DAVID R. LURIE ET AL. v. PLANNING AND ZONING COMMISSION OF THE TOWN OF WESTPORT ET AL.
Supreme Court of Connecticut
January 20, 1971
160 Conn. 295 | 278 A.2d 799
ALCORN, C. J., HOUSE, THIM, RYAN and SHAPIRO, JS.
Argued November 4, 1970
Hereward Wake, with whom were Edwin K. Dimes and, on the brief, Edgar T. See, for the appellee (defendant Famous Artists Schools, Inc.).
Joseph F. McKeon, Jr., with whom was John W. Boyd, for the appellee (named defendant).
HOUSE, J. This is an appeal from a judgment of the Court of Common Pleas which dismissed the appeal of the plaintiffs from unanimous decisions of the planning and zoning commission of the town of Westport which had voted (a) to amend the Westport town plan of development to designate an area of sixty-two acres as a design development district under the Westport zoning regulations; (b) to rezone that area from AAA residence zone to design development district # 4-AAA and (c) to issue a special permit for the use of the area for the layout and construction of office buildings and accessory buildings and structures for the conduct of the business of Famous Artists Schools, Inc., and its subsidiary or affiliated companies.
The plaintiffs have claimed and briefed four assignments of error, on the basis of which they assert
The first claim of error is predicated upon the assertion that the action of the defendant commission in granting a special permit to Famous Artists Schools, Inc., hereinafter referred to as F.A.S., was invalid because the commission imposed conditions which were beyond its power to impose. In granting the special permit the commission laid down in meticulous detail specific conditions to the granting of the permit. The majority of these conditions pertain to such on-site matters as size and location of construction, parking facilities, buffer areas, screening and landscaping, entrance roads, lighting and utility installation. The imposition of these conditions is not attacked. In addition to these on-site conditions, however, the commission also made issuance of the permit subject to certain off-site changes, improvements and conditions. These included: (1) the improvement of Partrick Road, a town highway, by widening it in a specified 500-foot area from a two-lane to a three-lane highway with specified evergreen plantings along the right of way. The commission in imposing this condition stated its belief that “it is reasonable and equitable to require F.A.S. to participate in the roadway improvement to an amount of at least 50% of the cost and to be solely responsible for the provision of the required trees along the road sides“; (2) that F.A.S. regrade an embankment adjacent to Newtown Turnpike to provide additional sight distance and relocate a section of the turnpike in accordance with identified detailed specifications submitted by Harvey B. Boutwell, an engineer, and as approved by the town
The short answer to these claims is that the defendant planning and zoning commission did none
It would unduly lengthen this opinion to include even a summary of the findings made by the defendant commission upon which it predicated its decision conditionally to issue the design development district use permit in this case and the meticulous detail in which it prescribed all of the many conditions to which the issuance of the permit was made subject. It is precisely this specificity of condition which distinguishes this case from those upon which the plaintiffs chiefly rely. Farina v. Zoning Board of Appeals, 157 Conn. 420, 422, 254 A.2d 492, concerned the powers of the Trumbull board of appeals,
Similarly, in Parish of St. Andrew‘s Church v. Zoning Board of Appeals, 155 Conn. 350, 232 A.2d 916, which was also a case involving an exception granted by a board of appeals, the board granted an exception subject to a condition that the applicant convey a strip of land to the city but also reserved an option to revoke approval if the applicant failed to comply with the requirement. This court held (p. 353) that “[t]he conditions under which an exception is permitted must be found in the regulations themselves and cannot be altered,” that the Stamford zoning regulations governing the granting of exceptions by the board of appeals did not permit such a decision (p. 354), and that “[s]o much of the deci-
In Brustein v. Zoning Commission, 151 Conn. 101, 105, 193 A.2d 523, the Bridgeport zoning commission granted an application for a change of zone to permit the erection of an apartment house but because of the need to widen the highway to relieve traffic congestion it specified that the change would become effective only when the owner and developer of the tract granted an easement for highway purposes over a portion of the tract adjoining the highway. Although the easement was later granted this court held that the action of the commission could not be sustained since the mere execution of the instrument granting the easement to the city without an actual widening of the traveled portion of the highway did not, and could not, solve the traffic problem and “[s]o long as traffic congestion remains a major problem, the change of zone should not be granted.”
