Lead Opinion
A statement by Chief Judge HARRY T. EDWARDS, with whom WALD, Circuit Judge, concurs, dissenting from the denial of the suggestions of rehearing en bane is attached.
A statement filed by Circuit Judge TATEL, with whom WALD, Circuit Judge, concurs, dissenting from the denial of the suggestions of rehearing en banc is also attached.
Circuit Judge GARLAND did not participate in this matter.
ON SUGGESTIONS OF REHEARING EN BANC
ORDER
Respondent’s and Intervenor’s Suggestions of Rehearing En Banc and the response thereto have been circulated to the full court. The taking of a vote was requested. Thereafter, a majority of the judges of the court in regular active service did not vote in favor of the suggestions. Upon consideration of the foregoing, it is
Ordered that the suggestions be denied.
Dissenting Opinion
dissenting from the denial of rehearing en banc:
By subjecting an agency’s nonpreferential antidiscrimination policies to scrutiny appropriate only for racial classifications, the panel in this case has cheated a constitutional issue where none exists.
At issue are equal employment opportunity regulations promulgated by the Federal Communications Commission (“Commission” or “FCC”). The regulations prohibit discrimination in employment. See 47 C.F.R. § 73.2080(a) (1997). The regulations also require broadcast stations to maintain “a positive continuing program of specific practices designed to ensure equal opportunity in every aspect of station employment policy and practice.” 47 C.F.R. § 73.2080(b). In particular, broadcasters are required to make sure that managers, employees, and prospective employees are fully apprised of the equal employment opportunity policy; in addition, broadcasters are required to “conduct continuing review of job structure and employment practices” to ensure equal employment opportunity. Id. Finally, under “EEO program requirements,” broadcasters are instructed that, “to the extent possible, and to the extent that they are appropriate in terms of the station’s size, location, etc.,” a broadcaster should consider the following actions to facilitate equal employment opportunity:
(1) Disseminate its equal opportunity program to job applicants and employees. For example, this requirement may be met by:
(1) Posting notices in the station’s office and other places of employment, informing employees, and applicants for employment, of their equal employment opportunity rights. Where it is appropriate, such equal employment opportunity notices should be posted in languages other than English;
(ii) Placing a notice in bold type on the employment application informing prospective employees that discrimination because of race, color, religion, national origin, or sex is prohibited;
(iii) Seeking the cooperation of labor unions, if represented at the station, in the implementation of its EEO program and the inclusion of nondiscrimination provisions in union contracts;
' (iv) Utilizing media for recruitment purposes in a manner that will contain no indication, either explicit or implicit, of a preference for one sex over another and that can be reasonably expected to reach minorities and women.
(2) Use minority organizations, organizations for women, media, educational institutions, and other potential sources of minority and female applicants, to supply referrals whenever job vacancies are available in its operation. For example, this requirement may be met by:
(i) Placing employment advertisements in media that have significant circulations among minorities residing and/or working in the recruiting area;
(ii) Recruiting through schools and colleges, including those located in the station’s local area, with significant minority-group enrollments;
(iii) Contacting, both orally and in writing, minority and human relations organizations, leaders, and spokesmen and spokeswomen to encourage referral of qualified minority or female applicants;
*496 (iv) Encouraging current employees to refer minority or female applicants;
(v) Making known to recruitment sources in the employer’s immediate area that qualified minority members and females are being sought for consideration whenever you hire and that all candidates will be considered on a nondiscriminatory basis.
(3) Evaluate its employment profile and job turnover against the availability of minorities and women in its recruitment area. For example, this requirement may be met by:
(i) Comparing the composition of the relevant labor area with composition of the station’s workforce;
(ii) Where there is underrepresentation of either minorities and/or women, examining the company’s personnel policies and practices to assure that they do not inadvertently screen out any group and take appropriate action where necessary. Data on representation of minorities and women in the available labor force are generally available on a metropolitan statistical area (MSA) or county basis.
