Maine v. ThiboutotMaine v. Thiboutot
Lead Opinion
delivered the opinion of the Court.
The case presents two related questions arising under
I
Respondents, Lionel and Joline Thiboutot, are married and have eight children, three of whom are Lionel’s by a previous marriage. The Maine Department of Human Services notified Lionel that, in computing the Aid to Families with Dependent Children (AFDC) benefits to which he was entitled for the three children exclusively his, it would no longer make allowance for the money spent to support the other five children, even though Lionel is legally obligated to support them. Respondents, challenging the State’s interpretation of 42 U. S. C,
II
“Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.” (Emphasis added.)
The question before us is whether the phrase “and laws,” as used in
Even were the language ambiguous, however, any doubt as to its meaning has been resolved by our several cases suggesting, explicitly or implicitly, that the
While some might dismiss as dictum the foregoing statements, numerous and specific as they are, our analysis in several
In the face of the plain language of
We need not repeat at length the detailed debate over the meaning of the scanty legislative history concerning the addition of the phrase “and laws.” See Chapman v. Houston Welfare Rights Organization,
Ill
Petitioners next argue that, even if this claim is within
“In any action or proceeding to enforce a provision of sections 1981, 1982, 1988, 1985, and 1986 of this title, title IX of Public Law 92-318 [20 U. S. C. 1681 et seq.] or in any civil action or proceeding, by or on behalf of the United States of America, to enforce, or charging a violation of, a provision of the United States Internal Revenue Code, or title VI of the Civil Rights Act of 1964 [42 U. S. C. 2000d et seq.], the court, in its discretion, may allow the prevailing party, other than the United States, a reasonable attorney’s fee as part of the costs.”
Once again, given our holding in Part II, supra, the plain language provides an answer. The statute states that fees are available in any
The legislative history is entirely consistent with the plain language. As was true with
Several States, participating as amici curiae, argue that even if
Affirmed.
Notes
Petitioners also argue that jurisdiction to hear.
The State did not appeal the judgment against it.
The Supreme Judicial Court remanded to allow the Superior Court to exercise its discretion under
Where the plain language, supported by consistent judicial interpretation, is as strong as it is here, ordinarily “it is not necessary to look beyond the words of the statute.” TV A v. Hill,
In his concurring opinion in Chapman v. Houston Welfare Rights Organization,
There is no inherent illogic in construing
The States appearing as amid suggest that Hutto v. Finney,
In Blue v. Craig, the plaintiffs claimed that North Carolina’s Medicaid plan was inconsistent with the SSA.
“In a case now pending, officials accepted Social Security Act funds for years for certain medical screening programs when in fact they had no such programs in most of the State. Bond v. Stanton,
The Committee Reports are in accord. The Senate Report recognized that actions under
The state courts which have addressed this issue have reached that same result.
If fees were not available in state courts, federalism concerns would be raised because most plaintiffs would have no choice but to bring their complaints concerning state actions to federal courts. Moreover, given that there is a class of cases stating causes of action under
Dissenting Opinion
The Court holds today, almost casually, that
The Court’s opinion reflects little consideration of the consequences of its judgment. It relies upon the “plain” meaning of the phrase “and laws” in
Part I of this opinion examines the Court’s claim that it only construes the “plain meaning” of
I
If we were forbidden to look behind the language in legislative enactments, there might be some force to the suggestion that “and laws.” must be read to include all federal statutes. Ante, at 4.
The rule is no different when the statute in question is derived from the civil rights legislation of the Reconstruction Era. Those statutes “must be given the meaning and sweep” dictated by “their origins and their language” — not their language alone. Lynch v. Household Finance Corp.,
Blind reliance on plain meaning is particularly inappropriate where, as here, Congress inserted the critical language without explicit discussion when it revised the statutes in 1874. See ante, at 6-7. Indeed, not a single shred of evidence in the legislative history of the adoption of the 1874 revision mentions this change. Since the legislative history also shows that the revision generally was not intended to alter the meaning of existing law, see Part II, infra, this Court previously has insisted that apparent changes be scrutinized with some care. As Mr. Justice Holmes observed, the Revised Statutes are “not lightly to be read as making a change. . . .” United States v. Sischo,
II
The origins of the phrase “and laws” in
A
In addition to creating a cause of action, § 1 of the 1871 Act conferred concurrent jurisdiction upon “the district or circuit courts of the United States.. . .” 17 Stat. 13. In the 1874 revision, the remedial portion of § 1 was codified as § 1979 of the Revised Statutes, which provided for a cause of action in terms identical to the present
B
In my view, the legislative history unmistakably shows that the variations in phrasing introduced in the 1874 revision were inadvertent, and that each section was intended to have precisely the same scope. Chapman v. Houston Welfare Rights Org., supra, at 631-640 (Powell, J., concurring). Moreover, the only defensible interpretation of the contemporaneous legislative record is that the reference to “laws” in each section was intended “to do no more than ensure that federal legislation providing specifically for equality of rights would be brought within the ambit of the civil action authorized by [§ 1979].”