As we have noted, the present case involving a permit for the use of a design development district granted by a planning and zoning commission differs from these cases in the material respect that the commission itself determined precisely what on-site and off-site changes should be effectuated “so that the health, safety and general welfare are insured as such development occurs.” Westport Zoning Regs., c. 4A (1965). The commission then made the issuance of the permit conditional upon the effectuation of those changes. Clearly, the commission had no jurisdiction over the other public agencies involved nor could it order or require any of them to do anything to comply with the specified conditions. But unless the other public agencies involved, whether motivated by public interest, duty, or persuasion, did take the necessary action to comply with
Without always clearly distinguishing between the diverse functions and authority of planning commissions, zoning commissions, planning and zoning commissions and zoning boards of appeal and cases involving variances, exceptions and permits for the use of design development districts or “floating zones,” a general rule has frequently been stated, as most recently in Stiles v. Town Council, 159 Conn. 212, 221, 268 A.2d 395, that “a change of zone which is dependent for its proper functioning on action by other agencies and over which the zoning commission has no control cannot be sustained unless, at least as in the Luery case, [150 Conn. 136, 187 A.2d 247,] the necessary action appears to be a probability.” See the Farina, St. Andrew‘s Church and Brustein cases, which we have just mentioned and also Faubel v. Zoning Commission, 154 Conn. 202, 224 A.2d 538, Luery v. Zoning Board, 150 Conn. 136, 187 A.2d 247, Whalen v. Town Plan & Zoning Commission, 146 Conn. 321, 150 A.2d 312 and Gordon v. Zoning Board, 145 Conn. 597, 145 A.2d 746.
Before further discussing the general statement of this principle upon which the plaintiffs rely we consider the effect of its application to this case. Even applying it strictly does not benefit the present plaintiffs and they have not been aggrieved by the off-site conditions imposed by the defendant commission. In effecting the change of zone the commission expressly found that “major roads are immediately available to the site to serve its traffic needs and lead into a system of arteries which provide an excellent overall traffic circulation facil-
The plaintiffs’ reliance upon the general principle
The concept of “floating zones” giving rise to design development districts received legislative approval in 1959 with an amendment to
This court has recognized the legality of floating zones, when properly applied, in a number of other decisions. Hawkes v. Town Plan & Zoning Commission, 156 Conn. 207, 240 A.2d 914; Dooley v. Town Plan & Zoning Commission, 154 Conn. 470, 226 A.2d 509; Luery v. Zoning Board, supra. In Sheridan v. Planning Board, 159 Conn. 1, 16, 17, 266 A.2d 396, this court noted: “While the concept of a floating zone is similar to the established power of a zoning board to grant special exceptions, the two types of regulation may be distinguished. The special exception is the product of administrative action, while the floating zone is the product of legislative action. 1 Anderson, American Law of Zoning § 5.16. Further, if a landowner meets the conditions set forth for a special exception, the board is bound to grant one, but in the case of a floating zone discretion is maintained and additional limitations may be imposed — more control is retained by the zoning board because it is acting legislatively. ‘The Connecticut Law of Zoning (Part A),’ 41 Conn. B.J. 262, 293. . . . This legislative function meets the need for flexibility in modern zoning ordinances since the exact location of the new zone is left for future determination, as the demand develops, and applications are granted which meet all conditions
As the trial court aptly noted in its memorandum of decision, such a project as that which gives rise to the present appeal “involves an interplay of governmental functions in the town.” No single involved agency has the authority to order another to act or direct how it shall act but unless one of them moves, even though conditionally, the desired result could not be accomplished in such a circumstance as this. “[I]n this day of keen competition to attract industry and business to a state or to a particular locality, public officials are expected to cooperate in helping an industry to locate in their community“; Peterson v. Norwalk, 150 Conn. 366, 376, 190 A.2d 33; but it is hardly reasonable to expect that a highway authority or traffic authority would make the necessary expenditures and changes without knowing that when such work was completed the planning and zoning commission would approve and permit the project which the work was designed to make possible, nor, logically, should the commission grant an unconditional permit for a project when in its judgment the project was impermissible unless off-site work were done. In such circumstances it is entirely reasonable and logical that the planning and zoning commission which is entrusted with large powers in connection with city planning and zoning and municipal improvements (including the widening of streets;
With the recent legislative indication of approval of greater flexibility in modern zoning administration and the development of the floating zone concept, the strict application of the rule as stated in Stiles v. Town Council, supra, to instances of exceptions and special use permits may often prevent desirable changes where the accomplishment of the change depends on cooperative or dependent action by the zoning authority and other municipal agencies over which it has no control. In such instances it is, of course, desirable, where feasible, that the zoning authority ascertain that there is a reasonable probability that such action will eventuate. In many circumstances, however, other municipal agencies may properly be reluctant to commit themselves to a course of action before knowing that if such a commitment is made it will meet such conditions as the zoning authority will deem advisable. Such a stalemate is clearly undesirable. Under such circumstances, where cooperative action is necessary to accomplish a desirable result, a stalemate can best be avoided by approval which may be conditional. We would, accordingly, hold that where an exception or a special permit is granted and the grant is otherwise valid except that it is made reasonably conditional on favorable action by another agency or agencies over which the zoning authority has no control, its issuance will not be held invalid solely because of the existence of any such condition.
