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Major Frank Matreale v. State of New Jersey Department of Military & Veterans Affairs National Guard of the United States
487 F.3d 150
3rd Cir.
2007
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*2 FISHER, Before SMITH and Circuit DIAMOND, Judges, Judge.* District * Diamond, Judge The Honorable Gustave Senior Dis- trict for the Western District of Penn- the same employ summary judgment

OPINION District Court analysis required of the DIAMOND, Judge. District any are issues whether there determine Matreale, a commissioned Major Frank the non- that would enable fact material Army National New officer *3 Kay Berry, Inc. prevail. moving party is- (NJANG) under orders Guard Inc., 421 F.3d Taylor Gifts, 502(f)(1),1 to 32 U.S.C. pursuant sued Cir.2005). Summary judgment appro- of New Superior Court brought suit genuine issue as “there is no priate when Jersey Depart- New against Jersey moving and ... any material fact Affairs Military and Veterans ment of as a matter judgment to a party is entitled NJANG, (NJDMVA), of the overseer 56(c). At the sum- Fed.R.Civ.P. of law.” for retaliation damages to recover all stage, view evidence mary judgment Against Law Discrimina- the New in a all reasonable inferences and consider (NJLAD). Guard of National tion non-moving favorable to light most was and the case intervened States Inc., Liberty Lobby, Anderson v. party. court to the United from state removed 242, 255, 477 U.S. S.Ct. the District for District Court (1986). L.Ed.2d 202 in- doctrine of Jersey. Applying New immunity first enunciated tra-military

Feres v. United II. (1950), the District L.Ed. ongoing July judgment in favor summary granted provided to investigation, Matreale official of the NJDMVA. Milliken, supervi- his direct Lt. Kent Col. the Feres us is whether The issue before NJANG, supporting a statement sor in the immunity bars a that she guardsman’s a accusation female law claims for raising suit by an sexually NJANG had harassed been from, or in the course arising injuries ultimately Major. inquiry An Sergeant to, military service activity incident in fact was that concluded accuser national guard brought against a sexually harassed. under Title 32. We Matreale, the Dis- on contending and will affirm that based that it does hold summary judgment. investiga- grant trict role the sexual harassment Court’s tion, NJANG officers and other Milliken I. a course of engaged in retali- subsequently alia, him, including, inter jurisdiction ation pur- had The District Court 1346(b) performance and oth- negative § § evaluations and 1331. suant to 28 U.S.C. based accusa- disciplinary er measures jurisdiction pursuant appellate We have improper in an he had plenary engaged tions that § 1291. We exercise relationship with the superior-subordinate grant the District review over consent, (B) with or designation. with his either without sitting by sylvania, allowances; pay pertinent provides part: section That perform or be ordered to regulations prescribed be Under prescribed duty in addition to Army Secretary Secretary (a) [required drills and field subsection ... a member of the National Air Force training.] may- consent, (A) pay but with without his law; provided and allowances victim, sought tra-military immunity female sexual harassment doctrine and de- redress the suit referred above. being predicated scribed upon: in granting The District sum- peculiar special [t]he relationship of NJDMVA, mary judgment in favor of the superiors, the soldier to his the effects of Matreale, serving found that the maintenance of such suits on disci- pline, and the extreme results purposes and concluded that his state law might obtain if ... suits were allowed claims for were barred under the for ... negligent given orders negli- intra-military immunity Feres doctrine of gent acts committed in the course of injuries sought because the for which he military duty.... *4 of,

