In
Mallon v. State,
Mallon contends that his trial counsel was ineffective in (1) failing to advise him of his right to a jury trial, (2) admitting his guilt as to the terroristic threats and battery charges without adequate consent to do so, and (3) failing to prepare witnesses and failing to prepare for sentencing. Mallon also claims ineffective assistance of appellate counsel in his previous appeal.
A convicted defendant’s claim that counsel’s assistance was so defective as to require reversal of a conviction ... has two components. First, the defendant must show that counsel’s performance was deficient. This requires showing that counsel made errors so serious that counsel was not functioning as the “counsel” guaranteed the defendant by the Sixth Amendment. Second, the defendant must show that the deficient performance prejudiced the defense.
Strickland v. Washington,
1. Mallon contends that his trial counsel failed to advise him of his rights to a jury trial, and that trial counsel’s failure to do so was ineffective assistance and affected the outcome of the case. 1 We disagree.
Mallon waived his right to a jury trial by signing the indictment forms with the written provision that the defendant “waives intervention by the jury.” Mallon claims that his trial counsel did nothing more to explain the benefits of a jury trial. However, at the hearing to determine if Mallon received ineffective assistance of counsel, Mallon’s trial counsel testified that he met with Mallon alone, and then with both Mallon and Mallon’s father, before the trial. Trial counsel told Mallon that in his opinion, based on the “not pleasant” photographs of the victim’s injuries, the trial court “would [be] a less impassioned arbiter or judge of the case than a jury would.” According to trial counsel, Mallon “seemed to grasp” his advice.
Mallon contends that because of his mental illness, a reasonable attorney would have gone to much greater lengths to ensure that Mallon understood the rights he was giving up by choosing a bench trial. Mallon was diagnosed as manic depressive and was institutionalized after his arrest and before trial. According to trial counsel, he explained to Mallon that a jury was likely to convict him on all counts, and that a judge was more likely to understand the technical issues in the case. Trial counsel explained this to Mallon both before and after Mallon began treatment for his mental illness. As we noted above, trial counsel also gave advice to both Mallon and Mallon’s father and testified that “I wanted his daddy to be there so he could understand it if Danny had questions that he couldn’t ask me he could ask his daddy.” Based on the foregoing, we cannot say that the nature of Mallon’s mental illness made trial counsel’s professional assistance unreasonable under the circumstances. The trial court did not err in concluding that Mallon failed to carry his burden of showing that his counsel’s performance was deficient insofar as the decision to pursue a bench trial rather than a jury trial. See
Marshall v. State,
2. Mallon claims that his trial counsel was ineffective in making opening statements in which trial counsel, notwithstanding Mallon’s pleas of not guilty, effectively admitted Mallon’s guilt as to the terroristic threats and battery charges without consent from Mallon to do so. Mallon’s trial counsel testified that his trial strategy was to “minimize” the state’s case, and that he shared this strategy with Mallon. Counsel told Mallon that Mallon was going to be found guilty of something, but that he hoped it would be battery. Trial counsel also testified that “the terroristic threats occurred in a telephone call that Danny placed to his wife with the police officer listening in to the conversation^] and I told Danny going in that that basically was indefensible and we would all but a dmit that.”
Trial counsel’s conduct raises two issues. As to whether trial counsel’s conduct was objectively unreasonable, we conclude that it was a valid trial strategy, especially in the context of a bench trial, for counsel to argue that while the evidence might show a lesser charged offense, the evidence did not show that his client was guilty of a greater charged offense. See
Paul v. State,
The second issue is whether Mallon was deprived of his right to counsel where trial counsel independently admitted Mallon’s guilt on the battery and terroristic threats charges. For authority on this point, Mallon refers us to
State v. Carter,
3. Mallon claims his trial counsel was ineffective in that he failed to prepare his witnesses to testify. Mallon contends that trial counsel called his mother and father to the stand without warning them that they would be called to testify, and that counsel made no effort to prepare Mallon for trial. Mallon also claims trial counsel failed to use Mallon’s medical records as a source of positive and mitigating evidence to support a request for a lower sentence.
Mallon’s claim that counsel failed to prepare him for trial is not supported by reference to the record. From our independent review of the transcript of the post-remand hearing, it appears counsel spoke with Mallon in June 2000, but did not meet with him again until the trial in July 2000. Trial counsel testified that he discussed the questions he would be asking Mallon “in a general way” at the June meeting. We cannot say this amount of preparation was objectively unreasonable, but even if counsel was shown to be ineffective in preparing Mallon to testify, Mallon does not show that but for counsel’s failure there was a reasonable probability the outcome of the trial would have differed.
Mallon’s other arguments as to his counsel’s unpreparedness involve the sentencing portion of the trial. See
Gaither v. Cannida,
Mallon also contends that his medical records should have been used by trial counsel as positive and mitigating evidence to support a request for a lower sentence. However, our review of counsel’s argument to the trial court shows that counsel refers to Mallon’s diagnosis with bipolar disorder and chemical dependence on drugs and the psychiatrist’s report indicating the condition could be treated. Mallon also argues that counsel was unprepared for the sentencing phase because counsel failed to mention that Mallon was a high school graduate with two years of college; had a tree service business with several employees; and had no history of violence prior to his use of alcohol or drugs. Again, our review of the transcript shows otherwise — counsel’s argument to the trial court referenced Mallon’s business and lack of criminal record, and the extent of Mallon’s education was not necessarily relevant. Accordingly, with respect to Mallon’s claim that his counsel was not prepared for the sentencing phase of the trial, the trial court did not err in finding that Mallon failed to carry his burden of showing trial counsel’s performance was deficient.
4. Mallon claims he received ineffective assistance of appellate counsel in the initial appeal of this case,
Mallon v. State,
Judgment affirmed.
Notes
We note that Mallon’s appellate brief contains almost no record or transcript references to what is a fairly substantial nine-volume appellate record. Under Court of Appeals Rule 27 (c) (3), enumerations of error are to be supported by specific references to the record or transcript.
