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Mack O'Neal Alexander and William L. Caldwell v. International Union of Operating Engineers, Afl-Cio, Etc.
624 F.2d 1235
5th Cir.
1980
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*2 CLARK, Before CHARLES RONEY HENDERSON, Judges. Circuit RONEY, Judge: agent, apparently A local union’s business international union’s from the direction binding president, signed local, though even ment on behalf unanimously de- had clined prior participate on two occasions project, despite presence in the of a provision parent union’s constitution bargaining agreements that collective must approved majority be by a the affected local. The issue in this case is whether respective unions’ actions created causes of action on behalf of two individual the local and against members international Labor Management section 301 of the 185; Relations sections § U.S.C.A. Labor-Management and 102 Act, 29 Reporting and Disclosure U.S.C.A. respeсtive 411(a)(1), unions’ §§ representation. project agreement. The full except court denied all relief local under its against as text of the was as follows: only nominal representation, but awarded that all This office has been informed of the two damages in favor except engineers crafts operating reverse the district local members. We with signed Rеd project agreement court’s denial of a fair claim at Olinkraft Company Rock Construction union, parent remand the case *3 Monroe, You Louisiana. Paper Company, damages for an award of nominal and costs hereby agreement are the sign directed to action, in under this cause of and affirm all job. and to supply men to this respects. other manager signed July On business International of Local 406 of the Union agreement on behalf of the local. Engineers, (the local), Operating AFL-CIO constitution, incorpo- The international’s representative is the exclusive Article pertinent part into Y of the rated and maintain all persons operate who col- by-laws, provided proposed equipmеnt engineer’s covered craft by the “shall not be bargaining agreements lective Northeast Louisi- agreement between the presented executed until have Chapter ana of the Associated General Con- meeting following membership next Building tractors of America and agreement and proposed negotiation of the Council, of which the Constructiоn Trades membership.” approved by have been dispute local was member. The here a proviso permitting There was an additional project agree- arose out of the aof delegate this au- the local ment between Redrock Construction Co. thority, but the district court found expansion and the Trades Council for the neither the local nor the international manufacturing a Redrock was not facility. delegation claimed that such party a to the craft between the challenged made. That not on finding is Trades Council and the contractors associa- appeal. separate agreement tion. a Consequently, covering particular job necessary. this Two local members who nevеr worked however, project agreement, The Redrock under involved in that were special contained standards less $50,000 com- award dispute seek an favorable to the than the same employees damages. Their pensatory exemplary engineers standards contained in the craft manager’s assent request the business agreement. Although the two be project agreement voided was wage contained the same rates fringe upon completion rendered moot of the Red- contributions, benefit the Redrock job. rock ment time and one-half rates for overtime, while the craft con- Management Section SOI: Labor tained double rates for overtime work. In Relations Act addition, under employees sought Plaintiff to invoke the agreement, operating engineers could be jurisdiction upon district court’s first based among pieces equipment shifted various 301(a) Management section throughout of the Labor working day, while under agreement, 185(a). the craft Relations That only one such move U.S.C.A. § could during day. provides, be ordered the course of a 22,1976, membership, The local on June contracts between Suits for violation of again July 6,1976, unanimously rejected organization rep- employer and a labor the proposed project agreement. resenting employees industry in an af- fecting chap- as defined in this commerce July On the local’s business ter, organiza- or between such labor manager pres- receivеd a from the tions, district may brought be Operat- ident of the International Union of (the having juris- ing Engineers, AFL-CIO internation- court of the United States al), respect to ordering manager sign parties, the business diction of the without Thus, several cases relationships. er controversy or without re- the amount juris not confer 301 did parties. found that section citizenship gard to merely an dispute bеcause the diction by the that violation

