues of material fact relating to whether the City may be held liable for the harassment to which Plaintiff was allegedly subjected, summary judgment will be denied with regard to Plaintiffs claims of sexual harassment, including her claim for punitive damages. However, because the Defendant has demonstrated that there are no genuine issues of material fact relating to Plaintiffs claim that she was transferred in retaliation for her complaints of sexual harassment, the Court will grant summary judgment on that claim.
I.
In the summer of 1978, Plaintiff Gayle Mancuso became the second female lifeguard hired by the Atlantic City Beach Patrol (hereinafter “ACBP” or “the Beach Patrol”). Until her resignation in July 2000, Plaintiff spent each summer thereafter (with two exceptions while she was pregnant) working for the ACBP, attaining the rank of Lieutenant in 1997. Plaintiff contends, however, that despite her prominent position, she was, thrоughout her tenure with the Beach Patrol, “subject to discrimination in many forms, including but not limited to being denied facilities and a uniform, having her numerous athletic accomplishments ignored because of her gender, being subject to pornography,
In 1980, Plaintiff was assigned to the Montgomery Avenue beach of the ACBP’s Bartram Avenue “tent”. 1 Plaintiff asserts that it was while working at Bartram Avenue in the late 1980’s, under the command of Captain George Sarkis, that she first became the victim of sexual harassment. (Mancuso Dep. I at 25). According to Plaintiff, under Sarkis’ command, she was forced, as the only woman then at Bartram Avenue, to use inadequate and inferior changing facilities, was subjected to repeated derogatory comments by Sarkis about her breasts and was asked, by Sark-is, to transfer because he felt “it was somebody else’s turn to deal with the women.” (Id. at 25-26, 55). In response to this treatment, Plaintiff allegedly complained to Sarkis, and to former ACBP Chief Arthur Brown, who responded that such treatment was “part of the job” and that Plaintiff should just ignore it. (Id. at 55-57). In addition, after Chief Brown retired, Plaintiff allegedly complained, in May of 1990, to the current Chief of the Beach Patrol, Robert Levy, but was told that if she “would do the job that [she] was supposed to, Sarkis would not be making these requests.” (Id. at 26-30).
In or around 1995, George Sarkis retired from the ACBP and Joseph Rush took over the Bartram Avenue tent. Plaintiff alleges that it was at this point that the discrimination against her increased in frequency and severity. According to Plaintiff, Rush, in his capacity as supervisor of the Bartram Avenue tent, did not permit female lifeguards to work together, or to supervise rookie lifeguards, because “they don’t have the physical strength.” (Mancuso Dep. I at 62). Plaintiff also testified that Rush made comments, to her and others, to the effect that there was “something seriously wrong with the lifeguard test” if a woman could pass it, and that Rush prohibited training for athletic events by female lifeguards during the work day, whereas male guards were routinely permitted to do so. (Id. at 63-64, 77). Further, Plaintiff alleges that Rush frequently made denigrating comments about female lifeguards, such as referring to them as “crunts”, permitted pornographic photographs and videos to be displayed at the Bartram Avenue tent and engaged in generally foul and offensive behavior, such as defecating in open containers throughout the tent. (Id. at 64, 83, 85-91; Todd Tracy Dep. at 22-24; Daniel Daley Dep. at 33-35).
With regard to her specific treatment by Joseph Rush, Plaintiff alleges that he, along with Frank Yanni, another Lieutenant at Bartram Avenue, instructed the younger lifeguards at the tent that they did not have to listen to the instructions given by Plaintiff, and told Plaintiff that she was a “token woman” who was promoted because of her family connections and that she was “nothing but a lifeguard getting paid a lieutenant’s pay, [who] ha[s] no say in anything.” (Mancuso Dep. I, at 98-99,132-33). In addition, Plaintiff alleges that Rush prohibited her from taking children оut on the ocean in her lifeguard boat, disciplining her severely when she did so, despite allowing male lifeguards to engage in the same conduct virtually without repercussion and that Rush, despite knowing of Plaintiffs feelings regarding
Throughout the period of Rush’s alleged harassment of Plaintiff, the Atlantic City Beach Patrol promulgated an “Operations Manual” which detailed the rules and regulations of the agency. Included in this Manual was a copy of the City of Atlantic City’s sexual harassment policy. This policy, which applied to all ACBP employees, stated that “sexual harassment means any verbal, written, visual, or physical acts that are offensive in nature, intimidating, unwelcome, or that could be reasonably taken as objectionable” and that any employee who “legitimately believe[d]” that he or she was the victim of sexual harassment and wished to file a complaint was required to submit that complaint to his or her supervisor, department head or personnel dirеctor within fifteen days of the alleged harassment. (See Atlantic City Beach Patrol Rules and Regulations and Operations Manual at 4-5, attached as Ex. K to Cert, of Karen M. Williams).
