Ricky Ray MALONE, Appellant v. The STATE of Oklahoma, Appellee
No. D-2005-600
Court of Criminal Appeals of Oklahoma
Aug. 31, 2007
2007 OK CR 34 | 168 P.3d 185
Robert Schulte, District Attorney for Co-manche County, Lawton, OK, Mark Clark, Assistant District Attorney, Walters, OK, attorneys for the State at trial.
James H. Lockard, Deputy Division Chief, Kathleen Smith, Capital Direct Appeals Division, Oklahoma Indigent Defense System,
W.A. Drew Edmondson, Attorney General of Oklahoma, Seth S. Branham, Assistant Attorney General, Oklahoma City, OK, attorneys for appellee on appeal.
OPINION
CHAPEL, Judge.
¶ 1 Ricky Ray Malone, Appellant, was tried by jury and convicted of First-Degree Malice Aforethought Murder, in violation of
FACTS
¶ 2 Around 6:20 a.m., on December 26, 2003, Abigail Robles was delivering newspapers in rural Cotton County, just east of Devol, Oklahoma. While driving on Booher
¶ 3 At 6:28 a.m., Trooper Green telephoned OHP dispatch in Lawton and reported what Robles had seen. Green was not scheduled to be on duty that day until 9:00 a.m., but when he learned that the on-duty Cotton County trooper was not available, he volunteered to go check out the situation himself. He went on duty at 6:37 a.m. and informed dispatch shortly thereafter that he had arrived at the scene and discovered a white four-door vehicle and a white male. Green attempted to provide the vehicle tag number, but dispatch could not understand the number, due to radio interference. This was Green‘s final contact with OHP dispatch. After approximately ten minutes dispatch tried to contact Green with a welfare check (“10-90“), but got no response. After numerous unanswered welfare checks to Green‘s badge number (# 198) and an unanswered page, dispatch sent various units to Trooper Green‘s location and contacted the Cotton County Sheriff‘s Department.
¶ 4 The first person to arrive at the scene was Deputy Charles Thompson of the Cotton County Sheriff‘s Department.5 He arrived at 7:15 a.m., wearing pajama bottoms, a t-shirt, and sandals. Trooper Green‘s patrol
¶ 5 What happened on Booher Road from the time of Green‘s arrival until his death can be largely pieced together from the physical evidence at the scene, statements made by Ricky Ray Malone, and the contents of a videotape recorded by the “Dashcam” video recorder mounted in Green‘s vehicle. According to statements made by Malone, Trooper Green arrived at the scene and attempted to rouse Malone by talking to him and shining a flashlight in his face. Officers who investigated testified that it was obvious from evidence left at the scene that someone had been manufacturing methamphetamine outside his or her car that night. It would have been obvious to Green as well.7
¶ 6 Green apparently informed Malone that he was under arrest and was able to get a handcuff on his right wrist, before Malone decided that he was not going to go quietly back to jail.8 Malone somehow broke free and a battle ensued between the two men that tore up the grass and dirt in the area and knocked down a barbed wire fence. Malone‘s John Deere cap ended up in the barbed wire fence, and Green‘s baton and a Glock 9 mm pistol were left lying in the ditch.9 The fight resulted in numerous scrapes, cuts, and bruises to both men.
¶ 7 Trooper Green‘s Dashcam recorder was switched on sometime during the course of this monumental struggle.10 Because the Dashcam was directed forward, the video shows only the things that appeared immediately in front of Green‘s vehicle. The video never shows Trooper Green, but the audio on the videotape, though garbled and sometimes hard to understand, contains a poignant and heartbreaking record of the verbal exchanges between Malone and Green during the six minutes preceding Green‘s death.
¶ 8 The initial sounds on the audio are mostly grunting and unintelligible, as the men seemingly struggle for control. Then Malone appears to gain control and tells Green to lay there and not turn over. Green tells Malone that he didn‘t have a problem with Malone and that he came to help him. He tells Malone, “Hey, run if you want to go, but leave me.” Green pleads, “Please! Please! I‘ve got children.” Green also tells Malone that he is married and begs Malone not to shoot him. Meanwhile, Malone repeatedly asks Green where “the keys” are, apparently referring to the keys for the handcuff that is on his wrist, and demands that Green stop moving and keep his hands up. Malone threatens to kill Green if he
¶ 9 Just after the second shot, Malone appears in the videotape, walking in front of Trooper Green‘s car and behind the open trunk of his white, four-door vehicle. Malone can be seen hurriedly “cleaning up” his makeshift methamphetamine lab—dumping containers of liquid that are sitting on the ground, loading numerous items into the back seat and trunk, throwing and kicking things off the road, and lowering the front hood.14 Less than two minutes after shooting Green, Malone starts his car to drive away, but the car stalls. After almost thirty seconds, the car starts, and by 6:55 a.m. Malone has left the scene.
¶ 10 During the trial the State presented the testimony of Malone‘s four meth-making
¶ 11 Tyson Anthony testified that Malone appeared in his bedroom about 8:00 a.m. on the morning of December 26 and said that he had shot someone and needed Anthony to hide his sister‘s car.16 Anthony hid the car behind a day care, about 100 yards from their trailer. Anthony testified that he saw Malone again around 5:00 p.m. that night, that Malone had already partially shaved his head, and that he asked Anthony to go get him some bleach to dye his hair, which Anthony did. Later that night Anthony went with Malone to a hotel in Norman, and Malone told him more about what had happened.17 Malone showed him the gun he had used, which Malone said belonged to “the cop.”18 Anthony testified that Malone also referred to the officer as a “Hi-Po,” meaning a highway patrolman. Anthony acknowledged that he himself put the gun in a hotel trash can and covered it up with trash.19 Anthony left the hotel and went home, but later called Malone, who was still there, and suggested that he might be able to use the gun to frame someone else.20
¶ 12 J.C. Rosser testified that when Malone came home on the morning of December 26, 2003, he had a handcuff on his right wrist, bruising on his hands, and some blood on his shirt.21 Malone told Rosser that he had “killed a cop.” Malone asked Rosser to give him a ride to his home in Duncan, which Rosser agreed to do. Rosser testified that he and his wife got in the car and that Malone came out wearing different clothes and carrying a white plastic garbage bag. They stopped at Sturdevant‘s car, and Malone retrieved a big black case from it. They also stopped at a wooded area on Camel Back Road, where Malone got out and dis-
¶ 13 Jaime Rosser testified that her husband woke her around 8:30 a.m., on December 26, 2003, and insisted she go with him to Duncan.25 She waited in the car with her husband until Malone came out with a white garbage bag and got in the back seat. Rosser testified that on the way to Duncan, Malone stated, “I killed him. I killed him. I killed a cop.” When she turned to look at him, she saw that he had a handcuff on his right wrist. Rosser testified that Malone said he had shot “a Hi-Po” two times in the head and that on the first shot, “the bone part of the skull stuck to the gun, and so [I] shot it again to get the gun clean.”26 Jaime Rosser testified consistently with her husband regarding Malone disposing of the white bag and their time in his home that morning.27 She also testified that when she saw Malone back at the trailer that night, he could tell she was upset and told her, “Don‘t think of it as me killing him; think of him as an animal and I was hunting.” Malone also told her that he had gotten everything “cleaned up” and that “there shouldn‘t be anything left out there to identify [me].” When Rosser asked him, “What about the tape?” referring to the patrol car videotapes often seen on TV, Malone responded, “Oh, fuck.”28
¶ 14 Tammy Sturdevant, Malone‘s sister, also testified.29 She recalled that Malone
¶ 15 By December 29, 2003, investigators had found the car driven by Malone, recovered his clothes on Camel Back Road, and obtained significant information from J.C. Rosser and Tyson Anthony about Malone‘s involvement in the killing of Trooper Green.33 In an interview on this date, Malone acknowledged that what Anthony had told investigators—that Malone had killed the trooper, that he shouldn‘t have done so, and how it happened—was “true” or “probably true.”34 When pressed to take responsibility himself, Malone responded, “I can‘t—I can‘t say. If I say anything, I‘m going to get the death penalty.” Later in the interview Malone stated, “Well, maybe it was an accident.”
¶ 16 Malone testified at trial. He provided a history of his involvement with drugs, legal and illegal, beginning with steroids to get bigger when he was a firefighter, including Prozac to combat depression when his marriage was in trouble, and then Lortabs, which began with a football injury but developed into an addiction. Malone testified that he began using methamphetamine in April of 2002, around the time his mother died. He described the effects of the drug and how his usage of methamphetamine, like his usage of pain pills, increased over time.35 He acknowledged that by October of 2003, his methamphetamine addiction had caused him to be fired from his jobs at the fire department and as an EMT with an ambulance service, and that all of his income was coming from making and selling methamphetamine. Malone claimed that he didn‘t sleep from December 4 through December 26, 2003, due to being continuously “amped up on meth,”
¶ 17 Regarding the night of December 25, 2003, Malone described hearing voices and seeing “people jumping ... around” as he was stealing and transporting the anhydrous ammonia needed for the cook. He testified that while in the middle of the cook, his back started hurting, so he took some Lortabs and then passed out. He described waking up to a gun and a flashlight in his face and testified that he thought he was about to get robbed or killed. Malone repeatedly denied that he knew Green was connected with law enforcement, until after he had killed him.37 He described finding a gun and the other man begging him not to shoot. Malone testified that the other man kept trying to get up and that the “voices in my head” told him to shoot him, because the man was “going to get me.” So he shot him.38
¶ 18 Dr. David Smith, a California physician specializing in addiction medicine, testified as an expert witness on Malone‘s behalf. He provided extensive testimony on his own expertise, particularly regarding methamphetamine, on genetic predisposition to addiction and depression, and on the science of how methamphetamine affects the brain. In particular, Smith explained how when someone is extremely “intoxicated” on methamphetamine, to the point of “amphetamine psychosis,” the effect on the person is comparable to paranoid schizophrenia. He explained that like paranoid schizophrenia, amphetamine psychosis can include auditory and visual hallucinations, where an individual will respond to non-existent environmental stimuli or threats.39 Dr. Smith also described less severe, but still serious methamphetamine effects, including a “rage reaction,” where the individual responds to an actual threat, but overreacts.
¶ 19 Dr. Smith testified that he had met with Malone the previous day (a Sunday) and reviewed various materials associated with the case, including the Dashcam video. Smith testified about the substantial history of addiction and depression in Malone‘s family and the history and extent of Malone‘s drug abuse, including how much he was using and its effect on his life at the time of the shooting.40 Smith described the time Malone was convinced he had seen Big Foot, whom Malone thought was after him, which Smith indicated was an example of someone experiencing amphetamine psychosis. He also recounted that Malone was smoking methamphetamine “every hour” and was “hearing voices” and “seeing things” on the night before and morning of his encounter with Green.41 Dr. Smith concluded that Malone was most likely in a state of “amphetamine psychosis” on the morning of the shooting, making him likely to engage in “crazy, irrational violence.” He further testified that he did not think Malone could have formed the intent to commit first-degree murder.42
ANALYSIS
¶ 20 In Proposition I, Malone argues that errors in the jury instructions regarding his voluntary intoxication defense violated his right to a fair trial. Initially, the State responds that the evidence presented by Malone was inadequate to even require instructions on voluntary intoxication; hence any error in the instructions given could not have harmed him.