Plaintiffs contended involve and did intraunion matter con- of the international’s respective unions Stell peace. threat of contract amounted to a breach stitution ing v. IBEW 301(a). Sec- of section purview denied, 442 1978), cert. 1382-84 a violation of a requires ‍​​‌‌​‌‌​‌​​​‌‌‌​​​​‌‌​‌​‌​‌​‌​​​‌‌‌‌​‌​‌‌​​​‌‌​‌‍“expressly tion 301 employed as may it be contract before lаbor International Brotherhood (1979); Trail v. Glover, Mumford jurisdiction device.” Teamsters, 1974). The issue Hospital Union DC, National may members individual union of whether National Un & Health Employees Care jurisdictional as a basis use section 301 Employees, Care Health Hospital ion of & unions is a sue their local or international (D.C.Cir. 1976); 1205, 1207-08 this Circuit. impression first matter of *4 1241, 1242-44 UMW, 493 F.2d v. Smith language ‍​​‌‌​‌‌​‌​​​‌‌‌​​​​‌‌​‌​‌​‌​‌​​​‌‌‌‌​‌​‌‌​​​‌‌​‌‍As the in section Em Restaurant (10th & 1974); Hotel Cir. on wheth clear, depends jurisdiction makes 705, Svacek, 431 F.2d 400 v. ployees Local employer an er there is a contract between cases have Other two organization or between and a labor contradictory con apparently reached the While the suit need organizations. labor jurisdic section 301 clusion that there employer an necessarily be between not found tion, cases the courts but in these labor or or between organization a labor peace on industrial genuine impact that a Evening News Associ v. ganizations, Smith alleged. adequately 200-201, 267, ation, 195, S.Ct. 1234, Corp., Abrams Carrier (1962), upon the contract 270, denied, (2d 1970), cert. 401 U.S. 1247-49 be between is based must which the suit 1009, (1971); 1253, S.Ct. Amalgamated such Associa parties. See 886, 914-17 IBEW, Parks v. Street, Railway Electric & Motor tion of 976, Cir.), denied, 83 S.Ct. 372 U.S. Lockridge, Employees Coach 657, 1111, (1963); cf. Local 10 L.Ed.2d 142 (1971). 29 L.Ed.2d 473 91 S.Ct. Join Carpenters & United Brotherhood Sidell, International Associa- 1252-56 In Retail Clerks ‍​​‌‌​‌‌​‌​​​‌‌‌​​​​‌‌​‌​‌​‌​‌​​​‌‌‌‌​‌​‌‌​​​‌‌​‌‍ers v. Goods, tion, parent union Dry Cir.) (suit Locals 128 & v. Lion alleging violation 301(a) 7 L.Ed.2d 503 369 U.S. S.Ct. under section denied, constitution), cert. (1962), parent that the contract union’s it was contended jurisdiction must necessary for section Brotherhood (1977); United agreement. The

