MEMORANDUM AND ORDER
Plaintiffs Kenneth C. Lumhoo (“Lum-hoo”) and Jemel Anderson (“Anderson”) (collectively “Plaintiffs”) bring this employment discrimination action against defendants The Home Depot USA, Inc. (“Home Depot”), James Duffy (“Duffy”), Jose Camacho (“Camacho”). Joseph Gervasi (“Gervasi”) and John Clougher (“Clougher”) alleging discrimination, retaliation, disparate treatment, a hostile work environment and the deprivation of overtime compensation on the basis of Plaintiffs’ race in violation of Title VII of the Civil Rights Act of 1964 (“Title VII”) as amended, 42 U.S.C. §§ 2000e et seq.; 42 U.S.C. § 1981 and § 1981(a); the New York State Human Rights Law, N.Y. Exec. Law § 290 et seq. (McKinney 2001) (“NYSHRL”) and New York common law. Defendants move the Court 1 for an order granting summary judgment pursuant to Fed.R.Civ.P. 56 and dismissing the amended complaint (hereinafter the “complaint”). For the reasons set forth below, the Court grants Defendants’ motion in part and denies Defendants’ motion in part.
In addition, in light of this Court’s decision, the Court denies Defendants’ motion to strike portions of Plaintiffs’ Affidavits and Rule 56.1 Statements in Opposition to Defendants’ Motion for Summary Judgment as moot.
FACTUAL BACKGROUND
The following facts are presented in the light most favorable to the Plaintiffs.
See Brennan v. Metropolitan Opera Ass’n Inc.,
On April 15, 1999, Home Depot hired Anderson, an African-American male, to be an order puller
2
in its Valley Stream Store. (PI. Anderson’s 56.1 Statement at ¶ 1).
3
Home Depot hired Lumhoo, an African-American and Asian Pacific Islander
On September • 19, 1999, Plaintiffs were transporting material to and from a delivery truck at the Valley Stream store. (Compl. ¶ 41). During the course of the various transfers, material and .equipment, including a certain forklift, blocked the lumber aisle in the-Valley Stream store. (Compl. ¶ 41; Pl. Anderson’s 56.1 Statement at ¶ 27; Pl. Lumhoo’s 56.1 Statement at ¶ 34). Anderson requested defendant James Duffy, 5 Department Head of the Lumber Division of the Valley Stream store, to move the forklift and material that was blocking the aisle so that Plaintiffs could continue loading their truck. (Compl. ¶¶ 9, 42; Pl. Anderson’s 56.1 Statement at ¶ 27; Pl. Lumhoo’s 56.1 Statement at ¶ 34). Duffy ignored the request and walked away. (Compl. ¶ 42; Pl. Anderson’s 56.1 Statement at ¶ 27; Pl. Lumhoo’s 56.1 Statement at ¶ 34). Defendant John Clougher, 6 an Assistant Manager of the Valley Stream store, got on the forklift and began to move it out of the way, (Compl. ¶¶ 12, 42; Pl. Andérson’s 56.1 Statement at ¶ 27; Pl. Lumhoo’s 56.1 Statement at ¶ 34), but Lumhoo told Clougher to forget it and that Plaintiffs would use the lumber aisle to load the trucks, (Morway Aff., Exh. M).
As Anderson attempted to move the material through the lumber aisle with a forklift, Duffy ran down the store aisle and yelled at Plaintiffs for allegedly damaging his lumber. (Compl. ¶ 43; Pl. Anderson’s 56.1 Statement at ¶ 27; Pl. Lumhoo’s 56.1 Statement at ¶ 34; Morway Aff., Exh. M). Anderson asked Duffy if he could stop yelling, and Duffy admonished Anderson for allegedly not wearing a seatbelt while on the forklift. (Compl. ¶ 44; Pl. Anderson’s 56.1 Statement at ¶ 27; Pl. Lumhoo’s 56.1 Statement at ¶ 34). When Anderson showed Duffy that he was wearing a seatbelt, Duffy walked away and stated, “You worthless niggers ... We’ll deal with you later.” (Compl. ¶ 44; Pl. Anderson’s 56.1 Statement at ¶ 27; Pl. Lumhoo’s 56.1 Statement at ¶ 34). Anderson responded angrily to Duffy. (Pl. Anderson’s 56.1 Statement at ¶ 30).
Plaintiffs then saw Duffy speaking with Clougher, and Plaintiffs approached Clougher to explain to him what had occurred between Duffy and Anderson. (Pl. Anderson’s 56.1 Statement at ¶ 31; Pl. Lumhoo’s 56.1 Statement at ¶ 34). However, defendant Joseph Gervasi, 7 an Assistant Manager of the Valley Stream store, came over to the group and told Anderson, to “Shut the fuck up. What you say don’t mean nothing.' You are nobody. You don’t matter.” (Compl. ¶ 44; Pl. Anderson’s 56.1 Statement at ¶ 32; Pl. Lumhoo’s 56.1 Statement at ¶ 34). Gerva-si also told Anderson that Duffy was part of the management team and “what he says goes. You jump when [Duffy] says jump with no questions . asked.” (Compl.45).
