Memorandum and Order
I. INTRODUCTION
It is said that hard cases make bad law. This is a hard case. The plaintiff, Duncan P. Maclssac, Jr. (“Maclssac”), alleges that he was subject to the use of excessive force by five police officers, John O’Rourke, Dattell Honkala, Craig Meisel, Jason Guy, and Edward Kolor (collectively “the Officers”), who were employed by the Town of Poughkeepsie (“the Town”) and acting under color of state law. Maclssac seeks compensatory and punitive damages as against the Officers, compensatory damages and injunctive relief as against the Town, and attorneys’ fees and costs under 42 U.S.C. §§ 1983, 1988. The Town now moves for dismissal of Maclssac’s claim for an injunction on the ground that he lacks standing to sue for such equitable relief under
City of Los Angeles v. Lyons,
A. Alleged Facts
Maclssac is a resident of the City of Poughkeepsie. 2 Compl. ¶ 1, ECF No. 1. The Town is a municipal corporation organized pursuant to the laws of the State of New York. Id. ¶ 3. The Officers were employees of the Town on March 1, 2008. Id. ¶ 4.
On that date, Maclssac was operating his vehicle on a public highway in the Town.
Id.
¶ 8. The Officers, wearing their police uniforms and operating police cruisers, stopped Maclssac’s vehicle and arrested him on suspicion of driving while intoxicated (“DWI”).
3
Id.
¶¶ 5, 9-10, Maclssac admits that both the stop and the arrest
While in police custody, but befоre he was handcuffed, Maclssac informed the Officers that he had back surgery scheduled for the following week and that he was suffering from low blood sugar. Id. ¶ 11(a). 4 He contends that, after he was handcuffed, the Officers used a Taser stun gun on him three times; bent his back, arms, and legs in a manner that caused significant pain; and otherwise used excessive force beyond that needed to control him. Id. ¶ 11(b). He denies that he was resisting arrest, Id. ¶¶ ll(b)-12. The individual officers who did not directly apply excessive force to him watched and observed the conduct of their fellow officers without taking any affirmative step to prevent or stop it. Id. ¶ 13. The Officers’ treatment of Maclssac wаs captured on a videotape with intermittent audio. Id. ¶ 15.
Maclssac claims that the Officers’ excessive use of force against him was directly caused by the Town’s failure adequately to train and supervise its police officers, including the five named defendants in this case. Id. ¶¶ 16-18. After the incident, Maclssac filed a complaint with the Town, but alleges that the Town neither disciplined the Officers nor retrained them in light of his complaint. Id. ¶¶ 14-15.
B. Procedural History
On March 24, 2009, Maclssac filed a civil complaint against the Town and the Officers, alleging that the excessive use of force by the Officers and the Town’s policies, practices, and customs (sрecifically its failure to train, supervise, and discipline its police officers) violated his rights under the Fourth Amendment, made actionable by Section 1983. Id. ¶¶ 22-23. Maclssac claims that the Officers’ conduct caused him to suffer significant pain, physical and mental injuries, anxiety, and a diminution in the enjoyment of life. Id. ¶ 20. In his prayer for relief, he seeks, in addition to compensatory and punitive damages, to “enjoin the defendant Town from failing to train, supervise and discipline its police officers and appoint a Master to supervise the proper implementation of constitutionally requisite practices.” Id. at 5. In essеnce, he asks this Court to order the Town to instruct its police officers not to use Taser stun guns when making otherwise peaceful stops and arrests.
On October 23, 2009, the Town filed a motion and supporting memorandum of law to dismiss only Maclssac’s claim for injunctive relief for lack of subject-matter jurisdiction under Federal Rule of Civil Procedure 12(b)(1). Def.’s Mot. Partial Dismissal, ECF No. 17; Mem. Law Supp. Def.’s Mot. Partial Dismissal (“Def.’s Mem.”), ECF No. 17-5. Maclssac responded with a memorandum of law opposing the Town’s motion, dated November 9, 2009. Pl.’s Mem. On November 19, 2009, the Town filed a reply memorandum of law in support of its motion. Def.’s Reply. The case was reassignеd to this Court on July 29, 2010.