be a collective v. United Brotherhood rejected approach, stating, Carpenters “It is & Joiners Court Joiners, Carpenters & enough clearly this is (same). (1st 1974) organizations and labor employers between maintenance of labor significant to the So, circuits have while those other Id., them.” 82 S.Ct. at peace between involving reached different results in cases cоnstitu jurisdiction parent based by the issue of tions, only Other circuits confronted of result and the conflict is one the union constitution whether violation of We analysis. not one method of jurisdiction provides a basis for section 301 cited above and hold follow the decisions Lion lan- Dry conferring jurisdiction have derived from the Goods purposes that for guage, alleged frоm their conclusion violation under section regulate peace the LMRA is not to or purpose of create a threat must affairs, requirement impact upon labor-em strictly significant intraunion have a necessary to be a “contract” relations. It is therefore ployer that for an present contro meaning of section it must whether within the to determine requirement. labor-employ- versy on external meets that have some effect agent, by signing the agree- The business employees argue here a dis- authorization, respective sparked unions’ consequences ment without impact employees on labor- pute solely activities had a substantial between the no relations, since without a cоn- has management ‍​​‌‌​‌‌​‌​​​‌‌‌​​​​‌‌​‌​‌​‌​‌​​​‌‌‌‌​‌​‌‌​​​‌‌​‌‍respective There unions. tract, un- Redrock, would have operating engineers no suggestion the construction to commence job. been sent to the Had agreed ions already that had way nonunion company been forced to secure job, work on the Olinkraft balking local mem- replacements for the prompted president the international’s unions, bers, who had likely it is the other We do urge agreement. ratification of the already assented to the scenario decide whether such a job. walked off the agreement, would have bring the matter have been sufficient Furthermore, employees argue, since bargaining, within context of collective dispute the essence of the hеre arose from strictly intraunion and out of the realm of agree to the dou- employer’s refusal squabble. in- rate which had been ble time overtime controversy We conclude the corporated engineers’ into the craft impact on exter significant does not have a ment, labor-management relations are di- and there relationships labor-employer nal rectly implicated. Had Redrock not at- jurisdiction fore cannot form the basis tempted to undercut the craft prop under section 301. area, key the overtime element of the under that section. erly jurisdiction denied diffused, dispute according would have been plaintiffs. Management Labor 101 and 102: Sections *5 rejected. Plaintiffs’ must be contentiоns Act Reporting and Disclosure Their arguments consequences that the question plaintiffs The next is whether had a respective unions’ acts substantial alleged have a sufficient violation of section impact upon labor-management relations 101(a)(1) Labor-Management Report- reasoning are misdirected. This line of Act, ing and Disclosure U.S.C.A. virtually every agree- include 411(a)(1), to confer jurisdiction under sec- § ment within the ambit of since section Act, tion 102 of the 29 U.S.C.A. § activity all union will ultimately practically 101(a)(1) provides, Section labor-management have in the impact some organization Every of a labor member question arena. The is not whether equal rights privileges shall have impact union activities have sufficient nominatе organization within such employer relationships peace industrial candidates, or referen- to vote elections agreement alleged but whether the and its to attend organization, dums of the labor violation have that effect. The meetings, participate and to allegedly violated here the internation- voting upon the in the deliberations and constitution, agreement, al’s not the craft subject to rea- meetings, business of such which did not even apply to in such or- regulations sonable rules and job, or the other unions’ contracts. The ganization’s bylaws. constitution alleged signing violation was not the of a Plaintiffs claim their equal rights to vote contract inconsistent with the craft were denied virtue of the business ment but rather the of a contract agent’s patent of the two referen- disregard approved by procedures prescribed da in which the proposed by the international’s constitution. With rejected. The word unanimously respect alleged to that and that 101(a)(1) “referendum” in section has been violation, plaintiffs have not shown there guarantee “to sufficiently held to be broad any peace real threat or right to vote on a to all union members a any significant impact relationship on the enjoy.” of them any with the indica- union contract which employer, nor is there that, of Team- Brotherhood tion in the record aside from mere Trail v. International sters, speculation, showing such a could be made. 542 F.2d at 966. Representation: Fair Supreme

