MEMORANDUM OPINION
Granting the Defendant’s Motion for Summary Judgment; Denying the Plaintiff’s Motion for Summary Judgment
I. INTRODUCTION
This Freedom of Information Act (“FOIA”) matter comes before the court on the parties’ motions for summary judgment. Plaintiff Albert Mack, a former Marine and now an inmate under sentence of death in Alabama, seeks disclosure of all agency documents generated by the Naval Criminal Investigative Services (“NCIS”) that pertain to him. Over the course of the last three years, the Department of the Navy (“the defendant”) released most of the requested information to the plaintiff, but redacted certain information pursuant to FOIA’s law-enforcement exemption. The plaintiff challenges the defendant’s redactions. Because there is a strong privacy interest in the redacted information that is not counterbalanced by an identifiable public interest in disclosure, the court concludes that the information is exempt from disclosure. Moreover, becausе the plaintiff has not shown that the defendant’s search for information was un
II. BACKGROUND
The plaintiff served in the United States Marine Corps from 1986 until his discharge a few years later. PL’s Statement of Mat. Facts (“Pl.’s Statement”) ¶ 1; Def.’s Resp. to PL’s Statement (“Def.’s Resp.”) ¶ 1. During his service, the plaintiff assisted NCIS, a criminal law enforcement agency within the Navy, in an NCIS drug-trafficking investigation. PL’s Statement ¶¶ 5, 6; Def.’s Statement of Mat. Facts (“Def.’s Statement”) ¶ 3; Def.’s Resp. ¶¶ 5, 6. While participating in the NCIS investigation, the plaintiff developed an addiction to crystal methamphetamine. PL’s Statement ¶ 7; Def.’s Resp. ¶ 7.
In 1996, the plaintiff was convicted and sentenced to death by the Tuscaloosa County Circuit Court in Alabama. PL’s Statement ¶ 2; Def.’s Resp. ¶ 2. In September 2000, the plaintiff filed a petition for state post-conviction rеlief, alleging ineffective assistance of trial counsel. PL’s Statement ¶ 8; Def.’s Resp. ¶ 8. Specifically, the plaintiff alleged that his counsel failed to investigate and present mitigating evidence, including evidence of his assistance to NCIS, at the penalty phase of the proceedings. PL’s Statement ¶ 8; Del’s Resp. ¶ 8.
At the same time, to support his petition for relief, the plaintiff submitted a FOIA request to NCIS for all documents generated by NCIS pertaining to him. PL’s Statement ¶ 10; Del’s Statement ¶ 1. NCIS conducted a search and located 52 pages of responsive information. Def.’s Statement ¶ 2; PL’s Resp. to Def.’s Statement (“PL’s Resp.”) ¶ 2. In October 2000, NCIS released to the plaintiff 38 pages that it had redacted pursuant to certain FOIA exemptions. Compl. App. A; PL’s Statement ¶ 11; Def.’s Statement ¶ 4. NCIS withheld the remaining 14 pages in their entirety on the grounds that the pages consisted of “source utilization records” detailing the manner and circumstances of the plaintiffs involvement with NCIS as a confidential source and cooperating witness. PL’s Statement ¶ 11; Def.’s Statement ¶ 5.
Dissatisfied with the NCIS response, the plaintiff filed an administrative appeal of the agency’s decision in December 2000. PL’s Statement ¶ 12; Def.’s Statement ¶ 6. In August 2001, the Office of the Judge Advocate General (“JAG”) responded by agreeing to disclose four references 1 previously redacted from the 38 released pages. Compl. App. B; PL’s Statement ¶ 13; Def.’s Statement ¶ 7. JAG rejeсted the plaintiffs request for the 14 withheld pages, however. PL’s Statement ¶ 13; Def.’s Statement ¶ 7.
On December 18, 2001, having exhausted all administrative remedies under FOIA, the plaintiff filed suit in this court to obtain the redacted information plus the 14 withheld pages. PL’s Statement ¶¶ 14-15; Def.’s Statement ¶¶ 14-15. On June 7, 2002, NCIS disclosed four more previously redacted references from the 38 released pages,
2
and released redacted versions of the 14 withheld pages. Supplemental Dis
On June 26, 2002, the defendant filed a motion for summary judgment. On August 21, 2002, the plaintiff filed a motion for summary judgment. The court now turns to the parties’ motions.
III. ANALYSIS
A. Legal Standard for Summary Judgment in a FOIA Case
Summary judgment is appropriate when “the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law.” Fed.R.Civ.P. 56(c);
Celotex Corp. v. Catrett,
FOIA affords the public access to virtually any federal government record that FOIA itself does not specifically exempt from disclosure. 5 U.S.C. § 552;
Vaughn v. Rosen,
The court may grant summary judgment to an agency on the basis of its affidavits if they:
[ (a) ] describe the documents and the justifications for nondisclosure with reasonably specific detail, [ (b) ] demonstrate that the information withheld 'logically falls within the claimed exemption, and [ (c) ] are not controverted by either contrary evidence in the record nor by evidence of agency bad faith.
