Lead Opinion
Pursuant to M.R.Civ.P. 72(c), this case was reported by the Superior Court, York County, from its order denying the defendants’ motion for dismissal of the plaintiffs’ complaint for failure to state a claim against the defendants for which relief could be granted, and setting forth the
I.
In April of 1984, the plaintiffs, Roxanne and Steven Macomber, filed a complaint against the defendants, Carter F. Dillman and the Webber Hospital Association. The complaint alleged, inter alia, that as a proximate result of the defendants’ negligent and careless failure to comply with the standard of care of medical practice in the performance of a tubal ligation on Roxanne for the purpose of her permanent sterilization, Roxanne was not permanently sterilized and had conceived and given birth to a child, Mazie. Although the plaintiffs did not allege in their complaint that Mazie is a healthy, normal child, they did not allege otherwise, and the parties have agreed to these facts. Plaintiffs sought damages from defendants “including, but not limited to, the cost of raising and educating Mazie May Macomber, the medical and other expenses of the pregnancy and childbirth, the medical and other expenses of a subsequent hysterectomy for purposes of sterilization, lost wages, loss of consortium, the medical and other expenses of the unsuccessful tubal ligation, permanent physical impairment to Roxanne Macomber resulting from bearing Mazie May, her sixth child, and physical and mental pain and suffering resulting [therefrom].”
Defendants filed motions for dismissal or summary judgment on the grounds that the plaintiffs by their complaint failed to state a claim for which relief could be granted and could not recover damages for the cost of rearing and educating a healthy, normal child. After hearing, the Superior Court entered its order denying the defendants’ motions and adopting the analysis that should the plaintiffs prevail they would be entitled to recover “all reasonable, foreseeable, and proximately caused damages, including the expenses of child rearing.” The court refused to rule on whether damages so recoverable by plaintiffs “should be offset by benefits” of parenthood.
On a joint motion of the parties, the Superior Court reported the case to this court thereby posing the following questions of law: (1) Did the Superior Court by its order properly deny the defendants’ motion to dismiss the plaintiffs’ complaint for failure to state a claim against the defendants for which relief can be granted? (2) Did the Superior Court by its order properly set forth the damages that the plaintiffs could recover should they prevail in their action against the defendants?
II.
We first address the question of whether the plaintiffs have by their complaint stated a claim against the defendants. Contrary to the defendants’ contention, the plaintiffs’ action does not represent a new cause of action in the state of Maine. “Since the early days of the common law a cause of action in tort has been recognized to exist when the negligence of one person is the proximate cause of damage to another person.” MacDonald v. MacDonald,
III.
We next consider whether the Superior Court correctly established the scope of recoverable damages. We are aware that the courts which have considered this type of case have not reached a consensus as to damages, if any, that may be recoverable. See Kingsbury v. Smith,
We hold for reasons of public policy that a parent cannot be said to have been damaged or injured by the birth and rearing of a healthy, normal child. Accordingly, we limit the recovery of damages, where applicable, to the hospital and medical expenses incurred for the sterilization procedures and pregnancy, the pain and suffering connected with the pregnancy and the loss of earnings by the mother during that time. Our ruling today is limited to the facts of this case, involving a failed sterilization procedure resulting in the birth of a healthy, normal child.
We also must address whether the plaintiff, Steven Macomber, may recover for loss of consortium of his wife, Roxanne. For centuries courts have recognized a husband’s right to recover damages for the loss of consortium when a tortious injury to his wife detrimentally affects the spousal relationship. See Britton v. Dube, et al.,
The entry is:
The order of the Superior Court is modified to limit the scope of recoverable damages, and as so modified, affirmed. Remanded to the Superior Court for further proceedings consistent with the opinion herein.
McKUSICK, NICHOLS, and ROBERTS, JJ., concurring.
Concurrence Opinion
concurring in part and dissenting in part,
Although I concur that a cause of action exists for medical malpractice in the performance of a tubal ligation, I am unable to agree with the Court’s judicially imposed limitation on the damages that are recoverable. The Court reasons that in no circumstances can a parent be said to have been harmed by the birth and rearing of a healthy, normal child. This rationale, however, is not only plainly inconsistent with the Court’s recognition of a cause of action but also totally ignores the fact that many individuals undergo sterilization for the very purpose of avoiding such a birth. Moreover, the Court’s opinion is an unwarranted departure from the fundamental principle of tort law that once a breach of duty has been established, the tortfeasor is liable for all foreseeable damages that proximately result from his acts. I dissent because, in my view, the jury should be permitted to consider awarding damages for child rearing costs.
By finding that a parent is not harmed by the birth of a healthy child, the Court’s opinion is logically inconsistent. In the first part of its opinion, the Court applies traditional tort principles to recognize a cause of action for negligence resulting in an unwanted conception and subsequent birth of a normal, healthy child. Although the opinion is noticeably silent as to what the required harm is to support the cause of action, see Rubin v. Matthews Int’l
Not only is the Court’s opinion internally inconsistent, but its stated rationale to support an artificial limitation on the scope of recoverable damages ignores reality. To hold that a parent cannot be said to have been damaged or injured by the birth and rearing of a normal, healthy child is plainly to overlook the fact that many married couples, such as the plaintiffs, engage in contraceptive practices and undergo sterilization operations for the very purpose of avoiding the birth of child. Many of these couples resort to such conception avoidance measures because, in their particular circumstances, the physical or financial hardships in raising another child are too burdensome. Far from supporting the view that the birth of a child is in all situations a benefit, the social reality is that, for many, an unplanned and unwanted child can be a clear detriment. See, e.g., Troppi v. Scarf,
A couple privileged to be bringing home the combined income of a dual professional household may well be able to sustain and cherish an unexpected child. But I am not sure the child’s smile would be the most memorable characteristic to an indigent couple, where the husband underwent a vasectomy or the wife underwent a sterilization procedure, not because they did not desire a child, but rather because they faced the stark realization that they could not afford to feed an additional person, much less clothe, educate and support a child when that couple had trouble supporting one another. The choice is not always giving up personal amenities in order to buy a gift for the baby; the choice may only be to stretch necessities beyond the breaking point to provide for a child that the couple had purposely set out to avoid having.
