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Luther Jerome Williams v. Richard F. Allen
458 F.3d 1233
11th Cir.
2006
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*3 BIRCH, Before DUBINA and BARKETT, Judges. Circuit DUBINA, Circuit Judge: Petitioner, Luther Jerome Williams (‘Williams”), inmate, a death row appeals the district court’s order denying him fed- eral pursuant habeas relief to 28 U.S.C. § follow, 2254. For the reasons that we affirm the district court’s order. I. BACKGROUND A. Facts The facts are taken verbatim from the opinion of the Alabama Court of Criminal Appeals on appeal. Williams’s direct 22, 1988, January On a 1981 dark blue Regency Oldsmobile automobile sto- len parking from a motel lot in Birming- ham, Alabama. In the trunk of this was, items, among vehicle other a .22 pistol. caliber A dark blue car arrived housing the Smithfield project in Bir- mingham evening later that same appellant was identified as the sole occupant. morning January On the John Kirk Robert was on his way home work. stopped from He vehicle—a red pickup 1984 Chevrolet of- pellant reportedly staying. The camper on the back—near truck with exit on Interstate the West Blocton ficers talked with lessee appel- County. South in Tuscaloosa They Bush. in- apartment, Margie traveling men south lant two were quired as to the whereabouts of the stolen Oldsmo- Interstate girlfriend, Debra appellant and his noticing victim’s vehicle bile. After Margie “Bootsie” Bush. Bush turned road, they and con- stopped beside the separated toward curtain which the vic- fronted him. The led apartment front the back nearby area and shot tim a wooded Bootsie, bedroom shouted for head, left him once in- the side of appeared then from behind the curtain. *4 .22 caliber style,” the “execution Bootsie that she did not know stated of the pistol had been in the trunk which where the was at that time. appellant body stolen Oldsmobile. The victim’s However, happened one of the officers shooting, and was left at the site the curtain the to look behind the and saw taken. money and vehicle were in the After a appellant lying bed. Later wit- morning, that same several into struggle, appellant the was taken the as the appellant nesses identified custody. “camper a red truck” which driver of housing parked was at the Smithfield supervising The officer then informed witnesses, of these Priscil- project. One Margie the was appellant Bush Jones, appellant’s, la a relative of the to thought gun requested have a appellant the had visited the for permission apartment to search day her on the the murder. She Margie gave it. Bush her permission. appellant stated that the told her that search, the During Bootsie stated “he killed a white man and stole his appellant had hidden gun the the truck,” proceeded that he to show weapon bedroom. The murder was her which weapon, the she described purse top found a located on inside black having handle. a white a room the dresser in which 24, 1988, January after night On appellant apprehended. was placed by a call a Rosie responding to Mims, Po- Birmingham members 29, appellant April The was indicted on Department lice interviewed Priscilla 1988, for the murder John Robert During regarding appellant. Jones Kirk robbery. during After his indict- interview, police the Birmingham ment, the was sent at his own appellant appellant’s learned of the statement Taylor request Hardin Secure concerning shooting of Ms. Jones Facility Medical evaluation of They white man. were also informed mental competency stand trial. Evi- staying apartment at an he was dence was at trial that while presented the housing project, and that he was an Hardin, appellant made escapee supervised from intensive “I have one statement killed white (SIR) program. restitution m_ f_; I’ll kill one.” another During very early morning hours of However, there was some conflict re- 25, 1988, verifying January after to whom garding person the state- appellant escaped had indeed ment was The directed. program the SIR that a warrant to be competent found stand trial outstanding, Birmingham was still facility from the on De- discharged police to the apartment went 23,1988. housing project ap- Smithfield where cember

1237 State, 1062, (Ala.1992). Williams v. So.2d 1065-66 662 So.2d 929 The United (Ala.Crim.App.1991). States Supreme Court denied Williams’s petition for a writ of certiorari on Novem History B. Procedural 2, ber Alabama, 1992. See Williams v. County, Alabama, A grand Tuscaloosa U.S. 113 S.Ct. 121 L.Ed.2d jury capital indicted Williams for murder (1992). Williams' then filed Rule 32 April Joseph Honorable post-conviction petition with the Tuscaloo Colquitt appointed Al Bobby Vreeland and court, sa circuit raising numerous claims Williams; Cockrell to represent Jr. howev- for relief. See Ala. R.Crim. P. 32. Fol er, attorneys these withdrew in March lowing an evidentiary hearing on the Rule 1989, and the trial court appointed John petition, then Tuscaloosa Judge Circuit (“Bivens”) represent Bivens Williams. Robert Harwood Jr.3 denied pe Williams’s Bivens retained Dr. Formby William A. tition for post-conviction relief. The Ala (“Dr. Formby”) guilt phase as his investi- bama Court of Criminal Appeals affirmed (“Dr. gator Ray and hired Dr. Sumrall the trial denying court’s order Williams’s Sumrall”), a licensed social worker and Rule 32 petition. State, See Williams v. Veritas, partner Inc., a firm pro- *5 783 So.2d 108 (Ala.Crim.App.2000). The investigatory vides analytical and services Supreme Alabama Court denied Williams’s lawyers to represent defendants petition for a writ of certiorari. cases, capital to mitigation conduct his in- vestigation. present Williams filed the federal habeas petition 29, 2001,

Williams’s trial commenced on Novem on March and amended 27,1989, days later, ber jury petition three his on June 2001. The district guilty returned a verdict on charge court denied request Williams’s for an evi- capital murder. After sentencing dentiary hearing and denied pe- Williams’s trial, phase of jury Williams’s recom tition for habeas relief. Williams an filed mended, by vote, a 10-2 the trial application for a appealability certificate of impose court penalty. the death After (“COA”) which initially this court denied. weighing the aggravating1 and mitigating reconsideration, Upon granted this court circumstances,2 the trial court followed the COA on grounds three assis- ineffective jury’s recommendation and sentenced tance of counsel. Williams to death. The Alabama Appeals Court Criminal II. ISSUES

affirmed Williams’s conviction and death Williams, 1. appeal. sentence on direct Whether Williams See received ineffec- 601 Supreme So.2d at 1087. The tive assistance of Court of counsel because counsel Alabama denied petition allegedly Williams’s for a failed review the Har- Williams, of certiorari. parte writ See Ex din file before trial.