In context, it is plain that Representative Lawrence did not mention changes “bordering on legislation” as a way of introducing substantive changes in § 1 of the 1871 Act. Rather, he was emphasizing that the revision was not intended to modify existing statutes, and that his reading might reveal errors that should be eliminated. No doubt Congress “was aware of what it was doing.” Ante, at 8. It was meeting specially in one last attempt to detect and strike out legislative changes that may have remained in the proposed revision despite the best efforts of Durant and the Joint Committee. No Representative challenged those sections of the Revised Statutes that derived from § 1 of the Civil Rights Act of 1871. That silence reflected the understanding of those present that “and laws” did not alter the original meaning of the statute.
Ill
The legislative history alone refutes the Court’s assertion that the 43d Congress intended to alter the meaning of
A
The Court acknowledges that its construction of
We have stated, for example, that a major purpose of the Civil Rights Acts was to “involve the federal judiciary” in the effort to exert federal control over state officials who refused to enforce the law. District of Columbia v. Carter,
The Court ignores these perceptions and dismisses without explanation the proposition, explicitly accepted in Flores, that
B
The Court’s opinion does not consider the nature or scope of the litigation it has authorized. In practical effect, today’s decision means that state and local governments, officers, and employees
1
Even a cursory survey of the United States Code reveals that literally hundreds of cooperative regulatory and social welfare enactments may be affected.
No one can predict the extent to which litigation arising from today’s decision will harass state and local officials; nor can one foresee the number of new filings in our already overburdened courts. But no one can doubt that these consequences will be substantial. And the Court advances no reason to believe that any Congress — from 1874 to the present day — intended this expansion of federally imposed liability on state defendants.
Moreover, state and local governments will bear the entire burden of liability for violations of statutory “civil rights” even when federal officials are involved equally in the admin
Even when a cause of action against federal officials is available, litigants are likely to focus efforts upon state defendants in order to obtain attorney’s fees under the liberal standard of
2
When Congress revised the statutes in 1874, it hardly could have anticipated the subsequent proliferation of federal statutes. Yet, congressional power to enact laws under the Spending and Commerce Clauses was well known in 1874. Congress need not have foreseen the ultimate scope of those powers to have understood that the expansion of
Today’s decision confers upon the courts unprecedented authority to oversee state actions that have little or nothing to do with the individual rights defined and enforced by the civil rights legislation of the Reconstruction Era.
IV
The Court finally insists that its interpretation of
This is a tempting way to avoid confronting the serious issues presented by this case. But the attempt does not withstand analysis. Far from being a long-accepted fact, purely statutory
A
Commentators have chronicled the tortuous path of judicial interpretation of the Civil Rights Acts enacted after the Civil War. See Gressman, The Unhappy History of Civil Rights Legislation, 50 Mich. L. Rev. 1323 (1952); Note, Developments in the Law —
Holt v. Indiana Manufacturing Co.,
Although constitutional claims under
The opinion in Bomar, which cited no authority and reviewed no legislative history, provoked widespread commentary. See generally Note, The Propriety of Granting a Federal Hearing for Statutorily Based Actions under the Reconstruction-Era Civil Rights Acts: Blue v. Craig, 43 Geo. Wash. L. Rev. 1343, 1363-1364, and n. 169 (1975). But it appears to have had little practical effect.