(4) Undertake to offer promotions of qualified minorities and women in a nondiscriminatory fashion to positions of greater responsibility. For example, this requirement may be met by:
(i) Instructing those who make decisions on placement and promotion that qualified minority employees and females are to be considered without discrimination, and that job areas in which there is little or no minority or female representation should be reviewed;
(ii) Giving qualified minority and female employees equal opportunity for positions which lead to higher positions. Inquiring as to the.interest and skills of all lower paid employees with respect to any of the higher paid positions.
(5) Analyze its efforts to recruit, hire, and promote minorities and women and address any difficulties encountered in implementing its equal employment opportunity program. For example, this requirement may be met by:
(i) Avoiding use of selection techniques or tests that have the effect of discriminating against qualified minority groups or females;
(ii) Reviewing seniority practices to ensure that such practices are nondiscriminatory;
(iii) Examining rates of pay and fringe benefits for employees having the same duties, and eliminating any inequities based upon race or sex discrimination.
47 C.F.R. § 73.2080(c).
The Commission also utilizes internal guidelines for processing license renewal applications. Under these guidelines, when deciding how closely to examine compliance with equal opportunity regulations by a station employing between five and fifty full-time employees, the Commission will consider the ratio of minority and women employees to the available workforce as one of several factors. See Amendment of Part 73, 2 F.C.C.R. 3967, ¶45 (1987); EEO Processing Guidelines for Broadcast Renewal Applicants, 46 RR 2d 1693 (1980).
It seems to me that the challenged regulations command virtually nothing, save good faith efforts by broadcasters to ensure against unlawful employment discrimination. This notwithstanding, the panel somehow viewed the FCC regulations as “certainly influencing] ultimate hiring decisions” and “obliging] stations to grant some degree of preference to minorities in hiring.” See Lutheran Church-Missouri Synod v. FCC,
The regulations in no way draw any kind of racial classification. They plainly do not “oblige” anyone to exercise any sort of hiring preference. Rather, the regulations merely facilitate the avoidance of unlawful employment discrimination. The regulations “influence” hiring decisions only in the sense that anti-discrimination law generally seeks to in
Because the panel decision purports to decide major issues of constitutional law where none exist, this ease “presents questions of ‘real significance to the legal process as well as to the litigants,’ ” Bartlett v. Bowen,
Under Adarand, the existence of “racial classification” in a federal statute triggers strict scrutiny. See Adarand,
The panel here found that the Commission’s regulations constituted a racial classification under Adarand, because, in the panel’s view, “[t]he entire scheme is built on the notion that stations should aspire to a workforce that attains, or at least approaches, proportional representation.”
The panel was undoubtedly correct in stating that regulations that “oblige stations to grant some degree of preference to minorities in hiring” would constitute a racial classification and would trigger strict scrutiny. See
The panel claimed that the mere possibility that the racial composition of a station’s workforce might play a role in subjecting a station to the burden of a “government audit” makes the guidelines into a preferential racial classification. But this argument makes no sense in light of decisions, such as Texas Dep’t Community Affairs v. Burdine,
Under Burdine, when a protected minority plaintiff shows by a preponderance of the evidence that he or she was denied employment despite being qualified, and that the position remained unfilled, the burden of production shifts to the employer-defendant to show that the hiring decision was nondiscriminatory. See
As the Supreme Court noted in establishing this framework, “[t]he burden of establishing a prima facie ease of disparate treatment is not onerous.” Burdine,
In light of the statutory mandates that we routinely enforce under Title VII, both with respect to “disparate treatment” and “disparate impact” cases, see, e.g., Koger v. Reno,
In the opinion denying the petition for rehearing, the panel suggests that the analogy to Title VII is inapposite, because “the statute does not encourage employers to impose racial preferences in order to avoid Title VII liability.” The same can be said here about the regulations and processing guidelines, for neither requires nor encourages employers to exercise racial hiring preferences. The panel decision on rehearing seeks to avoid the analogy to Title VII by citing a provision in the statute that says, “[njothing contained in [Title VII] shall be interpreted to require any employer ... to grant preferential treatment to any individual or to any group because of [ ] race.... ” See 42 U.S.C. § 2000e-2j (1994). I take it from this that the Commission’s regulations would have survived judicial scrutiny had the agency foreseen the need to parrot this passage from Title VII. When the case is returned to the agency, the Commission should consider amending the regulations to add the Title VII caveat. It seems obvious to me that the regulations and guidelines as presently written do not require or encourage racial preferences, but, if that point needs further clarification, it is easily achieved.