1. aggravation The trial court found personality, that the antisocial that he did not have a offense was significant prior committed while Williams history of assaultive or vio- conduct, imprisonment previ- under sentence of for a lent that he had not had a stable offense, 13A-5-49(l), § ous Code family during of Alabama environment formative 1975, and during years, that it was committed extensively and that he had abused 13A-5-49(4), robbery, § of a drugs course Code of alcohol and since he was about 16 p. Alabama years [R. Vol. 7 p. 1430.] old. [R. Vol. 7 1433.] found, 2. The nonstatutory trial court 3.Today, Judge miti- jus- Harwood is an associate circumstances, gating Supreme that Williams tice on the Alabama Court. 2254(d). Furthermore, a § state received ineffec- U.S.C. 2. Whether findings at the penalty- presumed of counsel factual are cor- tive assistance court’s allegedly rect, failed his counsel phase petitioner because unless rebutted back- investigate adequately Williams’s Id. convincing clear evidence. potential mitigation evidence. 2254(e)(1). ground § clause, received ineffec- contrary a federal 3. Whether Williams Under the guilt at the phase counsel if may grant tive assistance writ habeas court allegedly to in- failed counsel oppo- because arrives at a conclusion state court present vestigate adequately and substan- Supreme site that reached reason- support tial evidence Williams’s question or if the Court on a of law state defense. able doubt differently than court decides a case materially a set indistin- Court has on III. OF REVIEW STANDARDS guishable facts. Under the unreason- clear review for error We clause, a federal habeas application able fact findings court’s and review district grant if the may court the writ state questions of law mixed de novo both governing court identifies correct le- Nyland fact. questions, of law and v. gal Supreme Court’s principle (11th Moore, 1264, 1266 216 F.3d Cir. unreasonably applies that decisions but 2000). An ineffective assistance counsel prisoner’s to the principle facts mixed of law fact question claim is a appro- either case. Under standard novo. Roll that the court de See reviews clearly priate measuring stick is estab- (11th Crosby, ing v. 438 F.3d law, lished federal which means the — denied, Cir.2006), U.S.—, cert. *6 dicta, opposed of holdings, as to the the — - (2006). 2943, L.Ed.2d S.Ct. Supreme as of the time Court’s decisions petition was filed after Since Williams’s of relevant state court decision. the date of the Antiterrorism and the effective 1308, Crosby, Schwab v. 451 F.3d 1310 (“ AEDPA”), Penalty Death Act Effective (11th Cir.2006) (internal quotations, cita- essence, we, the review the decisions of tions, omitted). and brackets the courts. Pursuant to AEDPA: state a writ of cor- application An for habeas IV. DISCUSSION in custody pus person on behalf of a “It is well established the of a pursuant judgment the State Supreme decision in Strickland [v. Court’s respect granted court shall be 668, 2052, Washington, 466 U.S. 104 S.Ct. adjudicated the claim that was (1984)] ‘controlling 80 L.Ed.2d 674 is the proceedings merits State court unless legal authority’ to be applied ineffective adjudication claim— Marquard of counsel claims.” assistance (1) resulted in a decision that was Corrs., 1278, v. 429 F.3d Sec’y Dep’t to, contrary or involved unreason- of — (11th Cir.2005), denied, 1304 cert. U.S. of, clearly application able established —, 2356, 126 S.Ct: 165 L.Ed.2d 283 law, determined Federal (2006). standard, in order to States; Under Supreme Court of the United performance, petitioner show deficient or that, in light must of all the circum (2) show resulted in a decision that was stances, performance counsel’s was outside on an unreasonable determina- based range professional competence. of wide light tion of facts the evi- Strickland, 690, 466 104 See U.S. at S.Ct. presented dence in the State court at court’s 2066. The review counsel’s proceeding.