recovery arose out or were incurred in Brown, 110, United v. 112, States 348 U.S. to, activity course of incident his mili- 141, (1954). 143, 75 S.Ct. 99 L.Ed. 139 tary service. The District Court further Wallace, In Chappell 296, v. 462 U.S. held that requests Matreale’s for reinstate- 2362, (1983), 103 S.Ct. 76 L.Ed.2d 586 ment, promotion injunctive and other Supreme expanded Court the reach of the declaratory non-justiciable. relief were Feres doctrine to bar a Bivens2 claim for damages brought by federal servicemen III. against superior their federal officers al intra-military The doctrine of leging constitutional resulting violations upon which the District Court relied in from alleged racial discrimination in as dismissing damages Matreale’s claims had signments, evaluations and punishment. Feres, genesis a supra, consolidation Feres, inAs primarily Court relied of three cases in each of which claim- upon peculiar “the special and relation ant while on active in the United ship” a superiors, between soldier and his States Armed Forces injury sustained an potential effects of permitting such negligence due to the of others military lawsuits on discipline, armed forces. The Supreme Court held that the doctrine of immuni government the federal was not liable ty barred Bivens claims. Chap under the Federal Tort Claims Act for 304, pell, 462 U.S. at 103 S.Ct. at 2367. injuries of, arising to servicemen out inor to, activity the course of incident exception, post-Feres Without in other 146, service. 340 U.S. at 71 at S.Ct. 159. cases, the Court has adhered to the com- The Court noted that “without exception, necessity pelling maintaining military the relationship military personnel discipline as the basis for expanding the governed by Government has been fed- intra-military immunity doctrine to encom- law,” id, eral and that no federal “has law claims, a pass variety against an assort- permitted a negli- soldier to recover for defendants, brought by range ment of a gence, against superior either his officers servicemen, injuries of, arising for out serving.” the Government he is 340 U.S. activity the course of incident mili- 141, 71 at S.Ct. 157. tary service. See United States v. Stan- Feres, 669, 3054,

Although only ley, alluded to in 483 U.S. 107 S.Ct. 97 (1987) (Feres Supreme subsequently expounded L.Ed.2d 550 “incident to ser- upon underlying in- equally applicable rationale for the vice” test in Bivens Agents Supreme v. against Bivens Six Unknown Named Court authorized suits feder- Narcotics, 388, the Federal Bureau 403 U.S. al officials whose actions violate individu- 1999, (1971), 91 rights. S.Ct. 29 L.Ed.2d 619 al’s constitutional

154 officers, equal- against mili against by serviceman brought cases by brought action to a 1983 ly applicable civilians); States United tary officers in a state technician 2063, full-time civilian a Johnson, 107 S.Ct. U.S. 481 v. military offi- (1987) guard against national (barring FTCA L.Ed.2d 648 95 deci- light cers by widow civilian defendant against claim Economou, 438 U.S. mission); in Butz v. sion in rescue killed of serviceman (1978), which L.Ed.2d 895 Shearer, 105 S.Ct. States United claims and (1985) that Bivens unequivocally held (barring L.Ed.2d 38 S.Ct. treated as identical claims are to be arising States United against claim FTCA We observed by immunity purposes. off-duty serviceman murder from lay- Court “was Chappell serviceman); Eng’g Aero Stencel another barring rule general ing down U.S. Corp. v. United against supe- military personnel actions (barring 52 L.Ed.2d violations, constitutional rior officers for indemnification claim in- fact-specific authorizing a rather than contrac government brought Jorden, F.2d at 108. quiry.” a National filed negligence suit tor in a mission). on a Guardsman *5 IV. ratio- the

Following case, dispute there is no In this cases, defining scope the in in those nale by alleged harm suffered Matr- recog- that the too have we of the Feres doctrine from, activity in the course of military disci- eale arose impact on adverse nized the the military service in incident his judicial review of inherent pline NJANG, allegedly re avoid since his sought to and have military orders superior of his from the conduct F.2d sulted v. United it. In Jaffee disciplining him. evaluating in (3d Cir.1981), that the officers we held the application of Feres straightforward A to bar a federal extends Feres in evolved the tort doctrine as intentional state law serviceman’s therefore, Circuit, this would Court and Army supervisors. We claim the conclusion reached appear to dictate consequences potential two recognized dam that Matreale’s injuries: their the District Court for service permitting suits claims are barred military per- ages willingness of on the effect immunity. of their su- the directions sonnel to follow chilling effect the concomitant periors and overwhelming weight the Pressed civil- being called into concern of that the however, foregoing precedent, federal the discharge on may have ian court straightfor- seeks to avoid such Matreale military authori- decision-making duties “federally created” application ward signifi- particular at 1232. Of Id. ties. convert by attempting to Feres doctrine us, before presently matter cance to the law mat- an exclusive state this case into “[sjuits founded on we noted Jaffee that, as vein, argues ter. In that for un- potential law have same state serving under Title guardsman, a state federal military discipline as dermining state employee suing other he is a state claims.” Id. tort serving under Title employees, also Accordingly, argu- state law. Later, Bu Jorden National immunity one (3d Cir.1986), 99, 104-05 goes, the issue reau, and resolved be addressed which should reasoning Chappell, determined law; specifically, solely claims under state barring Bivens supra, and, therefore, question should be whether NJDMVA were employees state sub- NJLAD, is entitled to under the ject only to state law on rather than one addressed to federal law immunity.