The held Court Calhоon Harvey, 379 85 S.Ct. U.S. that district court concluded The (1964), however that a cause of plaintiff employees had stated guarantee rights” “equal section its local under action 101(a)(1) only unequal forbids treatment as nominal fair awarded representation and Thus, between members of a union. plain for each damages thereunder $1 issue under is not whether plain finding tiff. The district сourt’s properly the members treated or fair were compensable tiffs are unable to show ly, equally. but whether were treated they dis damages has not been appealed. Blackman, Lux v. See breached trict the local properly court held IBEW Local Case v. under these its duty (D.Alas.1977), F.Supp. aff’d sub facts. We affirm nominal award Stelling nom. v. IBEW Local locаl. against the costs damages and 1978), denied, plaintiffs also court held (1979); S.Ct. 2890 damages were punitive not entitled to un- Abel, Aikens v. F.Supp. (W.D. duty of fair der of its the local’s breach Pa.1974). representation. After the district decision, argu- before oral rendered its but allegation There here that is no case, Supreme ment Court held in this two union members have damages punitive improрer an award against, discriminated or representa- a union’s breach of right a to vote that privilege been denied tion employee’s grievance. processing It is un the union has to others. Foust, IBEW v. 99 S.Ct. local members voted disputed Although Foust in- (1979). L.Ed.2d 698 unanimously Redroek reject a claim under Railway volved Labor was a denial of project agreement. If there applicable the decision is equally vote, right the business because case arising like the under the one wishes, agent’s abrogation of the members’ National Labor Relations Act. See equally. member that denial affected each n.8; n.8, at 46 at 2125 Ford Motor *6 out singled Plaintiffs themselves were Huffman, Co. 73 v. S.Ct. U.S. treatment, is disparate for nor there (1953). Accordingly, the dis- L.Ed. 1048 hint that other mеmbers received bet union punitive damages trict court’s denial of is exercising ter treatment union affirmed. in section re Nothing franchise. a labor to submit quires union Fair International Representation: membership prior to the the The district court held that interna- Indepen ratification. Confederated See duty representation tional owed no fair Co., 465 dent Unions v. Rockwell-Standard to employees, the and the interna- (3d F.2d Cir. Cleveland judgment. for summary tional’s motion Federa Orchestra Committee v. Cleveland We portion reverse that of the district Musicians, tion of Local “ holding. court’s ‘[Tjhere 1962). was no Cir. respect right unequal with to treatment authority granted In return for the broad the vote was not to vote and the fact that a union as the mеmbers’ exclusive collective translated into consistent therewith action bargaining agent, the union ‍​​‌‌​‌‌​‌​​​‌‌‌​​​​‌‌​‌​‌​‌​‌​​​‌‌‌‌​‌​‌‌​​​‌‌​‌‍must “serve give not in itself a cause of does and of the interests of all members without hostili- plaintiffs against the the Interna action to ty or . any, discrimination toward ” tional, v. and Union.’ Vincent complete good exercise its discretion with IBEW, 1980). faith and . . avoid ar- honesty, . a cаuse of action Plaintiffs not stated Sipes, bitrary conduct.” Vaca U.S. 101(a)(1). 903, 910, under Furthermore, VI of the Moore, Article in (1967) (citing Humphrey formally invests S.Ct. ternational’s constitution (1964)). duty “only is violated The union’s supervisory the president international’s when toward a member of the conduct and their powers over locals [its] the various is dis bargaining arbitrary, collective unit agents. presumably act The president in bad faith.” Vaca v. criminatory, or sent the ing he power when Sipes, at at S.Ct. 916. See hereby directed “You are reading, Steel, Inc., also Freeman v. O’Neal supply men to sign to and to 1980); Cox v. H. C. job.” The district court found Sons, 138, 142 (5th Masland & signed local’s agent business The at the of the international. direction concluding

After the local had also court the international determined breached of fair duty its local in equally fault with at finding the local plaintiffs (a ap- has not representa duty local’s breach of its court pealed), the district considered the holdings, we these tion. On the basis of liability: international’s caused the conclude that international Although defendant International the Redrock sign business manager appear equally to be fault —hav- liable to the is therefore ing authority exceeded its own in order- to the remand dis membership. local’s We ing plaintiff to award nominal contract — trict court with directions has the Court not asserted and is unable the internation damages and costs federally cognizable find cause of al. exclusive being bargain- action. Not PART; AFFIRMED IN REVERSED ing agent, duty thе International owes no AND PART. REMANDED IN representation. fair . (citations omitted). though Even the inter- CLARK, Judge, con- CHARLES employees’ national was not the exclusive part: dissenting in curring part bargaining agent, question is whether Roney writes except I Judge concur all nevertheless international owed a under the paragraph the fourth final membership to the not to cause the 102: Lаbor Man- heading 101 and “Sections local to fair representa- breach its Disclosure Act.” agement Reporting and local, tion. respect With the district the international Plaintiffs asserted noted, facts of this “The ease of their president local treated the members duty” breach of this paradigm the members of unequally vis-a-vis representation. directing its the other business by locals While the international was not formally rejected manager to sign a contract designated employees’ union. claim agent, president’s the international di *7 made this discrimination rective of supplanting had effect reject- practiced locals which other vested in the local’s authority business man ed contracts that it the inequal- crеated ager to assent to the mem 101(a)(1). which ity violated section In the contexts, bership’s behalf. In other inter I proof contrary, absence of national unions have been held liable for plaintiffs find that have stated a cause of the acts negotiating of a local in collective action under section. agreements, when the resulting rights. violated local members’ Paper Myers Corp., Gilman (5th Cir.), rehearing, F.2d 837 modified on dismissed, (1977); Sagers

Yellow Freight System,

Case Details

Case Name: Mack O'Neal Alexander and William L. Caldwell v. International Union of Operating Engineers, Afl-Cio, Etc.
Court Name: Court of Appeals for the Fifth Circuit
Date Published: Aug 25, 1980
Citation: 624 F.2d 1235
Docket Number: 77-3356
Court Abbreviation: 5th Cir.
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