The panel decision seems to be of the view that any policy that leads an employer to be conscious of race while making hiring decisions demands strict scrutiny. I think this is incorrect as a matter of law and logic: a person who is being scrupulously and self-consciously careful not to be racist in a hiring decision is certainly “conscious of’ race — but in a positive way. To think otherwise is to confuse the aspiration to color-blindness with the reality that today, whether we like it or not, “race” exists as a social fact. If Congress passed a law stating that every federal employer must think twice before every hiring decision to make sure he or she was not
Indeed, the processing guidelines may not even aim to affect the stations’ behavior at all: the guidelines reasonably can be understood to provide nothing more than a method for allocating the agency’s investigative resources. It is hard to see how strict scrutiny should apply to the guidelines an agency uses to decide when to look closely at whether its licensees are complying with the law. This is especially true when no infringement on the rights of the licensee is implicated by the closer investigation. The Commission cannot investigate every station in the country to see if it is discriminating in its hiring. The agency must allocate its investigative resources somehow. One inexpensive, nondiscriminatory way for it to make the initial cut is to look at the numbers of minorities hired relative to the number of minorities in the general area. That is all that the processing guidelines actually do.
Because there is no racial classification in these guidelines or regulations, Adarand does not apply. The panel’s constitutional analysis was therefore entirely unwarranted. The panel here essentially disagreed as a matter of policy with the use of statistical comparison as a method of targeting more careful investigation. There may be reasons for such a disagreement, but they are not of constitutional magnitude. Because Adarand simply does not cover this' case, its application — which allows the panel to second-guess the Commission on agency policies — is misplaced.
Beyond its misapplication of Adarand to the regulations and guidelines at issue in this case, the panel here subjected the term “diversity” to a rhetorical attack which, in my view, misstated the limited way in which the concept of “diversity” functions in this case. See
A second, largely unrelated meaning of “diversity,” is the use of racial and gender diversity in the workplace as either a relevant datum for making an initial determination of whether employment discrimination is occurring, or, alternatively, as a tool for promoting important social goals. This second type of diversity is not at issue in this case, because the Commission has not cited workplace diversity in itself as its justification for equal employment opportunity programs.
Unfortunately, the panel decision seems to conflate the several meanings of “diversity.” The panel decision thus broadly deplores the
burden the term ‘diversity’ has been asked to bear in the latter part of the 20th century in the United States[,] [claiming that] it appears to have been coined both as a permanent justification for policies seeking racial proportionality in all walks of life (“affirmative action” has only a temporary remedial connotation) and as a synonym for proportional representation itself.
