OPINION
M.S., a student with multiple disabilities in the Fairfax County, Virginia schools, appeals from a district court order in this action involving the application of the Individuals with Disabilities in Education Act (“IDEA”), codified at 20 U.S.C.A. § 1400
et seq.
(West 2000 & Supp.2008). In particular, M.S.’s parents appeal the district court’s denial of reimbursement for his parental placement from 2002-2005, and its finding that the Fairfax County School Board’s 2005-2006 Individualized Education Program (“IEP”) for M.S. was adequate under the IDEA. Because the district court failed to evaluate the parental placement on a year-by-year basis and to consider whether partial reimbursement
I.
A.
An overview of the IDEA and its relevant procedures will help place the following discussion in context. Congress passed the IDEA to provide disabled children with programs “that emphasize! ] special education and related services designed to meet their unique needs and prepare them for further education, employment, and independent living.” 20 U.S.C.A. § 1400(d)(1)(A). The IDEA requires all states receiving federal education funds to provide disabled schoolchildren with a “free appropriate public education” (“FAPE”). 20 U.S.C.A. § 1412(a)(1)(A). A FAPE “consists of educational instruction specially designed to meet the unique needs of the handicapped child, supported by such services as are necessary to permit the child to benefit from the instruction.”
Bd. of Educ. v. Rowley,
IEPs are the primary vehicle through which schools provide a particular student with a FAPE. To that end, IEPs “must contain statements concerning a disabled child’s level of functioning, set forth measurable annual achievement goals, describe the services to be provided, and establish objective criteria for evaluating the child’s progress.”
MM ex rel. DM v. Sch. Dist.,
The IDEA prescribes procedures for developing and challenging IEPs. 20 U.S.C.A. § 1415. Parents may participate in the IEP development process and may challenge IEPs they believe are inadequate. § 1415(b)-(h). To challenge an IEP, parents must present complaints to the school and request a due process hearing. § 1415(b)(6), (f)(1)(A). These procedural safeguards are “designed to ensure that the parents or guardian of a child with a disability are each notified of decisions affecting their child and given an opportunity to object to these decisions.”
MM ex rel. DM,
B.
M.S. was born in 1988 and currently resides in Fairfax County, Virginia, where he was enrolled in public school from 1996-2002.
1
M.S. has been diagnosed with mental retardation, mild to moderate autism, and a significant communication disorder.
2
This communication disorder con
Although Fairfax County prepared annual IEPs for M.S. in each of the six years he was enrolled in Fairfax County schools, he made little progress while enrolled there. In fact, during these six years, M.S. only mastered the academic objectives specified in his IEPs once. Moreover, by 2002, the end of M.S.’s eighth grade year, he could only make approximately fifteen signs for sign language and produce roughly twelve to fifteen words intelligibly. His ability to identify words was significantly limited: on one test, administered three times during the eighth grade, he was able to identify only three words: “a,” “I,” and “no.” 5 (J.A. at 1027.) He was unable to count higher than six and became discouraged in his efforts to communicate.
C.
On December 21, 2001, M.S.’s parents initiated a due process hearing, suggesting placement at the Lindamood-Bell Center, a facility focusing on the “building blocks” of communication — phonemic awareness, symbol imagery, and concept imagery. On March 5, 2002, Fairfax County proposed to pay for twelve weeks of attendance at Lindamood-Bell on the condition that M.S. return to Fairfax County schools at completion of the twelve weeks. The parents declined this offer.
On May 28, 2002, following a formal hearing finding that M.S. suffers from several disabilities, including autism, Fairfax County finally acknowledged that M.S. should be classified as having “[m]ultiple [disabilities.”
6
(J.A. at 1122.) Thereafter, Fairfax County and M.S.’s parents met to discuss an IEP for 2002-2003, M.S.’s freshman year in high school. Fair-fax County rejected the parents’ request to place M.S. at Lindamood-Bell, and recommended an IEP similar to those of the preceding six years. Specifically, Fairfax County’s IEP contained no assurances that M.S. would receive the one-on-one instruction that his parents requested. The IEP provided two hours per week of speech and language therapy, one-and-a-half hours per week of physical education, and one-half hour per week of written language, in addition to other courses, including reading, independence and community skills, communication, articulation, and oral motor and math skills. In total, twenty-three-and-one-half hours per week of special education in both small-group special education classes and general edu
On June 24, 2002, the parents rejected the proposed 2002-2003 IEP and informed Fairfax County that they intended to enroll M.S. privately at Lindamood-Bell. At the parents’ request, Fairfax County prepared additional IEPs for the 2002-2005 school years, all of which provided a life skills program to address work behavior, social skills, and peer interaction, in addition to academics. None, however, guaranteed any one-on-one instruction.
