M. C. v. A. W.M. C. v. A. W.
- Reporters:
- ,
- Before:
- Alvord, Moll, Clark
Syllabus
The defendant appealed to this court from the judgment of the trial court dissolving his marriage to the plaintiff and entering certain financial orders. Held:
1. This court declined to review the defendant‘s unpreserved claim that the trial court committed error by failing to recuse itself and by demonstrating judicial bias as the record was not adequate for review: the defendant failed to file a motion to disqualify the judge presiding over the action at any time prior to the dissolution judgment; moreover, contrary to the defendant‘s claim that he preserved the issue by virtue of his trial counsel raising it to the judge in chambers, there was no record of such conversation, and the defendant failed to file a motion for rectification to preserve any such conversation; furthermore, the claim could not be reviewed for plain error because there was no evidence indicating that the purported colloquy between the parties and the judge in chambers in relation to the recusal issue actually occurred nor was there any evidence of bias by the judge.
2. The defendant could not prevail on his claim that the trial court made clearly erroneous factual findings in support of its financial and property distribution orders; the court‘s findings as to the plaintiff‘s health and how the plaintiff conducted her business were supported by evidence in the record.
3. The defendant could not prevail on his claim that the trial court did not adequately consider the plaintiff‘s noncompliance with the court‘s discovery orders in entering its financial and property distribution orders: the court expressly found that the plaintiff was uncooperative vis-a`-vis discovery and that she delayed, or wholly withheld, financial information, and the decision further reflected that the court considered the plaintiff‘s discovery noncompliance to the detriment of the plaintiff, as the court awarded no alimony to either party, which aligned with the defendant‘s operative proposed orders and which reflected a rejection of the plaintiff‘s request in her proposed orders to award alimony; more
4. The defendant could not prevail on his claim that the trial court inequitably distributed the parties’ assets: the court did not abuse its discretion in allocating the parties’ assets as, contrary to the defendant‘s assertions, a review of his operative proposed orders and the court‘s final orders reflected that many of the defendant‘s requested orders were awarded in full or in part; moreover, the court was not obligated to apply any set formula when dividing the parties’ assets so long as it considered the required factors under the statute (§ 46b-81) governing the distribution of assets in a dissolution case, which, as was expressly set forth in its decision, the court did.
Procedural History
Action for the dissolution of a marriage, and for other relief, brought to the Superior Court in the judicial district of New Haven, where the defendant filed a counterclaim; thereafter, the matter was tried to the court, Grossman, J.; judgment dissolving the marriage and granting certain other relief, from which the defendant appealed to this court. Affirmed.
Opinion
MOLL, J. The defendant, A. W., appeals from the judgment of the trial court dissolving his marriage to the plaintiff, M. C. On appeal, we distill the defendant‘s claims to be that the court (1) failed to recuse itself on the basis of an alleged conflict of interest, (2) made clearly erroneous factual findings in support of its financial and property distribution orders, (3) failed to consider adequately the plaintiff‘s noncompliance with the court‘s discovery orders in entering its financial and
The following facts, which are not in dispute, and procedural history are relevant to our resolution of this appeal. The plaintiff and the defendant are both attorneys admitted to practice law in Connecticut. The parties were married on January 4, 1995. Two children were born of the marriage, both of whom were over the age of twenty-three at the time of the dissolution judgment. On April 8, 2020, the plaintiff commenced the present dissolution action against the defendant on the ground that the parties’ marriage had broken down irretrievably. On May 7, 2020, the defendant filed an answer and a counterclaim for dissolution of marriage on the same ground.
The matter was tried to the trial court, Grossman, J., over the course of five days in March, September, and November, 2022. The court heard testimony from the parties and other witnesses and admitted several full exhibits. The parties also submitted proposed orders. At the conclusion of trial on November 7, 2022, the parties requested an immediate dissolution of their marriage, which the court granted, subject to the court issuing orders at a later date relating to the parties’ finances and marital property.
On December 22, 2022, the court issued a memorandum of decision in connection with the judgment of dissolution. At the outset, the court stated that it made its factual findings “[u]pon careful consideration of the evidence presented, the court file, and the pertinent statutory law, in particular,
I
We begin with the defendant‘s claim that the Honorable Jane K. Grossman committed error by failing to recuse herself from presiding over the present dissolution action and by demonstrating judicial bias. Specifically, the defendant argues that “[Judge Grossman‘s] long-term personal and professional relationship with the plaintiff” biased the court in favor of the plaintiff, including in issuing the financial and property distribution orders. We decline to review this unpreserved claim because the record is not adequate for review.