The following day, Camacho reviewed Anderson’s termination notice and spoke to Gervasi about the previous day’s incident. (Pl. Anderson’s 56.1 Statement at ¶ 39). In addition, Plaintiffs met with Camacho in order to resolve the September 19, 1999 incident and requested that management discipline Duffy for his use of a racial epithet. (Compl. ¶47; Pl. Anderson’s 56.1 Statement at ¶ 40).
Plaintiffs also reported to Sherma Nichols, 9 Assistant Manager of the Valley Stream Store and the person designated to hear harassment and discrimination complaints, the events surrounding Anderson’s termination and Duffy’s use of the term “worthless niggers.” (Pl. Anderson’s 56.1 Statement at ¶ 45; Pl. Lumhoo’s 56.1 Statement at ¶40; Pis. Memorandum in Opp. at 5). Nichols directed Plaintiffs to reduce their complaints to writing, and she passed the written complaints on to Camacho. (Pl. Anderson’s 56.1 Statement at ¶ 46; Pl. Lumhoo’s 56.1 Statement at ¶ 41). Nichols also suggested that Anderson speak to Human Resources Manager A1 DeLuca concerning this complaint. (Pl. Anderson’s 56.1 Statement at ¶ 48; Pl. Lumhoo’s 56.1 Statement at f 43).
Plaintiffs went together to speak with DeLuca and gave him written statements about the September 19, 1999 incident. (Pl. Anderson’s 56.1 Statement at ¶ 49; Pl. Lumhoo’s 56.1 Statement at ¶ 45). Three weeks later, on October 12, 1999, DeLuca reinstated Anderson’s employment to a position at the Home Depot’s Ozone Park Queens store, 10 paid Anderson for the three week period of his termination and removed all documents concerning his termination from Company records. (Compl. ¶48; Pl. Anderson’s 56.1 Statement at ¶¶ 50, 53-54; Pl. Lumhoo’s 56.1 Statement at ¶ 46). DeLuca discussed the September 19, 1999 incident with Duffy and a memorandum referencing the incident and reiterating Home Depot’s policy regarding discrimination was placed in Duffy’s personnel file. (Pl. Anderson’s 56.1 Statement at ¶ 51; Pl. Lumhoo’s 56.1 Statement at ¶ 47; Morway Aff., Exh. J).
On October 22, 1999, Lumhoo filed a charge of employment discrimination based on race against defendant Home Depot with the Equal Employment Opportunity Commission (“EEOC”) and the New York State Division of Human Rights (“NYSDHR”) alleging an unlawful discriminatory practice based on Home Depot’s failure to discipline an employee who made a racial comment in violation of Title VII and NYSHRL § 296. (Compl. ¶ 16; Mor-way Aff., Exh. M). On November 4, 1999, Anderson filed a charge of employment discrimination based on race against Home Depot with the EEOC and the NYSDHR
On August 31, 2000, Plaintiffs commenced the instant action in the United States District Court for the Eastern District of New York alleging race discrimination arising from their employment at the Home Depot’s Valley Stream store in 1999. Specifically, in the complaint. Plaintiffs allege in Counts 1 through 5 that Anderson’s termination was discriminatory and/or retaliatory, in Counts 6 through 8 that both Anderson and Lumhoo were treated less favorably than white employees with respect to promotions, compensation, recognition and discipline, and in Counts 9 through 11 that both plaintiffs were subjected to a hostile work environment all in violation of Title VII, § 1981 and NYSHRL. Additionally, Plaintiffs allege in Count 12 that Defendants breached oral contracts with respect to overtime payment for hours worked in excess of eight hours per day.
Defendants now move for summary judgment pursuant to Fed.R.Civ.P. 56.
The underlying facts and applicable law surrounding each of Plaintiffs’ allegations will be presented in the relevant discussion section below.
DISCUSSION
Summary judgment is appropriate “if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law.” Fed.R.Civ.P. 56(c);
see also Celotex v. Catrett,
In considering a motion for summary judgment, “the judge’s function is not himself to weigh the evidence and determine the truth of the matter but to determine whether there is a genuine issue for trial.”
