*1 Ambert Marie Alan MADISON and Lee
Madison, Appellants, COLBY,
Charles and Ruth Ashworth
Plaza, Inc., Plaza, and Ashworth
Ltd., Appellees.
No. 69148.
Supreme Court of Iowa.
April *2 Plaza, Inc., Colby,
Ruth and Ash- Ashworth Plaza, Ltd. The case worth arose from Ambert’s claim that she fell and was in- jured separate park- on two occasions in a ing lot maintained defendants. The lot adjacent was to a West Des Moines office building where Ambert worked. She sought damages injuries for her and her sought damages Alan husband for loss of Upon ease, consortium. submission of the jury returned a verdict for for $700 Ambert on her claim and denied appeal, plaintiffs to Alan. In this seek reversal and a trial new based on several assignments of error. We reverse re- mand. questions
The determinative are whether overruling plain- the trial court erred in hearsay objection tiffs’ to admissibility of a overruling plaintiffs’ medical record and in objection to an instruction on the elements of Alan’s consortium claim.
I. The medical record. Ambert’s first treating physician was Dr. Burton Rout- man who saw her before and after her first lot, parking in fall which occurred on January 1979. mid-1979 the doctor Israel, testimony moved to and his was not offered at trial. Defense counsel used a Routman, purported office record of Dr. cross-examining in Ambert and her husband. evidence, then in
The record was not
objected
plaintiffs’ counsel
on various
interpreta-
grounds to defense counsel’s
during
tions of and references to the record
Stephen
Henry
Hardy
A. Harmon and
D.
pass
cross-examination. We
the issues
Moines,
Sidney,
appel-
&
Des
for
of Grefe
preserved
whether error was
and whether
lants.
error
reversible
occurred
these ex-
Riley
Ronald A.
and David L. Brown of
changes. We do consider these incidents
Hansen,
Moines,
Riley, Des
McClintock &
background
deciding
whether it was
appellees.
for
reversible error for the trial court to over-
plaintiffs’ timely hearsay objection
rule
report.
defendants’ offer of the
McCORMICK,Justice.
during
The record was offered
the testi-
Hall,
mony
Christopher
of Dr.
B.
a Minne-
Plaintiffs Ambert Marie Madison and
chiropractor
sota
who treated
after
Ambert
appeal
judgments
Alan Lee
from
Madison
plaintiffs’ move
Dr.
negligence
to Minnesota
jury
entered on
verdicts
their
against
and Hall testified
he
action
defendants Charles
obtained Dr. Rout-
ob-
which she
treating
cerning
him in
other accidents for
man’s record to assist
Am-
and ex-
tained
care. The nature
medical
bert.
care and
injuries,
tent
of other
Because Dr. Routman’s office
them,
significant is-
became
treatment
part
prove
least in
record was offered at
freely acknowledged the
sues. Ambert
it,
the truth
the matters asserted
disputed defendants’
other incidents but
hearsay.
Fingert,
record was
See State v.
*3
they
respon-
suggestions
largely
were
249,
(Iowa 1980). In de
298 N.W.2d
251
damages. The office record
sible for her
fending
admissibility,
its
defendants con
by defend-
of Dr. Routman was relied on
correctly
it was
admitted under Iowa
tend
theory
their
of defense
presenting
ants in
(1981),
the business
Code
part
in it
and
played
a vital
before
of
statute in effect
the time
records
after
was admitted into evi-
the document
problems
with
conten
Two
exist
this
trial.
to a
dence. We conclude Ambert is entitled
tion.
new trial.
First,
as a business record
if offered
addition,
denying
the verdict
because
of Dr. Rout-
prove
of Dr. Hall to
assertions
may
Alan
for loss
consortium
man,
required
would be
exclusion
proof of
have
on failure of
been based
hearsay”
“hearsay
or double
the
within
not
damages, we are unable to find he was
hearsay
explained in In re
rule
Estate of
prejudiced
His
by admission of the exhibit.
721,
(Iowa 1975).