1239 court, focus on what is performance penalty “not Williams did not raise should possible prudent appropriate, or is or phase what ineffectiveness regarding claim (cid:127) constitutionally only is com- but what [on] counsel’s failure to read and review the States, v. 218 pelled.” United Chandler Rather, Taylor report. Hardin Williams’s (11th (en banc) Cir.2000) 1305, F.3d 1313 claim of at sentencing ineffectiveness relat (internal omitted). court’s quotations ed to investigate counsel’s failure to performance must be review of counsel’s present evidence, mitigation sufficient al deferential, highly and the court must allegedly beit information Bivens could second-guessing perform- avoid counsel’s gleaned reading from his Tay Strickland, 689, ance. 104 U.S. However, report. lor specific Hardin Further, must S.Ct. courts fairly present issue raised here was never objective inquiry make an into reason- such, ed to state courts. As the claim performance. Chan- ableness of counsel’s is precluded federal review. See dler, at 1315. are no 218 F.3d There Corrs., Henry Dep’t v. F.3d dictating absolute rules what is reasonable Cir.1999) (11th (“a petitioner’s consti performance would because absolute rules ‘fairly tutional claims presented’ be [must] restrict latitude have in the wide counsel they to the state courts such that have ‘an making tactical decisions. Id. at 1317. opportunity to apply controlling legal prin them’”) ciples upon bearing facts Taylor A. Review Hardin4 file Connor, Picard v. (quoting U.S. two ineffec- Williams asserts claims of 509, 512, 513, 92 S.Ct. 30 L.Ed.2d 438 regarding assistance al- tive counsel’s (1971)). leged review of his file. Hardin First, guilt claims that at the court, In state did raise phase, Bivens failed to read or review the phase guilt claim ineffective file, prejudiced and that this be- assistance counsel for failure to read the (1) ap- did not cause Bivens raise all report. The Alabama of Criminal Court propriate objections inculpa- to Williams’s Appeals regard found as follows-with (2) Danny Hubbard, tory statement to did this claim:. *7 extenuating not introduce evidence to (3) context, in place Williams’s words Fifth, that contends his failed to locate and introduce substantive attorneys rendered ineffective assistance drug evidence of chronic alcohol and use they allegedly because examine did sup- in that noted the file would have by' the records furnished the State and theory ported the defense that Williams did not that he had therefore discover incapacitated was at the time of crime. employee made a statement to an Second, phase a penalty Williams raises Hardin that he Taylor to the effect had claim, Biven’s arguing ineffectiveness that kill killed one white man and would an- preju- failure to read and review the file that argues other. He also counsel diced him the file contained infor- because objected of should have to the admission during mation that would have been useful that it ground the statement on the was presentation mitigation his evidence. addressing In these con- not relevant. tentions, circuit the fol- court made turn first to the claim of inef We findings: penalty phase. lowing fectiveness at the In state Taylor Facility provides Secure Medical is a a trial status and treatment for Hardin Tuscaloosa, psychiatric facility located in Ala- mentally ill defendant. bama, primarily evaluates individuals that the or death sentence treatment conviction of Williams’ The thrust in the ad- post-hearing resulted from a breakdown this contention is erred the re- versary [trial counsel] brief that renders process objection relevancy Strickland, interposing 466 U.S. sult unreliable.” .... testimony Mr. Gaskin 687[, [T]he 104 S.Ct. 2052].... sur- Indisputably, is [trial counsel] court finds that there no reasonable testimony con- Mr. Gaskin’s prised by objection probability relevancy made in his cerning the statement sustained, nor that would have been Williams, neither presence by because it would have constituted overruling not- Formby nor Dr. had Dr. Sumrall testimony of error. The reversible it or it to his attention. ed called immediately after Mr. Gaskin followed Formby gone had testified he She of Priscilla Jones. through records in but question had that when she encoun- it.” “just pick up didn’t simply pro- apartment tered Williams at her (EH 414). January ject morning Saturday, ana- Appeals The Court of Criminal 23, 1988, he had made the statement lyzed the content context to her in course of conversa- their attributed to statement man. tion had killed a white that he although it did opinion, Gaskin in its (R. 479-80). questioned fur- When responding so in connection with ther as to whether Mr. Williams the state- contention that Williams’ man,” just her: killed told “I a white be- ment should have been excluded she that as statement to confirmed Mi- cause had not been read his (R. 502). of that her. On heels making the rights prior randa testimony, Mr. Gaskin testified statement. had stated the course Nonetheless, at the end the entire argument patient with another all opinion, having addressed is after Facili- Hardin Secure Medical raised, specifically which had been sues ty, presence in Mr. and hear- Gaskin’s declared, searched the court “We have 12, 1988, ing, on “I have December which the entire record error m_f_; I’ll kill killed white one adversely may appel affected the (R. 537-38). 515-17, another one.” rights lant’s and have found substantial with whom patient previous none.” 601 at 1087. As So.2d arguing is was white Mr. Gaskin noted, error is ly finding plain no “[a] (R. 549). black. Mr. recorded Gaskin assessing one factor to consider when notes” statement “SOAP performance of trial Hall counsel.” *8 at portion Mr. record of Williams’ (Ala.Crim. State, 6, v. 10 629 So.2d ford (R. 539^43; Ex- Taylor Hardin State’s App.1992). evidentiary hearing).

hibit 3 the at during the Williams had been arrested Likewise, ... this court finds this 25, early morning January hours of any deficiency case in the records 1988, at and had been incarcerated otherwise, review, investigation or at all various locations times between Sumrall, Formby, Dr. Dr. [trial and/or then the date of the statement requisite not result the did counsel] by Mr. Gaskin. Presum- overheard degree a defen- prejudice. of Unless ably oppor- no there would been per- dant satisfies both the deficient per- tunity kill undetected a white prong prejudice formance the Strickland, son, during that prong person, of “it cannot be said or other Accordingly, time frame. presumption state- are entitled to a of correct hearing ment made 2254(e)(1). § ness. See 28 U.S.C. of Gaskin would have related to an Williams cannot demonstrate that the state preceding January event 1988. courts’ decisions were either contrary'to, not Consequently, it is “remote” to the or of, involved an unreasonable application 23, 1988, incident, January and state- Therefore, federal law. Williams is enti ments that date Priscilla Jones. tled to no relief this claim.5 The court finds rel- evant. “The is rule stated be that B. Failure to investigate present acts, of declarations and demeanor mitigation evidence sufficient an or accused before after offense Williams contends that the Su part gestae whether a or of res preme Court’s in Wiggins decision v. him, not against are admissible but Smith, U.S. S.Ct. part gestae unless a res are not (2003), L.Ed.2d 471 requires ... admissible him.” grant court him habeas relief because his Accordingly, the court concludes that defense team insufficiently investigated objectionable the statement was not potential mitigation present evidence on grounds relevancy, and also con- sentencing. Both the state trial court and cludes Ap- Court Criminal the state appellate court rejected this peals would have noted it to have been claim on prongs both of Strickland. The objectionable, thus under the “search state courts found as follows: the record for error” rule review First, contends that his attending capital appeals, murder attorneys rendered ineffective assistance were that so. they allegedly because did not investi- The 783 So.2d 127-29. Alabama Court gate and present mitigating sufficient Appeals agreed Criminal with the cir- during evidence penalty phase of his findings cuit court’s and adopted them as Specifically, trial. he contends that part appellate Id. at decision. counsel should have called witnesses arguendo Assuming that Williams’s who could have testified about his back- for failing counsel was deficient to' thor- ground upbringing, including the oughly review the Hardin file “personal hardships and depriva- severe to prepare order for a response Mr. tions” he suffered. testimony, Gaskins’s Williams cannot satis- fy prejudice prong Strickland. The appellant’s record from the direct