C. Federal Jurisdiction
This Court has jurisdiction pursuant to 28 U.S.C. §§ 1331, 1343, as this case arises under 42 U.S.C. §§ 1983,1988.
A. The Motion to Dismiss
A motion to dismiss for lack of subject-matter jurisdiction under Federal Rule of Civil Procedure 12(b)(1) is an appropriate mechanism for challenging a plaintiffs constitutional standing to bring a particular claim.
See W.R. Huff Asset Mgmt. Co., LLC v. Deloitte & Touche LLP,
“Because ‘standing is challenged on the basis of the pleadings, [the Court must] accept as true all material allegations of the complaint, and must construe the complaint in favor of the complaining party.’ ”
Connecticut v. Physicians Health Sews, of Conn., Inc.,
B. Standing to Seek Injunctive Relief
To meet the “case-or-controversy” requirement of Article III, a plaintiff must establish that he has standing to bring suit.
Raines v. Byrd,
The third prong of this test— redressability — has been interpreted to mean that a plaintiffs standing depends on the form of relief requested.
See Friends of the Earth,
In
Lyons,
the seminal case on the issue of equitable standing, the plaintiff, Adolph Lyons, claimed that, during a traffic stop and without provocation or justification, Los Angeles police оfficers put him into a chokehold, which caused him to lose consciousness and suffer injury to his larynx.
Lyons, in fact, had alleged that the City of Los Angeles provided “authorization, instruction and encouragement” for the use of chokeholds, such that they were “regularly and routinely” applied by officers “in innumerable situations” where no deadly force was threatened. Id. at 98,
As scholars have lamented for years, the restriction that
Lyons
places on the availability of injunctive relief in Sec
First, under
Lyons
and its progeny, “a plaintiff seeking injunctive relief must demonstrate
both
a likelihood of future harm
and
the existence of an official policy or its equivalent.”
Shain v. Ellison,
In
Monell,
the Supreme Court held that a municipality is hable “under § 1983 for monetary, declaratory, or
injunctive relief
where ... the action that is alleged to be unconstitutional implements or executes a policy statement, ordinance, regulation, or decision officially adopted and promulgated by that body’s officers.”
Logically then, equitable relief ought be available in a Section 1983 case, if the court deems it appropriate, on the same record on which damages are available. Because a plaintiff must prove an official policy to hold a municipality liable for any and all forms of relief, and because the relief requested has no bearing on what constitutes an official policy, then proof of an official policy ought entitle the plaintiff to whаtever relief the court considers appropriate. So long as the plaintiff has proved municipal liability under
Monell,
it is within the power and discretion of the court to remedy the constitutional deprivation by awarding monetary damages or equitable relief or both, depending on its assessment of what the particularities of the case require.
See
Richard D. Freer, Federal Practice & Procedure § 3573.2 (3d ed. 2010) (“[Section 1983] allows relief ‘in an action at law, suit in equity, or other proper proceeding for redress.’ This permits the federal courts to use any available remedy to make good the wrong suffered.”);
see also Lyons,
Ironically, this view — now seemingly endorsed by the Supreme Court in
Humphries
— was first expressed by the four dissenting justices in
Lyons.
The
Lyons
dissenters flatly rejected the notion that a court could have jurisdiction to adjudicate a request for damages but not for injunctive relief, where both depended on a demonstration that an official policy was unconstitutional.
Lyons,
The second reason that it is, in effect, easier to obtain relief under Monell than it is to have standing under Lyons is that Lyons defines its “official policy” requirement in a significantly more limited way than the courts have interpreted this same requirement under Monell. Both standing under Lyons and municipal liability under Monell require an official policy sanctioning the unconstitutional conduct at issue. But a policy sufficient to hold a municipality liable may be too “unofficial” to give the plaintiff standing to sue for equitable relief in the first place.