Poulos,
727
directly
damage claim was
related
incorporated in
concept
This
is now
Iowa
strength
proof concerning the
of Ambert’s
Hearsay within
Rule of Evidence 805.
injuries
falls.
seriousness of her
in the two
hearsay
come
an
separately
must
within
for
We therefore also reverse and remand
hearsay
rule to
admissi
exception
be
new
Alan’s claim.
trial on
No
that would make Dr.
exception
ble.
II.
issue
claim. One
The consortium
as
Dr.
part
Routman’s
admissible
record
likely
on
concerns the cor-
to recur
retrial
Hall’s record has been identified or demon
on
the trial court’s instruction
rectness of
strated here.
Alan’s
for loss of
elements of
claim
Second,
requisites for
the foundational
objec-
plaintiffs’
Over
consortium.
admissibility
the record under section
marital
tion the court refused to include
They are de
622.28 were not established.
Plain-
one of those elements.
services as
Fisher,
380,
178
lineated in
N.W.2d
State v.
overruling
tiffs
court erred in
contend the
(Iowa 1970). Specifically, defendants
382
objection.
their
Dr.
record
failed to show that
Routman’s
substantially
court’s instruction
trial
regular
course
was made
of business
loss of con-
conformed to
delineation of
at or
time of the events recorded
about the
Schmit,
248
sortium
elements Acuff
or that
of information
sources
272, 274,
Iowa
481-82
preparation
method of
were such as
(1956).
Those elements constitute
its
Iowa
indicate
trustworthiness.
Cf.
of the doctrine and
“sentimental version”
803(6)(establishing present
R.Evid.
founda
husband
“conjugal fellowship
include
requirements).
tional
wife;
of each
We
that the trial court erred
find
cooperation, affection and aid of
company,
overruling plaintiffs’ objections
the ex
Id.,
every conjugal
relation.”
other
presumption
We
find that the
hibit.
also
court con-
trator
her
recover for
Hitaffer
Co.,
(D.C.Cir.1950),
recover for wife, important is still an factor. This es state his for loss of recognized the modern view of be from the wife’s recov- has that should excluded ery. Acuff, family Id. at 811. this court mutual members to the Unlike aid family did not exclude court of other members the mainte Hitaffer the services prop element. nance of household is a valuable erty right protection. which is entitled to evolved at com- The consortium doctrine Deur, Adams v. 107- See unity in conceptualistic mon law as a this this, Beyond as a conse state, conjugal recognition on based quence of of the im increased awareness rights embraced than a more husband’s practicability attempting separate ownership earnings his wife’s labor *5 concept modern services from elements right support. a wife’s 1894 this and of consortium, the said: of loss of services element court recovery become a has identified with marriage is not one But state entered all of traditional elements purpose and into for the of labor law consortium. highest alone. Considerations of character, happiness comfort and Despite taking a narrow view Acuff contract, parties marriage of the to the claim, spousal the elements of a consortium children, give welfare of their to subsequently interpreted this court affection, right compan- each to the practi- word “services” to both the embrace other, ionship, society of the cal and sentimental elements of common wrongfully deprives whoever either of consortium. occurred first law This right may responsible. As that be held it interpreted where Wardlow the word was property right is a valuable when due the parental right to the in relation to recover husband, regarded it so when must be the actual resulting “for loss of services due the wife. injury to or of a minor child” from death Price, 697-98, N.W. at 91 Iowa 60 203. under Iowa Rule of Procedure 8. Civil The part a of this evolution As concomitant companionship court held loss of element, even ary process, the “services” society proper the loss were elements of usage, prior statutory outgrew its stra its recovery. N.W.2d at services 190 448. See Keokuk, City itjacket. See Wardlow v. (Uhlen 1971) (Iowa N.W.2d 454 Subsequently gave the the court same J., original mean hopp, dissenting). In its expansive meaning to “services” Code term “outworn fiction.” ing the became an section 613.15. See Iowa-Des Moines Na- Prosser, Law W. The See Handbook Co., Trucking tional Bank v. Schwerman § 125, (4th 1971). at 894-95 ed. The Torts 1980); (Iowa Hankins away. theory title of services withered See (Iowa Derby, N.W.2d 585-86 § (Second) Restatement of Torts com 1973); Lines, Schmitt Jenkins Truck (1977). f As ment a result: Inc., (Iowa 1969). 664-65 today spouse may be viewed as Thus the term in rule Neither “services” 8 and other, rather each the chattel 613.15 embraced the elements of right to service common law spouse commands a consortium. cases, however, common law deprived the court tor could for the spouse’s recover
nevertheless adhered
post-death
services,
to the view that
including
loss of
con-
services element was not
recovery
embraced within
sortium. That
was to be distrib-
a common
loss of
deprived spouse
law
pursuant
uted to
exclusion of loss of services
section 633.336.