¶ 21 We rejected a parallel claim made by the State just last year in Coddington v. State, 2006 OK CR 34, 142 P.3d 437.43 In Coddington, we held that expert opinion testimony that is otherwise admissible is not objectionable simply because it embraces an “ultimate issue” to be decided by the trier of fact.44 In particular, we held that an expert on the effects of illegal drugs or other intoxicating substances could properly offer an opinion on whether a defendant was so affected by the use of such substances that he or she was unable to form the specific
¶ 22 Malone, like Coddington, raised sufficient evidence to require the trial court to instruct the jury on his defense of voluntary intoxication.47 The test for evaluating whether sufficient evidence has been introduced to instruct the jury on the defense of voluntary intoxication is the same as the test used regarding other affirmative defenses. Voluntary intoxication instructions should be given when evidence has been introduced at trial that is adequate to raise that defense, i.e., to establish a prima facie case of voluntary intoxication, as that defense is defined under our law.48 As we have emphasized in the past and in regard to other affirmative defenses, “[t]he evidence of the defense may come from any source and should not be weighed by the trial court. The trial court should leave the weighing of the evidence to the finders of fact, in whose judgment our system of trial by jury is based.”49
¶ 23 We find that the evidence presented
¶ 24 The State acknowledges that the voluntary intoxication instructions provided to Malone‘s jury were legally incorrect. The State maintains, however, that the errors in the instructions were harmless beyond a reasonable doubt. We consider the instructions given at Malone‘s trial as a whole. We begin by noting that defense counsel did not raise an objection to the jury instructions given at Malone‘s trial.50 Hence we review these instructions for plain error.51
¶ 25 Malone‘s jury was correctly informed that evidence had been introduced in support of intoxication as a defense to the charge of first-degree murder.52 The next instruction, however, which purported to give the requirements for establishing an intoxication defense, was wrong. Malone‘s Instruction No. 38 stated as follows:
The crime of murder in the first degree has an element the specific criminal intent of Mens Rea. A person in entitled to the defense of intoxication if that person was incapable of forming the specific criminal intent because of his intoxication.
The State concedes that this instruction “erroneously omits ‘malice aforethought’ as the element of first degree murder to which the voluntary intoxication defense applies.”
¶ 26 The applicable uniform instruction in effect at the time, OUJI-CR (2d) 8-36, stated as follows:
The crime of [Crime Charged in Information/Indictment] has an element the (specific criminal intent of [Specify Specific Mens Rea])/special mental element of [Specify Special Mental State]). A person in entitled to the defense of intoxication if that person was incapable of forming the (specific criminal intent)/(special mental element of the crime) because of his/her intoxication.
Hence it is important to evaluate the instruction given in Malone‘s case in the context of the uniform instruction in place at the time, which itself had two obvious “typos“/grammatical errors.53
¶ 28 In the current case this Court is not troubled by the missing “as” in the first sentence or the word “in” in the second sentence of Malone‘s Instruction No. 38. We are confident that his jury was not confused or misled by these small errors, which followed the applicable uniform instruction. The use of the word “Mens Rea” in the first sentence, however, is a much more significant error. This word should not have appeared in the instructions provided to Malone‘s jury, nor should it appear in any version of OUJI-CR 8-36 that is provided to a jury.
¶ 29 Rather, it was the duty of the trial court to use the template of OUJI-CR 8-36 to formulate the appropriate instruction in Malone‘s case, by filling in the specific criminal intent at issue, namely, “malice aforethought,” in place of the bracketed phrase “Specify Specific Mens Rea.”56 And it was the duty of the parties, both defense counsel and the State, to assist in ensuring that this was done appropriately.
¶ 30 The following would have been a proper and legally accurate version of Instruction No. 38 in Malone‘s trial:
The crime of murder in the first degree has as an element the specific criminal intent of malice aforethought. A person is entitled to the defense of voluntary intoxication if that person was incapable of forming this specific criminal intent because of his intoxication.57
Since “malice aforethought” is defined by our law as a deliberate intent to kill, it would also have been acceptable for the first sentence to read: “The crime of murder in the first degree has as an element the specific criminal intent of a deliberate intent to kill.”58 As the State acknowledges, however, instructing Malone‘s jury that “The crime of murder in the first degree has an element the specific criminal intent of Mens Rea” was incorrect, confusing, and legally nonsensical. This is a serious error, and it is not corrected or mitigated by the other intoxication instructions
¶ 31 In fact, some of the other intoxication instructions may have further confused Malone‘s jury regarding what exactly the specific mental state was that had to be overcome by intoxication, in order for Malone to prevail on his voluntary intoxication defense. Malone‘s Instruction No. 39 accurately tracked OUJI-CR(2d) 8-37 and informed his jury that the intoxication defense could be established “by proof of intoxication caused by drugs.”60 Malone‘s Instruction No. 40 likewise tracked OUJI-CR(2d) 8-38, regarding the State‘s burden to prove beyond a reasonable doubt that Malone possessed the specific intent at issue and was not prevented by intoxication from forming this intent.61 Unfortunately, this instruction did not inform Malone‘s jury what specific mental state was at issue, referring again to the general phrase “specific criminal intent,” rather than the particular mental state at issue in this case.
¶ 32 Finally, Malone‘s Instruction No. 41, the last intoxication instruction, stated as follows:
“Drugs” are defined as substances intended for use in the diagnosis, cure, mitigation, treatment, or prevention of disease in a human or other animal; substances other than food intended to affect the structure or any function of the body of a human or other animal; under the law, the substance methamphetamine is a drug.
“Incapable of Forming Special Mental Element” is defined as the state in which one‘s mental powers have been overcome through intoxication, rendering it impossible to form the special state of mind known as willfully.
“Incapable of Forming Specific Criminal Intent” is defined as the state in which one‘s mental powers have been overcome through intoxication, rendering it impossible to form a criminal intent.
“Intoxication” is defined as a state in which a person is so far under the influence of an intoxicating drug that his judgment is impaired.
This instruction tracked OUJI-CR(2d) 8-39 as it existed at the time.62 Yet, once again, it was not properly tailored to Malone‘s case.63
¶ 34 This Court does not hereby conclude that Oklahoma‘s uniform instructions for the voluntary intoxication defense are or were legally inaccurate, inadequate, or unconstitutional. When properly utilized, OUJI-CR(2d) 8-36 did and still does specifically inform a jury what particular criminal intent/mens rea is at stake. Hence it is legally accurate and adequate and provides due notice regarding the defendant‘s defense. We simply recognize that the instructions could be and should be improved, and we direct that this be done.
¶ 35 Most jurors come to their assigned task with a basic understanding of what their job will be, but individual perceptions may be confused or flawed regarding many of the specifics of jury service and the jury‘s role. And very few jurors are versed in the particular elements of the various crimes and defenses they may be asked to evaluate. Hence jury instructions serve a fundamental and critical role in our system of trial by jury. Jury instructions serve as the jury‘s job description, rule book, and mission statement. The key “institutional actors” in our criminal system—trial courts, prosecutors, defense counsel, and this Court—should all do everything reasonably possible to make the contents of these juror guidebooks as clear, readable, and legally accurate as they can possibly be. And this Court appreciates and acknowledges the work of the Oklahoma Court of Criminal Appeals Committee for Preparation of Uniform Jury Instructions for its consistent and committed efforts in assisting this Court in this regard.
¶ 36 This leaves us with the problem in the current case that Malone‘s jury instructions did not, by themselves, adequately or accurately inform his jury that he should prevail on his intoxication defense if he could establish that due to methamphetamine intoxication at the time of the crime, he was unable to form the required “malice aforethought” for first-degree murder, i.e., if the evidence established he was unable to form a deliberate intent to kill Trooper Green.66
¶ 37 Hence this Court must evaluate the effect of this instructional error and determine whether or not it was harmless beyond a reasonable doubt.68 We recognize that such an infirmity can and often will require reversal, particularly where the defendant has requested the instructions and adequately raised the defense at issue. Nevertheless, upon a thorough review of the entire record in this case, this Court is convinced that despite the inadequacy of the jury instructions, no juror could possibly have been unaware that Malone‘s defense was voluntary intoxication and that he should prevail on this defense if he could establish
¶ 38 The real problem for Malone was not his jury instructions. The problem was that no reasonable juror who heard all the evidence in the first stage of his trial could possibly have concluded that he was unable to form “malice aforethought” at the time of the shooting or that he did not deliberately intend to kill Trooper Green.70 The evidence
¶ 39 Malone‘s testimony about what happened and his lack of comprehension at the time of the shooting was thoroughly impeached by the State, mainly by going through the audio contents of the Dashcam video, in addition to the physical evidence at the crime scene.72 The prosecutor focused particularly on the theme that Malone‘s words and actions, both during his encounter with Green and in the days afterward, were logical and goal-oriented and did not suggest that Malone was experiencing any sort of disconnect from reality. The prosecutor cross examined Malone about the fact that he never mentioned anything to his friends about seeing things or hearing “voices” on the morning of the shooting.73 Malone acknowledged on cross examination that he was “solely responsible for this trooper‘s death,” and that he shot him “[t]o make sure he don‘t get up” and “to keep him down.” Although Malone would not ultimately admit that he intended to kill Green, his own statements—on tape and afterward—as well as the two close-range shots fired purposefully into the back of Green‘s head, leave no reasonable doubt about Malone‘s intent.