As a preliminary matter, we deem the defendant‘s recusal claim to be unpreserved. The defendant did not file a motion to disqualify Judge Grossman at any time prior to the dissolution judgment.2 See State v. Cane, 193 Conn. App. 95, 133, 218 A.3d 1073 (“[i]t is a well settled general rule . . . that courts will not review a claim of judicial bias on appeal unless that claim was
The defendant requests that we review his recusal claim, if unpreserved, for plain error.4 The recusal claim cannot be reviewed for plain error, however, because the defendant has failed to present us with an adequate record.5 See State v. Kyle A., 348 Conn. 437, 446, 307 A.3d 249 (2024) (“An appellate court addressing a claim of plain error first must determine if the error is indeed plain in the sense that it is patent [or] readily discernable on the face of a factually adequate record, [and] also . . . obvious in the sense of not debatable. . . . [A] complete record and an obvious error are prerequisites for plain error review . . . .” (Citation omitted; internal quotation marks omitted.)); see also Practice Book § 61-10 (a) (“[i]t is the responsibility of the appellant to provide an adequate record for review“). The defendant has not cited in the record, and our review of the record has not revealed (1) any evidence indicating that the purported colloquy between the parties and Judge Grossman in chambers in relation to the recusal issue actually occurred6 or (2) any evidence of bias by Judge Grossman otherwise. The only support offered by the defendant is counsel‘s representations, which are insufficient.7 See Magana v. Wells Fargo Bank, N.A., 164 Conn. App. 729, 734, 138 A.3d 966 (2016) (“representations of counsel are not evidence and are certainly not proof” (internal quotation marks omitted)). We conclude, therefore, that the record is inadequate to review this claim and, accordingly, we decline to review it.
II
We next address the defendant‘s remaining claims, which, in essence, challenge the court‘s financial and property distribution orders. The defendant contends that the court (1) made clearly erroneous factual findings, (2) failed to account adequately for the plaintiff‘s noncompliance with the court‘s discovery orders, and (3) inequitably allocated the parties’ assets. These claims are unavailing.
Before turning to the defendant‘s claims, we set forth “[t]he standard of review in domestic relations cases [which] is well established. [T]his court will not disturb trial court orders unless the trial court has abused its legal discretion or its findings have no reasonable basis in the facts. . . . As has often been explained, the foundation for this standard is that the trial court is in a clearly advantageous position to assess the personal factors significant to a domestic relations case . . . . Appellate review of a factual finding, therefore, is limited both as a practical matter and as a matter of the fundamental difference between the role of the trial court and an appellate court. . . . A finding of fact is clearly erroneous when there is no evidence in the record to support it . . . or when although there is evidence to support it, the reviewing court on the entire evidence is left with the definite and firm conviction that a mistake has been committed. . . . In determining whether a trial court has abused its broad discretion in domestic relations matters, we allow every reasonable presumption in favor of the correctness of its action. . . . Simply put, we give great deference to the findings of the trial court because of its function to weigh and interpret the evidence before it and to pass upon the credibility of witnesses.” (Citation omitted; internal quotation marks omitted.) Buchenholz v. Buchenholz, 221 Conn. App. 132, 142–43, 300 A.3d 1233, cert. denied, 348 Conn. 928, 304 A.3d 860 (2023).
A
The defendant asserts that the court made factual findings in support of its financial and property distribution orders that were clearly erroneous. We disagree.
The following additional procedural history is relevant to our resolution of this claim. In entering its financial and property distribution orders, the court made several findings regarding the plaintiff. As to her health, the court found that “[t]he plaintiff is fifty-eight years old . . . [and] in poor health. For most of the marriage, she struggled with alcoholism; this impaired her judgment and her memory. She is experiencing serious medical complications. Only an organ transplant can extend her life and the likelihood of such a transplant is low.” With respect to her income, the court found in relevant part that “[t]he evidence demonstrated that [the plaintiff] spends beyond her stated income without increasing her debt and that she conducts business in cash, which goes unreported.”
The defendant argues that the court committed clear error in finding that (1) “[o]nly an organ transplant can extend [the plaintiff‘s] life and the likelihood of such a transplant is low,” and (2) the plaintiff “conducts business in cash, which goes unreported.” With respect to the plaintiff‘s health, the defendant asserts that the court‘s findings are unsupported by the record. With respect to the plaintiff‘s income, the defendant asserts that, “[w]hile the information to support that [finding] may exist by inference, it was . . . not a stated [finding] or admission in the record of the trial.” We conclude that these findings are supported by the evidence in the record.