Under
Monell,
an official policy need not be explicit; it also need not be an affirmative act. For instance, a municipality’s failure to train its officers may constitute a “policy” actionable under Section 1983 where (1) “the failure to train amounts to deliberate indifference to the
In contrast, a close reading of
Lyons
indicates that only if Lyons had made “the unbelievable assertion that the City either orders or authorizes applicatiоn of the chokeholds where there is no resistance or other provocation” would he have had equitable standing.
In sum,
“Lyons
ha[s] effectively rendered injunctive relief against police misconduct virtually unobtainable, evеn where the misconduct involves patterns of abuse or unconstitutional official policies” that would entitle a plaintiff to relief under
Monell
and, more recently,
Humphries.
Marshall Miller, Note,
Police Brutality,
17 Yale L.
&
Pol’y Rev. 149, 159-60 (1998);
see also Cadiz v. Kruger,
No. 06-CV-5463,
But what of it? The incongruous result of
Lyons
that an equitable claim on which
Monell
liability properly could be found will fail virtually every time for lack of standing suggests to this Court that the issue of justiciability ought remain separate from the appropriateness of a particular remedy. Certainly, a necessary element of standing is redressability — that is, “it must be likely, not merely speculative, that the injury will be redressed by a favorable decision.”
Lujan,
The point is not that injunctive relief ought be available to more litigants in more cases. Courts, careful not to exceed their constitutional authority, must be wary of ordering equitable relief in Section 1983 cases where the practical effect of such judicial decree is the structural reformation of a local law enforcement agency.
See
John Choon Yoo,
Who Measures the Chancellor’s Foot? The Inherent Remedial Authority of the Federal Courts,
84 Cal. L. Rev. 1121, 1123 (1996) (“[T]he Constitution does not permit the federal courts to exercise their remedial powers to engage in the structural reform of local institutions and local government,”). Nor is the point that injunctive relief ought always be available where dаmages are appropriate. On the contrary, a plaintiff seeking an injunction still must demonstrate “a likelihood of irreparable harm if the requested relief is denied.”
Time Warner Cable, Inc. v. DIRECTV, Inc.,
This Court does not disagree with the well-established principle that standing is a threshold question, and that if, on the face of the complaint, the plaintiff has failed to allege facts sufficient to- support standing, a court may not proceed to entertain the underlying request for relief.
See Central States Se. & Sw. Areas Health & Welfare Fund v. Merck-Medco Managed Care, L.L.C.,
But
Lyons
teaches otherwise where equitable relief is at issue. If Adolph Lyons’s complaint, which alleged both an unconstitutional official policy and a reasonable fear that he himself would face the application of that policy again, was insufficient to confer equitable standing under the overly heightened and particularized pleading requirements imposed by the Supreme Court, then few complaints seeking injunctive relief ever will survive a motion to dismiss for lack of subject-matter jurisdiction. Standing ought be evaluated at the outset of the litigation, and continually thereafter by the court suа sponte,
National Org. for Women, Inc. v. Scheidler,
The Supreme Court clearly desires this state of affairs. As this Court has commented before, “the Supreme Court was well aware that its decision in
Lyons
might have [the] consequence” of “forbid[ding] courts from enjoining egregious institutional conduct” that would otherwise give rise to
Monell
liability, but “the majority was not moved by these obvious ramifications of its analysis.”
Blake v. Southcoast Health Sys., Inc.,
Turning now to the present case, Maclssac seeks to enjoin the Town’s police officers from using Taser stun guns when making otherwise peaceful arrests. He lacks standing to bring this claim under
Lyons,
however, because he has failed to allege facts demonstrating with any credibility that he himself will suffer the same injury again, As an initial matter, Maclssac has not alleged in the complaint that
More importantly, even assuming that Maclssac faces a realistic threat of being stopped on suspicion of DWI again, nothing in the complaint suggests a reasonable likelihood that, during such a stop and possible arrest, the Town’s officers again will use a Taser stun gun. As the Supreme Court in
Lyons
held, a claim by Maclssac that the Town’s officers always use such excessive force on anyone who is stopped or arrested, regardless of that person’s conduct in response to the stop or arrest, would be “untenable,” and he does not make this “incredible assertion.”
