Case Information
*1 Before F LAUM , Chief Judge , and C UDAHY and P OSNER , Circuit Judges .
C UDAHY , Circuit Judge
. Following an alleged physical altercation with Charles Grayeb, his former boyfriend, appellee Joseph Lunini filed suit against Grayeb and three police officers who allegedly refused to arrest Grayeb due to *2 2
his position on the Peoria City Council. The suit alleged, among other things, that the officers’ refusal to arrest Grayeb violated Lunini’s equal protection rights under the Fourteenth Amendment. The district court granted in part and denied in part the defendants’ subsequent motion for summary judgment, holding, inter alia , that the police officers’ claims of qualified immunity fail because Lunini’s equal protection rights were “clearly established” at the time of the incident and material questions of fact remain as to whether the police officers actually violated those rights. Appellants now appeal that ruling on the narrow question whether Lunini’s equal protection rights were in- deed “clearly established” for qualified immunity purposes at the time of the alleged incident.
I. FACTS & DISPOSITION BELOW In this case we attend to the aftermath of a protracted lovers’ quarrel in which, it would seem, each party has at- tempted to use the official machinery of the justice system to exact revenge on the other. It is emphatically not the sort of case that we relish. At all times relevant to this suit the defendant Charles Grayeb was a member of the Peoria City Council, the defendant John Stenson was the Chief of the Peoria Police Department, and the defendants Stuart Barden and Jeffrey Kice were police officers with the Peoria Police Department. Defendant Grayeb and plaintiff Joseph A. Lunini, Jr. met in June 1995. Lunini and Grayeb began a personal relationship with sexual overtones in June 1995, and they began to live together in December 1995 or January 1996. In 1997, Lunini and Grayeb moved into a single-family home at 510 West High Street (the High Street residence) in Peoria, Illinois, which Grayeb had pur- chased earlier that year. Grayeb is still the record owner of the property. Lunini and Grayeb were the sole residents of the High Street residence from 1997 until June 2000, and Lunini’s children would visit the residence almost every weekend.
Sometime during the first half of 2000 Lunini and Grayeb began to have major difficulties in their relationship, and by June a breakup was on the horizon. On June 27, 2000, after a City Council meeting, Grayeb met with Chief Stenson and discussed his problems with Lunini. The details of this discussion are contested, but for our purposes it is enough to note that Grayeb asked Stenson about how he might have Lunini removed from the High Street residence. Lunini claims that Grayeb later told him about this conversation and declared that the police were willing to remove Lunini at Grayeb’s request, though Grayeb denies making such statements. In any event, it appears that shortly thereafter Lunini began to make arrangements to move out of the High Street residence.
Events came to a head on June 30, 2000 when Lunini went to the High Street residence at approximately 4:00 a.m., ostensibly to retrieve a few boxes from the basement and pack up some crystal that he owned. Grayeb came down- stairs just as Lunini was placing his boxes in the front parlor, and a confrontation ensued. Lunini alleges that Grayeb lost his temper, swore at him, slapped him twice in the face and punched him in the face once. Lunini also reports that Grayeb told him to “go ahead and call the pol- ice,” boasting that the police would not help Lunini since Grayeb was a member of the City Council. Grayeb disputes that this altercation ever occurred, but the precise details of the confrontation are immaterial to this appeal. After allegedly being struck in the face, Lunini grabbed a port- able telephone, dialed 911 and went outside the house. He told the 911 operator that he had been assaulted at the High Street residence.
Defendants Barden and Kice were dispatched to the scene between 5:00 and 5:30 a.m., where they found Lunini outside the house in his bathrobe and holding a telephone. Lunini told Barden that he and Grayeb had gotten into an argument about Lunini’s smoking in the house, and that while he was packing boxes Grayeb had slapped him twice and punched him in the face. Barden observed that Lunini was bleeding from his lip and had blood on his hand. Lunini also told Barden that he and Grayeb were ending a rela- tionship and that Lunini was planning to move out. Lunini claims that Barden and Kice laughed and “made faces” when Lunini mentioned his relationship with Grayeb. After Lunini declined the defendants’ offer to call an ambulance, defendant Kice told him to “go over and sit on the curb and don’t leave.” Barden and Kice then went to enter the house; Lunini remained sitting on the curb outside for approxi- mately one hour.