With respect to the court‘s findings concerning the plaintiff‘s health, the plaintiff testified that (1) she has had many medical problems and requires a liver transplant, (2) she has “end stage liver disease,” which is a
In sum, we conclude that the court‘s findings are supported by the record and, therefore, not clearly erroneous.9
B
The defendant also asserts that the court did not adequately consider the plaintiff‘s noncompliance with the court‘s discovery orders in entering its financial and property distribution orders. Additionally, in connection with this assertion, the defendant contends that the court improperly declined to rule on three contempt motions that he had filed.10 We are not persuaded.
The following additional procedural history is relevant. On March 29, 2021, the court entered orders, without prejudice to either party, adjudicating discovery disputes between the parties and requiring the parties to produce various discovery materials. Pursuant to Practice Book § 25-32B,11 the court subsequently appointed a discovery special master to assist the parties with resolving discovery disputes.
Prior to the third day of trial on September 20, 2022, both parties filed motions for contempt. Specifically, on September 14, 2022, the defendant filed a motion for contempt claiming that the plaintiff had failed to comply with the court‘s discovery orders. On September 19, 2022, the plaintiff filed a motion for contempt predicated on the defendant‘s alleged noncompliance
At the outset of the proceedings on September 20, 2022, the parties and the court discussed the defendant‘s September 14, 2022 motion for contempt claiming discovery noncompliance by the plaintiff. During the discussion, the court commented that “[t]his case has been dragging on. The parties have an obligation to continue to exchange discovery while it drags on. At some point soon, I think I‘m going to have to consider some remedies for not disclosing discovery. . . . So, look, at some point, [the plaintiff] might be precluded from putting on this evidence. I might make some adverse inferences if discovery‘s not produced. . . . I‘ve got a case that‘s, I don‘t know, three years old. So I think all those options are on the table . . . . So [the plaintiff] can decide how she wants to handle it. She risks those penalties. She certainly risks some counsel fees for . . . payment of these motions if I find her in contempt for . . . violating discovery rules. But I‘m certainly not gonna hold up trial. . . . [W]e have to move on. There can‘t be a lot between [the parties] that . . . isn‘t clear other than maybe what the current income is for [the plaintiff‘s] practice. And if she doesn‘t disclose it, then I guess some assumptions will be made by the court about why it wasn‘t disclosed.” The court further noted that the defendant‘s September 14, 2022 motion remained before it and inquired whether there were any other motions to be addressed before the evidentiary portion of trial resumed. The plaintiff‘s trial counsel responded “[n]o,” while the defendant‘s trial counsel suggested that the court address the defendant‘s other motions “if and when we readdress [the defendant‘s September 14, 2022] motion for contempt.”
Later in the day, the defendant‘s trial counsel requested that the court order a deadline by which the plaintiff had to comply with outstanding discovery. The plaintiff‘s trial counsel responded that the plaintiff was working on discovery compliance and that counsel would attempt to assure compliance by the following week. The court then stated that “[there have been] [o]utstanding discovery requests [i]n a case that is many years old and there are multiple orders for people to produce. So, as far as I‘m concerned, all the motions to compel, all the motions for sanctions, and all the motions for remedy regarding the failure to produce documents are before the court. . . . I‘m not delaying this trial or issuing any more deadlines. . . . If [the plaintiff] doesn‘t produce them, all remedies are available to [the defendant]. I may still, because they are produced late, make some adverse inferences or . . . issue some sanctions or shift some fees in either direction . . . . So, all the options are available. . . . If [the defendant‘s trial counsel doesn‘t] have enough time to go through [the production] . . . I will certainly hear [him] out about how that should impact my order for sanctions.”
At the outset of the final day of trial on November 7, 2022, the court inquired whether there was anything to address before the evidentiary portion of trial resumed. The defendant‘s trial counsel made reference to pending motions for contempt, but there was no request to address the motions at that time.
During closing arguments, prior to the start of the plaintiff‘s rebuttal, the court noted that “the plaintiff‘s [operative] proposed orders are not asking for any ruling on any of [the] pendente lite motions” whereas the defendant‘s operative proposed orders suggested that there were pending motions to resolve.12 The defendant‘s trial counsel responded that the court could consider the motions on the papers. The plaintiff‘s trial counsel, in turn, stated that she “thought [the parties] were not proceeding on the motions . . . .” The following colloquy then occurred:
“[The Defendant‘s Counsel]: I‘ve put my testimony on about them; I certainly have no objection to [the plaintiff‘s trial counsel] doing whatever she‘d like to do to oppose those.