We find no error in the conclusion of the trial court that this claim of spot zoning was not substantiated. The record discloses that the amendment to the plan of development and rezoning of the sixty-two-acre tract as a design development district was decided on by the planning and zoning commission only after careful study and deliberation. It discloses that the commission concluded that the proposed use conformed to the town plan, was compatible with the surrounding area because the tract was unsuitable for residential development due to changed conditions, was beneficial to the general welfare of the town, conserved the value of the buildings and was the most appropriate use of the land considering factors of health, traffic and safety
The next claim of error assigned by the plaintiffs arises from the appearance at the hearing before the defendant commission of the first selectman of Westport, John J. Kemish, and a former first selectman, Herbert E. Baldwin. Kemish, as the first selectman, was by virtue of the provisions of
Of the sixty-two acres involved, four were owned by the town of Westport and under option to F.A.S., conditioned on the change of zone and the granting of the special permit. At the hearing, Kemish, in his capacity as the chief executive officer of the town, spoke in favor of the design district proposal. He commenced his endorsement of the proposal with a statement that in order to present his views he had completely abstained from participating and
It is the claim of the plaintiffs that the appearances of both Kemish and Baldwin were contrary to the provisions of
The plaintiffs’ final assignment of error is a general assertion that the trial court was in error in overruling their claims that the actions of the defendant commission were arbitrary, illegal and invalid. We have already discussed and found no merit to the plaintiffs’ specific claims of illegality and invalidity. We find none in their assertion of arbitrariness. Whether the commission in this case should have amended the plan of development, rezoned the subject sixty-two-acre area and issued the special permit for the use of the design development district are fairly debatable questions which were within the province of the defendant commission to resolve. Zandri v. Zoning Commission, supra, 650; Kutcher v. Town Planning Commission, 138 Conn. 705, 709, 88 A.2d 538. The commission appears to have exercised its discretion fairly, with proper motives and for valid reasons and the carefully prepared record of its findings and
There is no error.
In this opinion THIM and SHAPIRO, JS., concurred.
ALCORN, C. J. (dissenting in part). I agree with the majority opinion insofar as it concludes that the change of zone can be sustained. Although the language and reasoning used in the decision announced by the planning and zoning commission indicates that it was influenced, in granting the change of zone, by the conditions which it subsequently attached to the grant of the special permit, nevertheless the factors favorably determined by the commission aside from those conditions were sufficient to justify the change of zone.
A reason for and the soundness of our rule is demonstrated in the present case. One of the off-site conditions imposed upon the granting of the special permit in this case is that “F.A.S. shall construct a school-bus parking area on the west edge of Newtown Turnpike opposite Oakwood Lane on the Town property, located there to serve school children in a safe manner.” Obviously, the commission considered this a necessary requirement as a safety measure for the school children. There was no evidence before the commission even to suggest that the school authorities would direct that the school buses use this parking area. Of course, the commission itself had no authority to compel the school buses to use it. If, however, F.A.S. constructed the parking area as specified the condition imposed would be fully met and, the other conditions laid down being complied with, the special permit would issue. Then, if the area was not thereafter used by the school buses, the prime objective which the commission sought to achieve and considered essential, namely, the safety of the school children, would be sacrificed to mere formal compliance with the con-
The off-site conditions imposed for the issuance of the special permit are open to still other objections. One condition is that between 8 a.m. and 8:35 a.m. and between 4:25 p.m. and 5 p.m. F.A.S. shall provide one “off-duty regular or special policeman” as a traffic guard at each of three separate points in the access roads “to direct traffic and to provide for safety in the area.” In other words, the commission assumes to specify how many of a certain class of employees F.A.S. shall hire to do a certain job, at certain times, and at certain places. The commission has no power, by statute or regulation, to extend its function beyond the zoning use of land and buildings. It has no authority to impose conditions on this detail of the off-premises operation of F.A.S.‘s business. Bernstein v. Board of Appeals, 60 Misc. 2d 470, 302 N.Y.S.2d 141; 2 Rathkopf, Zoning and Planning (3d Ed.), 1969 Cum. Sup., pp. 139, 208.