III. CONCLUSION
Because, under Lyons, Maclssаc lacks standing to seek an injunction against the Town, the Court must ALLOW the Town’s motion under Federal Rule of Civil Procedure 12(b)(1) for dismissal of his claim for equitable relief, Judgment on this claim shall enter for the Town.
SO ORDERED.
Notes
. Of the District of Massachusetts, sitting by designation.
. Upon Maclssac's request, the Court takes judicial notice of the adjudicative fact that the City of Poughkeepsie is contiguous to the Town. Fed.R.Evid. 201(b); see Mem. Law Opp'n Def.’s Mot. Partial Dismissal ("PL’s Mem.”) 7, ECF No. 21.
.The Court takes judicial notice that Maclssac pled guilty to the DWI charge, a copy of his guilty plea having been provided by the Town. Reply Mem. Supp, Def.’s Mot. Partial Dismissal ("Def.’s Reply”) 2, ECF No. 17-7; Def.’s Ex. C, ECF No. 17-6. This is a matter "capable of acсurate and ready determination by resort to sources whose accuracy cannot reasonably be questioned.” Fed.R.Evid.
. Maclssac’s complaint contains two paragraphs numbered 11. For clarity's sake, there are referred to herein as ¶ 11(a) and ¶ 11(b).
. The oft-repeated criticism of Lyons is that damages awards, in contrast to equitable relief, are inadequate to prevent the government from further engaging in civil rights abuses. See, e.g., Kami Chavis Simmons, The Politics of Policing: Ensuring Stakeholder Collaboration in the Federal Reform of Local Law Enforcement Agencies, 98 J. Crim. L. & Criminology 489, 499-500 (2008) (stating that "some critics believe 'civil remedies are never a sufficient form of acсountability because they almost never address flawed management, policies, or patterns of abuse, nor do they hold an individual officer financially responsible' ” (quoting Allyson Collins, Human Rights Watch, Shielded from Justice: Police Accountability in the United States 77 (1998))); John C. Jeffries, Jr. & George A. Rutherglen, Structural Reform Revisited, 95 Cal. L. Rev. 1387, 1418 (2007) ("[I]t seems clear that damages actions are not a generally effective remedy against abusive and excessive use of force by law enforcement."); Laura L. Little, It’s About Time: Unraveling Standing and Equitable Ripeness, 41 Buff. L. Rev. 933, 948-49 (1993) ("Injunctions not only prevent suffering, but also avoid the difficult task of reconstructing with money damages the position the plaintiff would have been in but for the defendant's wrongful conduct.... The Lyons formula, however, blunts this potential by severely limiting the availability of injunctive relief.”); cf. Alan K. Chen, Rosy Pictures and Renegade Officials: The Slow Death of Monroe v. Pape, 78 UMKC L. Rev. 889, 923 (2010) (arguing that, after Lyons, claims under Section 1983 for "damages are ... important not only at the individual level, but also may be the only practical way to address systemic harm as well”).
. A failure to train (as well a failure to supervise and discipline) is the ground on which Maclssac asks this Court to hold the Town liable. Compl. ¶¶ 15-18. The Court expresses no view as to whether Maclssac’s allegations are sufficient to state a claim for relief under Monell.
. A plaintiff’s ability to seek redress for a violation of her constitutional rights is further limited by the doctrine of qualified immunity. Just as
Lyons
imposes a high threshold burden on claimants seeking injunctive relief, qualified immunity imposes a similarly high threshold burden on claimants seeking damages for constitutional violations.
See Harlow v. Fitzgerald,
In addition to curtailing the factual inquiry into constitutional violations, both
Lyons
and qualified immunity limit judicial elaboration of the contours of constitutional rights. Most claims for injunctive relief under Section 1983 will fail the
Lyons
standing inquiry long before a court has a chance to address the substance of the constitutional right at issue. Likewise, since the Supreme Court’s recent decision in
Pearson v. Callahan,