state trial court found Williams could appeal Raymond shows O. Sum- prove prejudice becaüsé “there is no jury during rail testified before probability relevancy reasonable that a ob- n jection sustained, penalty-phase proceedings. Dr. would have Sum- been nor rail, overruling professor it who was a would have School constituted Williams, University reversible error.” of Social 783 So.2d at Work at the of Ala- AEDPA, 128-29. Under findings professor these bama and associate *9 Furthermore, 5. failing is not entitled to re to use evidence of ineffective prejudice arguments lief on' his other that drug Williams’s chronic alcohol and abuse were not raised and addressed in the state prove incapacitated that Williams was at the (1) courts: that Bivens was ineffective be Henry, time of the at murder. See 197 F.3d place cause he did not Williams's statement trial; (2) “in context” at and that Bivens was to help people and person of Criminal liked University’s Department

the ten hours He further testi- Justice, spent people. that he “look out” for testified he history the and that a interviewing appellant that he did not have fied appellant’s back- had reviewed the previous- that had never violence and he the appel- that ground. He testified crime. ly convicted of a violent been he was deserted him when lant’s mother claim, addressing this the circuit When ma- with his very young; that he lived following findings: court made the seven, that, age at grandmother; ternal Brief, Post-Hearing In his died, he grandmother his maternal when testimony that could have contends aunt; he not in with his did moved that by defense counsel been adduced environment; that a home stable Echols, through Debra Gren- Herbert not with relationships he had had in the tran- (spelled shaw “Grinshaw” his women in significant adult and stable evidentiary the script hearing), life; relationship did not have a that he appellant’s stepfather] Hill [the Jesse left father because his father with his paint pic- a Laura Williams and/or old; years appellant when the was two deprived of Luther ture Williams’ twelve, that, “he ages from the of nine to impoverished childhood. There is came much a street kid who pretty as to Mr. Echols’ ac- question some very supervision without much went availability during cessibility and (Trial 1026); It. he anybody” that period representa- counsel’s] of [trial himself; and that he discipline could Williams, tion of inasmuch as Mr. in the use extensively had involved been evidentiary at Echols testified since he drugs and other substances hearing living that he was Detroit Dr. also Sumrall testified sixteen. from 1988 to and even his broth- any pattern of that he had not observed really did not know how to find er as- appellant that was behavior him, one in time he point because at committing or saultive violent and 145). (EH was homeless. Nonethe- ap- murder was consistent with less, testimony him elicited from behavior, pellant’s prior which involved and from aforementioned other only property offenses. evidentiary hearing witnesses testimony that appel- There was also essentially cu- related information lant had evaluated at been jury provided to that mulative Facility (“Taylor Hardin Secure Medical Sumrall. argues in Dr.. his Hardin”) by Using several doctors. Post-Hearing Brief that those wit- evaluation, a Bryant, E. Bernard jury acquainted nesses could have psychiatrist, appellant testified that the the fact that mother had des- he personality had an antisocial siblings erted him and his when he showed remorse about offense. very young; was still his father trial Finally, separate court held him; that he likewise abandoned sentencing hearing jury bench after the Wil- thereafter was raised Laura had returned its recommendation and kins; that was often out he locked presentence investigation had after the of her house and forced fend for Re- completed. hearing, been At this In himself. evi- he Charles Hunter verend dentiary hearing, Luther Williams'ex- appellant appel- had known the since the plained that when Ms. Wilkins would not a lant was child and that he was out, days lock him for two to three person. also testi- violent time, live “over hearing type was the he would other [at] fied at *10 (EH 189-90). way presentation friends’ houses.” The for significant is made in the contention Post-Hear- non-statutory mitigation evidence, the ing testimony Brief that could have presented she in presented through been Mr. Echols disagreement with that of Dr. Sumrall Luther, Echols, with along Mr. or the State’s penalty-phase expert, by Mr. Hill regularly whipped Bryant. Dr. Bernard E. The conten- switches, belts, with and extension tion is in the post-hearing made brief himself cords. Williams testified at Tarkin, that “Dr. or qualified another evidentiary hearing that he had a psychologist, could an have offered good relationship with Mr. Hill when opinion, consistent with Taylor that of him, whip he didn’t and Luther still psychiatrist, Hardin’s that Mr. 190). (EH loved him. Dr. Sumrall Williams’ condition was condition jury before the put that Luther developed by all probability “mother deserted him at a Williams’ very virtue of his early childhood de- very young age” and that he lived 17). privation.” (PHB, p. Dr. a maternal grandmother with Bryant, who testified that he was em- while but that she died when he was ployed Hardin from April seven, leaving Luther with an aunt through August 31 of adopted him apparently when he opined that had antisocial nine; was about that “from his birth (R. 108). personality He explained age he nine had no stable environ- that it is a “characterologieal per- or ment”; that he “no relationship had sonality” disorder developed during significant adult wom- stable person’s “2, years, formative of ages life”; en had no rela- 3, 6, old,” years whereby per- “the tionship significant with a fig- father son has up personali- ended with this ]; ure that his father life[ (R. 1082). ty.” Bryant Dr. acknowl- years left only when he was two him. edged during cross-examination old; and that from about nine to family [trial that an counsel] unstable years twelve age pretty “he was could, if proper there were not a male much a street kid who came and went model, or female role contribute to a very supervision without much from person having antisocial characteris- (R. 1025-26). anybody.” When (R. 1097). tics. He further acknowl- present Williams’ counsel called Jesse edged “substance abuse does ex- Hill to evidentiary the stand at the (R. 1098). acerbate[.]” hearing, any ques- he was not asked The court does not find that the fail- concerning any alleged tions mistreat- sug- ure to utilize witnesses now Further, ment of Luther him. Mr. gested by Williams constituted inef- virtually Hill was asked no questions fective assistance of counsel .... that hearing concerning Luther pertinent pre- information was impoverished deprived Williams’ or jury sented through Sum- background, than concerning other rall, without being risk run undisputed fact that Luther’s possibly being harmful information mother and father were involved (EH elicited those witnesses on cross- early in his years. life after his 163). Furthermore, examination. if even respect argument With post-hearing preparation pres- [trial made in the counsel’s] brief use of a psychologist, such Dr. Bar- entation were deficient in this regard, Tarkin, paved bara could have requi- Williams has failed to show the *11 1244 to investigate hired Dr. Sumrall prejudice. He Bivens prong of