D.
After deciding to remove M.S. from Fairfax County public schools, but before deciding on Lindamood-Bell, his parents contacted at least three private schools in the area. M.S. was denied admission to two, and the third school had no openings at the time. Accordingly, M.S.’s parents crafted the following education program for M.S., which focused primarily on one-on-one academic education as opposed to group classroom settings:
Lindamoodr-Bell Center: one-on-one instruction for five days per week (six hours per day during the school year and four hours per day during the summer);
Sign Language: one-on-one instruction from a licensed Virginia teacher (one hour per week);
Speech and Language Therapy: one-on-one speech and language therapy from Building Blocks Therapy, LLC and Kids Communication Center (three hours per week);
Physical Therapy: participation in group activities such as the Broad Run Riding School, the therapeutic program at Dance Abilities, and the Special Olympics equestrian program (two to three hours per week);
Vocational Training: cutting grass in the neighborhood for $20/hour.
The parents maintained this program from 2002-2006, all four of M.S.’s high-school years, and paid all associated costs. The main component of the parents’ program was Lindamood-Bell.
Lindamood-Bell is a learning center focused on the “building blocks” of communication — phonemic awareness, symbol imagery, and concept imagery. It is neither a school nor a special education facility, and it does not require teachers to be certified in special education. Lindamood-Bell is “not designed to provide curriculum,” but rather to develop “underlying skills ... necessary in order for the students to be able to access the curriculum within their traditional school settings.” (J.A. at 1973.)
Lindamood-Bell is on the approved-list of Virginia Supplemental Education Services Providers for Virginia and Fairfax County, and its services have been used as a remedy in other circumstances where a school district has violated the IDEA by failing to provide a disabled child with a FAPE. 7
Fairfax County and Lindamood-Bell both tracked M.S.’s progress at Linda-mood-Bell from 2002-2005. In M.S.’s 2003-2004 IEP, Fairfax County noted that M.S. could “read, without prompts, homemade books,” (J.A. at 1108), had “115 sight
Lindamood-Bell also recorded M.S.’s progress, noting that a review of “daily clinical records, observations, program checklists, [and] just interacting with [M.S.],” revealed progress at Lindamood-Bell. (J.A. at 2013-14.) This progress included M.S.’s increased ability to sign, understand, and verbalize simple sentences, as well as his ability to produce written notes. Although these notes were exceedingly simple in them content (“Dear Dad I hope you feel better. Love [M.S.]” (J.A. at 1601)), M.S., by contrast, had shown almost no writing ability when he left the Fairfax County public schools.
Although M.S. made minimal progress on standardized testing across a broad range of subjects from 2002-2005, none of Fairfax County’s witnesses could testify that M.S. made no progress while at Lin-damood-Bell. In fact, Dr. Ticknor, the school psychologist, wrote in her 2004 report that M.S., who was initially reserved, became increasingly comfortable and appeared to enjoy social interactions with adults and noted that she was “struck by [M.S’s] desire for social connection ... and the lack of ... overly self-focused behaviors typical of many young people with Pervasive Developmental Disorder.” (J.A. at 817.)
E.
From 2002-2005, M.S. remained at Lin-damood-Bell. M.S.’s parents continued to negotiate with Fairfax County during this time, sending numerous emails and letters in the eighteen months following the June 24, 2002 IEP meeting. Finally, in June 2004, M.S.’s parents filed a request for a due process hearing challenging the IEPs for 2002-2003, 2003-2004, and 2004-2005. M.S.’s parents, in addition to challenging these three IEPs, also requested reimbursement for the costs of sending M.S. to Lindamood-Bell and of acquiring the other service providers for M.S.
The hearing officer (“HO”) held a due process hearing over several days in October and November 2004. Both sides presented testimony from numerous witnesses. Fairfax County’s witnesses generally testified that M.S. made little progress at Lindamood-Bell, as shown in standardized testing, and that he needed far more peer interaction than provided at Lindamood-Bell. M.S.’s witnesses, on the other hand, testified that M.S. had never advanced at Fairfax County schools and that intensive one-on-one instruction was necessary to keep M.S. on task and give him a chance to develop underlying communication skills.