At the start of each beach season, ACBP employees were given a copy of the rules handbook, including the sexual harassment policy, and were asked to read, sign and return the policy. (Mancuso Dep. II, at 54-55). Each lifeguard tent was then given a copy of the rules and regulations, which was maintained by the tent’s supervisor-in Plaintiffs case, Joseph Rush. (Id. at 62-63). Individual employees of the ACBP were not given personal copies of the sexual harassment policy. (Id.) While Plaintiff concedes that she was aware, at least generally, of the existence of the ACBP policy, she contends that she did not comply with its requirements with regard to most of the incidents of alleged harassment by Joseph Rush because she “ha[d] gone through the chain of command previously and ... didn’t get anywhere” and because she “didn’t believe that there was a place that you could go to make a complaint to where you weren’t going to experience some type of hostility.” (Man-cuso Dep. II, at 55-56).
Toward the end of the summer of 1999, however, Plaintiff brought her complaints to the attention of two individuals: Atlantic City City Solicitor Mary Siracusa and ACBP Captain Russell Alquist. (Mancuso Dep. I, at 92-93, 136-138, 145-149). During these conversations (two with Siracusa and one with Alquist), Plaintiff allegedly described in detail the harassment to which she was subjected by Joseph Rush. However, according to Plaintiff, despite these complaints, no follow-up action, other than a conversation between Siracusa and Rush regarding Rush’s behavior, was taken prior to the start of the 2000 season. (Mancuso Dep. II, at 20).
When Plaintiff returned to Atlantic City for the start of the 2000 beach season, she learned that she had been transferred from Bartram Avenue to the beach at Missouri Avenue. (Mancuso Dep. II, at 15). According to Plaintiff, this transfer was very difficult for her because she had developed a number of lasting friendships with patrons at the Bartram Avenue beach and because the working conditions at Missouri Avenue were far inferior to those at the cleaner, more family-oriented beach at Bartram Avenue.
(See id.
at 29-30). Paced with the prospect of this undesirable reassignment, Plaintiff asked Chief Levy why the decision had been made and was informed that it was because a lieutenant was needed at Missouri Avenue and
Soon after she began working at Missouri Avenue, Plaintiff had a series of conversations with those in charge of the ACBP regarding her harassment by Joseph Rush. {Id. at 18-24). On July 3, 2000, Plaintiff met with ACBP Area Chief Rod Alloise and voiced her complaints about her treatment at Bartram Avenue. Chief Alloise allegedly expressed surprise at the severity of these problems, stating that although he knew of the problems, he did not realize their seriousness, and assured Plaintiff that her allegations would be “further looked into.” {Id. at 20). In addition, later that same day, Plaintiff spoke with Robert Levy about her problems with Rush and the ACBP. According to Plaintiff, Levy chastised her for neglecting to go through the proper channels, but informed her that he would look into her claims, would “get [her] back to Bartram Avenue” and that “this will all be taken care of.” {Id. at 21-23).
Following these conversations, Plaintiff was contacted by Mary Siracusa and another member of the City Solicitor’s office, Eileen Lindinger, who informed Plaintiff that an investigation into her complaints had been initiated and that a meeting to discuss her allegations should be scheduled. {Id. at 49-50). Upon consultation with her husband, Plaintiff agreed to meet with Lindinger a few days later. {Id. at 51). Plaintiff, however, did not attend the meeting, instead resigning from the ACBP on July 10, 2000. Despite Plaintiffs resignation, the investigation of her complaints continued, with Joseph Rush ultimately resigning to avoid facing disciplinary charges and Frank Yanni receiving a thirty-day suspension. {See Atlantic City City Solicitor’s Report, attached as Ex. O to Williams Cert., at 3).
On July 25, 2000, the City of Atlantic City, through its attorneys, offered to restore Plaintiff to her former position at Bartram Avenue and to transfer both Rush and Yanni. {See Karen M. Williams letter of July 25, 2000, Ex. P to Williams Cert.). Plaintiff, however, refused the offered reinstatement and filed the instant action on August 24, 2000, naming the City of Atlantic City and Joseph Rush as defendants. In her Complaint, which wаs amended on October 2, 2000, Plaintiff included claims for gender discrimination, sexual harassment and unlawful retaliation under the LAD against both Joseph Rush and the City of Atlantic City and for defamation against Joseph Rush. 2 On March 30, 2001, Plaintiff and Joseph Rush stipulated to Rush’s dismissal from this action.
On December 14, 2001, the City of Atlantic City filed the instant Motion for Summary Judgment, contending that its promulgation of an effective sexual harassment policy precludes a finding of liability for the alleged harassment by Joseph Rush and that Plaintiffs claim of a retaliatory transfer is without merit. 3
II.
“[S]ummary judgment is proper ‘if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law.’ ”
Celotex Corp. v. Catrett, 477
U.S. 317, 322,
III.
A.