in the form of the Feres doctrine. Matreale’s argument is without position Matreale’s entire rests on his First, merit for several reasons. the es attempt to differentiate between state case, i.e., sential premise that, of his entire guardsmen serving pursuant to Title immunity purposes, he was solely a hand, serving pursuant one and those employee, Rather, is invalid. to Title on the other. Matreale con- District clearly Court was correct hold only tends that the Feres doctrine applies ing that Matreale’s Title 32 status at the guardsmen who have been mobi- time alleged incidents rendered him lized to active but federal purposes. apply guardsmen does not un- serving First, at the time of the in ques- conduct 32, except der Title to the extent those tion, Matreale was under orders guardsman are engaged drills or field law, pursuant issued specifically, 502(a)3 § under 32 U.S.C. at the 502(f). appointment His as an conduct, alleged time of the because officer was pursuant to the sixteenth guardsmen serving under Title 32 are clause of section article I of the Consti- state, federal, opposed employees. tution, began and he full time service with Neither party questions this case the national guard December of 1992 on fact that Matreale under or- orders pursuant issued to 32 U.S.C. ders issued to 32 U.S.C. 502(f). As the District correctly 502(f)(1), and had not been mobilized *6 noted, Matreale, these orders rendered at at the time of the conduct times, all relevant full guardsman time in question.4 Likewise, in dispute there is no the National Guard of the United States that all the superior implicated officers in serving accordance with the Active in alleged retaliatory behavior Guard Reserve Program. Matreale also were under orders 502(f). addition, issued to 32 U.S.C. Fi- previously this Court nally, dispute there is no that at applied the time guardsman Feres doctrine to a of the conduct in question, neither Matr- under Title 32. In Loughney v. superiors eale nor his engaged Cir.1988), were in United 839 F.2d 186 drills or field training under 32 guardsman U.S.C. we held that a national on ac- 502(a). circumstances, status, Under these guard duty tive reserve as Matreale case, Matreale contends that at all material in was this was barred the Feres all parties times relevant in this suing case were doctrine from the government under state, federal, serving in a not a capacity empha- Federal Tort Claims Act. We (2) provides perti- 3. Title 32 participate encampments, U.S.C. in in at part: maneuvers, nent target practice, outdoor or oth- exercises, regulations prescribed by Under to be days year. er at each least 15 Secretary Army Secretary of the or the company, battery, squad- subsequently Air Force ... each 4. Matreale’s unit was mobilized ron, Guard, and detachment of the National duty Iraq pursuant to active to Title 10 on Secretary, However, unless excused shall August 2004. at the time of the instruction, assemble for drill and in- case, conduct at issue in Matreale this was target cluding practice, at least 48 times serving under Title 32. and, year; each en- simultaneously unit have Guard the status of tional simply is that “[i]t there sized Guard of at listed the National Id. 188. is dispositive.” claimant that 345, 110 496 U.S. at a “serviceman” States.” Loughney Because this dual enlist- in the course held that under of or The Court arose out injury and his service, “a of the Guard who system, member to his activity incident duty in the federal claim was that his FTCA ordered to active we concluded of his or her thereby relieved by the doctrine service is barred for the entire in the State Guard immunity. Id. status Id. at of federal service.” period a Ti Matreale was Loughney, Like S.Ct. 2418. reserve guard in active tle 32 serviceman damages arose alleged his duty status the Per- misconstrues activity incident of, course of or in the out unless a holding implying pich fact service. has been called to active guardsman whereas the FTCA Loughney sued under thereby Title 10 and loses duty under law is of suing only under state Matreale is at all guard, in the state he status recognized As consequence. no federal, Jaf- state, not solely remains times applies the Feres doctrine fee, supra, holding of the plain But the status. law as well as on state suits founded contrary. to the Under law because state on federal those founded attained dual status as Perpich, Matreale potential for have same law based suits the National Guard a member of both military discipline as do fed undermining and the NJANG when the United States 1239; see Jaffee, eral claims. as an officer. accepted he his commission Michigan, 120 v. State also 307; Coffman §§ N.J.S.A. 305 and 38A:7- (6th (statutory remedies F.3d 57 Perpich while a state 4. And under Handicapper’s Civil Michigan he state status guardsman loses his when to uniformed Act are not available Rights active is called to Title including forces of the armed members one nothing Perpich from which there is members). National infer, reasonably may argues, as Matreale “loses”, or does that a Title 32 support of his arguments Matreale’s *7 have, he is federal status unless mobi as a Title 32 not that his status position engaged in or lized under Title 10 or drills a state rather rendered him guardsman 502(a). § training un- field likewise are under employee than a federal First, Perpich contrary, the the On persuasive. reliance a 334, that its that Defense, Perpich stressed Department guardsman stripped is of his state 2418, 312 state 110 L.Ed.2d 110 S.Ct. duty There, when he called to active Supreme Court status the misplaced. “merely the recognizes Title 10 su may authorize that Congress held power of federal area premacy Guard be as- of the National members 351, Perpich, 496 U.S. training military affairs.” at duty federal signed to active at 2428. Our conclusion that without either 110 S.Ct. the outside serving under orders is guardsman state governor or consent of the state serving whether pursuant sued Title emergency. of a national existence 502(f), and retains “dual en- under addressing unique status, along with his his federal National Guard status of state listment” “[sjince status, when he has not been called all even members, 1933 observed that recog- likewise Na- active in a State persons who have enlisted

