Lynette Chapman v. The Higbee Company, D/B/A Dillard Department Stores, Inc.Lynette Chapman v. The Higbee Company, D/B/A Dillard Department Stores, Inc.
Lead Opinion
BOYCE F. MARTIN, Jr., C.J., delivered the opinion of the court, in which DAUGHTREY, MOORE, COLE, CLAY, and GILMAN, JJ., joined. SUHRHEINRICH, J„ delivered a separate dissenting opinion, in which BOGGS and BATCHELDER, JJ., joined.
OPINION
Lynette Chapman brought suit against the Higbee Company, doing business as Dillard’s Department Store, after a Dillard’s security officer stopped and searched her. Chapman alleges that the stop and search were racially motivated and violated her right to the “full and equal benefit of the law” under
I.
On February 20, 1997, Chapman, an African-American, was shopping at Dillard’s Department Store in Cleveland, Ohio. After choosing some clothing, Chapman entered a fitting room, from which a Caucasian woman had just exited. When Chapman entered the fitting room, she noticed a sensor tag called a “kno-go” on the floor. After trying on the clothing, Chapman decided not to purchase anything and left the fitting room to return the clothing to the racks.
A Dillard’s sales assistant noticed the sensor on the floor of Chapman’s fitting room and, suspecting Chapman of shoplifting, notified a Dillard’s security officer. The officer, an off-duty sheriffs deputy, was wearing his official sheriffs department uniform, badge, and sidearm. As an employee of Dillard’s, the security officer was obligated to obey Dillard’s Rules and Procedures for Security Personnel, which provide the following instructions with respect to strip searching customers suspected of shoplifting: “Strip searches are prohibited. If you suspect that stolen objects are hidden on [the shopper’s] person, call the police.”
The security officer stopped Chapman and directed her back to the fitting room. He and a female manager then searched Chapman’s purse. After determining Chapman’s purse contained no Dillard’s merchandise, the officer informed Chapman that it would also be necessary to check her clothes. At the officer’s behest, Chapman accompanied the female manager into the fitting room. The manager then searched Chapman by having Chapman remove her coat and suit jacket and lift up her shirt. After the manager found nothing, she apologized, and Chapman left the store.
As a result of this incident, Chapman brought suit against Dillard’s, seeking relief (1) under
II.
We review de novo a district court’s grant of summary judgment, viewing the evidence in the light most favorable to the non-moving party. Grand Rapids Plastics, Inc. v. Lakian,
A.
The viability of Chapman’s
(a) Statement of equal rights All persons within the jurisdiction of the United States shall have the same right in every State and Territory to make and enforce contracts, to sue, be parties, give evidence, and to the full and equal benefit of all laws and proceedings for the security of persons and property as is enjoyed by white citizens, and shall be subject to like punishment, pains, penalties, taxes, licenses, and ex-actions of every kind, and to no other.
(c) Protection against impairment The rights protected by this section are protected against impairment by nongovernmental discrimination and impairment under color of State law.1
“In all cases of statutory construction, the starting point is the language employed by Congress.” Appleton v. First Nat’l Bank of Ohio,
1.
Dillard’s argues that subsection (c)’s protection against nongovernmental discrimination is limited to subsection (a)’s make and enforce contracts provision.
Because subsection (c) already expressly limits its reach to those rights “protected by this section,” the principle of expressio unius est exclusio alterius would seem to preclude this court from grafting additional limitations into the statute.
We may, however, look past the plain language of a statute where: (1) the plain language creates inconsistencies within the statute itself, (2) application of the plain language runs contrary to clearly expressed legislative intent, or (3) application of the plain language would lead to absurd results. Vergos v. Gregg’s Enterprises, Inc.,
2.
Relying on a Third Circuit decision authored before Congress added the language in subsection (c), Mahone v. Waddle,
Indeed, Griffin’s interpretation of
Given the Supreme Court’s rejection of the notion that state action is implicit in the concept of equal protection, we cannot find the plain language of subsection (c) inconsistent with the statute’s equal benefit clause.