Meanwhile, upon seeing the police cars arrive in front of the High Street residence, Grayeb called the police station and asked to have Chief Stenson paged. Grayeb claims he wanted to speak to Stenson since he was alarmed that Lunini had entered his house at 4:30 a.m. and because he did not know why the police had been summoned. Shortly thereafter, Barden and Kice entered the residence. Grayeb told Barden that Lunini was in the process of moving out and that he and Lunini had gotten into an argument about a cigarette Lunini had left in the house. Grayeb told Barden that he was unaware of Lunini’s injury, and Barden ob- served no blood on Grayeb’s person. At some point Barden and Kice also called for a sergeant to come to the High Street residence since the incident involved a man of “prestige” from the City Council. The sergeant remained there until Barden and Kice left the scene.
While Barden was inside the house, Chief Stenson re- turned Grayeb’s earlier call. Grayeb and Stenson had a short conversation, the content of which is somewhat contested, and then Stenson asked to speak with Barden. Barden told Stenson about Lunini’s claim but said there was no physical evidence of an altercation such as overturned furniture, broken glass or torn clothes. Barden also told Stenson that he could not determine how Lunini had been injured since there were no witnesses to the incident. Stenson mentioned his June 27 conversation with Grayeb but did not ask if Lunini was the individual Grayeb had been referring to then. Stenson finally concluded that, under the circum- stances, he could not determine whether a crime had been committed. He told Barden that if there was insufficient evidence to make an arrest, then he should get both parties’ account of the incident, make a police report and escort Lunini off the property. Neither Kice nor Barden had ever before received a phone call from Chief Stenson at a crime scene.
Kice and Barden informed Lunini that he was to leave the High Street property or be arrested. Lunini objected that he lived at the residence and that it was Grayeb who should be arrested. After Lunini was allowed to change clothes, Kice escorted him down to the garage where Lunini relinquished his house key, gate key and garage door opener. Barden gave Lunini a domestic violence form and explained how he could obtain an order of protection if he desired one. Barden went back inside, gave a domestic violence form to Grayeb as well, and then left the residence. Lunini also left the residence, followed by two squad cars, and drove to the home of his friend Terry Ricci at 2007 North Linn in Peoria.
Peoria Police Department General Order #400.01 sets forth procedures for responding to domestic violence inci- dents. The Order provides that under the Illinois Domestic Violence Act, an officer is expected to handle domestic vio- lence in a manner similar to any other crime. In a domestic violence situation, an officer is to make an arrest when probable cause exists that a felony has been committed, or that a misdemeanor or felony has been committed and the victim has visible signs of injury. Under Section D of General Order #400.01, one of the circumstances under which an arrest is not to be made is if an officer is unable to deter- mine if a crime has been committed. [2] Factors to consider when making an arrest include the presence of weapons at the scene, overturned furniture and another witness at the scene telling the officer someone struck the victim.
Lunini first attempted to bring criminal charges against Grayeb but was told by the Assistant State’s Attorney that the case could not be brought before a jury because it was a “homo thing.” Lunini then brought the instant action against Grayeb, Stenson, Barden and Kice, asserting claims under the Fourth Amendment for violation of his right to be free from unreasonable seizure, under the Fourteenth Amendment for violation of his right to equal protection of the law, under § 3604 of the Fair Housing Act, 42 U.S.C. § 3601 et seq ., along with a state law claim for battery. Lunini’s equal protection claim was advanced as a “class of one” suit, alleging an improper withdrawal of police protec- tion based on animus toward him and/or favoritism toward Grayeb.