Under the New Jersey Law Against Discrimination, it is unlawful for an employer to discriminate “in compensation or in terms, conditions or privileges of employment” against any individual on the basis of sex. N.J.S.A. 10:5-12(a). In
Lehmann v. Toys ‘R’ Us, Inc.,
the New Jersey Supreme Court recognized that “sexual harassment is a form of sex discrimination” that violates both federal law and the Law Against Discrimination.
To state a claim for hostile work environment sexual harassment, a female plaintiff must allege conduct that occurred because of her sex and that a reasonable woman would consider sufficiently severe or pervasive to alter the conditions of employment and create an intimidating, hostile or offensive working environment. For the purposes of establishing and examining a cause of action, the test can be broken down into four prongs: the complained of conduct (1) would not have occurred but for the employee’s gender; and it was (2) severe and pervasive enough to make a(3) reasonable woman believe that (4) the conditions of employment are altered and the working environment is hostile or abusive.
In arguing that it is entitled to summary judgment on Plaintiffs sexual harassment claim, the City of Atlantic City focuses entirely on the issue of its vicarious liability for the actions of Joseph Rush, apparently conceding, at least for purposes of
From the time he was assigned to Bartram Avenue in 1995, until Plaintiffs resignation in July 2000, Joseph Rush was Gayle Mancuso’s supervisor.
4
Under the LAD, аs under federal law, an employer’s liability for hostile work environment sexual harassment by its supervisory employees is governed by “agency principles.”
Lehmann,
(1) A master is subject to liability for the torts of his servants committed while acting in the scope of their employment.
(2) A master is not subject to liability for the torts of his servants acting outside the scope of their employment, unless:
(a) The master intended the conduct or the consequences, or
(b) The master was negligent or reckless, or
(c) The conduct violated a non-delega-ble duty of the master, or
(d)The servant purported to act or to speak on behalf of the principal and there was reliance upon apparent authority, or he was aided in accomplishing the tort by the existence of the agency relation.
Restatement (Second) of Agency,
§ 219 (1957) (quoted in
Lehmann,
An employer whose supervisory employee is acting within the scope of his or her employment will be liable for the supervisor’s conduct in creating a hostile work environment. Moreover, even in the more common situation in which the supervisor is acting outside the scope of his or her employment, the employer will be liable in most cases for the supervisor’s behavior under the exceptions set forth in § 219(2). For example, if an employer delegates the authority to control the work environment to a supervisor and that supervisor abuses that delegated authority, then vicarious liability under § 219(2)(d) will follow.
Id.
at 619-620,
In this case, Defendant’s Motion for Summary Judgment is predicated on the ACBP’s promulgation of an “explicit policy against sexual harassment.” (Def. Br. at 5). According to Defendant, the existence of this “well-publicized” policy, combined with what Defendant describes as Plaintiffs unreasonable failure to take ad
The Supreme Court’s decisions in
Faragher
and
Ellerth
focused on the application of § 219(2)(d)’s “aided-by-agency relation” standard to sexual harassment claims brought under Title VII of the Civil Rights Act of 1964, 42 U.S.C. § 2000e2(a)(l).
See Ellerth,
Here, both Plaintiff and Defendant argue their cases within the framework established by Faragher and Ellerth. Atlantic City contends that its promulgation of an antiharassment policy, combined with Plaintiffs failure to file timely complaints regarding Rush’s alleged harassment, compel a finding that the requirements of the Ellerth/Faragher defense are met and that summary judgment should be granted. Plaintiff counters with an argument that the City’s antiharassment policy is inadequate and that, in any event, Plaintiffs failure to invoke the protections of that policy or to “avoid harm otherwise” was not unreasonable. Implicit in these arguments, of course, is that the framework announced by the Supreme Court for application in Title VII cases is equally applicable to cases applying only the New Jersey LAD. This Court, however, does not believe that proposition to be as clear as the parties seem to suggest.
Contrary to the Defendant’s assertions, neither the New Jersey Supreme Court, nor the intermediate appellate courts of the state, have expressly incorporated the
Ellerth/Faragher
affirmative defense into the analysis of employer liability issues under the LAD.
7
Accordingly, this
While it is generally true that “the substantive and procedural standards that [New Jersey courts] have developed under the State LAD have been markedly influenced by the federal experience,”
Lehmann,
at 600,
The determination of whether a supervisor who creates a hostile work environment was aided in accomplishing that tort by the power delegated to him or her to control thе day-to-day working environment requires a detailed fact-specific analysis. Specifically, the finder of fact must decide:
1. Did the employer delegate the authority to the supervisor to control the situation of which plaintiff complains?
2. Did the supervisor exercise that authority?
3. Did the exercise of authority result in a violation of [the LAD]?
4. Did the authority delegated by the employer to the supervisor aid the supervisor in injuring the plaintiff?
When the answer to each of these questions is yes, then the employer is vicariously liable for the supervisor’s harassment under § 219(2)(d).