Acuff
spousal
from a
consortium recovery was
parent-child
relationship, rule 8
Buhrow,
reaffirmed in Fuller v.
292 gave
parent
right
to recover for loss
(Iowa 1980).
In Weill the
consortium,
services,
including
for the
recognized
independent
court
a child’s
com- period before and after the child’s death.
right
mon law
paren-
recover for loss of
deprived parent
Thus the
had both authori-
recovery
tal consortium but limited
to the
ty
to sue and the
recovery
“intangible” elements under the
ru-
the entire loss.
bric. See 311 N.W.2d at
A plurality
child-parent
In the
relationship, the de-
of the court said that “services” as em-
prived child had a
common law
ployed
should include
recover for “sentimental” consortium until
tangible
parent
services of a
injured parent’s
death.
would have overruled the
giving
cases
parent
duplicative right
had a
under section
expansive
more
definition of that term.
613.15 to
deprived
recover for the
child’s
This is how the law stood at the time of
services, including consortium,
loss of
until
this court’s decision in Audubon-Exira
injured parent’s
duplica-
death. That
Mix,
Ready
Inc. v. Illinois Central Gulf
tive
belonged,
Railroad
RELATIONSHIP
PRE-DEATH LOSS CLAIM POST-DEATH LOSS CLAIM
Spousal
Deprived spouse
Administrator
(recovery for
deprived spouse)
Deprived
Parent-child
parent
Deprived parent
Child-parent
Injured parent
Administrator
(recovery for
(recovery for
deprived child)
deprived child)
practical matter,
interpretation
case,
As
this
In the
Alan asserted
independent
his
injured person’s right
nullifies an
claim for loss of consor
timely
tium with Ambert’s action. Over
personally
613.15 to recover
for a
objection, the trial court refused to include
consortium,
or child’s loss of
but we
tangible
loss of services element in its
believe this result
is demanded
the over-
damages.
instruction on Alan’s
Upon re
intent,
riding legislative
spirit
of the
trial that element should be included in the
statute,
interplay
and the historical
be-
instruction.
tween the common law and the statute.
III.
upon
Other issues
remand. We
against
To assure further
double re
briefly
may
address two other issues that
covery, it is desirable that consortium ac
recur
rulings
on remand. One concerns
relating to
joined
inju
admissibility
tions be
of evidence
with the action for the
of oth-
er
parking
falls on the
lot and letters from
ry
injured person.
or death of the
In some
employer
Ambert’s
manager
defendants’
jurisdictions joinder mandatory
while
about the
danger.
incidents and
The sec-
required
others it is
when feasible. See
ond
ruling
issue concerns a
permitting de-
Weitl,
N.W.2d at 268. Based on the
fense counsel to
objec-
withdraw certain
Weitl,
explored in
we hold
considerations
*8
tions and statements he
during plain-
made
joined
that consortium claims must be
with
deposition
tiffs’
manager.
defendants’
person’s
ac
or administrator’s
sepa
brought
tion
If
whenever feasible.
issue,
As to the first
“evidence
rately, the
will be on the consor
burden
of former
place
accidents at a
is admissible
fea
joinder was not
dangerous
tium claimant to show
to show its
character and knowl
edge
if
at 270.
thereof
conditions
substantially
sible. See id.
are
specially).