The panel decision does not appear to doubt for an instant that, absent the suggestion that the disputed regulations constitute a “racial classification,” there is no real constitutional issue at stake here. The panel’s references to “strict scrutiny” and “intermediate scrutiny,”
This court hears and decides garden-variety challenges to the logic of agencies’ justifications for their actions every day without
Dissenting Opinion
dissenting from the denial of rehearing en banc:
Although the Supreme Court has gradually limited governmental affirmative action, applying strict scrutiny first to state and local programs in City of Richmond v. J.A. Croson Co.,
I
“[Njovel” or even “unusual” may well be appropriate descriptions of the Commission’s motion to remand. Lutheran Church-Missouri Synod v. FCC,
The Commission’s motion stated that in light of its new Order and Policy Statement issued on February 25, 1998, it would “(1) vacatfe] those portions of the Memorandum Opinion and Order, the Initial Decision of the Administrative Law Judge and the Decision of the Review Board that relate to the EEO issue designated for hearing in this proceeding, and (2) unconditionally grant[] the Church’s applications for renewal of its broadcast licenses at issue here.” Mot. Partial Remand at 1. According to the Commission, this would have “moot[ed] all issues in this case” except the lack of candor issue, id. at 2 — a question which was not, as the Church claims, “inextricably related” to the affirmative action issue, Opp’n Pets. Reh’g and Suggestions for Reh’g In Banc at 5, but which instead turned solely on whether the Church had accurately characterized its own hiring policies. Commission counsel’s subsequent notification to the panel that one Commissioner would not agree to this result in no way undermined the Commission’s commitment to vacate its order.
To be sure, the Commission found the Church’s conduct defective independently of the Church’s Lutheran preference, and the Commission’s EEO requirements will still apply to the Church’s future outreach and self-evaluation efforts. But none of this is relevant in light of the Commission’s declaration that it would vacate all portions of its order dealing with the Church’s EEO violations and unconditionally grant the Church’s license renewal. Were the panel to have remanded, and were the Commission to make an issue of the Church’s compliance in a future enforcement proceeding, nothing would prevent the Church from challenging the constitutionality of the EEO requirements at that time.
I acknowledge that the Commission’s request came well after oral argument took place, and that in some cases we have held that late filing of such motions precludes-remand. See Mississippi River Transmis
The panel points out that in Steele the Commission’s motion to remand was supported by the party who had challenged the policy. See Luthern Church-Missouri Synod v. FCC,
II
Turning to the merits, I find nothing in Adarand or any other affirmative action case decided by the Supreme Court that supports the panel’s application of strict scrutiny to the Commission’s EEO regulations. The panel relies on Adarand for the proposition that strict scrutiny applies to all governmental racial classifications, but a careful reading of Adarand demonstrates that the target of strict scrutiny is “any racial classification subjecting [a] person to unequal treatment."
In each major affirmative action ease discussed in Adarand, moreover, unequal treatment based on race served as the trigger for strict scrutiny. In City of Richmond v. J.A. Croson Co., city policy required prime contractors to subcontract at least 30 percent of the contract award to minority-owned businesses. See
Properly read, therefore, Adarand does not require strict judicial scrutiny of all race-conscious measures adopted by the government. Indeed, a vast range of antidiscrimi-nation laws, including Title VII, require public and private entities to be conscious of race not only in outreach and recruitment, but also in hiring and promotion. Surely such laws do not implicate strict scrutiny. What triggers strict scrutiny, then, is not mere race-consciousness, but rather unequal treatment based on race.
In this ease, I am at a loss to understand how the Commission’s regulations give rise to unequal treatment based on race. By their own terms, the regulations require no “use[ ] of race in governmental decisionmaking,” as in Adarand,
The panel responds by pointing out that the regulations in Adarand, like the Commission’s regulations here, “did not require or obligate” private entities to adopt a racial preference, but merely “provided a financial incentive to bidding contractors to grant such a preference.”
All but conceding that the regulations by their terms mandate no hiring preferences, the panel, pointing to the requirement that stations evaluate their employment profile against the availability of women and minorities in their recruiting areas, see 47 C.F.R. § 73.2080(c)(3), insists that the EEO regulations “certainly influence ultimate hiring decisions.” Lutheran Church-Missouri,
The panel says that because “evidence of actual discrimination would not be required before applying strict scrutiny” in cases involving racial quotas, “there is no logical reason why it should be required here.”
I respectfully dissent from the denial of the suggestions for rehearing en banc.