Faced with conflicting testimony from interested parties, the [¶] ruled that the three IEPS from 2002-2005 were invalid under the IDEA, and that Lindamood-Bell was an inappropriate placement. Therefore, he awarded no reimbursement for
Both parties sought review of the HO’s decision in the United States District Court for the Eastern District of Virginia. The district court, as permitted by the IDEA, see 20 U.S.C.A. § 1415(i)(2)(C)(ii) (requiring district court to hear additional evidence “at the request of a party”), held an evidentiary hearing to take additional evidence before rendering a decision. On May 8, 2007, the district court affirmed the HO’s decision. The district court also upheld the 2005-2006 IEP as providing a FAPE.
M.S.’s parents noted a timely appeal, and we possess jurisdiction under 28 U.S.C.A. § 1291 (West 2006).
II.
On appeal, M.S.’s parents contend: (1) the district court erred by not awarding any reimbursement for Lindamood-Bell; and (2) the district court erred by concluding that the 2005-2006 IEP was valid. 9 We address each claim in turn.
A.
In a proceeding under the IDEA, we conduct a modified de novo review, giving “due weight” to the underlying administrative proceedings.
Rowley,
B.
We first turn to the parents’ contention that the district court erred in not awarding any reimbursement for M.S.’s education at Lindamood-Bell. The IDEA provides for parental reimbursement for private placements if (1) the school district fails to provide a FAPE and (2) the parental placement is appropriate.
Sch. Comm.
In challenging the district court’s decision denying reimbursement, the parents focus on three alleged errors: (1) the failure to consider the appropriateness of Lin-damood-Bell placement on a year-by-year basis, as well as the appropriateness of partial reimbursement, (2) the inappropriate consideration of M.S.’s lack of progress, and (3) the application of the least-restrictive environment test to a parental placement. We now consider each argument.
1. Year-by-Year Analysis and Partial Reimbursement
The parents contend that the district court erred by failing to evaluate each year of the Lindamood-Bell placement on an independent basis. We agree.
As noted, when evaluating whether reimbursement is appropriate for a parental placement, we determine (1) whether the IEP provided by the school distinct failed to provide a FAPE, and, if so, (2) whether the parental placement was appropriate.
Burlington,
Here, the district court considered M.S.’s time at Lindamood-Bell in its entirety instead of separating out each year. We believe this was error, and, accordingly, we vacate the district court’s decision that Lindamood-Bell was an inappropriate placement and remand the case for year-by-year analysis of whether Lindamood-Bell was an appropriate placement. Because the district court has found that Fairfax County’s IEPs violated the IDEA, it may award reimbursement if it finds any year of instruction at Lindamood-Bell to be “reasonably calculated” to confer some educational benefit on M.S.
Moreover, the district court must also consider whether, given the equitable nature of the IDEA,
see Burlington,
471
And, the Supreme Court has instructed that “[c]ourts fashioning discretionary equitable relief under IDEA must consider all relevant factors, including
the appropriate and reasonable level
of reimbursement that should be required.”
Florence County Sch. Dist. Four v. Carter,
The equitable nature of the IDEA statute does not mean, of course, that courts are at liberty to award reimbursement out of the blue. Rather, as noted above, it is clear that the IDEA provides for reimbursement only if (1) the school district fails to provide a FAPE and (2) the parental placement is “reasonably calculated to enable the child to receive educational benefits.”
Carter,
In this regard, we note that the hearing officer and district court made findings that Lindamood-Bell had fallen short in
2. Actual Progress and the Least Restrictive Environment
Having remanded the case for further proceedings, we now address two other legal arguments made by M.S.’s parents that are relevant on remand: the district court erred by (1) considering M.S.’s lack of progress and (2) applying the least restrictive environment requirement to their private placement. 13
The district court found, as a factual matter, that M.S. made minimal actual progress at Lindamood-Bell.
M.S.,
No. 1:05cv1476,
We begin by noting that the parents’ argument lacks support in our case-law. Although other circuits have held that an IEP’s “appropriateness is judged prospectively so that any
lack of progress
under a particular IEP ... does not render that IEP inappropriate,”
Carlisle Area Sch. v. Scott P.,
Here, the district court’s decision correctly followed precedent. The court looked at M.S.’s actual progress on standardized tests, but only as one factor. Rather, the court also joined with the [¶] in finding that M.S. required both one-on-one and group instruction, as well as vocational and social education. Accordingly, the district court’s decision to consider M.S.’s actual progress as a factor in determining whether the Lindamood-Bell placement was proper.
We also believe the district court did not err in handling the least restrictive environment requirement in the IDEA. Under the IDEA, schools must place disabled students in the least restrictive environment to achieve a FAPE. Thus, a disabled child should participate in the same activities as nondisabled children to the “maximum extent appropriate.” 20 U.S.C.A. § 1412(a)(5)(A). As we have explained, “[m]ainstreaming of handicapped children into regular school programs ... is not only a laudable goal but is also a requirement of the Act.”