site second' mitigation defense. Dr. and conduct his test of met the Strickland .has not jury to the that, Sumrall evidence presented probability showing a reasonable in strat- mitigation that Bivens his ássisted question, in the sen- absent the error that Williams egy. Dr. Sumrall testified that the have concluded tencer would disadvantaged background a came from mitigating and aggravating balance of drug his abuse and death; that led to alcohol and warrant did not circumstances crimes, in were not violent property which suffi- probability not shown a has téstimony This allowed Bivens to in nature. cient undermine confidence to to was not a argue jury Williams outcome. a of life person, violent and sentence the circuit court’s find- agree with We prison appropriate be more him. would part as of this ings adopt them and Also, spent that he ten Dr. Sumrall stated addition, we note that the opinion; In Williams, recounting family his hours with found, nonstatutory miti- trial court history, history, and criminal educational circumstances, appellant that the gating history. Dr. also reviewed Sumrall that he did personality, had an antisocial health, police, mental probation, Williams’s history of significant prior a not have Dr. testimo- parole and records. Sumrall’s conduct, he had or violent assaultive mitigation trial court find as ny led the to family had a stable environment dur- not poor family history, that Williams had and he had years, ing formative crimes, history an of non-violent extensive drugs extensively abused alcohol and abuse, history drug an and alcohol (Trial years was about old. since he personality anti-social disorder. 1433)[.] R. For above-stated rea- sons, has shown investigation was Assuming this defi- ineffective assistance counsel rendered cient, Williams cannot how the al- show presentation of preparation prejudiced leged investigation deficient evidence., Strickland, mitigating su- -See sentencing. him at At the Rule 32 hear- pra. expert Dr. ing, psychologist, Williams’s State, 783 So.2d at 115-121. Williams v. (“Dr. Tarkin”), Tarkin Barbara nine spent approximately of this claim is limited to that she hours

Our review unreasonably meeting ap- with Williams. She stated that whether the.state courts as Dr. plied virtually to the of this case. she read same files Strickland facts Sumrall; only family Although urges apply Wig- us to she talked to one Williams case, gins controlling Supreme phone; member over the she was “intimately with the facts of the precedent regard to claims of familiar” Court VI, hearing p. [R. assistance counsel is Strick- case. Vol. Rule 284- ineffective opinion, expert In Marquard, 315-17.] land. See F.3d her (noting .‘controlling is “the Dr. Tarkin found that Williams suffered that Strickland authority’ and Bivens legal applied to be ineffective anti-social disorder claims”). argued mitigation the dis- should have assistance of counsel As found, suffering did not from mental dis- trict court state courts turbance; passive stan- was too unreasonably apply the Strickland anything accomplice; claim of as- but an and that dard ineffective be Williams’s poor environ- investigate pres- shaped by failing sistance for Dr. Tarkin’s mitigation evidence at the ment which he was raised. ent sufficient essentially conclusions are same as sentencing phase.

1245 conclusions, to which he at hearing. Sumrall’s testified Williams’s Rule 32 pre- He sentencing. at sented evidence that was cumulative. The may witnesses prior have elaborated on Tarkin, In pre- addition to Dr. Williams evidence, mitigation no but witness testi- at sented several other witnesses the Rule fied to mitigating new Each factors. evidentiary hearing testify mitiga- 32 witness presented cumulative evidence previously presented tion not at evidence merely that re-established the mitigating (“Echols”) trial. Herbert Echols testified argued circumstances previously by Bivens alcoholic, that mother an Williams’s at trial and by considered the trial court at biologi- and that did not know his Williams (1) sentencing: personality anti-social cal father. He also stated that Williams’s (2) disorder, history, non-violent criminal Hill, step-father, Jesse if whipped Williams (3) life, (4) family an unstable an ex- something wrong, he did that these but tensive alcohol and drug problem. abuse whippings required never medical atten- There can be no probability reasonable V, hearing p. tion. Vol. Rule 32 140- [R. that this testimony mitigat- cumulative (“Greenshaw”) Deborah Greenshaw 151.] ing already factors presented to and con- that she had known Williams sidered trial court be “weak and years since he was 16 old. Greenshaw unpersuasive” tipped would have the sen- that stated Williams’s aunt often would tencing scales, especially when trial lock him out of days her house for several statutory court noted that the aggravators when Williams did do what she asked. (“Hill”) far outweighed at the mitigating [Id. Jesse Hill factors. 160.] [R. testi- 7 p. Thus, fied that Yol. 1427.] Williams’s mother moved to New Williams cannot York years when Williams was ten about demonstrate that the state courts’ determi- old, only that met Williams’s father nation that prove he failed to prejudice attorney once No or twice. asked Hill under Strickland objectively unrea- about his alleged whippings of Williams. Accordingly, sonable. Williams is not enti- (“Laura”), at [Id. Laura Williams 161-68.] tled relief on this claim of ineffective sister, Williams’s testified that their moth- assistance of counsel at sentencing. early er left at age, they them an lived investigate (“Ms. C. Failure aunt, adequately