3.
There is nothing in the legislative history of the 1991 amendments to
4.
Dillard’s also argues that application of subsection (c)’s plain language with respect to
A result, however, is not absurd merely because it does not comport with one’s notion of what constitutes good policy.
As discussed above, the legislative history of subsection (c) is at most equivocal. There is nothing in that history evidencing Congress’s intent that a plain reading of subsection (c) not prevail. Moreover, it is unlikely that application of subsection (c)’s plain language will unleash the flood of cases Dillard’s predicts. The language surrounding the “full and equal benefit” clause serves to cabin both the number and nature of claims that may be brought under its ambit. The equal benefit clause may only be invoked when one party denies another the “full and equal benefit of all laws and proceedings for the security of persons and property as is enjoyed by white citizens.”
Because
B.
In addition to her
A private party's actions constitute state action under
1.
Under the public function test, a private party is deemed a state actor if he or she exercised powers traditionally reserved exclusively to the state. The public function test has been interpreted narrowly. Only functions like holding elections, see Flagg Bros. v. Brooks,
In White, for example, the Fifth Circuit held that the detention of a suspected shoplifter is not an exclusive state function.
A merchant’s detention of persons suspected of stealing store property simply is not an action exclusively associated with the state. Experience teaches that the prime responsibility for protection of personal property remains with the individual. A storekeeper’s central motivation in detaining a person whom he believes to be in the act of stealing his property is self-protection, not altruism. Such action cannot logically be attributed to the state.
2.
Under the symbiotic or nexus test, a
The inquiry is fact-specific, and the presence of state action is determined on a case-by-case basis. See Burton v. Wilmington Parking Auth.,
Here, the Dillard’s security officer who stopped and searched Chapman was an off-duty sheriffs deputy, wearing his official sheriffs department uniform, badge, and sidearm. Moreover, the Dillard’s security officer was obligated to obey Dil
During the incident at issue, the Dillard’s security officer did not represent himself as a police officer, threaten to arrest Chapman, wave his badge or weapon, or establish any contact with the sheriffs department. He did however initiate a strip search by requiring Chapman to enter a fitting room with the sales manager to inspect her clothing.
Therefore, we find that there is a genuine issue of material fact as to whether the security officer acted under “color of state law” when he asked Chapman to enter the fitting room with the sales manager so that Chapman’s clothes and person could be searched.
III.
For the foregoing reasons, we REVERSE and REMAND for further proceedings consistent with this opinion.
Notes
. In 1991, Congress amended
. Phrased differently, Dillard's argues that a plain reading of subsection (c) renders the statute internally inconsistent by protecting against private impairment rights that private actors cannot impair. Although not germane to Chapman’s claim under
There is nothing unworkable, however, about the proposition that a given statute may proscribe conduct beyond that which all of those persons the statute regulates are actually capable of engaging in. That the driver of an industrial dump-truck may be incapable of violating a seventy-five miles-per-hour speed limit does not preclude uniform application of
. The differences in groups regulated by
. Of course, "we should be and are 'reluctant to federalize’ matters traditionally covered by state common law.” Patterson v. McLean Credit Union,
. Several cases that have allowed “full and equal benefit” claims to go forward without state action have involved serious threats to a person’s security in the form of physical violence. See, e.g., Carey v. Rudeseal,
. In so deciding today, we agree with the Second Circuit’s recent decision in Phillip v. University of Rochester,
.
. Citing West v. Atkins,
. Dillard's policy does not define strip searching. Because Chapman was forced to remove her clothing (i.e., she was forced to remove her coat and suit jacket, and lift up her shirt), a jury could reasonably determine that she was strip searched under the Dillard's policy.
Dissenting Opinion
dissenting.
I.