In adopting the affirmative defense discussed above, however, the U.S. Supreme Court appeared to disavow a case-by-case application of the agency principles of § 219(2)(d) in determining employer liabili
How far from the course of ostensible supervisory behavior would a company officer have to stеp before his orders would not reasonably be seen as actively using authority? Judgment calls would often be close, the results would often seem disparate even if not demonstrably contradictory.... We think plaintiffs and defendants alike would be poorly served by an active use rule.
Faragher
at 804,
As noted, whether the New Jersey courts are likely to respond to the concerns expressed in
Ellerth
and
Faragher
in the same manner as the Supreme Court is an open question. While the conclusion that an employer should, in all cases, be held liable for unlawful tangible employment actions taken by a supervisor is unlikely to yield results that are substantially different from those likely to follow from the test articulated in
Lehmann,
the decision to adopt an affirmative defense to liability in all other cases is necessarily based on the specific policies and objectives of the New Jersey LAD,
cf. Faragher
at 803 n. 3,
However, there is also support for the proposition that the New Jersey Supreme Court may be inclined to follow the course charted by the Supreme Court in
Ellerth
and
Faragher.
As the Third Circuit has noted, the New Jersey Supreme Court has “never rejected outright the United States Supreme Court’s approach to federal anti-discrimination law” and “has noted that there exists ‘an imputed but strong legislative intent to harmonize the State’s anti-discrimination statutes with the dominant federal view....’”
McKenna v. Pacific
However, as noted, the Court need not reach the issue of the New Jersey Supreme Court’s likely reaction to Ellerth and Faragher. Applying the specific four-factor aided-by-agency-relation test articulated in Lehmann, it is clear that the City of Atlantic City may be held liable for Joseph’s Rush’s conduct. First, there appears to be little question that Joseph Rush was given the power, by the ACBP, to control the working environment at Bartram Avenue. In addition, Plaintiff alleges that Rush used this authority to harass her through, among other things, discriminatory job assignment policies, imposition of selective discipline and instructions to various subordinate ACBP employees that they need not follow the instructions given them by Plaintiff. Harassment through such means requires the explicit exercise of delegated authority and, without question, a factfin-der applying the detailed inquiry stated in Lehmann could reasonably conclude that such harassment, if it occurred as alleged, was aided by Rush’s agency relationship with the ACBP.
Further, there remain in this case substantial issues of material fact relating to Atlantic City’s exercise of reasonablе care to prevent and correct instances of sexual harassment within its workplace, and to the reasonableness of Plaintiffs efforts to avoid such harassment, such that, even if the Ellerth /Faragher affirmative defense did apply to Plaintiffs claims, summary judgment in favor of the City would nonetheless be inappropriate.
The touchstone of the first element of the affirmative defense articulated in
El-lerth
and
Faragher
is the employer’s exercise of reasonable care to prevent and correct any sexually harassing behavior in its workplace. As the Supreme Court noted, “while proof that an employer had promulgated an antiharassment policy with complaint procedure is not necessary in every instance as a matter of law, the need for a stated policy suitable to the employment circumstances may appropriately be addressed in any case when litigating the first element of the defense.”
Ellerth,
at 765,
This Court also notes a further basis for the conclusion that the City could not exercise reasonable care without the promulgation and dissemination of an effective antiharassment policy. In this matter, Plaintiff has provided evidence regarding not only the harassment to which she herself was subjected, but also of a general environment of discrimination and harassment persisting at the ACBP since it first accepted women in its workplace. As this Court noted in Hurley,
[i]t is not unforeseeable that in some work environments certain employees will engage in sexual harassment, and it is even more predictable in a male bastion such as a police department. Indeed, the need for a vigilant and responsive approach to sexual harassment ought to be more obvious to managers in such environments than it might be to managers of more refined or gender-integrated workforces.
It appears undisputed in this case that, at all times relevant to Plaintiffs claims, the ACBP had in place a formal antihar-assment policy. Generally, “where ... there is no еvidence that an employer adopted or administered an antiharassment policy in bad faith or that the policy was otherwise defective or dysfunctional, the existence of such a policy militates strongly in favor of a conclusion that the employer exercised reasonable care.... ”
Swingle v. Henderson,
“Employers that effectively and sincerely put five elements into place are successful at surfacing sexual harassment complaints early, before they escalate. The five elements are: policies, complaint structures, and that includes both formal and informal structures; training, which has to be mandatory for supervisors and managers and needs to be offered for all members of the organization; some effective sensing or monitoring mechanisms, to find out if the policies and complaint structures are trusted; and then, finally, an unequivoсal commitment from the top that is not just in words but backed up by consistent practice.”
Once again, the Court begins by noting the similarities between the facts of this case and those in
Faragher.
In
Faragher,
as noted, the Court found, as a matter of law, that the City of Boca Raton had failed to exercise reasonable care to address sexual harassment in its workplace. In reaching this conclusion, the Court noted that the City’s “officials made no attempt to keep track of the conduct of [the harassing] supervisors.”