“The Court: Okay. . . . That sounds like a change in understanding from earlier. . . . I‘ll give you time to get back to me about it or talk to me about it . . . .
“[The Plaintiff‘s Counsel]: I started the day saying I won‘t claim [the plaintiff‘s] motion for contempt if [the defendant is not] claiming [his].” Following a pause in the proceedings, the defendant‘s trial counsel represented to the court that “we‘re going to not have you rule on those [motions] . . . and hope that you instead concentrate on defendant‘s [exhibit] CCC,” consisting of a spreadsheet titled “spreadsheet of marital waste,” along with accompanying documents, which purported to show the total amount of “waste of [marital] assets” by the plaintiff, including the accumulation of legal fees.
During the plaintiff‘s rebuttal argument, the following colloquy occurred:
“[The Plaintiff‘s Counsel]: Discovery has not—[the plaintiff] filed [a] motion for contempt that [she] did not proceed on . . . and argument is made to Your Honor about . . . how there was no discovery; there was lots of discovery here. . . .
“[The Defendant‘s Counsel]: Your Honor . . . I withdrew the motions for contempt. Why are we talking about this?
“[The Plaintiff‘s Counsel]: Well, because you talked about it. . . . Counsel‘s asked [the court] to take that into account in—
“[The Defendant‘s Counsel]: Oh, I definitely—
“[The Plaintiff‘s Counsel]: —fashioning [the court‘s] orders.
“[The Defendant‘s Counsel]: —have asked [the court] to take that into account. I agree.
“[The Plaintiff‘s Counsel]: Yeah. And so that‘s why I‘m commenting about it.
“The Court: And . . . there is a request for counsel fees at least from the plaintiff‘s side; so . . . I think I need to at least give it some thought.”
In its decision issuing its financial and property distribution orders, the court did not expressly refer to any motions filed by the parties. The court did, however, address the plaintiff‘s discovery violations, stating: “The plaintiff is admitted to practice law in Connecticut. She is self-employed in her own practice and continued to practice and take on clients while this action was pending. The plaintiff reported a gross annual income of $30,680 from annuities. She was not cooperative during the discovery process. She delayed production of, or withheld entirely, information related to her earnings and spending. The evidence demonstrated that she spends beyond her stated income without increasing her debt and that she conducts business in cash which goes unreported. In 2019, her personal gross annual income was more than $90,000. Accordingly, the court finds that the plaintiff has sufficient income to support herself.” (Emphasis added.) The court proceeded to order, inter alia, that (1) neither party was to pay alimony to the other party and (2) each party was responsible for his or her own attorney‘s fees and costs.
C
The defendant next asserts that the trial court inequitably distributed the parties’ assets. We disagree.
”
“Although the trial court must consider those factors delineated by
On the basis of its findings, the court ordered that the plaintiff (1) was awarded (a) the marital residence,
The defendant maintains on appeal that, “[i]n this action, the issue of distribution is what is not equitable.” In particular, he contends that the court‘s orders allocating the parties’ assets “strip[ped] him of . . . the majority of the family assets earned by the parties during the course of the marriage . . . while the non-compliant . . . [plaintiff] is left with the lion[‘s] share of the jointly built family assets,” specifically highlighting the court‘s allocation of the parties’ marital residence to the plaintiff. We note that, contrary to the defendant‘s assertions, a review of his operative
The defendant further contends that the court erred because it did not consider how the plaintiff‘s misconduct was “detriment[al] [to] the defendant financially and emotionally” or impute this impact in its financial orders. In particular, the defendant argues that the final orders reflect that the court failed to credit the defendant‘s evidence purporting to show “marital waste” that was committed by the plaintiff during the course of the dissolution action, as well as the evidence contained in his various prejudgment discovery motions. Insofar as the defendant invites us to reconsider the evidence that was before the court, “[w]e note that it is not the function of this court to review the evidence to determine whether a conclusion different from the one reached could have been reached. . . . Thus, [a] mere difference of opinion or judgment cannot justify our intervention.” (Internal quotation marks omitted.) Anderson-Harris v. Harris, supra, 221 Conn. App. 251.
In sum, after a careful review of the record and the defendant‘s contentions on appeal, we conclude that the court did not abuse its discretion in allocating the parties’ assets.
The judgment is affirmed.
In this opinion the other judges concurred.