If there is a first principle among canons of statutory interpretation, it is that a statute is to be enforced according to the plain meaning of its terms. See United States v. Ron Pair Enters., Inc.,
At best, [the plain meaning rule] reaffirms the preeminence of the statute over materials extrinsic to it. In its negative aspect, on the other hand, the rule has sometimes been used to read ineptly expressed language out of its proper context, in violation of established principles of meaning and communication. To this extent it is an impediment to interpretation.
Id.
Like most rules in law, however, this bedrock principle of statutory construction is qualified, as reflected in an early invocation of the doctrine:
If the words convey a definite meaning, which involves no absurdity, nor any contradiction of other parts of the instrument, then that meaning, apparent on the face of the instrument, must be accepted, and neither the courts nor thelegislature have the right to add to it or take from it.
Lake County v. Rollins,
The majority acknowledges that the “plain language” rule is subject to exceptions. See Maj. Op. at 829-30. It sees no need to resort to those exceptions, however, because it finds that
II.
A.
“In all cases of statutory construction, the starting point is the language employed by Congress.” Vergos,
(a) Statement of equal rights
All persons within the jurisdiction of the United States shall have the same right in every State and Territory to make and enforce contracts, to sue, be parties, give evidence, and to the full and equal benefit of all laws and proceedings for the security of persons and property as is enjoyed by white citizens, and shall be subject to like punishment, pains, penalties, taxes, licenses, and ex-actions of every kind, and to no other.
(b) “Make and enforce contracts” defined
For purposes of this section, the term “make and enforce contracts” includes the making, performance, modification, and termination of contracts, and the enjoyment of all benefits, privileges, terms and conditions of the contractual relationship.
(e) Protection against impairment
The rights protected by this section are protected against impairment by nongovernmental discrimination and impairment under color of State law.
1.
Chapman’s argument hinges on subsection (c). I do not disagree that subsection (c), standing alone, plainly states “[t]he rights protected by this section are protected against impairment by nongovernmental discrimination.” Read in isolation, subsection (c) is unambiguous. But subsection (c) requires one to look elsewhere-presumably subsection (a)-to determine which “rights” are protected from nongov
The rights in subsection (a) are not all of the same ilk, however; some protect against infractions that may be committed by both public and private actors and some protect against conduct that necessarily invokes any state action. For example, both private and public beings may enter into contracts. In fact, “[i]t is usually with another individual, not the state, that a black person would seek to make a contract; it is that other individual’s racially motivated refusal to make a contract which can cause harm to the black person.” Mahone v. Waddle,
Yet it cannot so easily be said that subsection (c) applies to the equal benefit clause of (a). As aptly stated by the Third Circuit:
The words “full and equal benefit of all laws and proceedings for the security of persons and property” (emphasis supplied), on the other hand, suggest a concern with relations between the individual and the state, not between two individuals. The state, not the individual, is the sole source of law, and it is only the state acting through its agents, not the private individual, which is capable of denying to blacks the full and equal benefit of the law. Thus, while private discrimination may be implicated by the contract clause ofsection 1981 , the concept of state action is implicit in the equal benefit clause.
Id. at 1029 (dicta).
Every court of appeals that has considered this issue, both prior and subsequent to the 1991 amendment, has shared the Mahone court’s view. See Youngblood v. Hy-Vee Food Stores, Inc.,
As the Mahone court’s comments make clear, a plain reading of subsection (c) is inconsistent with
If the majority’s view is correct, however, one must also read subsection (c) as applying to the third clause of subsection (a), the like punishment clause. It provides that “[a]ll persons ... shall be subject to like punishment, pains, penalties, taxes, license, and exactions.” No one can argue seriously that an individual can subject another individual to unequal punishment or taxes.
The majority’s reading is internally inconsistent unless one reads subsection (c) as applying to every clause of subsection (a). This in turn leads to the equally absurd result of holding that the like punishment clause applies to private conduct as well as state action.
2.