Further, as mentioned, Atlantic City’s antiharassment policy sets forth the City’s prohibition on sexual harassment, provides a general description of the conduct prohibited by the policy and describes the basic procedure that an employee should follow in order to file a complaint. What the policy does not contain, however, is any sort of assurance that an employee filing a complaint will not be retaliated against for doing so. Such assurances are an important part of any effective sexual harassment policy. The United States Equal Employment Opportunity Commission, a source of authority to which the courts of New Jersey have looked in interpreting the LAD,
see, e.g., Lehmann
at
In addition, under Lehmann, an employer’s duty of reasonable care generally includes an obligation some sort of training for its employees. Here, while there is evidence that the ACBP did provide some training to its employees, there remain significant questions regarding the efficacy of that training and the answers to those questions could weigh heavily in a jury’s consideration of the ACBP’s exercise of reasonable care. For instance, while it appears that all full-time City employees, including Joseph Rush, were required, beginning in 1996, to attend sexual harassment training sessions, and while Robert Levy testified that training sessions were provided to all ACBP employees, (Levy Dep. at 93-95), Plaintiff and others contend that they were never provided with any information regarding sexual harassment beyond being required to rеad and sign the policy contained in the ACBP manual. (See Mancuso Dep. II, at 63-64; Tracy Dep. at 64-65). In addition, Levy’s testimony reveals that such training was, at the very least, not monitored by the highest-ranking officers of the ACBP and not provided with any sort of regularity. (See Levy Dep. 74-76). Further, Defendant has offered no evidence of the substance of the training allegedly provided. The absence of such evidence, the Court concludes, in light of Plaintiffs evidence regarding the work environment existing at the ACBP, provides a further basis for the conclusion that there remain in this case significant questions regarding the sufficiency of the ACBP’s antiharassment efforts.
In addition to the elements discussed above, the provision of an expeditious and
First, it appears undisputed that individual employees were not given their own copies of the City’s sexual harassment policy, but that instead each tent was issued a single copy of the Beach Patrols’ rules and regulations manual and that this document was kept by the tent’s highest-ranking officer. {See Def. Stmt, of Mat. Facts at 12-13). Thus, under the ACBP’s arrangement, an employee seeking to determine how to file a complaint against her supervisor would, in many cases, be unable to learn how to do so without first asking her supervisor, the alleged harasser, to allow her access to the anti-harassment policy, thereby alerting that supervisor of the employee’s complaints and exposing the employee to retaliation. As the EEOC’s Enforcement Guidance on Ellerth and Faragher explains, “[a]n employer’s harassment complaint procedure should be designed to encourage victims to come forward. To that end, it should clearly explain the process and ensure that there are no unreasonable obstаcles to complaints.” See EEOC Enforcement Guidance (6/18/99), supra. While this case, unlike Faragher, does not involve a complete failure of an employer to disseminate its antiharassment policy, the evidence currently before the Court regarding the manner in which the ACBP chose to communicate its policy to its employees is a potentially significant factor in a jury’s determination of the Defendant’s exercise of reasonable care and of the reasonableness of Plaintiffs reaction to the sexual harassment of which she complains and is, therefore, further support for the conclusion that summary judgment in this case is unwarranted.
In addition, it appears that the ACBP’s complaint structure may not have been adequately tailored to the working environment at the Beach Patrol. While the ACBP’s sexual harassment policy expressly permits an employee to bring his or her complaints to her department head or personnel director, there is evidence that such recourse may not, in practice, have been available. Specifically, the ACBP rules and regulations state that “the chain of command from the Chief on down in rank and line of authority shall be preserved in order to maintain the principles of good administration.
RANK SHALL NOT BE BY-PASSED.”
(Ex. K, at 1 (emphasis in original)). Further, Russell Alquist testified that Robert Levy believed in the chain of command and, in response to a question regarding whether Levy discouraged employees from complaining to him, that “I don’t think you could get to Chief Levy unless you had some kind of friendly relationship with him.” (Alquist Dep. at 75-76). What this evidence demonstrates is that while the ACBP’s • formal policy provided certain avenues for the filing of
Finally, Plaintiff alleges that, during her twenty-three seasons with the Atlantic City Beach Patrol, she observed her employer’s response to a number of complaints, both formal and informal, of sexual harassment and that, without exception, these complaints were not taken seriously. This history, she claims, led her to the conclusion that the ACBP’s sexual harassment policy was “meaningless.” (Mancuso Dep. II, at 55). In connection with this allegation, Plaintiff contends that she attempted to bring her harassment to the attention of a number of ACBP employees who were, under the terms of Atlantic City’s sexual harassment policy, charged with a duty to see that her complaints were redressed. Already mentioned are her complaints to George Sarkis, Joseph Rush, former Chief Brown and Robert Levy. In addition to evidence of these complaints, Plaintiff offers testimony that the ACBP ignored several complaints filed by her co-workers. Specifically, Plaintiff alleges that two of her fellow employees at Bartram Avenue, Dan Daley and Sid Cas-sidy, brought the conditions at Bartram Avenue to the attention of those charged with responding to such complaints, but that no remedial action was taken. (Man-cuso Dep. I, at 92; Dep. II, at 24-26). Although these events occurred over several years and involved a number of different individuals, many of the most important players remained constant. That being the case, a jury considering the second prong of the
Ellerth /Faragher
defense could reasonably conclude that Plaintiffs experiences with the ACBP’s response to complaints of sexual harassment excused her failure to complain of the specific conduct at issue in this case.