¶ 40 Furthermore, although Malone presented an impressive expert on methamphetamine and its potential effects generally, Dr. Smith‘s case-specific testimony about Malone and his likely mental state at the time of the shooting was thoroughly and convincingly impeached by the State.74 The State demonstrated, through cross examination, that Smith had met with Malone for at most two hours, on a single occasion, in the middle of his trial; that Dr. Smith was remarkably unquestioning when it came to accepting the credibility of Malone‘s statements; that he could not verify Malone‘s reports regarding the extent of his drug use at the time; that he did not talk to any of Malone‘s family members; and that Dr. Smith did not seriously consider or take into account evidence that contradicted Malone‘s account to him.75
¶ 41 In fact, Dr. Smith acknowledged that up until the preceding weekend, Malone had maintained (and Smith‘s expected testimony had been) that Malone had a “total blackout” about the shooting and did not remember anything, but that after meeting with Smith—who informed Malone that such memory loss “didn‘t make sense” in the methamphetamine context—Malone finally provided what Dr. Smith “perceived was an accurate history,” i.e., the story about Malone hearing voices.76 Smith acknowledged
¶ 42 Although Malone presented a bare prima facie case of intoxication and was able to produce an expert who would say that he didn‘t think Malone “could have formed the intent to commit murder in the first degree,” Malone‘s testimony and that of his expert were thoroughly and convincingly impeached on the issue of whether Malone could have and did deliberately intend to kill Trooper Green. While Malone may well have experienced “methamphetamine psychosis” at some point, such as when he “saw Big Foot,” no reasonable juror could have concluded, based upon the entire record in this case, that he was in such a state at the time he shot Green or that he did not deliberately intend to kill Green. Consequently, although we find plain error in the trial court‘s failure to properly instruct Malone‘s jury on his voluntary intoxication defense, we do not hesitate to conclude that this error was harmless beyond a reasonable doubt in this case.
¶ 43 In Proposition II, Malone raises a claim of first-stage prosecutorial misconduct, asserting that the State‘s cross examination of Malone was too long and unnecessarily adversarial and that the cross examination of Dr. Smith was overly argumentative.78 We evaluate such claims to determine whether the challenged actions so infected the defendant‘s trial that it was rendered fundamentally unfair, such that the jury‘s verdicts cannot be relied upon.79
¶ 44 This Court does not accept Malone‘s assertion that the prosecutor‘s tough questioning of these crucial defense witnesses was improper. As noted above, the testimony of these two witnesses contained much that was worthy of pointed and thorough impeachment.80 In fact, Malone acknowledges that the prosecutor was entitled to challenge these witnesses on the topics at issue; Malone just thinks he should have been a bit gentler and less repetitive in doing so.81 This Court continues to insist that the State treat all witnesses, including a testifying defendant, with dignity and respect and that the trial court has a continuing duty to maintain the dignity and decorum of the courtroom during trial.82 This does not mean that a testifying defendant must be treated with kid gloves. Malone recognizes that “defense counsel utterly failed to object
¶ 45 In Proposition III, Malone raises various challenges relating to the presentation of victim impact evidence in his case. He asserts: (1) that victim impact evidence, in general, is unconstitutional and has no appropriate role in Oklahoma‘s capital sentencing scheme; (2) that allowing victim impact witnesses to give a recommendation regarding the defendant‘s punishment violates the Eighth Amendment; (3) that the sentencing recommendation delivered by Mrs. Green, the victim‘s wife, exceeded the scope of a permissible sentencing recommendation and was highly prejudicial; (4) that testimony quoting birthday cards from the victim to his mother and sister was improper and inadmissible hearsay; and (5) that overall, the victim impact testimony at Malone‘s trial was too long and overly emotional. We take up these issues in turn.
¶ 46 Malone‘s general challenge to victim impact evidence has been repeatedly raised by defendants and repeatedly rejected by this Court.85 We rely upon the Supreme Court‘s decision in Payne v. Tennessee, 501 U.S. 808, 111 S.Ct. 2597, 115 L.Ed.2d 720 (1991),86 along with the precedents of this Court following Payne, all of which recognize the limited but appropriate role of victim impact evidence within the second stage of a capital trial.87 Hence we again reject this challenge to victim impact evidence as a whole.
¶ 47 This Court has likewise previously addressed and rejected Malone‘s challenge to allowing victim impact witnesses to recommend a particular sentence to the jury.88 In DeRosa v. State, we recently acknowledged that “although the Supreme Court had earlier forbidden such evidence, the decision in Payne left open the question of the validity of such evidence.”89 Malone strongly urges
that this Court adopt a “more appropriate” response to the failure of Payne to address this question and that we join the numerous other jurisdictions that have ruled (post-Payne) that a victim family member‘s sentence recommendation is always irrelevant to a capital sentencing.90 We note that defense counsel failed to raise this issue in the district court; and we decline to revisit this issue in a case in which it was waived.91
¶ 49 The record in this case does not establish that the State ever produced its victim impact evidence, however, defense counsel conceded at oral argument that this evidence was provided to defense counsel prior to trial. The record also contains no indication that a hearing was ever held before the district court about this evidence; and the State conceded at oral argument that it could not find any evidence that a Cargle victim-impact hearing was held in this case.92 In fact, the transcribed hearings and trial record in this case contain no substantive discussion of this evidence prior to its introduction at Malone‘s trial—and no objection from defense counsel in this regard.93 In addition, this Court notes that the second-stage instructions provided to Malone‘s jury failed to include the required uniform instruction informing the jury about the role of victim impact evidence in the jury‘s sentencing determination.94 Yet defense counsel failed to raise any objection to any aspect of the victim impact testimony that was introduced at trial or to the failure of the jury instructions to address this issue.95 Hence we review only for plain error.96
¶ 50 The State presented three victim impact witnesses at Malone‘s trial: Nita Bowles (the victim‘s mother), Karen Huyssoon (the victim‘s sister), and Linda Green (the victim‘s wife).97 After asking Bowles a few questions, to establish that she was the mother of two children, Nikky Green and Karen Huyssoon, the prosecutor essentially turned the stage over to Bowles, who provided a narrative that covers over thirteen transcript pages, without interruption by either question or objection.98 Following a brief recess, the
¶ 51 The final witness for the State was Linda Green, wife of Nik Green and mother of their three daughters.101 She testified that the family lived next to the First Baptist Church in Devol, Oklahoma, because her husband had been the youth pastor and associate pastor there. She testified about what she overheard from their bedroom on the morning of December 26, 2003, when someone came to their door, and about her husband coming to kiss her good-bye, already in uniform, and telling her he was “going to go 10-8” early that day. She then described her mounting anxiety that morning, as she began to get information that something might be wrong and was eventually informed, by the dispatcher, that her husband was dead. After describing her reaction to this horrifying news, Mrs. Green suggested that the easiest way for her to provide her victim impact testimony was to read from her prepared statement.
¶ 52 In this prepared statement, which covers over nine transcript pages, Mrs. Green described how she felt like she “prayed Nik into [her] life,” since she prayed that God would send her “a Godly man, a good husband, and a loving dad,” and her husband was all of these things and more.102 She
¶ 53 Mrs. Green testified that prayer had always important in the family, but that now their prayers “reflect pain and their longing for their dad.” She testified about how she wanted to lift the spirits of the family toward the future, but that they were “caught in the present, our lives revolving around what we‘ve lost and, quite frankly, who is responsible for putting us in this situation.” She testified that birthdays, anniversaries, and holidays had become “horrible experiences that we just have to endure and just hope that we can get the day over with as soon as possible.” She added that “the most painful thought” she could conjure up was of the future weddings of her three daughters, with “no proud father to walk them down the aisle.”
¶ 54 Mrs. Green then concluded her testimony with the following recommendation of punishment for Malone:
I know, as you all do here today, that Nik begged for his life that day. He asked for mercy. There was no mercy shown. Here on earth our government and those in positions of authority, including law enforcement, are given a devine [sic] charge outlined in Romans 13 of the Holy Bible. Nik took that charge very seriously every time he went 10-8. Perhaps that is why he was honored to be named Trooper of the Year two of the six years he proudly served the citizens of the State of Oklahoma.
Also found in that same chapter of the book of Romans is our charge as citizens to do our duties and obligations, including those as jurors in a court of law, as a devine [sic] undertaking in upholding and enforcing the laws of our country. We know that Nik was murdered beyond a reasonable doubt. It is for this reason today, ladies and gentlemen, that I beseech you to show no mercy to him. I beg for you to give him the maximum penalty under the laws of the State of Oklahoma, which is the death penalty, and leave the business of mercy for Malone in the hands of the Heavenly Father, where it belongs.
Defense counsel asked only a few questions, in an attempt to establish that since her husband‘s death, Mrs. Green had spoken at schools and other organizations about the dangers of methamphetamine and how it can ruin lives.
¶ 55 The State acknowledges that this Court has consistently held that victim sentencing recommendations should be limited to “a straight-forward, concise response to a question asking what the recommendation is” or “a short statement of recommendation in a
¶ 56 We find clear plain error in this regard. We do not blame or criticize this grieving, widowed spouse for her statements or question the sincerity or appropriateness of the feelings she expressed. Nevertheless, the parties who are repeat players in our criminal justice system—the trial court, the prosecutor, and defense counsel—all had an obligation to ensure that her victim impact testimony was appropriately limited, in the manner required by this Court.104 We are particularly troubled by Mrs. Green‘s sentencing recommendation, which so obviously violates the simple rules established by this Court.
¶ 57 Mrs. Green literally “beseeches” and “begs” the jury to sentence Malone to death. She focuses on the idea of mercy, notes that her husband begged for mercy, but was given none, and implores the jury to show “no mercy” to Malone and “leave the business of mercy for Malone in the hands of the Heavenly Father, where it belongs.” Furthermore, and particularly troubling to this Court, Mrs. Green invokes the Bible and suggests that jurors have a religious obligation, beyond civic duty, in their work as jurors, in a way that seems to suggest that giving a death sentence may be part of the jury‘s “divine undertaking in upholding and enforcing the laws of our country.” This invocation of religious belief and obligation in the context of a capital sentencing recommendation is totally inappropriate.105 We find that the trial court committed plain error in allowing this extended and unduly prejudicial sentencing recommendation to be presented at Malone‘s trial.106
¶ 58 Malone also challenges the victim impact testimony of Nita Bowles and Karen Huyssoon, in which they describe and read from birthday cards that Green sent them prior to his death.107 The record does
¶ 59 We find that the rule of Washington applies and that the victim‘s mother and sister should not have been allowed to read from their cards from the victim. Because defense counsel failed to object to this evidence at trial, we review it only for plain error. The applicability of Washington is clear; hence we find that the admission of this evidence was plain error. We note that if this evidence was the only improper victim impact evidence presented, we would find that this error was harmless. Yet these cards were but a small portion of the extensive victim impact evidence presented at Malone‘s trial.