with their Laura Wilkins Wil- kins”). the guilt phase Laura stated Ms. Wilkins was defenses “always good.” at [Id. 169-70.] argues his counsel rendered ineffective assistance because he prejudice Under prong reasonably did investigate Williams’s Strickland, question “the is whether there guilt phase incapaci defenses that he was that, is a probability reasonable absent the murder, tated the time of the errors, the ... sentencer would have con there was “reasonable doubt” cluded that the balance of aggravating and committed the murder because mitigating circumstances did not warrant there were other two individuals involved. Strickland, death.” 466 104 U.S. Both the trial appellate state court and standard, S.Ct. at 2068-69. Under it rejected court claim under Williams’s apparent is petitioner cannot es “[a] Williams, Strickland. See 783 tablish So.2d identifying ineffective assistance Specifically, 123-26. additional both found evidence could have been courts presented Formby merely qualified when that that Dr. in evidence is was well Poyck vestigator reasonably investigated cumulative.” Van v. Fla. Dep’t Corrs., (11th case, 290 F.3d n. guilt phase Williams’s and that Cir.2002). exactly happened presented This is what no evidence at explained in testi- adequately have affected sons hearing

Rule that would of the trial. Id. rec- mony, keep the outcome he did not detailed he interviewed or everyone ords Appeals of Criminal The Alabama Court all time he devoted to the case. *13 following: stated and He Priscilla Jones interviewed his First, appellant contends (EH 382-83). A DeWayne Pierce. attorneys rendered ineffective assistance and allegedly properly investigation lot of his interview- they because did poten- case and interview investigate develop ing trying devoted to was made The circuit court tial witnesses. Williams’ co-de- connections between findings concerning following property and the stolen from fendants contention: Kirk, against other evidence Mr. and on principally relied counsel] [Trial (EH 384). the co-defendants. Formby; engaged had Dr. who been projects He to the Titusville and went counsel, predecessor to conduct by his hours spent approximately two inter- in- investigation case and witness grandmother and viewing Williams’ Formby quali- Dr. well terviews. (EH 384).... As his one of sisters. many by for that role virtue of fied Attorney’s provided District office attributes, background as detailed and more dis- the defense with more evidentiary hear- testimony at the his materials, Formby Dr. covery “would ing and his “vitae” introduced talk him go back Luther and During 6 to the same. Exhibit State’s again push if he me or see could engagement time of his give in other directions.” me leads case, co-principal, he was also a with (EH He a lot. talked to Williams Dr. forensic services Sumrall 388). Formby Dr. went to crime Veritas, Formby Inc.... firm of Dr. (EH of couple scene on occasions. “probably put that he in easi-

testified 388-89). ly investigation, 200 hours” on the attempted to follow the He in the having commenced it service co- route Williams and two attorneys predecessor [Williams’s] at different had traversed defendants having on the case and therefore been points during ques- the incidents in “essentially longer anybody than (EH 389). tion. He and coun- [trial (EH 398). Formby “spent Dr. else.” meetings routinely “would have sel] Luther good talking bit of time probably up twice a week until spent good bit [Williams]” trial, then last few weeks before potential talking time witnesses (EH virtually every day.” we met Apartments area the Smithfield 389-90). Formby Dr. brief [tri- would (EH 378). Birmingham. visited He al all that counsel] on he devel- family of Williams’ mem- with some provide oped, and would [trial counsel] De1 projects the Titusville bers guidance things in terms of that he in the projects. bra Bush Avondale Formby that Dr. important felt were 378). (EH Margie He went to see (EH 390).... up on. needed to follow Bush, the Bush grandmother Debra part, personally counsel] For his [trial apart- she him to admitted her could to locate witnesses who tried appre- ment where Luther had been claim that corroborate Mr. Williams’ hended, showing him the bedroom. he intoxication incapacitated, “just Formby spent many hours (EH night the murder[.] on the walking talking to around that area 380). 79-80). (EH For rea- people.” various (EH 181). at- also contends affirmative. Both testified torneys rendered ineffective .assistance that Carmichael King’s came into they pres- because did interview and apartment and they were then able to alleges ent he could have witnesses who notice gasoline the smell of on him. most the circumstantial evi- rebutted Ms. Williams testified that he “had presented in Specifical- dence the case. some cigarettes smoke,” didn’t ly, he asserts that there were witnesses which were “a white man’s kind of placed could his codefendant cigarettes.” Asked what they brand day truck on the victim’s were, she they were impeached murder and who could have “Merit or something like that. I can’t *14 sister, Jones, Priscilla the appellant’s really remember what they kind who testified that the told her were,” whereas usually Carmichael he that had killed a white man. In smoked Kools. Bung Ms. testified issue, regard the circuit court that usually Carmichael smoked following findings: made the Newport’ “Kools or either 100s” and in argues Post-Hearing his that the cigarettes he had with him on Brief that the damaging counter [t]o the in question occasion were not “the evidence that Mr. Williams was seen same but kind” she could not state truck, driving Mr. Kirk’s trial counsel (EH what they 175-76, brand were. testimony through could have offered 183-84). or King Laura-Williams Sandra that Albert Carmichael had been seen Considering all interviewing of driving truck, the red that he smelled family Williams and his members con- gasoline of that Mr. Carmichael Formby, ducted and consider- cigarettes had white man’s on him ing all of the showing evidence the Saturday just evening, hours Mr. after involvement of Albert Carmichael and 12). (PHB, Kirk was p. murdered. Trosky Gregory in critical various King Ms. at Williams Ms. events of the in question, weekend the evidentiary hearing they were court does find that Williams has apartment at Ms. King’s house on a carried his burden proving of that a Saturday they night when observed failure to use Laura Williams or San- Albert Carmichael in red truck dra Kang as defense consti- witnesses in parked parking lot Priscilla counsel; tuted ineffective assistance of Jones’ house. As far as date or that their testimony the omission of occurred, which that Ms. Williams was in prejudiced way defense re- only asked if she being remembered quired by the Strickland test. Under days Ms. “a Kings’ few before Strickland, it enough is not to show time that Luther was arrested for the that trial errors “had some conceiva- murder,” she identified it aas pro- ble effect on outcome of Saturday night, King and Ms. ceeding,” rather the defendant “must if asked being she could remember show there proba- is a reasonable home visiting with Laura her “Janu- bility that, but counsel’s unprofes- ary Saturday' I night, believe errors, pro- sional result Saturday Saturday afternoon or night. ceeding would have been different.” may I wrong day, be on the I but {Strickland, 693-94, date, think that U.S. January is the 23. Do added)). you being (Emphasis remember home on S.Ct. 2052.... date?”, to which she answered in the That Albert Carmichael was observed his the matter in terms of apart- expressing truck at the camper