DeVries v. Fairfax County Sch. Bd.,
The district court agreed with the [¶] that the Lindamood-Bell placement was “highly restrictive” by IDEA standards.
M.S.,
No. 1:05cv1476,
C. Validity of 2005-2006 IEP
Finally, we consider whether the 2005-2006 IEP was adequate to provide
The parents contend that the 12.75 hours per week of one-on-one instruction is insufficient to provide M.S. with a FAPE. Although trivial academic advancement will not produce a FAPE,
Hall ex rel. Hall v. Vance County Bd. of Educ.,
III.
For the foregoing reasons, the judgment of the district court is affirmed in part and vacated and remanded in part with instructions for the district court to consider the Lindamood-Bell placement on a year-by-year basis and to determine whether any partial reimbursement is appropriate, consistent with this opinion.
AFFIRMED IN PART AND VACATED AND REMANDED WITH INSTRUCTIONS IN PART
Notes
. M.S. began attending Fairfax County schools in the first grade. M.S. was moved to the fifth grade after his second grade year, due to his age, and thus did not have a third or fourth grade year. He remained in Fairfax County schools from fifth grade through eighth grade.
. Under the Individuals with Disabilities in Education Act (“IDEA”), codified at 20 U.S.C.A. § 1400 et seq. (West 2000 & Supp. 2008), M.S. suffers from "[m]ultiple disabilities,” meaning that he has "concomitant impairments ... the combination of which causes such severe educational needs that they cannot be accommodated in special education programs solely for one of the impairments.” 34 C.F.R. § 300.7(c)(7) (2008).
. Dyspraxia "is a speech disorder that interferes with [M.S.J’s ability to initiate and sequence motor movements for speech.... [It] is characterized by the loss of ability to consistently position the articulators for speech. Unintelligible speech is the result in children. ...” (J.A. at 1514.)
. Specifically, M.S.'s working memory is that of a two-year old.
. His reports also show, however, that at various times he was able to identify other words, such as “map,” "mom,” “big bug,” and “A Big Dog A little cat.” (J.A. at 502-508.)
.It appears that M.S.'s parents had unsuccessfully attempted to have his autism recognized for years, but that Fairfax County resisted this diagnosis despite at least three physician reports from as early as 1996 that suggested an atypical autism diagnosis would have been appropriate.
.
See, e.g., Draper v. Atlanta Indep. Sch. Sys.,
. The [¶] did, however, award reimbursement for sign language and speech/language therapy services that M.S. received under his parents' program.
. The parents also challenge the district court’s failure to grant reimbursement for various speech/language and sign language placement expenses. Because these arguments were not presented to the district court, they have been forfeited.
See Holland v. Big River Minerals Corp.,
. For example, at the time M.S. was initially placed at Lindamood-Bell, his parents had unsuccessfully tried to place him in three other schools. Lindamood-Bell was willing to accept M.S. and believed he would benefit from its services. Furthermore, audiologist Dr. Lucker recommended Lindamood-Bell to the parents after careful consideration based upon the individualized program offered to M.S. At the moment of initial enrollment, M.S.'s parents, like all parents beginning an educational program they hope will benefit their special needs child, could not have known if their son would ultimately fail to make progress. Where a child does fail to make progress, full reimbursement for subsequent school years in the same program is likely inappropriate. See infra. Section II.B.2 (discussing district court's consideration of lack of progress).
. Throughout its brief, Fairfax County argues that any equitable considerations weighing in favor of the parents' request for reimbursement are outweighed by the parents’ delay in filing this suit until 2004, after M.S. had already spent two years at LindamoodBell. We decline the opportunity to impose filing deadlines not issued by Congress when authorizing these equitable remedies. First, the parents have presented evidence that the delay was due to their unsuccessful efforts to negotiate with Fairfax County to resolve their concerns out of court. Second, the Supreme Court has recognized that “the review process is ponderous,” and held reimbursement to be an appropriate remedy for precisely that reason.
Sch. Comm. of Burlington v. Dep't of Educ. of Mass.,
. For example, M.S.’s parents unsuccessfully attempted to negotiate with Fairfax County for more one-on-one instruction in the public school setting and were unable, despite several attempts, to place M.S. in other private schools.
. "[O]ur court regularly issues opinions to provide guidance on remand in the interest of judicial efficiency.”
Goodman v. Praxair, Inc.,
. As discussed above, the parents dispute whether M.S. made any actual progress. For the purposes of this section, we assume he did not.