The defendants moved for summary judgment and on
February 27, 2004, the district court entered an order grant-
ing in part and denying in part the defendants’ motion.
Lunini v. Grayeb, et al.
,
On March 11, 2004, the appellants filed a motion asking the court to reconsider this part of its order. On March 12, 2004, Lunini filed a Motion to Amend Judgment asking that the district court deny appellants summary judgment on his Fair Housing Act and Fourth amendment claims. The latter motion is apparently still pending in the district court. On March 29, 2004, the appellants filed their Notice of Appeal in the district court, and the district court stayed all deadlines to respond to both parties’ post-order motions. To facilitate their appeal, the appellants withdrew their motion to reconsider on May 14, 2004. The appellants’ appeal now comes before this Court, presenting a single narrow legal issue: whether the district court erred in ruling that Lunini’s equal protection rights were “clearly established” for qualified immunity purposes at the time of the incident in question.
II. JURISDICTION
Before proceeding to the merits of this appeal, we must clear away some jurisdictional underbrush. The jurisdiction of the district court rested on 28 U.S.C. §§ 1331, 1343 and 1367(a). Lunini argues that we lack jurisdiction over the instant appeal because (1) the appellants have violated Circuit Rule 28(a)(3) by not alerting us to Lunini’s March 12, 2004 Motion to Amend Judgment which is still pending before the district court and (2) the district court deter- mined that material issues of fact remain with respect to this claim, precluding appellate review. Both of these con- tentions can be disposed of in fairly short order.
A. Violation of Circuit Rule 28(a)(3) Circuit Rule 28(a)(3) provides, inter alia , that if an appeal “is from an order other than a final judgment which adjudicates all of the claims with respect to all parties, counsel shall provide the information necessary to enable the court to determine whether the order is immediately appealable,” including a description of “any claims or par- ties [that] remain for disposition in the district court.” This provision is intended to prevent unnecessary serial appeals by helping the appellate court to identify outstanding legal issues or claims that might obviate the need for an im- mediate interlocutory appeal. Lunini argues that we lack jurisdiction over the instant appeal since the appellants’ brief did not mention Lunini’s pending Motion to Amend Judgment. (Motion, Mar. 12, 2004, Supp. App. 4.)
This argument is misdirected. Lunini’s pending Motion to Amend requests summary judgment on Lunini’s Fourth Amendment unreasonable search and seizure claims and on his Fair Housing Act sexual harassment claims—claims wholly unrelated to the discrete legal issue raised in the in- stant appeal. ( See Motion, Mar. 12, 2004, Supp. App. 4.) While Lunini asserts that the appellants advance a qua- lified immunity defense to these two claims, the legal and factual issues implicated by those claims remain distinct from the ones presented by this appeal. In short, even con- ceding that the appellants failed to advise us of Lunini’s pending Motion in violation of Local Rule 28(a)(3), there is no basis for believing that a district court ruling on this Motion would obviate the need for the instant appeal.
More to the point, Circuit Rule 28 is not jurisdictional.
Notwithstanding Lunini’s warning about the “specter of
serial interlocutory appeals,” (Appellee’s Br. at 3 (citing
Cleveland Hair Clinic, Inc. v. Puig
,
B. Remaining Questions of Material Fact
Lunini next claims that we lack jurisdiction over the in-
stant appeal since the district court’s denial of summary
judgment as to the appellants’ qualified immunity defense
was based on its conclusion that material issues of fact
remain for trial. Of course, it is undeniably true that the dis-
trict court so ruled: “[T]here are triable issue of fact as to
whether Defendants deprived Lunini of police protection out
of an illegitimate animus and improper motive toward
Lunini, and for reasons unrelated to any legitimate state
objective.” (D.C. Order at 39 (citing
Hilton v. City of
Wheeling
,
While we may not review a denial of qualified immunity
where doing so “would require [the Court] to decide a ma-
terial issue of fact,”
Omdahl v. Lindholm
,
standing the absence of a final judgment.”