¶ 60 Hence Malone also asserts that, overall, the victim impact testimony presented in his case was too long and overly emotional. We note that the victim impact testimony in this case comprises nearly thirty-six transcript pages, of which twenty-eight pages were in the form of uninterrupted narrative. While this Court declines to adopt specific rules governing the length of such testimony, we note that we have previously held that such statements should not be “lengthy” and that they should contain only a “quick glimpse” of the life that has been extinguished.113 Victim impact statements were never intended to be—and should not be allowed to become—eulogies, which summarize the life history of the victim and describe all of his or her best qualities. The Supreme Court‘s decision in Payne, as well as this Court‘s subsequent decisions recognizing the legitimacy of victim impact evidence in capital sentencing proceedings in Oklahoma, are all based upon the idea that the State should be allowed to present some basic evidence about the victim and his or her admirable characteristics, in order to remind the jury that the victim is more than just a corpse and to “balance” the array of mitigating evidence that a capital defendant can present about his or her background and admirable qualities.114
¶ 61 We conclude that the testimony of the victim impact witnesses in this case goes well beyond the limitations established by this Court for appropriate victim impact evidence. In Cargle, this Court‘s seminal case on victim impact evidence, we noted that Oklahoma‘s statutes on victim impact evidence clearly limit this evidence to the “‘financial, emotional, psychological, and physical effects,’ or impact, of the crime itself on the victim‘s survivors; as well as some personal characteristics of the victim.”115 We noted that testimony about the personal characteristics of the victim “should constitute a ‘quick’ glimpse” of the life that the defendant extinguished and that this evidence “should be limited to showing how the victim‘s death is affecting or might affect the victim‘s survivors, and why the victim should not have been killed.”116 Our Cargle decision warned that victim impact testimony focused mainly upon the emotional impact of a victim‘s death “runs a much greater risk of [being] questioned on appeal.”117 And while there have been some adjustments to this Court‘s understanding of what can qualify as victim impact evidence,118 the basic rules that govern and limit this evidence have not changed in the over eleven years since Cargle.
¶ 62 We conclude that the overall victim impact evidence presented in this case was indeed “too much“—both too long and too emotional. This Court recognizes that the determination of how much victim impact testimony to allow and when that testimony is “too emotional” is a subjective determination, which necessarily rests, in the first instance, with the sound discretion of the trial court. Hence the admission of victim impact testimony—both what is admitted and how much is admitted—is necessarily reviewed by this Court only for an abuse of that discretion. Of course when the record suggests that the district court failed to exercise its discretion over the admission of this evidence—by failing to review and evaluate it prior to its presentation at trial—our review is less deferential. In the current case, where the record is silent regarding any pre-admission trial court oversight, we find that the trial court abused its discretion by failing to constrain the amount and content of the victim impact evidence presented at Malone‘s trial.
¶ 63 Although the record does not establish that the State provided adequate notice regarding its victim impact evidence, defense counsel acknowledged at oral argument that Malone‘s trial counsel was provided this evidence prior to trial.119 Yet providing notice does not exhaust the State‘s responsibility in this regard. As officers of the Court, prosecutors are duty-bound to assist and guide their victim witnesses, to
¶ 64 If any of the key players (the State, defense counsel, or the trial court) had properly done their job regarding this evidence, it is entirely possible that the victim impact testimony presented at Malone‘s trial could have been appropriately tailored, such that it would all have been admissible. As it is, this Court is left with the task of attempting to determine whether the result of this joint failure to properly screen and constrain this evidence, particularly the highly prejudicial sentencing recommendation of Mrs. Green, is nevertheless harmless beyond a reasonable doubt. We recall that Malone‘s jury was given no instruction on how it was to evaluate and consider the victim impact evidence, within the context of its overall sentencing decision. And we conclude that this failure likewise constituted plain error, since the required uniform instruction regarding this evidence is well established and clear.121
¶ 65 Nevertheless, this Court acknowledges that despite the serious and plain nature of the numerous errors committed in connection with the victim impact evidence in this case, the determination of whether these errors were harmless or not is no easy task. During the second stage of Malone‘s case, the State incorporated its evidence from the first stage and presented a very substantial amount of additional evidence in support of the aggravators alleged, which we summarize herein. The State presented evidence that two years before the murder of Green, in late December of 2001, Malone assaulted Glendale Reyes, a Mexican man with cerebral palsy, by hitting him on the head from behind with a beer bottle, rendering him unconscious for ten to fifteen minutes.122 When Reyes‘s girlfriend, Rachael Maldonado, attempted to push Malone away from Reyes, Malone punched her in the face. When the police arrived, they encountered Malone, whose right-hand knuckles were scraped and bloody, arrested him for assault with a dangerous weapon, and found marijuana and Lortab in his coat pocket. Malone was later charged with possession of the drugs, but not assault, since no one at the party wanted to press charges.
¶ 66 The State also presented evidence of a May 1998 incident, when Duncan police officers were called to the home of Malone and his then-wife, Beth Malone, on a domestic disturbance.123 When officers arrived they observed an altercation between Malone and Beth in the entryway area of the home. As officers approached they ordered Malone, who was very angry, to let go of his wife, whom he was holding tightly by either her arm or her hair. Malone did not respond to these commands, and it took a while for the officers to free Beth from his grasp.124 It also took officers a while to arrest and handcuff Malone. No charges were filed, however, because Malone‘s wife did not want him charged.
¶ 67 The State presented further evidence that in early September of 2003, Malone and
¶ 68 The State also presented evidence that on December 15, 2003, Malone was stopped for speeding by Highway Patrol Trooper Darin Carman.127 During the stop Carman discovered a loaded, short-barreled 12 gauge shotgun and a loaded .22 rifle.128 Carman advised Malone that the barrel on the shotgun was too short and read and discussed with Malone the Oklahoma statute dealing with carrying concealed firearms in a vehicle. Malone was polite and responsive throughout the exchange, and Carman let him go without citing him for any of the weapons-related violations. Malone was stopped again around midnight, on the night of December 21 into December 22, 2003 (just four days before the murder), by Duncan Police Officer Brian Attaway, this time for a defective brake light. During this stop other officers arrived with a trained drug dog, who alerted on the driver‘s side of Malone‘s truck. Malone and his passengers, J.C. and Jaime Rosser, were removed from the truck, and a search of the truck revealed a loaded .22 revolver and a stun gun in the driver‘s door pocket, a loaded semi-automatic Berretta .22 pistol under the front seat, a loaded .22 rifle on the back seat, and also an unloaded 12 gauge shotgun, night vision goggles, and numerous items associated with clandestine methamphetamine manufacture, including a substantial amount of ephedrine.129
¶ 69 The State also presented evidence about two early attempts by Malone to escape from jail and other bad behavior during the ten-month period following his arrest on December 28, 2003. The evidence presented suggests that Malone had a handcuff key with him when he was arrested and that he brought it into the Stephens County Jail by swallowing it. The evidence suggests that Malone later retrieved this handcuff key from his own feces and that on the day of Green‘s funeral, he faked a heart problem and was taken to Duncan Regional Hospital. While at the hospital Stephens County Sheriff Jimmie Bruner observed Malone fidgeting with something under the sheet that was covering him, but when he was confronted, Malone put the item in his mouth and swallowed it. An x-ray revealed what appeared to be a handcuff key in Malone‘s stomach. Malone was apparently able to retrieve this handcuff key a second time, by again going through his own feces.130 And on January 5, 2004, as Malone was being checked prior to a
¶ 70 Finally, the State presented evidence about a series of October 7, 2004 incidents at the Comanche County Detention Center, to which Malone had been transferred. Officers first noted that Malone was throwing paper out of the “bean hole” of his cell door and that water from his plugged toilet was flowing out underneath the door. Three officers went to his cell, restrained Malone by placing him in handcuffs and leg shackles, and ordered him to sit on a chair outside the cell. As the two other officers began clearing and cleaning the cell, Sergeant Andy Moon stood guard over Malone. Malone twice stood up, after being told to stay seated, and then began coming toward Moon, who sprayed him in the face with “OC,” a chemical intended to impair a person‘s vision and breathing. Malone paused, but then “shook it off” and continued advancing toward Moon, at which time the other officers intervened and were able to take Malone down and get him under control.132
¶ 71 Later that day Benjamen Lehew, jail administrator for the detention center, met with Malone, who was very upset about the privileges Lehew had taken away from him. Malone threatened Lehew, who then ordered that Malone be placed in leg irons and handcuffs. Shortly thereafter Lehew was advised that Malone had handed the leg irons and handcuffs back to a jail officer, after escaping from them and damaging them to the point that they were no longer usable.133 The State also presented evidence that during his initial ten months in jail, Malone managed to fashion various crude weapons, which were discovered in his cell.134
¶ 72 It is probably not surprising that Malone‘s counsel basically conceded that the three aggravating circumstances alleged by the State were met in this case; and we find that this concession was a reasonable strategy.135 That Malone murdered Green in order to “avoid arrest or prosecution” for manufacturing methamphetamine and that Green was, at the time, a “peace officer ... killed while in performance of official duty” were both clearly established by the evidence presented in the first stage of Malone‘s trial. Furthermore, if there was any doubt about whether Malone was a “continuing threat to society” after the first stage, there really wasn‘t much doubt that his jury would reach this conclusion after hearing the State‘s evidence in the second stage. It seems unlikely that Malone‘s jury had much trouble deciding that the mitigating evidence presented at trial (which was quite limited and not particularly powerful) was substantially outweighed by the aggravating circumstances of his case.136
¶ 73 Thus the current case presents this Court with the dilemma of essentially excusing the commission of serious and obvious errors in the presentation of victim impact evidence in a capital trial, by ruling that all of these errors were nevertheless “harmless,” or reversing the death sentence of a defendant who has committed a heinous and undoubtedly “death-eligible” crime, by sending his case back for a second capital sentencing. This Court emphasizes, as we have in the past, that although a defendant‘s crime may make him eligible to receive the death
¶ 74 We conclude that while Malone might have had only a slim chance of avoiding a death sentence in his original trial, the religious and duty-based plea of the victim‘s wife that Malone be shown “no mercy” squelched whatever slim chance he had.139 The numerous other errors committed in connection with the victim impact evidence in this case—including the failure to hold the required hearing on this evidence, the failure to use the required instruction, the presentation of inadmissible hearsay through cards from the victim, and being both too extensive and too focused upon the emotional impact of Green‘s death—further strengthen this Court‘s determination that we cannot make a “harmless beyond a reasonable doubt” finding in the current case.140 This Court notes that the prosecutor‘s final, second-stage closing argument—referring back to the family member requests for the death penalty, urging jurors to feel sympathy for these victims, who were counting on the jury to give the death penalty, and arguing that anything less than a death sentence would be “a travesty“—further enhanced the potential prejudice from Mrs. Green‘s impassioned plea and the other improper victim impact evidence in this case.141
¶ 75 We take no joy in reversing the death sentence in this case, but find that it is our duty to do so. It is the province of the jury, not this Court, to determine whether a death-eligible defendant should actually be sentenced to death; and we conclude that a new jury, which has been properly instructed and before which the State‘s victim impact evidence has been properly circumscribed, should make that determination in the current case.142
¶ 76 Even though we have determined that we must reverse Malone‘s death sentence, we address his other propositions—both because some of these other claims further support our decision that his death sentence must be reversed and to resolve these issues in aid of his resentencing. In Proposition IV, Malone maintains that the “avoid arrest” and “peace officer victim” aggravating circumstances are “duplicative,” thereby unconstitutionally skewing the capital sentencing process in his trial.143 Malone acknowledges that the Tenth Circuit Court of Appeals case upon which he relies, i.e., United States v. McCullah,144 has subsequently been “clarified,”
¶ 77 This Court has taken a similar approach to claims of impermissible “double counting,” by evaluating not whether the separate aggravating circumstances can be established by reliance upon the same evidence, but rather whether the separate aggravating circumstances focus upon different aspects of the defendant‘s crime or character.146 This Court recognizes that the same evidence was relied upon to support the “avoid arrest” and “peace officer victim” aggravating circumstances in Malone‘s case. Yet these two aggravators focus upon different aspects of the crime at issue. The avoid arrest aggravator focuses upon the reason why the victim was killed, based upon the idea that it is particularly wrongful to kill another person in an attempt to avoid being arrested or prosecuted for some other crime; while the “peace officer victim” aggravator focuses upon who was killed, based upon the idea that it is particularly wrongful to kill an on-duty law enforcement officer. While these aggravating circumstances will often be supported by the same or overlapping evidence, they are based upon different aspects of a defendant‘s crime. Thus they are not unconstitutionally duplicative and do not skew the capital weighing process. This claim is rejected accordingly.
