Lead Opinion
This appeal centers on the level of particularity that is required for qualified immunity analysis in a First Amendment civil rights case. Lynda Gaines, a public school teacher, filed this Section 1983 action against the school superintendent, E. Casey Wardynski, Ph.D., alleging that she was denied a promotion in violation of her First Amendment right to free speech and intimate association.
“Under the qualified immunity doctrine, government officials performing discretionary functions are- immune not just from liability, but from suit, unless the conduct which is the basis for suit violates clearly established federal statutory or constitutional rights of which a reasonable person would have known.” Sanders v. Howze,
Earlier this year, the Supreme Court observed:
In the last five years, this Court has issued a number of opinions reversing federal courts in qualified immunity cases. The Court has found this necessary both because qualified immunity is important to society as a whole, and because as an immunity from suit, qualified immunity is effectively lost if a case is erroneously permitted to go to trial. Today, it is again necessary to reiterate the longstanding principle that “clearly established law” should not be defined at a high level of generality. As this Court explained decades ago, the clearly established law must be “particularized” to the facts of the case. Otherwise, plaintiffs would be able to convert the rule of qualified immunity into a rule of virtually unqualified liability simply by alleging violation of extremely abstract rights.
White v. Pauly, — U.S. —,
Because the district court here defined “clearly established law” at too high a level of generality, we reverse.
I.
At the time relevant to this case, Gaines was a teacher in the Huntsville City School System, and her father, Robert Harrison, was a local county commissioner. On May 1, 2013, the Huntsville Times published an article in which Harrison made critical comments about the Huntsville City Board of Education (the Board) and its Superintendent, Dr. Wardynski, regarding district rezoning efforts and plans to end federal monitoring under a long-standing desegregation order.
Prior to trial, Dr. Wardynski filed a motion for summary judgment in which he
II.
A.
To be entitled to qualified immunity, the defendant must first establish that he was acting within the scope of his discretionary authority. Maddox v. Stephens,
For purposes of this appeal, we will accept as true that Dr. Wardynski passed Gaines over for promotion because her father had criticized him and the Board about a matter of public concern and that doing so violated her First Amendment rights (the first prong). See, e.g., Adler v. Pataki,
B.
“When we consider whether the law clearly established the relevant conduct as a constitutional violation at the time that [the government official] engaged in the challenged acts, we look for ‘fair warning’ to officers that the conduct at issue violated a constitutional right.” Jones,
First, the plaintiffs may show that a materially similar case has already been decided. Second, the plaintiffs can point to a broader, clearly established principle that should control the novel facts of the situation. Finally, the conduct involved in the case may so obviously violate the constitution that prior case law is unnecessary. Under controlling law, the plaintiffs must carry their burden by looking to the law as interpreted at the time by the United States Supreme Court, the Eleventh Circuit, or the [relevant State Supreme Court],
Terrell v. Smith,
The second and third methods are generally known as “obvious clarity” cases. See Vinyard,
Because failing to promote an employee after her father had criticized her employer is not so egregious as to violate the First Amendment on its face with respect to her constitutional rights, and because there are no “broad principles” in case law clearly establishing that every reasonable official in that situation would know that the challenged conduct, would violate her First Amendment rights, this is not one of the rare and exceptional “obvious clarity” cases.
As noted, to establish fair warning under this method, plaintiff may point to prior case law (from the Supreme Court of the United States, the Eleventh Circuit, or the highest court in the relevant state) that is “materially similar.” Jones,
It is particularly difficult to overcome the qualified immunity defense in the First Amendment context. See, e.g., Maggio v. Sipple,
III.
With the foregoing in mind, we will first consider Gaines’s freedom of speech claim, followed by her freedom of intimate association claim.
A.
The district court said it was clearly established that adverse action cannot be taken against a public employee because “a relative of the employee made the protected speech[.]” For this, the district court cited a single case: Bryson v. City of Waycross,
Gaines also cites a district court opinion that relied, in part, on Thompson in holding that it violates the First Amendment to retaliate against a public employee because of speech by a close family member (there, as here, the plaintiffs father). Lewis v. Eufaula City Bd. of Ed.,
B.
We now turn to the freedom of intimate association claim. At oral argument, Gaines’s counsel expressed his opinion that this cause of action was the stronger of the two claims.