157 supremacy military remaining argument law, over af- nizes federal that state rather doctrine, fairs. than the Feres should determine immunity.5 We need look Phillips also cites to v. State no further than unequivocal Feres for an Defense, 98 N. Department J. There, refutation argument. of this (N.J.1985). This case too is of A.2d 318 point Court stressed the that the position. Phillips, little value to his “relationship between the Government and Jersey Supreme New Court held that a members of its armed ‘distinctly forces is injured national while ” federal in character’ and that “without employee remained an of the state and was exception, relationship military per- govern- not an of the federal sonnel to the Government has gov- been ment, precluded applica- which would have Feres, erned federal law.” 340 U.S. at Jersey tion of the New com- 143-44, (citation at pensation mentioning law. While omitted). The court explained: in passing, the court did not Feres To whatever extent state law rely may apply on the rationale Feres because “the govern statutory relations between soldiers interplay between the New Jer- or others in the per- armed forces and sey compensation law and the sons outside them govern- or nonfederal Jersey pres- New Tort Claims Act was not agencies, nature, scope, legal ent Feres.” 98 N.J. at 486 A.2d at short, consequence incidents and 241. In of the rela- Phillips did not authorize a persons tion between service and the tort suit the State of New fundamentally Government are any person entity by injured derived from member, governed by federal sources and guard whether federal or state status, authority. federal merely provided remedy but un- military compensation der the state law for 143-44, (quot- U.S. S.Ct. at 158 personal injuries by a guard suffered Co., ing United States v. Standard Oil member in state status. 301, 305-06, 1604, 1607, U.S. 67 S.Ct. (1947)). reasons, For the L.Ed. 2067 foregoing agree with the District Court’s determination above, As stated at the time of the con- supervisors, Matreale and his all of suit, giving duct rise to his Matreale and serving whom were under orders issued supervisors were mili- members of the 502(f) pursuant to 32 U.S.C. at the time tary in a capacity federal question, of the conduct in were orders issued to Title 32. As a capacity a federal and therefore were fed- result, authority as set forth “employees” purposes eral intra- progeny, rather than state *8 military immunity doctrine. law, governs immunity. the of issue And