in the red her lack of during night personal knowledge Sat- complex own ment 23rd, Luther January veracity. testimony ultimately after urday, His to have observed personal had been own offered related his involved, points it at earlier history been her opinion or assessment al- day, would not have in time that untruthfulness, relating rather than implication or impact tered community. reputation it to her There critical evidence. of .the State’s opinion that Priscilla expressed He his that either Laura is no indication come down here and told the “had ever King or told Sandra me, it out here bunch of—to people they trial anyone before Williams’ (EH 166). fairy a bunch of tales.” is in the red seen Albert Carmichael conceded, however, Hill Mr. .... truck knowledge no about the evi- [had] post-hearing Williams asserts case that it dence counsel should brief defense testimony telling that Priscilla was damaging countered the “fairy people Tuscaloosa tales” be- *15 by testimony eliciting Priscilla Jones I my daughter, is and cause “that Hill, father, her Jesse that she of capable doing. know what she is 608(a) big Rule was “a liar.” Under say My daughter anything, would do of Evidence of the Alabama Rules (EH 167). anything anybody.” to ..., may the impeach a credi- witness how, if did know asked he not When bility of a witness who has testified case, the anything about facts opinion witness’s offering second credibility her he could attack first untruth- regarding the witness’s testimony, he answered that Priscilla Rules of Evi- fulness. The Alabama liar,” “a that she “never big was and until did not effective dence become of things.” tells the truth about a lot however, January the law 168). (EH Accordingly, as record existing of evidence at time stands, is no show- there affirmative the testimo- trial restricted Williams’ that Hill ing Mr. could offered to ny impeaching witness testimony that would meet the foun- gen- limited fact the other witness’ requirement showing dational that for reputation community eral reputation it related to Priscilla Jones’ a witness can untruthfulness. Before in her for truthfulness/untruthfulness testify concerning reputation in community in 1989 .... coun- [Trial community for the or truthfulness impeached Priscilla re- Jones with sel] witness, of another a untruthfulness spect to the inconsistencies between predicate establishing must be laid testimony trial her prelimi- her actually that the witness impeaching nary testimony, and testi- hearing her of the other witness’s knowledge has mony points was important several or untruth- reputation for truthfulness Ann corroborated that of Teresa fulness in first witness’s communi- Evans. of the critical features One evidentiary point That ty. was testimony was that Priscilla Jones’ by the in its com- addressed court her, told on the occa- Luther Williams to Mr. Hill’s during ments counsel apartment that came her sion he to 164-66). (EH testimony. Although Saturday, building, morning of Hill re- question put Mr. 23rd, in January the “red and white inquire phrased properly so as to truck,” camper that he had killed “reputation,” persisted Mr. Hill (R.479), just white man that “I killed but was unable so. to do [Id. 80-81.] (R.502). man.” She white did Once he could not find anything support 502). (R.480, him at believe the time. incapacitation theory, Bivens left Immediately prior making with “reasonable doubt defense” —at- statement, hugged he had her and tacking the case State’s com- apologized to her for the altercation mitted the through murder “innuendos and preceding night. between them the assumptions.” [Id. 62-63.] 502). (R.476, gas He had the odor of Formby Dr. testified that his primary (R.480). on him. she returned When goal any was to find evidence would apartment, to her he followed her develop stronger connections between the pistol showed her “a bul- some other individuals involved in the murder lets,” pistol having “a clear Bivens, and the actual murder. Like handle,” meaning it that was “white.” Formby twice traveled to the murder (R.480). only As the other participant if argument scene see could be conversation, to that Williams was the concerning made the trajectory of the bul- only person could have contra- VI, let. Vol. Rule hearing p. 25-26, [R. it, dicted Jones’ about but He also followed 388.] the same route testify he did and the trial strate- Williams and the other individuals took the gy regard decision is not chal- murder, day of the and he viewed the lenged proceeding. in this The court videotaped statements of the other individ- does not consider the fact Mr. to search anything uals exculpatory to Hill might have 389,416-17.] Williams. [Id. Dr. Form- knowledge daughter’s of his reputa- *16 by also visited project the Smithfield sev- truthfulness, tion for her eral times to talk with people in the area reputation regard was bad in that and to family interview Williams’s mem- a reputation she had for untruthful- at [Id. 382-84.] bers. He viewed also the ness, would have of such import been scene arrest and interviewed the a impeach as her as to the witness present women were at the time of extent that the of trial outcome Moreover, [Id. Williams’s arrest. at would have been 384.] different. attorneys when Williams’s initial trial re- agree with We the circuit court’s find- a ceived letter from former client claim- ings as to these and adopt claims them ing that one of the other individuals in- part of this opinion. Because the murder, committing has not volved admitted to established that his attorneys Formby rendered investigated ineffective assistance Dr. lead and instances, in these he is entitled to found the letter to be false. at [Id. 379.] Strickland, relief on these claims. See Wallace concerning When Gaskin testified supra. Danny Williams’s statement to inculpatory Hubbard, Formby Taylor Dr. Williams, traveled 783 So.2d 123-26. Danny Hardin search for Hubbard. As the state courts found and the record addition, In Bivens [Id. 392.] reflects, Formby reasonably Bivens and file, he reviewed entire State’s investigated of Bi- both theories defense. evidence, physical viewed State’s vens testified 32 hearing Rule Hardin reports reviewed to de- incapacitation theory “prob- of defense some type termine whether mental IV, ably” came from Williams. [R. Vol. IV, possible. health defense Vol. Rule hearing p. [R. at- 63-64.] Bivens 14-16, 20, 37-39, tempted hearing p. to find Rule 32 information that could 66.] or prove support theory, the incapacitation cannot show that “there is record, the state courts Williams Based on the probability Form- that the outcome correctly found that Bivens reasonable investigation of different,” by performed reasonable the- have been proceeding would possible defenses. case and Williams’s 427 F.3d Campbell, v. Callahan presump- to a findings are entitled These (No. (11th Cir.2005), filed, 05- pet. cert. for by our court. See 28 tion of correctness 10404) 2006), by adding two wit (Apr. 2254(e)(1). presents § Williams U.S.C. theory who corroborate the State’s nesses findings. There- these nothing to rebut knowledge who has no and another witness that the state fore, cannot show Williams case and can of the circumstances unreasonably applied Strickland’s courts testimo only present opinion inadmissible prong to this issue. performance Thus, ny. Williams cannot demonstrate could Assuming arguendo that Williams Accordingly, prejudice under Strickland. for not his counsel was deficient show that the state courts cannot show that de- thoroughly investigating potential his unreasonably preju applied Strickland’s any trial, cannot show that fenses case, therefore, and, he is prong dice his prejudiced de- performance deficient relief. entitled habeas hearing, At Rule fense. King of Sandra presented testimonies V. CONCLUSION Williams, both of and Laura (“King”) to demonstrate fails Because seeing another individual whom testified to unreasonably applied that the state courts driving Mr. Kirk’s red involved case standard to claims Strickland murder and night truck counsel, we assistance affirm ineffective cigarette. man’s” [R. a “white smoking denying judgment the district court’s V, hearing p. Rule 32 As 168-185.] Vol. Williams habeas relief. noted, the state court impact or AFFIRMED. not have altered the “would implication of the State’s critical BARKETT, concurring: Judge, Circuit Williams, at 125. evidence.” 783 So.2d refutes the Nothing these testimonies majority opinion I concur because *17 driving the fact that Williams was seen correctly issues legal resolves before shortly after the murder and truck alone trial argues us. that his counsel Williams day. in' the truck later that same leaving failing Tay- read was ineffective 3, transcript p. Trial [R. 61.] Vol. 457— file, Hardin in which he would have lor testimony presented also Williams unequivo- for discovered the basis Gaskin’s Hill who testified that Priscilla Jesse testimony viz., cally damaging — Jones, witness, liar” “big trial was a killed a white Williams told Gaskin that he during trial. “fairy [R. told tales” Vol. object have able to man—and would been However, V, hearing, p. Rule 32 166-68.] relevancy grounds. to the testify that he had knowl- Hill could proceedings Alabama Given for edge general reputation of Jones’s courts, satisfy the cannot state community, which was truthfulness on the prejudice prong Strickland admissibility in Alabama at standard of alone, objection strength relevancy Williams, the time of Williams’s trial. See only is see Ante at 1241 n. and that Rather, Hill’s testi- 783 125-26. So.2d issue, guilt-phase, for respect opinion. mony personal on his was based our review. Moreover, no Hill admitted that to note that only I write separately knowledge of the circumstances argued has in the state courts [Id 167.] case.