The First Amendment protects two different forms of association: expressive association and intimate association. See McCabe v. Sharrett,
To show that a public employer has impermissibly burdened or infringed a constitutional right, the employee must
Gaines has quoted and relied on the foregoing in her brief. However, they are general and abstract statements of the law, and “[g]eneral propositions have little to do with the concept of qualified immunity.” Muhammad v. Wainwright,
The question in this case is not whether there is a First Amendment right to intimate association; there is. Nor is the question whether a public employee can be subjected to an adverse employment action for exercising that right; she can’t. Nor is the question whether the employee will prevail if the adverse action infringed on her right to intimate association; she will. The question we are called to decide is more narrow: was it clearly established in 2013 (by the U.S. Supreme Court, this court, or the Supreme Court of Alabama) that it would violate the right to freedom of intimate association to take an adverse action against an employee whose father publicly criticized her employer?
None of the circuit cases that Gaines has cited involved the same or similar facts. For example, in McCabe, which we quoted earlier, a police chiefs secretary sued the city and the police chief, claiming that they violated her right to intimate association by transferring her to a less desirable position because of her marriage to a police officer. In Shahar v. Bowers,
Ultimately, counsel for Gaines had to concede at oral argument that “there certainly are no cases that we’ve cited dealing with the protection of a child from retaliation based upon the conduct of a parent.” In the absence of any controlling case involving that situation on sufficiently similar facts, Dr. Wardynski did not have notice and “fair warning” that he was violating Gaines’s right to freedom of intimate association. Accordingly, Dr. Wardynski was entitled to qualified immunity, and summary judgment should have been granted on that claim as well.
IV.
Because the case law that Gaines has relied upon was not particularized to the facts of the case, but rather it merely set out First Amendment principles at a high level of generality, it was not “apparent” that passing her over for promotion based on things her father said would violate her constitutional rights. Thus, Dr. Wardynski is entitled to qualified immunity on both the freedom of speech claim and the freedom of intimate association claim. ■
For these reasons, we reverse the district court’s order denying summary judgment, and we remand this case with instructions to grant Dr. Wardynski summary judgment based on qualified immunity as to the Section 1983 claims against him.
REVERSED.
Notes
. Gaines originally sued several others as well, but we are only concerned here with the claims against Dr. Wardynski.
. Harrison was apparently a longtime critic of Dr. Wardynski and the Board. The article was titled "Bob Harrison Blasts Huntsville Superintendent Over Moving Magnet Schools,” and in it he withdrew all support for the rezoning plans; repeatedly called Huntsville school officials "disingenuous;” and said that the Huntsville City School System "did not deserve to end” federal monitoring under the desegregation order (one of fewer than 200 systems in the nation still under such an order) because “the system has not removed the vestiges of the old dual system based on race.”
. The attorneys devoted a lot of space in their briefs (and a lot of time at oral argument) to whether Gaines had properly applied for the positions; whether they were even available to her; and/or whether Dr. Wardynski was the one responsible for her being passed over. For purposes of our qualified immunity analysis, we will assume that she did; that they were; and that he was.
. An example of the former is found in United States v. Lanier,
. Indeed, in Adler, supra, where the Second Circuit concluded that it violates the First Amendment to retaliate against an employee for the protected speech of a close family member, the Court of Appeals specifically acknowledged "the matter is not free from doubt[.]”
. The plaintiff in Bryson was a police captain who was transferred to a less desirable position after he filed complaints about the police chief. The panel in that case said (at the page cite referenced in the district court’s opinion) that "the law is well-established that the state may not [take an adverse action against] a public employee in retaliation for speech protected under the first amendment!.]”
. On the morning of oral argument in this case, counsel for Gaines submitted eight additional cases (some of which related to the free speech claim, while the others concerned the freedom of intimate association claim). We reviewed each of those cases and the supplemental briefs that counsel were permitted to
. In her stack of supplemental authority, Gaines cited Metz v. Sasser,
. Lewis is similar to this case in that it involved ⅛ teacher who suffered an adverse
. And the father may have had a cause of action pursuant to Bennett v. Hendrix,
. Among the several cases that Gaines provided to us the morning of oral argument was Boudreaux v. McArtor,
. The case that the district court relied upon, Hatcher v. Board of Public Ed.,
Concurrence Opinion
concurring.
In my view, the constitutional right to freedom of intimate association, whether seen as a pure or hybrid First Amendment right, see Roberts v. United States Jaycees,