¶ 78 In Proposition V, Malone challenges the admission of testimony from two law enforcement officers about whether he is a “security risk,” claiming that this testimony was (1) improper expert opinion testimony, (2) irrelevant to his trial, and (3) unduly prejudicial to the jury‘s sentencing verdict.
¶ 79 Tim King testified that he was the Undersheriff for Cotton County and that he had been Undersheriff for ten years. King testified that as Undersheriff, he had the responsibility of running the Cotton County Jail and that he was used to dealing with inmates. King also testified that on January 5, 2004, he went to the Stephens County Jail to pick up Malone and bring him back to Cotton County. King was preparing to transport Malone, by checking him thoroughly, when King discovered that Malone had a handcuff key in his mouth.147 King and another transporting officer had to wrestle Malone to the ground, and King choked Malone until he passed out and they were able to retrieve the key. At the end of his testimony, King testified that he evaluated people for security risk, and when asked for his evaluation of Malone, King testified, over objection, that he considered Malone “high risk.”
¶ 80 Benjamin Lehew testified that he was the jail administrator for Comanche County, that he had been in this position for two years, and that for the preceding eighteen years, he had been chief of security for the Oklahoma Department of Corrections. Lehew testified about how he was called back to
¶ 81 In Oklahoma, lay opinion testimony must be rationally based upon the witness‘s perception, helpful to the jury, and not based upon “scientific, technical or other specialized knowledge.”151 Expert opinion testimony, on the other hand, is based on “scientific, technical, or other specialized knowledge” and can be provided only by a witness who is “qualified as an expert,” in the field at issue, “by knowledge, skill, experience, training, or education.”152
¶ 82 This Court finds that the security risk evaluations offered by both King and Lehew were proper expert opinion testimony.153 These evaluations were based not merely upon personal interaction with Malone, but on the specialized knowledge and extensive experience that both men possess in the field of jail administration and security.154 Evaluating the potential security risk of individual inmates is a natural and proper part of expertise in this field. Hence the determination by both officers that Malone was a “high” or “very high” security risk was proper expert opinion testimony. And although being a “security risk” and being a “continuing threat of violence” are not equivalent or co-extensive concepts, this security risk testimony was certainly helpful and relevant to the jury‘s determination on the continuing threat aggravator.155 This Court further finds that the challenged testimony was not unfairly prejudicial and that it was properly admitted during the second stage of Malone‘s trial.
¶ 83 In Proposition VI, Malone asserts that Oklahoma‘s “continuing threat” aggravating circumstance is unconstitutionally vague and overbroad, both on its face and as applied by this Court, because it does not sufficiently narrow the class of persons eligible for the
¶ 84 In Proposition VII, Malone challenges numerous items of evidence and areas of testimony admitted during the second stage of his trial to support the continuing threat aggravator. Malone failed to object to any of this evidence at trial; hence we review only for plain error.158 We find no plain error. As defense counsel acknowledged at trial, the State‘s second-stage case presented a picture of Malone as a man whose life was spiraling out of control due to his increasing drug abuse, loss of lawful employment, involvement in methamphetamine production and related criminal activity, and his determination not to be apprehended for his crimes, resorting to violence as needed. All of this evidence, along with his actions while incarcerated after the murder, was certainly relevant to the jury‘s determination of whether Malone posed a “continuing threat” of future violence. Malone‘s complaints about the referenced evidence relate to the weight to be afforded this evidence, not its admissibility. Hence this claim is rejected entirely.
¶ 85 In Proposition VIII, Malone challenges the admission into evidence of a framed portrait of Nik Green, dressed in his highway patrol uniform. This picture was admitted during the second stage, under the authority of
¶ 86 In Payne v. Tennessee,161 the United States Supreme Court ruled that it was not necessarily unconstitutional, in the context of the second stage of a capital trial, to allow the State to put on victim impact evidence to provide the jury a “quick glimpse” of the life of the victim, in order to balance out the vast array of mitigating evidence that the defendant is constitutionally entitled to present.162 This Court notes that a capital defendant is allowed to appear before the jury in “cleaned up” fashion—calm, well-groomed, and dressed in appropriate courtroom attire usually looking quite different than he or she did at the time of the crime.163 We find that in capital cases, in
¶ 87 In Proposition IX, Malone challenges Oklahoma‘s uniform jury instruction defining “mitigating circumstances,” which was included in the second-stage jury instructions used at his trial.164 Malone asserts that this instruction unconstitutionally limits consideration of evidence that may support a sentence less than death, by excluding consideration of evidence about such things as the defendant‘s previous law-abiding lifestyle, loving family, and heroic deeds.165 This Court finds that Oklahoma‘s uniform instruction defining “mitigating circumstances” is broad and open-ended. It specifically notes that “the determination of what circumstances are mitigating” is up to the jury “to resolve under the facts and circumstances of this case” and that individual jurors do not have to agree upon this determination.166 We have previously rejected comparable challenges to the constitutionality of this aggravator.167 We see no reason to depart from these authorities.
¶ 88 In Proposition X, Malone alleges that he received ineffective assistance of counsel in both stages of his trial. In order to establish such a claim, Malone must demonstrate that the performance of his counsel was deficient and unreasonable and that he was prejudiced thereby.168 We take up his challenges to the two stages of his trial separately.
A. First-Stage Ineffective Assistance
¶ 89 Regarding the first stage, Malone asserts that his counsel was ineffective for (1) failing to object to improper cross examination by the prosecutor; (2) introducing otherwise inadmissible evidence of prior bad acts during Malone‘s direct testimony; (3) failing to have Dr. Smith actually meet with Malone until midway through the first stage; and (4) failing to object to the voluntary intoxication jury instructions. In order to establish prejudice in these first-stage claims, Malone must demonstrate that there is a “reasonable probability that, but for counsel‘s unprofessional errors, the result of the proceeding would have been different.”169
¶ 90 Malone‘s allegation regarding improper cross examination is resolved within Proposition II. Since the cross examinations were largely unobjectionable, defense counsel‘s failure to object was not deficient performance, nor was Malone prejudiced thereby. Regarding Malone‘s complaint that his counsel opened the door to otherwise inadmissible testimony (in the first stage) about a domestic incident with his wife and a fight he got into at a party, the record suggests that this strategy may have been reasonable, and we are convinced that Malone was not prejudiced thereby.170 There is not
¶ 91 Malone characterizes his second claim as a “lack of preparation” allegation; yet the only tenable example of ineffective assistance in this regard is defense counsel‘s failure to meet with Malone‘s expert witness, Dr. Smith, until midway through the first stage of his trial.171 This Court does not hesitate to conclude that it is unreasonable and deficient performance for attorneys who are defending a case in which the only plausible defense to first-degree murder involves drug use that impaired the defendant‘s mental processes—where the fact that the defendant killed the victim is established by overwhelming evidence—to fail to arrange a meeting between the defendant and his chosen expert until the defendant‘s murder trial is well underway. This certainly does not exemplify diligent trial preparation; and the resulting mid-trial switch of defense theory made the State‘s task of discrediting Malone‘s expert witness that much easier.172
¶ 92 Once again, however, Malone cannot show prejudice, since he cannot demonstrate a reasonable probability that his jury would have rejected the murder charge against him if he had met with Smith earlier. Malone argues that if his attorneys “had not waited until the middle of trial to have their client evaluated by their expert, the true facts of Appellant‘s memory of events would have come out much sooner.”173 Yet the “true facts” of Malone‘s memory did come out at trial—just as Malone‘s memory of what occurred came out the day of the murder, when he accurately described to his friends what happened and what he did. In the current case, it would not have mattered how defense counsel attempted to “contextualize” Malone‘s mental state. The State‘s evidence that Malone willfully, knowingly, and deliberately shot Trooper Green, with the intent to kill him, was simply too compelling. Hence even though counsel‘s failure to arrange a timely (pre-trial) meeting between Malone and his intended expert made impeachment of this witness that much easier for the State, the result of the first stage of Malone‘s trial was not affected thereby. Malone would still have been convicted of the first-degree murder of Green.
¶ 93 Regarding the voluntary intoxication jury instructions, this Court has thoroughly addressed this issue in Proposition I; and the failure of defense counsel to ensure that Malone‘s jury was accurately and compre-
B. Second-Stage Ineffective Assistance
¶ 94 Regarding the second stage of his trial, Malone initially argues that his counsel was ineffective in relation to three claims developed elsewhere in his brief, i.e., failing to object to improper victim impact evidence (Proposition III), a live photograph of the victim (Proposition VIII), and the State‘s improper second-stage closing argument (Proposition XI). This Court fully addressed Malone‘s victim impact challenges in Proposition III. Based upon this analysis, we further conclude that defense counsel‘s performance in regard to the victim impact evidence presented in this case was both deficient and unreasonable and that Malone was prejudiced thereby. Just as we could not confidently conclude that the presentation of this improper victim impact evidence, particularly Mrs. Green‘s sentencing plea, was harmless, we find that the inclusion of this evidence does undermine our confidence in the death penalty verdict in this case. Regarding the live photograph, our rejection of Malone‘s Proposition VIII claim compels our rejection of this derivative claim. And regarding the State‘s final closing argument, we will address Malone‘s ineffective assistance claim after addressing this argument in Proposition XI.
¶ 95 Malone also raises three independent second-stage ineffective assistance claims: (1) failure to “marshal the evidence” with a strong closing argument; (2) failure to utilize available expert testimony to counter the State‘s “continuing threat” evidence; and (3) failure to adequately investigate and present available mitigating evidence. On July 10, 2006, Malone filed an Application for Evidentiary Hearing on Sixth Amendment Claims, seeking an evidentiary hearing and the opportunity to supplement the record with new evidence in support of his second and third claims herein. We have reviewed this Application and the attached affidavits.