Our conclusion that alleged Matreale and his because the harm suffered (or from, supervisors were federal at best dual Matreale arose or in the course of federal-state) to, employees, activity at the time of the incident service in question NJANG, conduct in dispositive is of his the his claims for are argues Jersey 5. Matreale that the NJLAD question would not cation of this to the New provide immunity guardsman suggests Supreme light holding for but Court. In of our that any in event immunity is for the New ais federal for Court, Court, Supreme purposes governed by not this to determine and that this case is law, immunity question law. federal of the issue of certification alternatively Matreale therefore seeks certifi- to state court is moot. aspect challenge this of immunity Matreale did not intra-military barred on decision his brief the District Court’s doctrine. and, therefore, he has waived it. appeal is consistent in this case Our N. Am. v. Foster Int’l Laborers’ Union of prior our corollary with, logical and a (3d Cir. 26 F.3d Corp., Wheeler intra-military im- of in the area precedent 1994). the District Court’s Accordingly, applied have previously munity. We in favor summary judgment grant to a Title 32 Loughney for request in- as to Matreale’s NJDMVA law. We suing under guardsman affirmed. junctive relief also is the doctrine applied have also Jaffee suing un- duty serviceman active a federal VI. reasonable and It both law. is der state the doctrine Title apply appropriate reasons, agree foregoing For law under state and suing are that there no with the District Court for immunity co-extensive thereby to make fact the above issues of material genuine A con- guardsmen. national all dual-status is and that the NJDMVA entitled matter unique of the rela- disruption for the cern of law. Accord- judgment as matter to their su- military personnel tionship of the we will affirm the decision ingly, military personnel and to other periors summary judg- granting District Court if one could hale likely would result in favor of the NJDMVA. activity a result into court as another equally SMITH, concurring. Judge, service as

incident to Circuit context of in the lawsuits compelling opinion join entirety the excellent I guardsmen, whether by Title 32 brought Diamond. my colleague, Judge esteemed 502(f), as it serving under of the doctrine light purposes brought Title context of lawsuits Supreme application by the well as its guardsmen. appeals and several courts Court —in- reasons, foregoing Accordingly, for the majority aptly has cluding this Court—the finding that Matreale’s the District Court’s why apply we will shown law are damage claims founded pre- claims to bar the of intra-mili- Feres doctrine barred only separately here. I write sented will be immunity doctrine affirmed. tary again, again that this and note spite dutifully applied Feres doctrine V. oppo- perceived injustice possibly FTCA, but Matr- sition to the actual text of also held that Court The District are bound to do so unless noting that we promotion requests eale’s Congress and until the Court negative arising from injunctive relief non-justiciable. tells us otherwise.6 are evaluations officer States, pronouncement in Feres since the Court’s v. United 6. See Richards ”); 140 F.3d ("It .... O’Neillv. United is because Feres too C.J., (Becker, (3d Cir.1998) statement sur that mem- curious results produces such often (“I rehearing) petition urge repeatedly expressed have denial of this court bers of it.”); grant certiorari and Richards misgivings about *9 Feres.”); 564, Cir.1999) (3d (Ren- Loughney v. States, United reconsider States, 565 180 186, (3d Cir.1988) ("We, dell, J., petition 839 F.2d 188 dissenting a denial of a from court, banc) ("I Supreme the district are constrained urge the like rehearing en Supreme Court and must decisions of the and revisit what grant Court to certiorari has that Court ex- nearly fifty years adhere to the during view wrought have