B
The courts and commentators who debated the issue during this period were singularly obtuse if, as the Court now asserts, all doubt as to the meaning of “and laws” had been resolved by a long line of consistent authority going back to 1939. Ante, at 4-5. I know of no court or commentator who has
The Court quotes the statement in Edelman v. Jordan, 415 U. S 651, 675 (1974), that Rosado v. Wyman,
Rosado is not the only case to have assumed sub silentio that welfare claimants have a cause of action to challenge the adequacy of state programs under the Social Security Act. As the Court observes, many of our recent decisions construing the Act made the same unspoken assumption. Ante, at 6. It does not necessarily follow that the Court in those cases assumed that the cause of action was provided by
The Court also relies upon “numerous and specific” dicta in prior decisions. Ante, at 5. But none of the cited cases contains anything more than a bare assertion of the proposition that is to be proved. Most say much less than, that. For example, the Court occasionally has referred to
The only remaining decisions in the Court’s “consistent” line of precedents are Greenwood v. Peacock,
To rest a landmark decision of this Court on two statements made in dictum without critical examination would be extraordinary in any case. In the context of
y .
In my view, the Court’s decision today significantly expands the concept of “civil rights” and creates a major new intrusion into state sovereignty under our federal system. There is no probative evidence that Congress intended to authorize the pervasive judicial oversight of state officials that will flow from the Court’s construction of
The “plain meaning” of “and laws” may be more elusive than the Court admit?. One might expect that a statute referring to all rights secured either by the Constitution or by the laws would employ the disjunctive “or.” This is precisely what Congress did in the only Civil Rights Act that referred to laws when it was originally enacted. Act of May 31, 1870, § 6, 16 Stat. 141 (now codified at
In contrast, a natural reading of the conjunctive “and” in
The 1874 revision abo drew a third jurisdictional provision from § 1 of the 1871 Act. That provision authorized review in this Court, without regard to the amount in controversy, of “[a]ny final judgment . , . in any case brought on account of the deprivation of any right, privilege, or immunity secured by the Constitution of the United States, or of any right or privilege of a citizen of the United States.” Rev. Stat. § 699 (4). Thus, § 1 actually became four separate statutes in 1874. In the Court’s view, Congress intended to broaden the remedial and district court jurisdictional provisions to encompass violations of all laws, while simultaneously restricting circuit court jurisdiction to “laws providing for equal rights.” Although the Court does not mention §699 (4), that statute is not easily read to encompass rights secured by any federal law. Thus, the Court attributes to Congress an intention to create a new class of civil rights claims which could be litigated in district but not circuit courts, and without any right of review in this Court. I would not assume that Congress intended such senseless jurisdictional results.
Section 563 (12) did not survive the 1911 revision.
It is worth noting, however, that the statute creating the Revision Commission also directed that the revisers “shall suggest to Congress” all statutory imperfections they had corrected and “the mode” in which they had done so. Act of June 27, 1866, § 3, 14 Stat. 75. The revisers obeyed this directive by placing marginal comments next to each section they deemed to have amended the law. See 2 Cong. Rec. 648 (Jan. 14, 1874) (Rep. Hoar). That no such comment accompanied § 1979 is strong evidence that the revisers intended no substantive change. See 1 Revision of the United States Statutes as Drafted by the Commissioners Appointed for that Purpose 947 (1872).
These assurances were repeated again and again. Representative Butler told his colleagues that the Committee had “not attempted to change the law [in force on December 1, 1873], in a single word or letter, so as .to make a different reading or different sense.” 2 Cong. Rec. 129 (Dec. 10, 1873). A month later, Representative Poland stated that the bill was
Contrary to the Court’s suggestion, ante, at 8, n. 5, this Court never has held that “the revisers significantly broadened the forerunner of
The addition of “and laws” did not change the meaning of § 1 because Congress assumed that that phrase referred only to federal equal rights legislation. In 1874, the only such legislation was contained in the 1866 and 1870 Civil Rights Acts, which conferred rights also secured by the recently adopted Fourteenth Amendment. See n. 1, swpra.
In the Court’s view today,
One author thought it “idiotic” to interpret
The only exception will be in cases where the governing statute provides an exclusive remedy for violations of its terms. See Adickes v. S. H. Kress & Co.,
An incomplete sample of statutes requiring federal-state cooperation is collected in the Appendix to this opinion. Plaintiffs also may contend
See Wolf, Pendent Jurisdiction, Multi-Claim Litigation, and the 1976 Civil Rights Attorney’s Fees Awards Act, 2 W. New Eng. L. Rev. 193, 249 (1979).