¶ 96 Malone challenges numerous aspects of defense counsel‘s second-stage closing argument and suggests various ways it could have been better. He notes that defense counsel began by conceding the aggravators.174 In fact, defense counsel also began his opening statement in this stage of the trial by conceding the applicability of at least some of the aggravators.175 This Court finds counsel‘s strategic decision not to contest the “avoid arrest” and “peace officer victim” ag-
¶ 97 Whether defense counsel ever really “concedes” the continuing threat aggravator is unclear, since his closing argument reference to it seems more to indicate that this aggravator does not really “matter in the greater scheme of things.”177 It is clear, however, that defense counsel never argues that this aggravator does not apply. Malone suggests a number of ways that defense counsel could have contested this aggravator and challenged the evidence presented by the State in support of it. This Court does not think such arguments would have been helpful, in light of the vast amount of evidence presented by the State to support this aggravator.178 We do agree, however, that defense counsel‘s second-stage remarks to Malone‘s jury were brief, tepid, reserved, and virtually resigned.179 The most emotional part of defense counsel‘s closing remarks was when he recounted Malone‘s “downward spiral into the abyss,” after he got addicted to methamphetamine in 2002—a disturbing story that the State had already effectively conveyed to the jury.180 And although counsel concluded by attempting to reassure the jury that Malone would never be out of prison, he failed to provide the jury with any significant reason to spare Malone‘s life and failed even to directly ask the jury to do so.181
¶ 98 We do not question the reasonableness of defense counsel‘s overall second-stage strategy of attempting to get the jury to look beyond Trooper Green‘s murder and the other “bad acts” committed by Malone in the time period surrounding the murder, to consider the potential value of Malone‘s life as a whole, and in particular, his life before methamphetamine. This strategy was evident in his opening statement, his closing argument, and in his questioning of the two witnesses he presented. And it was a very reasonable strategy. The problem, as outlined further below, is that the mitigating evidence discovered and presented by defense counsel at trial about Malone‘s life “pre-meth” was very limited and not particularly noteworthy or compelling.
¶ 99 Before moving to consider Malone‘s claim that his counsel did not adequately discover and present available mitigating evidence, we briefly address his claim that his counsel failed to utilize available expert testimony to counter the State‘s “continuing threat” evidence. Malone maintains that his counsel should have presented statistical evidence to counter the State‘s evidence about his future dangerousness. Support for this claim is contained within Claim Two of Malone‘s Application for Evidentiary Hearing (“Application“) and the Exhibit X documents attached thereto.182
¶ 101 Malone‘s final claim of second-stage ineffective assistance is that defense counsel failed to adequately investigate and present available mitigating evidence. Support for this claim is contained within Claim One of Malone‘s Application for Evidentiary Hearing and Exhibits A through W and Y, attached thereto. This application is governed by Rule 3.11(B)(3)(b) of this Court‘s Rules, which deals specifically with evidentiary hearing requests based upon a claim of ineffective assistance for failure to adequately investigate and develop evidence.185 Under this Rule, Malone is entitled to an evidentiary hearing only if his application and attached affidavits “contain sufficient information to show this Court by clear and convincing evidence there is a strong possibility trial counsel was ineffective for failing to utilize or identify the complained-of evidence.”186
¶ 102 Both the Supreme Court and this Court have recognized the importance and potential impact of mitigating evidence in the sentencing stage of a capital trial.187 Evidence about a capital defendant‘s background and life prior to his crime can affect the jury‘s determination of whether the aggravating circumstances outweigh the mitigating circumstances in the case, as well as its decision about whether to impose the death penalty on a defendant who is “death-eligible.”188 Hence both the Supreme Court and this Court have reversed capital sentences based upon trial counsel‘s failure to develop and present available mitigating evidence.189
¶ 103 The crucial importance of mitigating evidence during the second stage of a capital trial imposes upon capital defense counsel a corresponding duty to investigate a defendant‘s background and develop potential mitigating evidence.190 While this obligation is not unlimited, and an attorney is entitled to make reasonable strategic decisions about which leads to investigate and how far to pursue them, strategic decisions made after an incomplete investigation are evaluated according to the reasonableness of the attorney‘s decision to limit the investigation, under all the circumstances of the case.191 Although defense counsel is entitled to make strategic decisions about what mitigating evidence to focus upon, decisions made without adequate investigation of potential mitigating evidence cannot be justified by merely invoking the mantra of “strategy.”192
¶ 104 The affidavits attached to Malone‘s Application suggest that his trial attorneys chose to present a very limited mitigation case—just Malone‘s one sister (Tammy Sturdevant) and his wife (Colleen Malone)—without fully investigating what other mitigation evidence and witnesses were available.193 And according to the affidavit of Sturdevant, she barely met with Malone‘s counsel and was not given adequate time to consider or prepare for her second-stage testimony.194 Similarly, an affidavit from Malone‘s maternal aunt states that she talked to an investigator for his attorneys the summer after the crime and that she made a list for him of people who knew Malone. She told the investigator that she did not know the names of the men Malone worked with at the fire department, but that the fire captain could provide those names.195 Yet of the nine coworker affidavits attached to Malone‘s Application, eight state that the affiant was not contacted by defense counsel and that the affiant would have testified for Malone if asked to do so.196 And retired firefighter
Dewayne Kaspereit indicates that he actually called Malone‘s trial attorney to offer to testify, but that the attorney never returned his call.197 Malone‘s ex-wife, Beth Malone, also states that she was never contacted, but that she would have testified if asked to do so.198 And ten other affidavits attached to Malone‘s Application, from friends and family members, including his two other sisters, also state that these affiants would have testified if they had been asked to do so.199 In fact Malone‘s other sisters, who are twins and who were mentioned at his trial, apparently attended the entire trial, just in case they were needed, but defense counsel never spoke to them.200
¶ 105 The affidavits attached to Malone‘s Application strongly suggest that his attorneys unreasonably limited their investigation into the potential mitigating evidence in his case and that they did not conduct a thor
¶ 106 The affidavits offered by Malone suggest that there exists a significant amount of powerful, varied, unbiased, and potentially result-altering mitigating evidence that could have been discovered and presented at his trial. Former co-workers of Malone describe him as follows. “He was very caring to the patients,” particularly “elderly patients,” who “loved Rick.”205 “Rick was a caring person and a dedicated person—always,” and he treated all his patients “with the utmost respect.”206 “Rick had one of the best bedside manners I have ever seen” and “always treated the people real nice.”207 He was “a skilled paramedic,” who did “[w]hatever needed to be done or was asked of him.”208 He was “a good guy,” and what happened was “way out of character“; “[e]veryone at the fire department said if anything happened to you, we sure wish Rick would be the one to answer the emergency call and be the one to work on you.”209 “[Y]ou couldn‘t ask for a nicer person“; Rick “treated everybody well,” “worked all the time [and] was burning the candle at both ends.”210 He was “a good guy,” who “knew what he was doing” and “worked all the time to take care of his kids.”211 Malone was “a good man” and “a faithful husband.”212 One nurse, who worked in the emergency room and knew Malone from his work in the ambulance service, described him as “the young, strong and energetic one in the group,” who “never hesitated to make himself available if needed.”213
¶ 108 Perhaps the most surprising affidavit offered by Malone with his Application is that of his ex-wife, Beth Malone. Despite the negative information about their marriage that came out at trial, Beth offers a substantial and very positive portrayal of her ex-husband, whom she “never stopped loving.”218 She describes their early relationship and how they married in May of 1992.219 Malone then adopted her three children: eight-year-old Randy, five-year-old Amanda, and the youngest, who was two, and who they renamed Ricky Bradford Malone, after his new father. She states that Malone started going to EMT school to be a paramedic and encouraged her to do the same. Malone then encouraged her to go to college and get her R.N., which she did.220 Beth describes how they would alternate 24-hour shifts, “so that one of us could always be home with the children,” and how Malone helped the kids with their homework.221 Malone‘s role as a father to these children was never even mentioned at his trial.222
¶ 109 Beth Malone admits that she got involved with a firefighter who worked with Malone and that she started seeing him publicly while she was still married to Malone. Beth addresses the “domestic incident” and states that it arose from an argument about Malone‘s jealousy regarding this other firefighter. While Beth‘s depiction of what hap
¶ 110 Beth Malone was also a former co-worker of Malone‘s, since they both worked as paramedics for the same ambulance service. In this regard, Beth attests to an incident involving an elderly woman who was choking. When Malone heard on the radio that Beth and her partner were having trouble helping the woman, he came to the scene to help, administered the Heimlich maneuver, dislodged the meat in the woman‘s throat, “and saved her life.”226 Other witnesses offer similar testimony about Malone helping people and even saving lives.227 Cathy Lehew states that she “would have liked to ask the jury to take into consideration all the lives Rick saved and the sacrifices he made being called out in the middle of the night and taking care of people at some of the worst points in their lives.”228 Reese Marshall adds, “I know that Rick took a life while under the influence of a horrible mind-altering drug, but in his short lifetime, Rick [also] saved and cared for many lives.”229
¶ 111 This Court has focused mostly upon the affidavits of Malone‘s former co-workers, since these persons may well have had the most potential as mitigation witnesses in the current case. A number of affidavits note the prominence of partying and drug use within Malone‘s family and that his family was not necessarily a very good influence on his life.230 Nevertheless, Malone‘s twin sisters and other relatives could have provided valuable information about his early life and positive character traits.231 They also could have provided specific examples of how using methamphetamine changed his personality entirely.232
¶ 113 This Court finds that Malone has presented a significant amount of evidence strongly suggesting that the investigation of his trial counsel into potential mitigating evidence was unreasonable and deficient. We recognize, however, that the current state of the record does not contain any direct evidence from Malone‘s trial attorneys about what they did, how much they did, why they made the choices they did, etc. An evidentiary hearing would allow a more direct investigation of this question—though it appears unnecessary in the current case, for the reasons discussed below. This Court further finds that Malone has presented a vast amount of potentially mitigating evidence from a wide range of sources and that such evidence could have been very helpful in “humanizing” Malone.237
¶ 114 The State did a thorough job at trial of depicting Malone as a monster; and the facts of this crime, as well as other actions by Malone in the time period surrounding this murder, provided ample material to work with in this regard. Nevertheless, Malone
¶ 115 This Court concludes that Malone‘s Application for Evidentiary Hearing and the attached affidavits do contain sufficient information to show, by clear and convincing evidence, that there is a strong possibility Malone‘s trial counsel was ineffective for failing to identify or utilize the proffered evidence.241 Hence Malone has demonstrated that he is entitled to an evidentiary hearing on Claim One of his Application. In the current case, however, this Court need not grant such an evidentiary hearing, and this claim is rendered moot, since we can and do choose instead to grant Malone sentencing relief on the claims raised in Proposition III, as well as the other errors discussed herein. We further find that Malone has established that his counsel was constitutionally ineffective due to his failures in connection with the victim impact evidence presented in his case, and that Malone has made a strong case that his counsel was constitutionally ineffective in regard to the second stage of his trial as a whole, for failing to argue vigorously that Malone‘s life should be spared and, more importantly, for failing to discover and present to his jury available and emotionally significant evidence that Malone‘s life was worth sparing—because of the kind of person he once was, if for no other reason.