Cf. Cardenas v. Massey,
In conclusion, in
Hurley,
this Court recognized that “what is required [by the LAD] is ‘an unequivocal commitment from the top that [the employer’s opposition to sexual harassment] is not just in words but backed up by consistent practice.”
IV.
Defendant also seeks summary judgment on Plaintiffs claim for punitive damages against the City of Atlantic City.
(See
Def. Br. at 15). Under the New Jersey Law Against Discrimination, as under Title VII, “the imposition of vicarious liability for punitive damages based on the misconduct of employees requires a distinct method of analysis.”
Cavuoti v. New Jersey Transit Corp.,
In
Lehmann,
the court established “two conditions that must be met as prerequisites to the award of punitive damages in a discrimination suit under [the New Jersey LAD].”
Cavuoti,
Plaintiff offers two relatively distinct justifications for the imposition of liability for punitive damages upon the City of Atlantic City. The first is that Chief Robert Levy was willfully indifferent to the behavior of Plaintiffs alleged harasses. (See PL Br. at 16). Plaintiffs second proposed basis for liability is her contention that Joseph Rush was himself a member of the Defendant’s upper management team. (Id. at 15-16). Although Plaintiff has offered little evidence regarding her first asserted basis for liability, the Court need not decide that issue at the present time as the evidence relating to Joseph Rush’s status as an upper management employee compels denial of Defendant’s motion.
it is fair and reasonable to conclude that upper management would consist of those responsible to formulate the organization’s anti-discrimination policies, provide compliance programs and insist on performance (its governing body, its executive officers), and those to whom the organization has delegated the resрonsibility to execute its policies in the workplace, who set the atmosphere or control the day-to-day operations of the unit (such as heads of departments, regional managers, or compliance officers).
In 1985, Joseph Rush became Assistant Chief of the Atlantic City Beаch Patrol. (Rush Dep. at 8). In this position, he was second in command to Roberty Levy, the Superintendent and Chief of the ACBP, who was, in turn, responsible only to the City Administrator and the Mayor. (See Atlantic City Beach Patrol Organizational Chart, Ex. L to Williams Cert.). Further, Rush was, at all times relevant to this case, the Captain of the tent at Bartram Avenue. (See id.; Rush Dep. at 177).
Pursuant to the Rules and Regulations of the Atlantic City Beach Patrol, Joseph Rush, as Captain at Bartram Avenue, was charged with responsibility for “the discipline, conduct, efficiency and operation” of the tent at Bartram Avenue and to “enforce all departmental rules, regulations and policies” of the ACBP, including the sexual harassment policy.
(See id.
at 7). In addition, in his capacity as Assistant Chief of the Beach Patrol, Rush was responsible to aid the Chief in his duties (such as establishing rules and regulations for the Beach Patrol), to report to the Chief all rules violations and to “instruct all subordinates in their duties.”
(Id.).
Thus, it appears that Rush was one of only two individuals to whom the ACBP formal
In defending the terms of its sexual harassment policy and the manner in which it was applied on the beaches of Atlantic City, the City contends that it implemented a flexible policy tailored to the particular work environment found at the Beach Patrol. The informality of this policy, the City appears to argue, was necessitated by the decentralized nature of the ACBP’s operations. While such arguments may indeed be relevant to the City’s claims that it exercised due care in formulating and administering its sexual harassment policy, those arguments, and the evidence that supports them, raise questions regarding the nature of the authority delegated under the policy to those in charge of the various lifeguard tents used by the ACBP. Thus, while Joseph Rush did not formulate the ACBP’s sexual harassment policy, it appears, based on the record presently before the Court, that a reasonable jury could find that he was charged, either formally or in practice, with the primary responsibility to execute that policy and that he was therefore part of the City’s upper management. 11 Accordingly, Defendant’s motion will be denied.
V.