The few references to statutory claims cited by the Court, ante, at 10, and n. 9, fall far short of demonstrating that Congress considered or intended the consequences of the Court’s interpretation of
Between 1961 and 1977, the number of cases filed in federal court under civil rights statutes increased from .296 to 13,113. See Butz v. Economou,
Drawing on Holt v. Indiana Manufacturing Co., Mr. Justice Stone argued that
The prevailing view limiting
E. g., Blue v. Craig, 505 F. 2d 830, 835-838 (CA4 1974) (Social Security Act); Gomez v. Florida State Employment Service,
E. g., Wynn v. Indiana State Department of Public Welfare,
E. g., Chase v. McMasters,
See Cover, supra n. 9, at 24-25; Herzer, Federal Jurisdiction Over Statutorily-Based Welfare Claims, 6 Harv. Civ. Rights-Civ. Lib. L. Rev. 1, 6-8, 19 (1970); Note, 43 Geo. Wash. L. Rev., supra n. 17, at 1361-1362; Note, Federal Jurisdiction over Challenges to State Welfare Programs, 72 Colum. L. Rev. 1404, 1426 (1972); Note, The Proper Scope of the Civil Rights Acts, 66 Harv. L. Rev. 1285, 1299-1300 (1953); Note, 16 Geo. Wash. L. Rev. 253, 263 (1948).
See, e. g., La Raza Unida of Southern Alameda County v. Volpe, supra, at 908 (issue “has yet to be definitively resolved”).
Contrary to the Court’s suggestion, ante, at 6, Edelman v. Jordan, 415 U. S. 651 (1974), did not exclude the possibility of an implied private right of action under the Social Security Act. Edelman held only that a
In finding an open question in Hagans, the Court expressly declined to follow the implicit holdings of no less than eight decisions of this Court.
E. g., Monroe v. Pape,
Slightly more specific support may be gleaned from three opinions stating that the Revised Statutes of 1874 “enlarged” or “extended”
Greenwood v. Peacock,
Dissenting Opinion
DISSENTING
A small sample of statutes that arguably could give rise to
A. Joint regulatory endeavors
1. Federal Insecticide, Fungicide, and Rodenticide Act, 86 Stat. 973, as amended,
2. Federal Noxious Weed Act of 1974, 88 Stat. 2148,
3. Historic Sites, Buildings, and Antiquities Act, 49 Stat. 666, as amended,
4. Fish and Wildlife Coordination Act, 48 Stat. 401, as amended,
5. Anadromous Fish Conservation Act, 79 Stat. 1125, as amended,
6. Wild Free-Roaming Horses and Burros Act, 85 Stat.
7. Marine Mammal Protection Act of 1972, 86 Stat. 1027, as amended,
8. Wagner-Peyser National Employment System Act, 48 Stat. 113,
9. Surface Mining Control and Reclamation Act of 1977, 91 Stat. 447,
10. Interstate Commerce Act, 49 Stat. 548, as amended,
B. Resource management
1. Laws involving the administration and management of national parks and scenic areas: e. g., Act of May 15, 1965, § 6, 79 Stat. Ill,
2. Laws involving the administration of forest lands: e. g., Act of Mar. 1, 1911, §2, 36 Stat. 961,
3. Laws involving the construction and management of water projects: e. g., Water Supply Act of 1958, § 301, 72 Stat. 319,
4. National Trails System Act, 82 Stat. 919, as amended,
5.Outer Continental Shelf Lands Act Amendment of 1978, § 208, 92 Stat. 652,
C. Grant programs
In addition to the familiar welfare, unemployment, and medical assistance programs established by the Social Security Act, these may include:
1. Food Stamp Act of 1964, 78 Stat. 703, as amended,
2. Small Business Investment Act of 1958,
3. Education Amendments of 1978, 92 Stat. 2153, as amended,
4. Federal-Aid Highway Act legislation, e. g.,
5. Comprehensive Employment and Training Act Amendments of 1978, 92 Stat. 1909,
6. United States Housing Act of 1937, as added, 88 Stat. 653, and amended,
7. National School Lunch Act, 60 Stat. 230, as amended,
8. Public Works and Economic Development Act of 1965, 79 Stat. 552, as amended,
9. Justice System Improvement Act of 1979, 93 Stat. 1167,
11. Energy Conservation and Production Act, 90 Stat. 1125, as amended,
12. Developmentally Disabled Assistance and Bill of Rights Act, § 125, 89 Stat. 496, as amended,
13. Urban Mass Transportation Act of 1964, 78 Stat. 302, as amended,