The majority claims that Griffin v. Breckenridge,
To begin, the language of the two provisions are not identical. Significantly,
We turn, then, to an examination of the meaning of§ 1985(3) . On their face, the words of the statute fully encompass the conduct of private persons. The provision speaks simply of “two or more persons in any State or Territory” who “conspire or go in disguise on the highway or on the premises of another.” Going in disguise, in particular, is in this context an activity so little associated with official action and so commonly connected with private marauders that this clause could almost never be applicable under the artificially restrictive construction of Collins [341 U.S. 651 , 71S.Ct. 937, 95 L.Ed. 1253 (1951) ]. And since the “going in disguise” aspect must include private action, it is hard to see how the conspiracy aspect, joined by a disjunctive, could be read to require the involvement of state officers.
The provision continues, specifying the motivation required “for the purpose of depriving, either directly or indirectly, any person or class of persons of the equal protection of the laws, or of equal privileges and immunities under the laws.” This language is, of course, similar to that of § 1 of the Fourteenth Amendment, which in terms speaks only to the States, and judicial thinking about what can constitute an equal protection deprivation has, because of the Amendment’s wording, focused almost entirely upon identifying the requisite “state action” and defining the offending forms of state law and official conduct. A century of Fourteenth Amendment adjudication has, in other words, made it understandably difficult to conceive of what might constitute a deprivation of the equal protection of the laws by private persons. Yet there is nothing inherent in the phrase that requires the action working the deprivation to come from the State. See, e.g., United States v. Harris,106 U.S. 629 , 643,1 S.Ct. 601 ,27 L.Ed. 290 [1883].... Indeed, the failure to mention any such requisite can be viewed as an important indication of congressional intent to speak in§ 1985(3) of all deprivation of “equal protection of the laws” and “equal privileges and immunities under the laws,” whatever their source.
The approach of this Court to other Reconstruction civil rights statutes in the years since Collins has been to “accord [them] a sweep as broad as [their] language.” ... Moreover, very similar language in closely related statutes has early and late received an interpretation quite inconsistent with that given to§ 1985(3) in Collins. In construing the exact criminal counterpart of§ 1985(3) , the Court in United States v. Harris, supra, observed that the statute was “not limited to take effect only in case [of state action],” id., at 639,1 S.Ct. 601 , ... but “was framed to protect from invasion by private persons the equal privileges and immunities under the laws of all persons and classes of persons,” id., at 637,1 S.Ct. 601 .... In United States v. Williams,341 U.S. 70 , 95,71 S.Ct. 581 ,95 L.Ed. 758 ..., the Court considered the closest remaining criminal analogue to§ 1985(3) ,18 U.S.C. § 241 . Mr. Justice Frankfurter’s plurality opinion, without contravention from the concurrence or dissent, concluded that “if language is to carry any meaning at all it must be clear that the principal purpose of [§ 241 ], unlike [18 U.S.C. § 242 ], was to reach private action rather than officers of a State acting under its authority. Men who ‘go in disguise upon the public highway, or upon the premises of another’ are not likely to be acting in official capacities.”341 U.S., at 76 ,71 S.Ct. 581 .... “Nothing in [the] terms [of§ 241 ] indicates that color of State law was to be relevant to prosecution under it.” Id., at 78,71 S.Ct. 581 .
Griffin,
When read in full context, rather than the selective excerpt provided by the majority, it is clear that the explicit mention of private persons on the face of the statute was critical to the Griffin court’s holding that
3.
The majority also claims that nothing in the legislative history of the 1991 amendments prevents this Court from applying subsection (c)’s plain language. Granted, Congress did not say that “by adding this subsection we mean that the equal benefit clause applies only to state and not private action.” However, we can glean what the legislature intended from what it actually said:
This section amends42 U.S.C. § 1981 (commonly referred to as “Section 1981 ”) to overturn Patterson v. McLean Credit Union and to codify Runyon v. McCrary,427 U.S. 160 ,96 S.Ct. 2586 ,49 L.Ed.2d 415 ,....
Subsection (c) Prohibiting discrimination in private contracting. — This subsection is intended to codify Runyon v. McCrary. In Runyon, the Court held thatSection 1981 prohibited intentional racial discrimination in private, as well as public, contracting. The Committee intends to prohibit racial discrimination in all contracts, both public and private.