¶ 116 In Proposition XI, Malone argues that the cumulative effect of the prejudicial errors committed in the second stage of his trial, combined with improper prosecutorial argument in the State‘s final closing remarks, together produced a situation where the jury‘s decision to sentence him to death was influenced by passion, prejudice, and other arbitrary factors.242 Malone notes that
¶ 117 If there was any uncertainty that the prosecutor was referring to Trooper Green‘s family and also Green himself, it was erased by his final second-stage closing argument. The prosecutor addressed the jurors directly about how each of them would be “marked by this case in some way or the other,” but also noted, “You‘ll walk out of here probably later today and you‘ll go on with your lives.” He contrasted this ability of jurors to walk away and move on with the plight of others, who “will not have that option.” He continued as follows:
I pray that you‘re never involved in a case from the standpoint of losing a family member or being a victim. You can‘t imagine what it‘s like to go through. You can‘t take the law into your own hands as much as [you] may want. You cannot take the law into your own hands. Everything that‘s been done in this case has been done for you. The victims—they have to rely on the investigators. They got to hope investigators they‘ve never met, don‘t know anything about—they‘ve got to hope those investigators can get enough information, enough evidence to satisfy twelve people so that some day justice can be done.
They‘ve got to let their loved ones go to Oklahoma City where a doctor opens them up, checks organs so that that doctor someday can testify to a panel of twelve people that they‘re certain that the cause of death is a gunshot to the back of the head.
You can‘t hire your own attorney to prosecute these cases. You got to rely on a prosecutor that you‘ve never met before. You hope they‘ve got the time and the fortitude to try the case like it ought to be.
But you know the hardest part if you‘re the victim? The hardest part is right now. Twelve people that didn‘t know Nikky, twelve people that don‘t know anything about them other than seeing them on the stand for 15, 20 minutes—is going to decide—make a decision on the person that took Nikky Green‘s life. Each of those people—and it was difficult. Difficult to take that stand and say the things they had to say. But something that‘s very important: The law says that we have the right to consider the wishes of the family. Each of those people asked you for the death penalty, and it‘s appropriate. If you‘re ever going to set on a case where the death penalty is warranted, you‘re setting on it right now.
When you go back there to deliberate, there‘s some strengths on this jury for the death penalty. There‘s going to be some people, probably, that may have some reservations. Work with them, talk with them; spend some time with them. We‘ve been 15 months waiting on this verdict; if it takes an hour, a day, a week, work with those that may not want the ultimate punishment. This case cries out for it. Anything less would be a travesty.
The prosecutor returned to this same theme again as he began wrapping up his final remarks.244
¶ 118 The prosecutor concluded by returning to the theme that the case was about more than Malone; it was about Trooper Nik
And I‘d like you to think about this when you go back there—and we heard this from Colleen. This man has human contact. He has known human contact since early morning of December 22nd [sic]. He‘s got to visit with his wife. He‘s got to determine how his kids are doing. He‘s been able to determine what‘s happening in the world.
Nik Green has had none of that since shortly before 7 that morning. Nik Green will never know human contact again. Nik Green will never read a magazine, a paper. He‘ll never talk with his wife. He‘ll never see his kids grow up. He‘ll never know how they turn out in life.
The death penalty. This case cries out for it. You, the strengths on this jury, bring it back.
I thank you.
Malone‘s jury was then released to begin its deliberations. The jurors returned two hours later, bringing with them the death penalty verdict for which Mrs. Green and the prosecutor had so powerfully “begged” and “prayed.”
¶ 119 Although Malone quotes and challenges these prosecutorial arguments, Proposition XI is not set up as a separate, second-stage prosecutorial misconduct claim.245 Rather, Malone argues that this Court should consider the State‘s “egregious misconduct during second stage closing arguments,” in conjunction with the numerous other errors committed in connection with the second stage of Malone‘s case, and conclude that “[t]he confluence of these factors rendered the verdict of death arbitrary and capricious.” Hence this Court declines to narrowly parse these remarks against the backdrop of our extensive prosecutorial misconduct jurisprudence. Instead, we simply conclude that the prosecutor‘s remarks were egregiously improper and unfairly prejudicial to Malone and that they clearly invited passion, prejudice, and arbitrariness into the jury‘s sentencing determination in this case.246
¶ 120 It was improper for the prosecutor to so blatantly suggest that Malone‘s jurors should sentence him to death because the family member victims were counting on them to do so. It was improper to so directly and profusely appeal to sympathy for the family member victims. And it was highly improper to seek this sympathy based not only upon the loss of Green, but also by invoking the powerlessness, the indignities, and the depersonalization that the American system of trial by jury imposes upon all crime victims and their surviving families.247 It was likewise improper to imply that Malone‘s family members should be compensated for their fifteen-month endurance of this painful process by a death penalty verdict from the jury, and that “[a]nything less would be a travesty.” And the prosecutor‘s comparison of Malone‘s situation (of limited but continuing “human contact“) with that of his dead victim (who “will never know human contact again“) is yet another version of the infamous, but ever-popular, “three hots and a cot” argument that this Court has so strenuously, but unsuccessfully, sought to eliminate from the Oklahoma prosecutorial repertoire of favorite, death-seeking, closing argument incantations.248
¶ 121 Hence the prosecutor‘s improper remarks within his second-stage closing argument further strengthen and confirm this
¶ 122 In Proposition XIII, Malone raises an additional cumulative error claim, this time regarding both stages of his trial. This Court has found first-stage error regarding only one issue, namely, Malone‘s Proposition I challenge to the intoxication jury instructions in his case. Hence this Court‘s conclusion that the errors discussed in Proposition I were harmless beyond a reasonable doubt resolves Malone‘s first-stage cumulative error claim as well. Regarding the second stage, this Court has already found that Malone‘s death sentence must be reversed and that this case should be sent back to the district court for resentencing—thereby rendering moot this second-stage cumulative error claim.
DECISION
¶ 123 For the reasons discussed in this opinion, the CONVICTION of Malone for the first-degree murder of Trooper Nik Green is AFFIRMED. Malone‘s DEATH SENTENCE, however, is REVERSED, and this case is REMANDED to the District Court FOR RESENTENCING.250 Pursuant to Rule 3.15, Rules of the Oklahoma Court of Criminal Appeals, Title 22, Ch. 18, App. (2006), the MANDATE is ORDERED issued upon the delivery and filing of this decision.
C. JOHNSON, V.P.J. and A. JOHNSON, J.: concur.
LUMPKIN, P.J. and LEWIS, J.: concur in part/dissent in part.
LUMPKIN, Presiding Judge: Concur in Part/Dissent in Part.
¶ 1 I concur in affirming the conviction but dissent to reversing the sentence and remanding the case for resentencing for the following reasons.
¶ 2 In Appellant‘s first proposition of error, he argues he was denied his right to a fair trial because the jury instructions on the defense of voluntary intoxication did not state the applicable law. Specifically, he asserts Instruction No. 38 improperly referenced “mens rea” instead of setting forth the specific criminal intent for first degree murder, and that other jury instructions did not cure any error. The majority‘s reliance on Coddington v. State is misplaced as the issue in that case was whether trial court limitations on the testimony of the defense expert deprived the defendant of his constitutional rights to present a defense and confront the State‘s evidence. This Court found that even without the expert‘s opinion on the effects of cocaine intoxication, the defense raised sufficient evidence for the trial court to instruct the jury on his defense of voluntary intoxication.
¶ 3 Further, I disagree with the majority‘s need to restate the legal standard used to determine when an instruction on voluntary intoxication is warranted. Our prior case law is not inconsistent and ¶ 8 unnecessarily confuses the issue. Whether the standard is stated as “sufficient evidence to raise a reasonable doubt as to the defendant‘s ability to form the requisite criminal intent“, see Taylor v. State, 2000 OK CR 6, ¶ 19, 998 P.2d 1225, 1230; Crawford v. State, 1992 OK CR 62, ¶ 53, 840 P.2d 627, 638, or as “sufficient, prima facie evidence [] which meets the legal criteria for the defense of voluntary intoxication“, Jackson v. State, 1998 OK CR 39, ¶ 65, 964 P.2d 875, 892 (per curiam), the requirement is the same.1 It is not enough for the defense to present evidence of intoxication, the defense must present prima facie evidence that the defendant was so utterly intoxicated at the time of the crime that his mental powers were overcome, rendering it impossible for him to form the specific criminal intent or special mental element of the crime.
¶ 4 While I don‘t fully agree with the majority‘s analysis of the jury instructions, I do agree that any error was harmless beyond a reasonable doubt. It seems that the majority‘s admission that no reasonable juror could have concluded that Appellant was so utterly intoxicated at the time of the crime that his mental powers were overcome, rendering it impossible for him form the specific criminal intent or that he did not intend to kill the victim is tantamount to saying that even a “bare prima facie” case was not established, in which case Appellant would not have been entitled to the instructions he now finds erroneous.
¶ 5 As for the victim impact evidence, I agree that the trial court erred in failing to hold a hearing to determine the admissibility of the evidence, pursuant to Cargle, and that trial court and counsel alike failed in their responsibility to review the victim impact evidence and determine its admissibility prior to the second stage. If a hearing had been held, hopefully it would have prevented the overly emotional victim impact evidence from being presented. However, I find any errors in the admission of the victim impact testimony harmless beyond a reasonable doubt. Evidence of Appellant‘s cold-blooded execution of Trooper Green, as seen on the Dashcam video, when viewed in conjunction with the evidence in aggravation of Appellant‘s prior assaults and attempts to escape, show that no reasonable juror would have chosen any punishment other than death. To say that the death sentence in this case was improperly influenced by the victim impact evidence is to turn a blind eye to the other legally admitted evidence. I find the majority is overly generous in giving Appellant another chance to find one juror who will save him from the death penalty.