1251 pre should been counsel have better adequate not pared to mount defense

withstanding the vel non success

objection testimony. to Gaskin’s For ex

ample, had counsel in known Williams’ statement, certainly

culpatory he most

would discussed it with have

attempted ascertain the circumstances made,

under which statement was made,

purposes which it was might mitigat other information Beard, Rompilla

ed the statement. See v. U.S. S.Ct. L.Ed.2d (2005).1 limited, Because review our is

however, the grounds identified

majority, I must concur.

Raymond Anthony MILLER,

Plaintiff-Appellant,

v.

Terry City HARGET, Riverdale, J.

Defendants-Appellees.

No. 05-13573. of Appeals,

United States Court

Eleventh Circuit.

Aug. 4, 2006. *18 case, Contrary argument to the appeal, state’s issue sion at in this Williams’ case was Smith, 510, Rompilla Wiggins v. 539 U.S. Contrary us on before habeas review. to the 2527, (2003), 123 S.Ct. al- L.Ed.2d contention, we dissent's therefore made no they post-dated though the relevant state- resolving new law Williams' ineffectiveness proceedings, court are relevant to our consid- highlighting duty In claim. counsel's in- claim, eration for of Williams’s Strickland referring vestigate, and in to the ABA Stan- they clarify applicability. Strickland’s both guides, ap- dards Criminal Justice as we See, e.g., Wiggins, 539 U.S. 123 S.Ct. plied ‘clearly precedent same established’ ("While Taylor, U.S. [v. today.”). apply we of Strickland I do take (2000)] 120 S.Ct. 146 L.Ed.2d 389 holding our decision in this case as to the yet had not been decided at the time contrary. Maryland Appeals Court of rendered the deci-

Case Details

Case Name: Luther Jerome Williams v. Richard F. Allen
Court Name: Court of Appeals for the Eleventh Circuit
Date Published: Aug 2, 2006
Citation: 458 F.3d 1233
Docket Number: 05-12691
Court Abbreviation: 11th Cir.
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