H.R.Rep. No. 102-40(II), at 35, 37 (1991), reprinted in 1991 U.S.C.C.A.N. 549, 731 (emphasis added).
Congress’s intent in enacting subsection (c) could not have been any clearer. It intended to prohibit racial discrimination “in all contracts,” because that is what is said, and only contracts, because that is all it wrote. The title of the amendment is also telling. See generally I.N.S. v. Nat'l Center for Immigrants’ Rights, Inc.,
In short, we can determine what Congress intended from what it told us and from what it did not tell us. I am not aware of, and the majority does not cite, any statutory canon which requires a court to read a positive right, “and x,” unless the legislature expressly proclaims “and not x,” especially when “and x” is conceptually impossible. Contrary to what the majority says, that silence is not “equivocal.” And it is certainly not a tabula rasa for courts to create rights.
The majority’s interpretation of subsection (c) with respect to the equal benefit clause also has the “absurd” result of federalizing state tort law. The majority opines that “it is unlikely that application of subsection (c)’s plain language will unleash the flood of cases Dillard’s predicts ... [because] [t]he language surrounding the ‘full and equal benefit’ clause serves to cabin both the number and nature of claims that may be brought under its ambit.” Maj. Op., at 832-33. That is, the majority believes that the right is sufficiently limited because the language “for the security of persons and property as is enjoyed by white citizens” limits the potential class of cases that may be brought under the equal benefit provision. One need look no further than the opening pages of prosser on torts to understand that this “limitation” is not that because it encompasses, inter alia, all of tort law:
Included under the head of torts are miscellaneous civil wrongs, ranging from simple, direct interferences with the person, such as assault, battery and false imprisonment, or with property, as in the case of trespass or conversion, up through various forms of negligence, to disturbances of intangible interests, such as those in good reputation, or in commercial or social advantage.
There remains a body of law whch [sic] is directed toward the compensation of individuals, rather than the public, for losses which they have suffered within the scope of their legally recognized interests generally, rather than one interest only, where the law considers that compensation is required. This is the law of torts.
The law of torts, then, is concerned with the allocations of losses arising out of human activities; and since they cover a wide scope, so does this branch of law. Arising out of the various and ever-increasing clashes of the activities of persons living in a common society, carrying on business in competition with fellow members of that society, owning property whch [sic] may in any of a thousand ways affect the persons or property of others-in short, doing all the things that constitute modern living-there must of necessity be losses, injuries, of many kinds sustained as a result of the activities of others. The purpose of the law of torts is to adjust these losses, and to afford compensation for injuries sustained by one person as a result of the conduct of another.
PROSSER & KEETON ON THE LAW OP TORTS, § 1 (W. Page Keeton, et. al, West Publishing Co. 5th ed.1984).
Under the majority’s interpretation, the equal benefit clause conceivably can be applied to every garden-variety state tort law claim where the parties are of different races. If this is not federalization of tort law, I do not know what is. See Spencer,
III.
In sum, I would hold that nongovernmental actors may not be sued under the equal benefit clause of
For this reason, I respectfully DISSENT as to the
. Ironically, the majority actually makes an attempt. See Maj. Op. at 830, n. 2 ("Although not germane to Chapman's claim under
State actors and private actors are different species in the eyes of the law, with dissimilar legal properties. Thus, laws that regulate one of these groups or classes usually are inapplicable to the other group. That is precisely the situation in this case. Just because Congress did not expressly state this does not mean it isn't so. Congress also did not state that
. In other words, rather than being proscriptive like § 1985(3) (providing a cause of action "[i]f two or more persons ... conspire, or go in disguise on the highway or on the premises of another, for the purpose of depriving ... any person or class of persons of the equal protection of the laws, or of equal privileges and immunities under the laws”),
. As stated, the amendment was in direct response to the Supreme Court's opinion in Patterson v. McLean Credit Union,