CARTER,
(concurring
Justice
comparable
they are not too
similar
Co.,
Penney
v.
remote.” Smith
J.C.
in
in the result and
all
specially
I concur
794,
(1967).
573, 578,
149 N.W.2d
Iowa
except Division II.
majority opinion
of the
similarity
of condi-
The determination
spousal
consor-
respect to the issue
With
relevancy and
tions and timeliness involves
II,
disagree
I
in Division
tium discussed
in trial court discretion.
is vested
See
and the rationale.
both the result
with
Stores, Inc., 328
Hy-Vee
Food
Schuller
which the trial court
The instructions
(Iowa 1982). Evidence
N.W.2d
330-31
jury applied
the measure of
person
particular
by
fall
another
was
of a
approved in
recovery which we
Acuff
in
ground
on the
of remoteness
excluded
272, 274,
Schmit,
248 Iowa
person’s
case. The
fall was subse-
this
(1956) and have continued to follow
481-82
and in a differ-
quent to Ambert's first fall
approved the so-
since that
time. Acuff
than Ambert’s second
ent winter season
called “sentimental version” of consortium
in
no
of discretion
fall. We find
abuse
intangible
limiting
loss
ben-
ruling.
court’s
cooperation,
affec-
company,
efits of
relationship.
It
tion in a marital
viewed
One of the letters was excluded
arising
consortium claim as
grounds, and we find no
on remoteness
law,
subsequent
under the common
and our
ruling.
in that
Another
abuse of discretion
Buhrow,
in Fuller v.
decisions
fall,
letter,
prior to the first
was
written
(Iowa 1980)
Moes, 311
and Weitl v.
hearsay, and was then
excised to exclude
(Iowa 1981)
N.W.2d
continued
hearsay
in the
admitted. We find no error
way
in
intimated
treat
it as such and
no
deprived
determination.
that the
of the
any way
in
related to or affect-
was
issue, plain
to the second
As
by
statutory recovery granted to the
ed
prevented by
tiffs’ counsel
the.court
was
injured spouse
section 613.15. Since
reading
jury objections
made
from
Acuff,
in
there has been no serious
decision
during
taking by
by defense counsel
suggestion in our cases that the measure
deposi
plaintiffs
manager’s
recovery approved
defendants’
therein should be re-
(cid:127)
objections
tion when the
were withdrawn
examined.
pur
by defense counsel. Plaintiffs’
trial
appellants
To the extent
that
manager’s
pose
to show that the
testi
was
reexamination, I
present case ask for such
mony
improperly
influenced
state
was
continuing
favor
to adhere to the measure
during the
of his
ments of counsel
course
recovery established
objec
objections. Ordinarily
withdrawal
Moreover,
opinion.
in that
reasons stated
they
are
tions is a matter
because
deprived
recovery by
if the measure of
addressed
court. See Lessen
enlarged,
is to be
I submit that this
Norton,
44, 53,
hop v.
261 Iowa
accomplished by relying
should
on com-
be
(1967). Although
112-13
principles
invoking
rather than
mon-law
arguable
position
express language
merit
its
there is
statute which
case,
inapplicable
deprived
of a
find no made
claims
urged by plaintiffs
this
we
spouse or child.
ruling.
in the court’s
abuse of discretion
majority suggests
nexus
some
mat-
complaints
other
concern
Plaintiffs’
deprived spouse
between the claim of the
retrial,
likely
upon
to recur
and we
ters not
supplied by
and section 613.15has been
our
them.
do not address
Mix,
Ready
decision
Audubon-Exira
AND REMANDED.