Military Audit Project v. Casey,
B. The Court Concludes That Additional Discovery Is Not Warranted
The plaintiff asks the court to order discovery for additional documents concerning his involvement with the NCIS drug-trafficking investigation. Pl.’s Mot. for Summ. J. at 12. Stating that “it is unlikely that a major operation of the sort that [the plaintiff] wаs involved in — one that resulted in the initiation of three NCIS investigations [ ] — would have resulted in so few documents,” the plaintiff requests that the court direct the defendant to gather any and all records concerning the plaintiff from any and all offices. Id. In response, the defendant characterizes the plaintiffs conclusion as speculative, and offers an affidavit from the NCIS senior military counsel stating that NCIS conducted a thorough search. Def.’s Opp’n at 12; Def.’s Mot. for Summ. J. Ex. A (Tuidеr Decl.) ¶ 3. Because the plaintiffs belief in additional documents is not sufficient to challenge the NCIS search, the court concludes that discovery is not warranted.
1. Agency Searches Pursuant to FOIA
An agency responding to a FOIA request must search for documents in good faith, using methods that are reasonably expected to produce the requested information.
Oglesby v. Dep’t of Army,
2. The Plaintiff Has Not Shown That the Defendant’s Search Was Unreasonable
Absent proof that additional information exists, the court has no reason to conclude that the NCIS search in this case was unreasonable.
Oglesby,
C. The Court Concludes That the Redacted Information Is Exempt from Disclosure Pursuant to Exemption 7(C)
The defendant asserts that the redacted information sought by the plaintiff protects privacy interests and therefore is exempt from disclosure under Exemption 7(C) of FOIA. Def.’s Mot. for Summ. J. at 14-19. The plaintiff contends that the public interest coupled with his interest in gathering evidence for a constitutional challenge require disclosure of the redacted information. Pl.’s Mot. for Summ. J. at 6-12; Pl.’s Reply at 1-6. Because there is a strong privacy interest in the redacted information that is not counterbalanced by an identifiable public interest, the court concludes that the redacted information is exempt from disclosure under Exemption 7(C).
1. Exemption 7(C)
Exemption 7(C) protects records or information compiled for law-enforcement purposes from disclosure whenever such disclosure “could reasonably be expected to constitute an unwarranted invasion of personal privacy.” 5 U.S.C. § 522(b)(7)(C). To determine whether disсlosure is warranted, the court must balance the public interest in disclosure against the privacy interest that Congress intended the exemption to protect.
Oguaju v. United States,
Because “thе mention of an individual’s name in a law enforcement file will engender comment and speculation and carries a stigmatizing connotation,” individuals have a strong privacy interest in avoiding unwarranted association with alleged criminal activity.
Fitzgibbon v. Cent. Intelligence Agency,
Balanced against this privacy interest is the public interest in opening agency action to the light of public scrutiny.
Reporters Comm.,
2. The Plaintiff Has Not Identified a Public Interest That Counterbalances the Privacy Interest in the Redacted Information
The 52 pages provided by the defendant consist of criminal reports of investigations, cooperating witness operations reports, or source utilization records. Compl. Attach. A & B; Supp. Disci.; Defi’s Mot. for Summ. J. Ex. A (Tuider Decl.) ¶ 8. On each page, the defendant has redacted personal identifying information — such as names, initials, social security numbers, telephone numbers, dates of birth, hair color, race, and weight — of law enforcement agents, victims, witnesses, other subjects of investigations, and non-agent third parties (“the unidentified individuals”). Compl. Attach. A & B; Supp. Disci.; Def.’s Mot. for Summ. J. Ex. A (Tuider Decl.) ¶¶ 10-12, 14-18 & Attach. F (Vaughn Index). The- defendant also redacted the internal NCIS “control numbers,” or primary identification numbers assigned to operating witnesses when they worked with and for NCIS. 3 Compl. Attach. A at 10-14,15-19, 21, 23-27; Def.’s.’ Mot. for Summ. J. Ex. A (Tuider Decl.) ¶¶ 15-16 & Attach. F (Vaughn Index).
The defendant argues that these rеdac-tions are warranted because they serve the privacy interests of agents and non-agent third parties in avoiding harassing inquiries, and of witnesses in avoiding public identification. Id: at 6-7, 9, 16-17. In the defendant’s view, moreover, no public interest outweighs this privacy interest because the release of the redacted information would not shed light on NCIS performance or operations and the defendant’s interest in his criminal investigation does not qualify as a countervailing public interest. Id. at 18.