Id.
at 530.
See
also Behrens v. Pelletier
,
An appellate court reviewing the denial of the defendant’s claim of immunity need not consider the correctness of the plaintiff’s version of the facts, nor even determine whether the plaintiff’s allegations ac- tually state a claim. All it need determine is a question of law: whether the legal norms allegedly violated by the defendant were clearly established at the time of the challenged actions or, in cases where the district court has denied summary judgment for the defendant on the ground that even under the defendant’s version of the facts the defendant’s conduct violated clearly estab- lished law, whether the law clearly proscribed the actions the defendant claims he took.
Mitchell
,
In the present case, the district court’s summary judg-
ment ruling turned on both a factual determination (that
questions of material fact remain as to the police officers’
reasons for refusing to arrest Grayeb) and a legal determi-
nation (that the law regarding class of one equal protection
claims is clearly established and could have been violated
by the police officer’s alleged conduct).
Having validated our jurisdiction, pursuant to 28 U.S.C. § 1291, to consider the narrow legal question presented by this appeal, we now turn to the merits.
III. DISCUSSION
Lunini alleges that police officers Stenson, Barden and
Kice failed to arrest Grayeb during the incident in question
solely because Grayeb was a member of the Peoria City
Council. Lunini claims that, in so doing, they impermissibly
withdrew police protection from him in violation of his equal
protection rights under a so-called “class of one” theory. We
have recognized on several occasions that “[a] class of one
equal protection claim may be brought where (1) the plaintiff
alleges that he has been intentionally treated differently
from others similarly situated and (2) that there is no
rational basis for the difference in treatment or the cause of
the differential treatment is a ‘totally illegitimate animus’
toward the plaintiff by the defendant.”
McDonald v. Village
of Winnetka
, 371 F.3d 992, 1001 (7th Cir. 2004).
See also
Vill. of Willowbrook v. Olech
,
The police officers respond that, at the time of the alleged
incident, the law was not “clearly established” with respect
to Lunini’s alleged rights under the circumstances and thus
that they are entitled to summary judgment on grounds of
qualified immunity. In its most basic formulation, the doc-
trine of qualified immunity provides that “governmental
officials performing discretionary functions generally are
shielded from liability for civil damages insofar as their
conduct does not violate
clearly established
statutory or con-
stitutional rights of which a reasonable person would have
known.”
Harlow v, Fitzgerald
, 457 U.S. 800, 818 (1982)
(emphasis added). More than this, it is “an immunity from
suit rather than a mere defense to liability; and like an
absolute immunity, it is effectively lost if a case is errone-
ously permitted to go to trial.”
Mitchell
, 472 U.S. at 526.
Accordingly where, as here, a “defendant seeks qualified im-
munity, a ruling on that issue should be made early in the
proceedings so that the costs and expenses of trial are
avoided where the defense is dispositive. Qualified immu-
nity is an entitlement not to stand trial or face the other
burdens of litigation.”
Saucier
,
In denying the appellants’ motion for summary judgment
on Lunini’s class of one equal protection claim, the district
court held that Lunini had indeed alleged violation of a
clearly established constitutional right: “[A]ction depriving
a citizen of police protection at the purely personal request
of a government official [as Lunini alleges
[4]
] was unrelated
to any legitimate state objective, and denied the citizen the
right to equal protection of the law.”
The touchstone of the qualified immunity inquiry is an
alleged violation of “clearly established” statutory or con-
stitutional rights. Under this standard, we must first deter-
mine whether the conduct, as alleged, violates a constitu-
tional or statutory right in the first place; second, the Court
must determine whether the right in question was “clearly
established” at the time of the alleged misconduct.