REVERSED
Inc. v. Illinois Central
Railroad
Gulf
disagree
211 1152, 1156, 188, vices” as used in Iowa Code section 613.15. 259 Iowa (1966), significant portion possible The of that statute for this would not have been if purposes present pro- belong injured of such claims did not to the our discussion party. vides: men, the case of both women and [I]n legislature amended Iowa person,
such appropriate or the adminis- provide so as to Code section 633.336 that trator, may recover the value services of by recovery under section 613.15 spouse parent, or as or support personal representative of a decedent for both, be, may as the case such sum as support the value of services and shall be jury proper; provided, deems how- by aside set court for benefit of the recovery these elements ever, for of surviving spouse and children. 1976 Iowa damage may by spouse not be had § agree I Acts ch. cannot that this children, such, any person as of the ultimate amendment shifted of who, administrator, or whose is enti- recovery injured under the statute from the tled to recover same. expectant recipients party to the of the lost As we held in Wil- added). (emphasis Although support. our decision services and Light Audubon-Exira involved son v. Iowa Power & application claim, (Iowa 1979), wrongful this statute to a death the N.W.2d that amend- implications opinion spill of that over into merely provides ment how the deceased personal injury is the area of claims. This person’s enlarged right recovery under speaks because the statute to the matter of (Iowa the survival statute Code section involving 611.20) recoverable situations damage shall for those elements injury and death. both by personal representa- be distributed they tive in the event are recovered recovery permitted under section Wilson, decedent’s estate. we stated: support 613.15 is the value of “services and spouse parent,” Nothing rather than services the amendment purports or have parent. change The clear section 611.20 which we said 0/spouse gives wrongful death action its surviv- implication language of this is that orship of recov- recovery spouse” “as a under character. elements services ery are same the amend- belongs injured party as before ment_ changed spouse. Any All that is is the dis- and not to the doubt as damages.... The manner in whether that is the intent of the statute is tribution damages are does not proviso its final that: which distributed removed the ac- change the derivative nature of recovery damage for these elements tion. may not be had and chil- dren, such, who, or any person conclusion, a result of this we held As administrator, entitled to recov-
whose is Wilson wrongful death that the entire er same. personal representative of the under claim 613.15, including portion that in- further indication that Still volving support, of services is loss support under sec- for loss of services and subject contributory neg- defense injured party is belongs tion 613.15 ligence part on the of the decedent. period years fol- the fact that for a Buhrow, Fuller v. in its lowing the enactment of that statute form, adhere to the that the any recovery by personal we continued to view sup- injured party of the of the representative for loss of services and bring person’s personal property own claim for loss port was distributed as ac- exists outside of section wrongful death of the estate. Because and, statutory party’s unlike the posited in this state are on a tions statute, subject cause of ac- not preservation of the decedent’s tion, see, Egan Naylor, e.g., contributory negligence defense of on the Russell, Wendelin (Iowa 1973); part injured party. of the also reaf- We *10 v. Buhrow that while
firmed Fuller LAMPHERE, of a child for which meaning of “services” Richard Andrew permitted under Iowa Rule of recovery is Appellant, 8 is derived from section Procedure Civil in a “services” embraced those Iowa, Appellee. STATE claim for loss of con- spouse’s independent No. 83-62. more limited and involve sortium are at 675-76. intangibles. of Iowa. Supreme Court Audubon-Exira, approved we recov- 11, 1984. April intangible ery post-death loss of for the parental consor- elements an element of “services”
tium as Nothing holding pur- in our
section 613.15. change the measure
ports, spousal consortium
recovery for loss of injured party’s death or
prior to the 613.15. depends it on section
suggest that enlarge invoking spouse, deprived
right of gratuitously nullifies majority injured spouse which recovery by the addition, grants. expressly
that statute issues an adviso- majority gratuitously scope of rule 8 of
ry opinion on the though even Rules of Civil Procedure Iowa „is way in no involved
that rule developing Rather than new
present case. rights persons
rules which affect litigation and in parties to this
who are not interest, parties no have
which solely this case on
I would decide in this claims involved
spousal consortium them as common-
litigation. I would treat meas- adhere to the
law claims and ure of
UHLENHOPP, P.J., and McGIVERIN JJ., WOLLE, special concur- join this
rence.