In addition to her claims of sexual harassment and gender discrimination, Plaintiff contends that her transfer to Missouri Avenue prior to the 2000 sеason was taken in retaliation for her complaints regarding Joseph Rush. (Am. Compl. at 10-14). To state a claim under the LAD’s retaliation provision, N.J.S.A. 10:5 — 12(d), a
Here, neither party disputes that Plaintiff engaged in a protected activity when she complained, in the fall of 1999, to Mary Siracusa and Russell Alquist about the conduct of Joseph Rush and Frank Yanni. Instead, Defendant contends that because it was Robert Levy who alone made the decision to transfer Plaintiff to Missouri Avenue and because Levy was unaware of Plaintiffs complaints at the time he reassigned her, (Def. Br. at 20), Plaintiff has not satisfied the first required element of her prima facie case. Defendant also asserts that, even if it is found that Levy knew of Plaintiffs 1999 complaints, her transfer to Missouri Avenue did not constitute an adverse employment action, as her responsibilitiеs, salary and benefits remained identical at her new location. (Id. at 8).
In her brief, Plaintiff focuses entirely on demonstrating that her transfer to Missouri Avenue constitutes an adverse employment action. However, even if Plaintiff were to succeed in that effort, she has not offered any evidence to support a conclusion that Chief Levy was aware of her complaints at the time he decided to transfer her, nor has she provided any evidence that would permit a jury to conclude that the City’s asserted justification for its action is merely pretext for impermissible retaliation. Therefore, the Court agrees with Defendant that summary judgment should be granted.
“The central element of a [retaliation] claim under the LAD is that the plaintiff ‘be engaged in a protected activity, which is known by the alleged retaliator.’ ”
Erickson v. Marsh & McLennan Co., Inc.,
Plaintiffs only apparent attempt to demonstrate that Levy had knowledge of her 1999 complaints is her citation to Levy’s alleged statement that Plaintiff was being transferred, in part, to “alleviate the stress between [her] and Joe Rush.”
(See
PI. Br. at 21). However, this statement demonstrates only that Levy had knowledge of
Further, even if the Court were to conclude that Plaintiff has raised a triable question regarding Levy’s knowledge of protected conduct, summary judgment would still be appropriate as the evidence Plaintiff has provided is insufficient to overcome the legitimate, non-retaliatory justification for the decision offered by the City.
Analysis of LAD retaliation claims follows the now-familiar burden-shifting framework established for disparate treatment claims under Title VII and the LAD.
See Shepherd,
In this ease, Defendant’s asserted justification fоr Plaintiffs transfer is simple. Prior to the 2000 season, Dave van Winkle, the lieutenant previously stationed at Missouri Avenue, retired. Therefore, because of the staffing policies mentioned at the outset of this opinion,
supra
n. 1, a lieutenant was needed at that station. At the time, Bartram Avenue was the only ACBP tent with two lieutenants and, of the two lieutenants at Bartram Avenue, Plaintiff had the least seniority. Accordingly, Plaintiff was the most appropriate candidate for the transfer to Missouri Avenue. Further, according to Robert Levy, given Plaintiffs additional responsibilities (as a CPR instructor and supervisor of junior lifeguards), her transfer carried the added benefit of moving Plaintiff to a more central location on the beach.
{See
Levy Dep. at 194). This articulated reason is clearly sufficient to satisfy the Defendant’s burden of production and, accordingly, the burden returns to Plaintiff to demonstrate that this justification was merely “a pretext for the retaliation or that a discriminatory reason more likely motivated the employer.”
Jamison v. Rockaway Township Bd. of Educ.,
“To defeat summary judgment when the defendant answers plaintiffs prima facie case with legitimate, non-diseriminatory reasons for its action, the plaintiff must point to some evidence, direct or circumstantial, from which a factfinder could reasonably either (1) disbelieve the employer’s articulated legitimate reasons; or (2) believe that an invidious discriminatory reason was more likely than not a motivating оr determinative cause of the employer’s action.”
Fuentes,
Plaintiff also asserts, in an apparent attempt to “demonstrate such weaknesses, implausibilities, inconsistencies, incoheren-cies or contradictions in the employer’s reasons for its action that a reasonable factfinder could rationally find them ‘unworthy of credence’ and hence infer ‘that the employer did not act for the asserted non-discriminatory reasons,’ ” Fuentes at 765 (citations' omitted), that she was not given any lieutenant’s responsibilities at Missouri Avenue. However, there is no evidence to support this contention and, indeed, Plaintiffs conclusory statements in this regard are undermined by the fact that she spent only one week in her new position before resigning. Accordingly, it must be concluded that Plaintiff has not met her burden of demonstrating that the ACBP’s asserted justification for its decision to transfer Plaintiff to Missouri Avenue was motivated not by the staffing considerations it has emphasized, but rather by an intention to punish Plaintiff for her complaints of sexual harassment.
Based on considerations discussed above, therefore, Defendant’s motion will be granted with regard to Plaintiffs claim of retaliation.
VI.
In conclusion, based on the foregoing, Defendant’s motion for summary judgment will be denied with respect to Plaintiffs claims of sexual harassment, including her claims for punitive damages relating thereto. However, Defendant’s motion will be granted with regard to Plaintiffs claim of retaliation.