¶ 6 Further, I find nothing inappropriate about references in victim impact evidence to God and the Bible. It seems as though courts have become overly phobic of any references to God or the Bible. When we review the works of great American orators and trial lawyers such as Abraham Lincoln, William Jennings Bryan and even the agnostic Clarence Darrow, we find quotations from the Bible and references to God. It is hard to determine exactly when such comments became anathemas, but there is certainly no basis in history for such an approach. It is interesting to note the majority finds such references too emotional when included in victim impact evidence or made by the State. However, defense counsel is criticized for not being emotional enough and no objection is raised to his closing arguments calling on the name of God to save his client. The majority‘s standard for determining what comments are appropriate or inappropriate seems inconsistent.
¶ 7 As for the claims of ineffective assistance of counsel, it is not the role of this Court to dictate when the defendant and his chosen expert witness must meet, nor is it the proper role of this Court to find it per se unreasonable if the meeting has not occurred prior to trial. Each case has its own unique facts and circumstances. While it may be unreasonable in one case for the expert to fail to meet with the defendant before trial, in another trial it might not be unreasonable. In this case, I do not find it indicative of ineffective assistance of counsel.
¶ 8 Further, I do not find counsel‘s failure to investigate further and present additional mitigation witnesses ineffective. Most capi
¶ 9 Additionally, the prosecutor‘s second stage closing argument was not improper. The comments were based on the evidence and inferences therefrom. The majority‘s condemnation of the argument is merely another attempt to sanitize the defendant but dehumanize the victim.
¶ 10 I find the death sentence in this case was the result of the jury‘s thorough consideration and evaluation of the evidence, and that decision was not improperly influenced by victim impact evidence or prosecutorial comments. The facts of this case—the cold-blooded execution of a Highway Patrolman, begging for his life—and not the testimony of a family member, have dictated the result. For all of the above reasons, I would affirm the conviction and the death sentence.
LEWIS, Judge, Concur in Part/Dissent in Part.
¶ 1 I concur in affirming Appellant‘s conviction but dissent to reversing the death sentence. The victim impact testimony in this case was powerful, but it was properly admitted and any error in its admission is harmless beyond a reasonable doubt.
¶ 2 The majority correctly finds that trial counsel rendered deficient performance in failing to investigate mitigation evidence. Considering this omitted mitigation evidence in light of the aggravating circumstances, I see no reasonable probability of a different outcome at trial, and thus no violation of the right to effective assistance of counsel. I would affirm the death sentence.
In the Matter of the ESTATE OF Luther Elmer NELSON, Deceased. Michael Elmer Nelson, Appellant, v. Deborah L. Billings, Personal Representative of the Estate of Luther Elmer Nelson, Appellee. No. 103,816. Court of Civil Appeals of Oklahoma, Division No. 4. April 11, 2007. Rehearing Denied Aug. 31, 2007.Notes
OUJI-CR(2d), Supp.2005, 8-36.The crime of [Crime Charged in Information/Indictment] has as an element the specific criminal intent of [Specify Specific Mens Rea]. A person in entitled to the defense of voluntary intoxication if that person was incapable of forming the specific criminal intent because of his/her intoxication.
Except for the two missing commas (noted by brackets), this instruction accurately tracks OUJI-CR(2d) Supp.1997, 8-38, which was in effect at the time. This instruction was modified in 2005 to delete a potential reference to the term “special mental element” in the first sentence, which was not used in Malone‘s case anyway. See OUJI-CR(2d) Supp.2005, 8-38.It is the burden of the State to prove beyond a reasonable doubt that the defendant formed the specific criminal intent of the crime of murder in the first degree. If you find that the State has failed to sustain that burden, by reason of the intoxication of Ricky Ray Malone[,] then Ricky Ray Malone must be found not guilty of murder in the first degree. You may find Ricky Ray Malone guilty of murder in the second degree if the State has proved beyond a reasonable doubt each element of the crime of murder in the second degree.
We would submit to you that Mr. Malone was so intoxicated on methamphetamine and Lortab that he did not and could not have physically formed the thought, whether that be a second before, an hour before, or a day before, to kill Trooper Nik Green. He did not have the ability to do that because he was smoking meth every hour on the hour, and taking 40-some Lortab a day. He could not do that. And we would request that you find in our favor.
Since the U.S. Supreme Court‘s 1976 decision in Woodson v. North Carolina, 428 U.S. 280, 96 S.Ct. 2978, 49 L.Ed.2d 944 (1976), it has been a guiding principle of death penalty law in this country that the decision about whether or not a person convicted of first-degree murder should be sentenced to death should be based upon an individualized consideration of the defendant‘s crime and his or her character/background. Justice Stewart‘s plurality opinion in Woodson asserted: “[T]he fundamental respect for humanity underlying the Eighth Amendment requires consideration of the character and record of the individual offender and the circumstances of the particular offense as a constitutionally indispensable part of the process of inflicting the penalty of death.” Id. at 304, 96 S.Ct. at 2991 (internal citation omitted). This has been a bedrock principle of capital jurisprudence in this country ever since. See, e.g., Lockett v. Ohio, 438 U.S. 586, 603-604, 98 S.Ct. 2954, 2964-65, 57 L.Ed.2d 973 (1978) (quoting and relying upon Woodson to conclude that capital defendant must be allowed to present virtually any evidence relating to crime committed and defendant‘s character/background); see also Roberts v. Louisiana, 431 U.S. 633, 636, 97 S.Ct. 1993, 1995, 52 L.Ed.2d 637 (1977) (per curiam) (quoting Woodson); Eddings v. Oklahoma, 455 U.S. 104, 112, 102 S.Ct. 869, 875, 71 L.Ed.2d 1 (1982) (same); Enmund v. Florida, 458 U.S. 782, 798, 102 S.Ct. 3368, 3377, 73 L.Ed.2d 1140 (1982) (same); Blystone v. Pennsylvania, 494 U.S. 299, 304, 110 S.Ct. 1078, 1082, 108 L.Ed.2d 255 (1990) (same); Tuilaepa v. California, 512 U.S. 967, 976, 114 S.Ct. 2630, 2637, 129 L.Ed.2d 750 (1994) (same).
Yet the recommendations of grieving victim‘s family members about whether or not they want the defendant to be sentenced to death is totally irrelevant to the jury‘s individualized evaluation of the defendant and the crime. And such sentencing recommendations are also not justified by the logic of Payne, which allows the jury to find out some basic information about the victim whose life was taken. Such recommendations do reveal something about the feelings and moral sensibilities of the persons left behind; yet this information is simply not relevant to the jury‘s capital sentencing decision in our system. Furthermore, in my view, this evidence is simply too powerful—bringing with it the very real potential of “swamping” all the other factors and considerations that a capital jury is required to evaluate within its sentencing determination.
It should be noted that this view, i.e., that capital sentencing recommendations by victim family members remain unconstitutional post-Payne, is also the view of the Tenth Circuit Court of Appeals and the highest courts of numerous States that allow the death penalty, as well as other appellate courts that have examined the issue. See, e.g., Hain v. Gibson, 287 F.3d 1224, 1238-39 (10th Cir.2002); Fryer v. State, 68 S.W.3d 628, 630 (Tex.Crim.App.2002); Ware v. State, 360 Md. 650, 759 A.2d 764, 783 (2000); People v. Harris, 182 Ill.2d 114, 230 Ill.Dec. 957, 695 N.E.2d 447, 467 (1998); Farina v. State, 680 So.2d 392, 399 (Fla.1996); State v. Muhammad, 145 N.J. 23, 678 A.2d 164, 172 (1996); State v. Taylor, 669 So.2d 364, 370 (La.1996); State v. Pirtle, 127 Wash.2d 628, 904 P.2d 245, 269 (1995); State v. Hoffman, 123 Idaho 638, 851 P.2d 934, 941 (1993); Ex parte McWilliams, 640 So.2d 1015, 1017 (Ala.1993); Parker v. Bowersox, 188 F.3d 923, 931 (8th Cir.1999).
We‘ve had a lot of fun and good times together. I have a special feeling of closeness to you, although I don‘t see or talk to you each day. I occasionally thought of you when you were little as a pest [indicating], but I certainly did and continue to truly love you. I look back on all of it and love that I was and I am blessed [indicating] to have you as my little sis. Happy birthday. Brother (Nik)
1995 OK CR 77, ¶ 69, 909 P.2d at 826 (quoting Payne, 501 U.S. at 825, 111 S.Ct. at 2608); see also Conover, 1997 OK CR 6, ¶ 64, 933 P.2d at 920 (finding that improper victim impact evi-[V]ictim impact evidence is permissible because “the State has a legitimate interest in counteracting the mitigating evidence which the defendant is entitled to put in, by reminding the sentencer that just as the murderer should be considered as an individual, so too the victim is an individual whose death represents a unique loss to society and in particular to his family.”
Id. at ¶ 75, 909 P.2d at 828.Mitigating evidence offers the factfinder a glimpse of why a defendant is unique and deserves to live; victim impact evidence should be restricted to those unique characteristics which define the individual who has died, the contemporaneous and prospective circumstances surrounding that death, and how those circumstances have financially, emotionally, psychologically, and physically impacted on members of the victim‘s immediate family.
The fact that Malone‘s testimony was unreasonable and unbelievable does not mean that his counsel‘s attempt to develop a broader case theory around this testimony was unreasonable.Q. Had you known it was a highway patrol trooper what would you have done?
A. I would have submitted.
Q. Which you did every other time you were confronted with law enforcement.
A. Yes.
This is the last time that anyone will speak for Ricky Malone. In essence, I am the last voice on his behalf, which is, quite frankly, a pretty heavy burden to bear.
I‘m going to come to you and ask you, unlike Mr. Schulte, to consider something less than death. You have already, by your verdict on Tuesday, in—found that my client has committed murder and that the murder was premeditated.
And let‘s just cut to the chase: With those aggravating circumstances there‘s no question—I mean, your verdict said that he killed a highway patrolman in the performance of his duty. That is a given. I‘m not going to stand here and argue that that aggravator isn‘t present. I‘m not going to stand here and argue that the second one of murder to prevent arrest or prosecution isn‘t present. Of course it is. There isn‘t any question. You could check that now.
But there‘s more to this case than that. There is more to this case than just the fact that there are at least two—I mean, the third aggravator—what does it matter in the greater scheme of things so far as the legal ramifications go?
Ladies and gentlemen of the jury, this—this phase of the case is obviously the hardest. The issue is what kind of penalty you‘re going to assess against Rick Malone.
Obviously, you have, by your verdict, found that he is guilty. Obviously, the aggravating circumstances that are necessary to assess the death penalty by your verdict have been—have been found. So the only issue in this case is Ricky Malone and the only issue is what kind of punishment will you assess.
See Affidavit of Tammy Sturdevant, Exhibit W.Right before I testified for the Defense, Mr. Gutteridge told me to tell him about my brother and our childhood. He said to just tell the good points about my brother from childhood to the day this happened. I didn‘t have time to think about it and get myself together. Mr. Gutteridge spent about 10 to 15 minutes with me each time he talked to me.