Cockrum v. Baumgartner,
I know of no instance where we have strayed from the common law principle that a tortfeasor is liable for every foreseeable injury proximately caused by his negligent act and we should avoid doing so here. The Court states that public policy dictates the result it reaches without explaining the
I have previously admitted that I have no special capacity to intuit, and am possessed of no extensive empirical evidence from which I can infer, the manifest will of the people. The majority, I submit, has failed to observe the caveat that public policy “.... is a very unruly horse, and when once you get astride it, you never know where it will carry you. It may lead you from the sound law.”
Public Health Trust v. Brown,
■ In my view, it is the duty of this Court to follow public policy, not to formulate it,
Rather than to rely on unstated notions of public policy, the better approach to determine what damages may be recoverable is to apply traditional common-law rules. It is certainly foreseeable that a medical health professional’s failure properly to perform a tubal ligation will result in the birth of an unplanned child. As a result of the tortfeasor’s act, the parents, who had chosen not to have a child, find themselves unexpectedly burdened both physically and financially. They seek damages not because they do not love and desire to keep the child, but because the direct and foreseeable consequences of the health-care provider’s negligence has forced burdens on them that they sought and had a right to avoid.
In assessing damages for child rearing costs, I would follow those jurisdictions that have adopted the “benefit rule” of the Restatement (Second) of Torts § 920 (1979). See supra note 1. The benefit rule recognizes that various tangible and intangible benefits accrue to the parents of the unplanned child and therefore to prevent unjust enrichment, their benefits should be weighed by the factfinder in determining damages associated with the raising of the unexpected child. The rule provides that “[w]hen the defendant’s tortious conduct has caused harm to the plaintiff or to his property and in so doing has conferred a special benefit to the interest of the plaintiff that was harmed, the value of the benefit conferred is considered in mitigation of damages, to the extent that this is equitable.” See also C. McCormick, Damages § 40 (1935). The assessment of damages, if any, should focus on the specific interests of the parents that were actually impaired by the physician’s negligence. An important factor in making that determination would be the reason that sterilization was sought, whether it was economic, genetic, therapeutic or otherwise. See Harke v. McKelway,
By allowing the jury to consider the future costs, both pecuniary and non-pecuniary, of rearing and educating the child, we permit it to consider all the elements of damage on which the parents may present evidence. By permitting the jury to consider the reason for the procedure and to assess and offset the pecuniary and non-pecuniary benefits which will inure to the parents by reason of their relationship to the child, we allow the jury to discount those damages, thus reducing speculation and permitting the verdict to be based upon the facts as they actually exist in each of the unforeseeable variety of situations which may come before the court. We think this by far the better rule. The blindfold on the figure of justice is a shield from partiality, not from reality.
University of Arizona Health Sciences Center v. Superior Court,
Although the benefit rule approach requires the jury to mitigate primarily economic damages by weighing them against primarily noneconomic factors, I reject the view that such a process is “an exercise in prophecy, an undertaking not within the specialty of our fact-finders.” Coleman v. Garrison,
As a final note, the parents should not be forced to mitigate their damages by resorting to abortion or to adoption. A doctrine of mitigation of damages known as the avoidable consequences rule requires only that reasonable measures be taken. See Restatement (Second) of Torts § 918 (1979); C. McCormick, Damages § 35, at 133 (1935). Most courts that have considered the matter have held, as a matter of law, neither course of action would be reasonable. See University of Arizona Health Sciences Center v. Superior Court,
I would affirm, without modification, the order of the Superior Court and permit the recovery of the potential costs of rearing the child.
Notes
. A minority of courts have not departed from common law principles and allowed the recovery of child rearing expenses offset by the beneficial value the parents will receive from having a normal, healthy child. See, e.g., University of Arizona Health Sciences Center v. Superior Court,
A majority of courts, for various policy reasons, have provided for the recovery of all damages except child-rearing expenses. See, e.g., McNeal v. United States,
A common criticism of the opinions following the majority view is that they "substitute wise-sounding platitudes for any earnest and frank examination of the relevant issues involved.” Fassoulas v. Ramey,
. It is interesting to note that the Legislature is presently considering a bill prohibiting a cause of action in "wrongful birth" and “wrongful life" cases when a healthy child is born as a result of a health-care provider’s negligence. See L.D. 2065, § 16 (112th Legis.1986).
. The choice not to procreate, as part of a person’s right to privacy, is constitutionally guaranteed. See Roe v. Wade,
. "The doctor whose negligence brings about ... an undesired birth should not be allowed to say, T did you a favor,’ secure in the knowledge that the courts will give to this claim the effect of an irrebuttable presumption.” Terrell v. Garcia,