159 The tension between the decision in even the United States or based FTCA); Shearer, United on the Feres States v. and is obvious. As the FTCA Jus- 52, 3039, 473 U.S. 105 his oft-cited United S.Ct. 87 L.Ed.2d tice Scalia stated 38 (1985) (barring an claim dissent, FTCA of a soldier States v. Johnson exception kidnapped and murdered when off-base “Congress specif- illustrates that 2680© soldier). off-duty by and another considered, ically provided and what it for, thought special needful require- of intra-military doctrine military. ments There was no ripe remains reconsideration proper Supreme basis for [the Court] Supreme light Court in questionable supplement i.e., congres- to revise —that upon foundation which it stands. Prior — 681, 693, disposition.” sional 481 U.S. 107 panels Court, of this of other courts of (1987) 2063, (Scalia, S.Ct. 95 L.Ed.2d 648 appeals, and numerous commentators have J., dissenting); see questioned the soundness of the Feres doc- 2680© FTCA, A (excluding, “[a]ny long cases, under the claim trine. line of Supreme Court States, arising out of the combatant Feres v. beginning with activities United forces, have been decided in seeming opposition or naval or the Coast war”) Congress’ Guard, clearly expressed intent during time of (emphasis added). scope FTCA as to the of intra-military five-plus decades since the immunity. Feres progeny ought decision, Feres Court has be reexamined. expanded the doctrine of im- See, munity variety in a of circumstances. Wallace,

e.g., Chappell v. 296, 462 U.S. 103 (1983) (Feres 2362, 76 L.Ed.2d 586 used bar claims that were not pressed.”); Upon Estate Martinelli v. United trine. reconsideration we reiterate that States, 872, concern; there, however, Dep't Army, 812 F.2d 874 as we noted we are Cir.1987) (stating “any powerless jettison relaxation in the dislodge it Congress”); Feres doctrine must come sufficiently exception from to create an for vehicu- States, 1104, (citation Heilman v. United 731 F.2d involving 1112 lar collisions servicemen.” (3d Cir.1984) ("The States, omitted)); system by existence of a Peluso v. United 474 F.2d soldiers, veterans, 605, (3d Cir.1973) curiam) which and their (per (question- families 606 compensation could receive ing logic some for harm apply- of the Feres decision but they country case). suffered in ing the service of their it to the facts of the It is no clearly original pre- influenced the decision to wonder that Justice Scalia in his Johnson clude suits of the sort bluntly wrongly before us on review. dissent stated that “Feres was system There is reason to believe that heartily this decided and deserves the 'wide- (citation omitted)); spread, broken down.” Hinkie v. almost universal criticism' has re- States, 96, (3d Cir.1983) Johnson, 715 F.2d ceived.” United States v. 681, 700-01, (conceding legal authority, that "we have no 107 S.Ct. 95 L.Ed.2d 648 court, J., (Scalia, appellate as an intermediate dissenting) (quoting to decide In re differently”); the case "Agent Orange” Liability Litigation, Mondelli v. United Product States, (3d Cir.1983) (stat- (E.D.N.Y.1984)); F.Supp. 711 F.2d see States, ing acknowledge that "we the result to be a also Costo v. United 248 F.3d one,” (9th Cir.2001) barring (reluctantly concluding harsh but nonetheless suit un- intra-military immunity); Congress, der the doctrine of "until or an en panel v. United 663 F.2d banc of this Court the [Feres] reorients Jaffee (3d Cir.1981) (en banc) ("This doctrine, ais difficult we are bound to follow this well- decision.”); (9th troubling path”); (Fergu- Thomason San- worn id. at 869 chez, (3d Cir.1976) ("We son, J., dissenting) (challenging 539 F.2d the constitu- previously expressed tionality equal protec- reservations about the of the Feres doctrine on continuing validity separation powers grounds). of the broad Feres doc- tion and

Case Details

Case Name: Major Frank Matreale v. State of New Jersey Department of Military & Veterans Affairs National Guard of the United States
Court Name: Court of Appeals for the Third Circuit
Date Published: May 22, 2007
Citation: 487 F.3d 150
Docket Number: 06-2051
Court Abbreviation: 3rd Cir.
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