Saucier
,
This inquiry, it is vital to note, must be undertaken in light of the specific context of the case, not as a broad general proposition . . . . the right the official is alleged to have violated must have been “clearly established” in a more particularized, and hence more relevant, sense: The contours of the right must be sufficiently clear that a reasonable official would understand that what he is doing violates that right. The relevant, dispositive inquiry in determining whether a right is clearly es- tablished is whether it would be clear to a reasonable officer that his conduct was unlawful in the situation he confronted.
Id
. (internal citations and quotations omitted). The plaintiff
bears the burden of establishing that a given right is
“clearly established,”
Rice v. Burks
, 999 F.2d 1172, 1174
(7th Cir. 1993), and to do so the plaintiff must demonstrate
either that a court has upheld the purported right in a case
factually similar to the one under review, or that the
alleged misconduct constituted an obvious violation of a
constitutional right.
Chan v. Wodnicki
,
Before we address the claims presented on their own
terms, we pause to note that Lunini’s allegations probably
do not satisfy even the first prong of the test outlined in
Saucier.
That is, it is difficult to discern any equal protec-
tion violation in the circumstances of this case since Lunini
has not demonstrated that he suffered unequal treatment—
the essence of an equal protection violation is, after all,
discrimination
of some sort.
[5]
We have previously held that
a class of one claim must fail where the plaintiff has “failed
to identify someone who is similarly situated but intention-
ally treated differently than he.”
McDonald
, 371 F.3d at
1002. Lunini has presented no evidence that the police
officers treated him differently than other citizens in the
context of domestic violence incidents. Lunini identifies no
15
similarly situated individual who has been treated differ-
ently by Peoria police, and there is no indication that the
Peoria Police Department
always
arrests an alleged assail-
ant when responding to a domestic violence report—indeed
we would be surprised and alarmed if this were the case. To
the contrary, the district court notes that at least one of the
appellants has in the past “responded to domestic violence
calls in which he did
no
t make an arrest, even though he
observed physical injury, and the injured person stated that
someone else had hit him.”
In short, it is far from clear that this incident involved anything other than an ordinary exercise of police discre- tion, and as such it is not obvious how the police officers’ failure to arrest Grayeb on June 30, 2000 implicates Lunini’s rights under the Equal Protection Clause in the first place. On a similar note, we also question whether, on a purely factual level, Lunini has alleged an actual withdrawal of police protection. There is no allegation that Grayeb posed a continuing danger to Lunini when the police arrived at the scene, and the facts suggest no threat of renewed as- sault or conflict. Under the circumstances encountered by the police officers at the time, it would be difficult to say that failing to arrest Grayeb amounted to a withdrawal of physical protection in any meaningful sense.
In any event, we need not rest our decision on these gen-
eral reservations since, even assuming that Lunini’s alle-
gations present a cognizable class of one equal protection
violation, we cannot say that the law on this matter was
“clearly established” at the time of the incident. As of
June 30, 2000, there were three central class of one equal
protection precedents prevailing in this circuit, each of which
differs in important respects from the instant case. The first
is
Esmail v. Macrane
,
The next case,
Olech v. Village of Willowbrook
, originally
came before this Court and was subsequently affirmed by
the Supreme Court. That case involved an allegation that
municipal authorities demanded an unusually large ease-
ment over plaintiff’s property and shut off plaintiff’s water
for three months because of ill will generated by her earlier
(victorious) lawsuit against the city. In our handling of that
case, we noted that, unlike
Esmail
, the case “was not one of
uneven enforcement,” and we declared that a municipality
could be held liable for failure to provide basic services:
“The Village does not deny that it has a legal obligation to
provide water to all its residents. If it refuses to perform
this obligation for one of the residents, for no other reason
than a baseless hatred, then it denies that resident the
equal protection of the laws.”