Other off-site conditions relate to regrading roadsides, highway construction and widening, and roadside planting. “[A]t least 50% of the cost” of a large part of this work is imposed on F.A.S. The rest of the work would be at public expense. No estimate of the cost of any of this work was disclosed to the commission. The commission is permitted, under chapter 9 of the zoning regulations, to grant a special permit “subject to appropriate conditions and safeguards.” Appropriate conditions must be reasonable conditions. The cost to the public of the required work was a material consideration. There is nothing in this record from which the court could
The majority opinion states that if anyone was aggrieved by the imposition of the off-site conditions “it was not the plaintiffs but F.A.S.” and F.A.S. has not complained. The court, however, concluded and adjudged that the plaintiffs were aggrieved by the action of the commission and that conclusion and judgment is not contested. Consequently, there is no basis on this record for considering whether F.A.S. is the only party which could be heard to complain of the off-site conditions imposed on the issuance of the special permit.
In my judgment the trial court did not err in dismissing the plaintiffs’ appeal from the action of the planning and zoning commission in approving a change of zone, but the appeal from the commission‘s action in granting a special permit in that zone on the conditions attached should have been sustained.
RYAN, J. (dissenting in part). I am unable to agree with that portion of the majority opinion wherein the action of the trial court in dismissing the plaintiff‘s appeal as to the granting of the special permit is approved. A change of zone or the granting of a special use which is dependent for its proper functioning on action by other agencies and over which the zoning commission has no control cannot be sustained unless the necessary action appears to be a probability. Stiles v. Town Council, 159 Conn. 212, 221, 268 A.2d 395; Farina v. Zoning Board of Appeals, 157 Conn. 420, 254 A.2d 492; see Faubel v. Zoning Commission, 154 Conn. 202, 210, 224 A.2d 538; Brustein v. Zoning Commission, 151 Conn. 101, 105, 193 A.2d 523; Luery v. Zoning Board, 150 Conn. 136, 145, 187 A.2d 247; Whalen v. Town Plan & Zoning Commission, 146 Conn. 321, 326, 150 A.2d 312; Gordon v. Zoning Board, 145 Conn. 597, 603, 145 A.2d 746. This does not mean that a zoning commission cannot act because action by local and state highway departments or other governmental agencies will be required. In Stiles, supra, where extensive action by other agencies, both state and local, was required, there was evidence before the zoning authority from which a finding could be made that it was probable that the appropriate action would be taken. Under these circumstances the action of the zoning authority in changing the zone and granting a special use was upheld. In the present case no such evidence was presented.
I am particularly concerned about the following language in the majority opinion: “With the recent legislative indication of approval of greater flexibility in modern zoning administration and the development of the floating zone concept, the strict application of the rule as stated in Stiles v. Town Council, 159 Conn. 212, 221, 268 A.2d 395, to instances of exceptions and special use permits may often prevent desirable changes where the accomplishment of the change depends upon cooperative or dependent action by the zoning authority and other municipal agencies over which it has no control. In such instances it is, of course, desirable, where feasible, that the zoning authority ascertain that there is a reasonable probability that such action will eventuate. In many circumstances, however, other municipal agencies may properly be reluctant to commit themselves to a course of action before knowing that if such a commitment is made it will meet such conditions as the zoning authority will deem advisable. Such a stalemate is clearly undesirable. Under such
The plain meaning of this holding is that a zoning authority should follow the rule of Stiles, Farina and Faubel when it deems it feasible and that it may ignore it when it sees fit so to do by making its action “reasonably conditional upon action by another agency, or agencies over which the zoning authority has no control.” The result of such a ruling will be chaos instead of order.
The minutes of the defendant commission contain the following findings concerning traffic and safety as related to the application for the change of zone: “The road system is capable of handling the demands in an adequate fashion. In order to insure efficiency and safety, some physical improvements, as well as supervisory control over traffic movements at peak times will be necessary. . . . Although we believe the 500’ of Partrick Road which will serve as the primary access to the site is capable of handling the demand, improvements are considered necessary to provide efficiency and safety. These improvements will be discussed under the Special Permit consideration. . . . Other safety considerations are built-in to requirements for improvements and traffic control covered in the Special Permit requirements.”
The commission then proceeded to approve the
Even if regulations had been adopted authorizing the defendant commission to impose such conditions, such regulations would be invalid. To determine whether a regulation was within the authority of the commission to enact we do not search for a statutory prohibition against such an enactment; rather, we must search for statutory authority for the enactment. Avonside, Inc. v. Zoning & Planning Commission, 153 Conn. 232, 236, 215 A.2d 409. No administrative or regulatory body can modify, abridge or otherwise change the statutory provisions under which it acquires authority unless the statute specifically grants it that power. Finn v. Planning & Zoning Commission, 156 Conn. 540, 546, 244 A.2d 391; State ex rel. Huntington v. McNulty, 151 Conn. 447, 449, 199 A.2d 5.
The trial court was not in error in dismissing the