In response, the plaintiff asserts that the defendant must disclose the redacted information because there is no privacy interest here and there is a strong public interest in disclosure. Pl.’s Mot. for Summ. J. at 6. First, the plaintiff argues that the unidentified individuals have no reasonable expectation of privacy because
As a threshold matter, the court must determine whether the documents qualify as information “compiled for law enforcement purposes” within the meaning of Exemption 7(C). 5 U.S.C. § 552(b)(7)(C). The defendant states that NCIS generated the criminal reports of investigations, cooperating witness operations reports, and source utilization records in connection with its law enforcement functions. Def.’s Mot. for Summ. J. at 16 (citing Exemption 7(C)). The criminal reports of investigations set forth the background and status of an investigation. Compl. Attach. A at 1-9, 31-52; Def.’s Mot. for Summ. J. Ex. A (Tuider Decl.) ¶ 9. The cooperating witness operations reports describe the circumstances and manner of NCIS use of a cooperating witness. Compl. Attach. A at 10, 15, 17, 27-30; Def.’s Mot. for Summ. J. Ex. A (Tuider Decl.) ¶ 14. The source utilization records set forth in chronological order the manner and circumstances of the plaintiffs involvement as an NCIS confidential source and cooperating witness. Supp. Disci.; Def.’s Mot. for Summ. J. Ex. A (Tuider Decl.) ¶ 18. Having reviewed these documents, the court concludes that they were “compiled for law enforcement purposes,” thereby qualifying for Exemption 7(C) protection. 5 U.S.C. § 552(b)(7)(C).
Having determined that the redacted information meets the threshold requirement of Exemption 7(C), the court now must consider whether there exists a privacy interest in the redacted information, and if so whether that privacy interest is outweighed by a public interest in its disclosure.
Computer Prof'ls,
a. The Privacy Interest
The redactions at issue here consist of the personal identifying information of the unidentified individuals. Compl. Attach. A & B; Supp. Disci; Def.’s Mot. for Summ. J. Ex. A (Tuider Decl.) ¶¶ 10-12, 14-18; Def.’s.’ Mot. for Summ. J. Attach. F (Vaughn index). The plaintiff theorizes that the unidentified individuals hаve no FOIA-cognizable privacy interest in this information because such interests arise only during “private transactions,” or only if the individual is a party to the illegal activity, or only if the individual’s name was unknown to the requester. PL’s Reply at 1; PL’s Mot. for Summ. J. at 7-8.
None of these theories bear fruit. Our court of appeals recognizes a privacy interest in the mere mention of an individual’s name in a law enforcement file regardless of the individual’s role in the activity described.
Fitzgibbon,
b. The Public Interest
The unidentified individuals’ privacy interest is not outweighed by an identifiable public interest.
Id.
at 1205. The plaintiff offers a vague assertion that NCIS knowingly exposed him to crystal methamphetamine and by implication was responsible for his addiction. Pl.’s Mot. for Summ. J. at 9-10. But bald assertions of wrongdoing, unsupported by any evidence, do not create a public interest sufficient to overcome the рrivacy interest at issue here.
Computer Prof'ls,
As for the plaintiffs argument that the redacted information would aid his efforts to gather mitigating evidence in support of his ineffective assistance of counsel claim, the plaintiffs “personal stake in using the requested records to attack his convictions does not count in the calculation of the public interest” under FOIA.
Oguaju,
Finally, the plaintiff asserts that he has a constitutional right under the Sixth, Eighth, and Fourteenth Amendments to have access to mitigating evidence. Pl.’s Mot. for Summ. J. at 11. But “[tjhere is no inherent constitutional right of access to government information ... as the existence of the Freedom of Information Act, and its host of exemptions, both amply demonstrate.”
Pfeiffer v. Cent. Intelligence Agency,
IV. CONCLUSION
For the foregoing reasons, the court grants the defendant’s motion for summary judgment and denies the plaintiffs motion for summary judgment. An order consistent with this Memorandum Opinion is separately and contemporaneously issued this 31st day of March, 2003.
Notes
. The references consisted of the term "CW utilization record,” which appeared four times on three pages. Compl. App. B at 10, 15 & 17.
. The additional references consisted of brief statements regarding funds provided to the plaintiff for expenses, evidence purchases, and inducements during the reporting period. Supp. Disci, at 2, 7 & 9.
. The defendant redacted the cooperating witness identification numbers pursuant to both Exemption 2 (internal persоnnel rules) and Exemption 7(E) (law enforcement investigative techniques). Def.'s Mot. for Summ. J. Attach. F (citing 5 U.S.C. § 552(b)(2), (b)(7)(E)). The plaintiff focuses his challenge on the names redacted pursuant to Exemption 7(C), making only passing reference to the identification numbers redacted under Exemptions 2 and 7(E). Pl.’s Mot. for Summ. J. at 2-6. Exemption 2 precludes disclosure of information “related solely to internal personnel rules and practices, the release of which would allow circumvention of a statute or rule.” 5 U.S.C. § 552(b)(2). The defendant's affidavit states that the identification numbers are strictly internal and are sensitive because they conceal the identity of informants who were promised confidentiality in exchange for their cooperation. Def.'s Mot. for Summ. J. Ex. A ¶ 16. Accordingly, the court determines that the defendant may exempt the identification numbers from disclosure under Exemption 2.
Lesar v. Dep’t of Justice,