ORDER GRANTING IN PART AND DENYING IN PART DEFENDANT’S MOTION FOR SUMMARY JUDGMENT
This matter having appeared before the Court upon Defendant’s Motion for Summary Judgment, the Court having considered the submissions of the parties, for the reasons set forth in an opinion issued by this Court, which findings of fact and conclusions of law are incorporated herein by reference, and for good cause shown,
IT IS on this 12th day of April, 2002,
ORDERED THAT:
1. Defendant’s Motion for Summary Judgment on Plaintiffs claims of sexual harassment under the New Jersey Law Against Discrimination, N.J.S.A. 10A:5-1, et seq., including her claim for punitive damages relating thereto, contained in Counts One and Two of Plaintiffs Amended Complaint, is DENIED; and
2. Defendant’s Motion for Summary Judgment on Plaintiffs claim of retaliation
Notes
. The offices, locker rooms, storage areas and medical facilities of the ACBP are housed in buildings referred to as "tents”. (Def. Stmt, of Mat. Facts, ¶ 3, n. 2). It appears from the record that each tent is generally staffed by an assistant or area chief and/or a captain, a lieutenant and several lifeguards. (See Gayle Mancuso Dep. I at 141, attached as Ex. A to Cert, of Karen M. Williams). The ACBP guards are assigned to lifеguard "stands”, each of which surveys a particular beach area and several of which report to each lifeguard tent. (Def. Stmt, of Mat. Facts, ¶ 3, n. 2).
. Although Plaintiff makes reference, in her brief, to the allegedly harassing conduct of George Sarkis and Frank Yanni, her Complaint makes no such references and it appears, therefore, that the only conduct for which Plaintiff seeks to hold the City of Atlantic City vicariously liable is that of Joseph Rush. Accordingly, the Court will limit its analysis to that issue.
. In her Amended Complaint, Plaintiff asserts two separate discrimination claims arising out of her experiences with the ACBP. Plaintiff styles her first claim as one for "gender discrimination” and the second as one for "sexual harassment." Although the claims are not entirely distinct, Plaintiff's first claim appears to be based on alleged discrimination manifested in the policies of the ACBP itself, while her second claim arises from the actions of Joseph Rush. In connection with her first claim, Plaintiff alleges that the Beach Patrol provided female lifeguards with facilities and uniforms that were inferior to those given to their male counterparts, that the
. Defendant concedes Rush’s supervisory status. (See Def. Stmt, of Mat. Facts, at ¶ 3; see. also, Atlantic City Beach Patrol Organizational Chart, attached as Ex. K to Williams Cert.).
. In
Lehmann,
the court held that "in cases of supervisory sexual harassment, whether the harassment is of the quid pro quo or the hostile work environment type, the employer is directly and strictly liable for all equitable damages and relief.”
.Neither party has raised the issue of whether Rush's harassment occurred within the scope of his employment.
. The cases the Defendant cites to support the proposition that the
Ellerth /Faragher
defense has been explicitly applied to claims under the LAD,
Cavuoti v. New Jersey Transit Corp.,
. One court appears to have concluded, at least implicitly, that the agency analysis articulated in
Lehmann
continues to govern LAD harassment claims, even after
Ellerth
and
Faragher.
In
Newsome v. Administrative Office of the Courts of the State of New Jersey,
the court, despite application of the
Ellerth /Faragher
defense to grant summary judgment on the plaintiff’s Title VII claims, held that, under
Lehmann,
the aided-by-agency-relation standard could provide a basis for employer liability as "the rеasonableness of the [defendant’s] actions in implementing anti-harassment policies is no defense to harassment committed because of the agency relationship.”
. In addition, based on the considerations discussed above, because “a plaintiff may show that an employer was negligent by its failure to have in a place well-publicized and enforced anti-harassment policies, effective formal and informal complaint structures, training, and/or monitoring mechanisms,”
Lehmann,
at 621,
. The possibility that Joseph Rush could be found to have been an upper management official also provides a further basis for the denial of Defendant’s motion with regard to Plaintiff’s claims for compensatory damages.
See Lehmann
at 622,
. In
Gares v. 'Willingboro Township, supra,
a . decision cited with approval in
Cavuoti,
the Third Circuit determined, on facts similar to those in this case, that an individual in a position comparable to that of Joseph Rush could be found to be a member of upper management. In
Gares,
the plaintiff, Margaret Gares, was a Lieutenant of School Traffic in the Services Division of the Willingboro Police Department.
For the first seven years of Owens’ harassment of Gares (from 1983 to 1990), Owens was the Captain of the Services Division wherein plaintiff Gares worked, answerable only to the Chief of Police and the Township Manager above him. As Captain of the Services Division, Owens set the atmosphere and controlled the day-to-day operations of that office. Because of his high rank and pervasive influence over the employees he supervised, the jury was entitled to find that Captain Owens was an upper management official ...