The final case,
Hilton v. City of Wheeling
,
Clearly,
Hilton
comes closest to the instant case. It in-
volves allegations of unequal police response to complaints
by local residents; additionally, its dictum regarding actions
taken “for reasons of a personal nature unrelated to the
duties of the defendant’s position” arguably echo Lunini’s
claims with respect to the defendant police officers’ moti-
vations for refusing to arrest Grayeb. Nonetheless, the key
word here is “arguably”;
Hilton
still differs significantly
from the instant case. Unlike
Hilton
, where it was clear that
the plaintiff was being treated differently from his neigh-
bors, it is unclear that such is the case here. Additionally,
we are mindful of the fact that our actual holding in
Hilton
ultimately vindicated the police officers’ claims of qualified
immunity, and the language which arguably encompasses
Lunini’s claims is pure dicta. We acknowledge that “liability
is not predicated upon the existence of a prior case that
is directly on point,”
Nabozny
,
Certainly Lunini is unhappy with defendant police officers’
response to the incident at the High Street residence.
However, on this record it appears highly doubtful that any
alleged police misjudgments (if misjudgments there were)
took on constitutional proportions. While we take pains to
affirm the baseline principle that police support and
protection must be afforded to all citizens on a non-discrimi-
natory basis, we decline to take the unprecedented step of
implying a general constitutional police
duty
to arrest
certain individuals during a response to an isolated domes-
tic incident. Such a ruling would threaten to turn every
police house call into a potential federal constitutional
lawsuit.
Cf. Olech
,
IV. CONCLUSION
We are persuaded that, under the circumstances of the instant case, an ordinary police officer could not know that he or she risked violating Lunini’s civil rights by failing to arrest Grayeb. Accordingly, we must conclude that the equal protection rights alleged to have been violated in the instant case were not clearly established at the time of the incident at the High Street residence. The order of the district court regarding defendant police officers’ claims of qualified immunity is accordingly R EVERSED and the case R EMANDED with instructions to enter summary judgment in favor of defendants Stenson, Kice and Barden with respect to Lunini’s class of one equal protection claim.
A true Copy:
Teste:
________________________________ Clerk of the United States Court of Appeals for the Seventh Circuit USCA-02-C-0072—1-18-05
Notes
[1] The factual material here is largely drawn from the district
court’s summary of the facts in its order below.
Lunini v. Grayeb,
et al.
,
[2] The record reveals that Barden has in the past arrested both males and females at crime scenes where an injured party accused a non-injured party of physical violence. The record also shows that the breakdown of male arrests to female arrests in domestic violence situations is 70 percent to 30 percent. Barden has also responded to domestic violence calls in which he did not make an arrest, even though he observed a physical injury and the injured person stated someone had hit him.
[3] The Court’s later ruling in Johnson v. Jones , 515 U.S. 304 (1995), cited by this Court in Omdahl , does not disturb this baseline rule but merely clarifies that summary judgment orders denying qualified immunity defenses are not reviewable insofar as such review requires resolution of factual questions.
[4] In considering a motion for summary judgment, a court must consider all evidence in the light most favorable to the non-moving (continued...)
[4] (...continued) party. See Celotex Corp. v. Catrett ,477 U.S. 317 , 322-23 (1986). The district court did so below.
[5] Of course the law must provide some remedy for extreme abuses of power by public officials. However, absent some comparative showing of discrimination among similarly situated individuals or classes of individuals, such a remedy cannot be obtained via the Equal Protection Clause.
[6] We are cognizant of the fact that, as a general matter, whether
individuals are similarly situated is a factual question for the
jury.
See Harlen Assoc. v. Vill. of Mineola
,
[6] (...continued)
F.3d at 1002 (affirming a grant of summary judgment where
plaintiff failed to present a triable issue as to whether he was
“similarly situated” to comparators);
Bell
,
[7] Justice Breyer wrote separately to concur, noting his concern that, absent an allegation of ill will on the part of the government, such a broad “rational basis” standard could “transform[ ] run-of- (continued...)
[7] (...continued) the-mill zoning cases into cases of constitutional right.” Olech , 528 U.S. at 566 (Breyer, J., concurring).