Id.
at 249,
While the Court is mindful that it must “[b]e especially cautious in deciding whether to grant this drastic provisional remedy in a discrimination case because the em
I. Exhaustion of Administrative Remedies
As a threshold matter, Defendants contend that the causes of action in the federal complaint sounding in disparate treatment, retaliation and a hostile work environment in violation of Title VII (Counts 3, 6 and 9) are not properly before this Court because Plaintiffs failed to raise these claims in the administrative charges Plaintiffs had previously filed with the NYSDHR and EEOC. According to Defendants, Plaintiffs’ administrative charges relate solely to the events of September 19, 1999, and Plaintiffs have raised for the first time in their federal complaint, additional Title VII discrimination claims of disparate treatment with respect to promotions, compensation, recognition and disciplinary measures. In addition, defendants contend that Plaintiffs claim for the first time in their federal complaint that they were subjected to a hostile work environment prior to September 19, 1999 and that Anderson’s termination was in retaliation for earlier alleged complaints of discrimination.
Plaintiffs may commence a Title VII employment discrimination action in federal court only after they have filed a timely complaint with the EEOC, or with “a State local agency with authority to grant or seek relief from such practice,” and obtained a right-to-sue letter. 42 U.S.C. § 2000E-5(e) and (f);
see Fitzgerald v. Henderson,
Nonetheless, the Second Circuit has recognized that “claims that were not asserted before the EEOC may be pursued in a subsequent federal court action if they are ‘reasonably related’ to those that were filed with the agency.”
Legnani v. Alitalia Linee Aeree Italiane, S.P.A.,
Of these three types of “reasonably related” claims, only the first has relevance in the instant matter, and Plaintiffs do not argue otherwise. 11 Specifically, Plaintiffs’ contend that the disparate treatment, retaliation and hostile work environment claims are “reasonably related” to the allegations and specific incidents of discrimination contained in their administrative charges and should therefore be expected to fall within the scope of an investigation into the claims alleged in their NYSDHR and EEOC complaints. Plaintiffs’ contention is not completely without merit.
“Reasonably related” in this circumstance “means that despite the claimant’s having failed to specify the precise charge, the EEOC likely would have investigated the conduct complained of anyway.”
Pemrick v. Stracher,
In the case at hand, Plaintiffs’ NYSDHR & EEOC complaints unambiguously limit Plaintiffs’ claims to the events surrounding the September 19, 1999 incident. Thus, to the extent that Plaintiffs’ claims of disparate treatment, retaliation and a hostile work environment arise out of the September 19, 1999 incident and could be expected to grow out of the charges made in the
For example, Lumhoo’s administrative charge states in pertinent part:
1.' I am Black.
2. On April 27, 1998[sic], I began working for the Respondent’s store located at 101 Green Acres Road, Valley Stream, New York as Truck Driver. I have performed my job in a satisfactory manner.
3. On September 19, 1999. I was loading a truck with material with Jemel Anderson (Black), Order Puller. Jim Duffy (Caucasian), Department Head, blocked our loading aisles with his material and equipment. Mr. Anderson asked Mr. Duffy to move the material from the aisle so that we could continue loading our truck. Mr. Duffy ignored Mr. Anderson’s request, and walked away. John “Doe” (Caucasian), Assistant Manager, began to remove the material by a forklift, but I told John to forget it and I would use the lumber aisle to load trucks. Mr. Anderson and I were moving the material through the lumber aisle when Mr. Duffy came running down the aisle screaming at us that we were damaging his lumber. Mr. Anderson told Mr. Duffy to stop yelling. Mr. Duffy then criticized Mr. Anderson for not wearing his seat belt. Mr. Anderson thereupon showed Mr. Duffy that he was wearing his seat belt. Mr. Duffy walked away mumbling the words “worthless Niggers.” Mr. Anderson became very upset although I told him it is not worth it, and to just let it go. Later there was an altercation with Mr. Duffy, John, the Assistant Manager, and Joe Vaci (Caucasian), Assistant Manager. Mr. Vaci supported Mr. Duffy and terminated Mr. Anderson. I told John that he should have gotten involved in the matter and not let the problem worsen. John responded by stating that he could not go against his coworkers.
4. On September 20, 1999, I went to see Jose Commacho [sic] (Hispanic Puerto Rican), Store Manager, who was uninterested in resolving the matter and disciplining Mr. Duffy. That same day, I spoke to Sherma Malcolm (Black), Assistant Manager of Deliveries about the matter and she told me to speak to A1 DeLuca (Caucasian), Human Resource Manager. I spoke to Mr. DeLuca and asked, and got, a transfer to the Ozone Park store. To date, Mr. Duffy has not been disciplined for his racial comment.
5. I am Black. Based on the foregoing, I charge the above-named Respondent with an unlawful discriminatory practice based on employment by not disciplining an employee, who made a racial comment because of my race and col- or.
(Morway Aff., Exh. M).
Similarly, Anderson’s administrative charge states in pertinent part:
1. I am Black.
2. In May 1999[sic], I began working for the Respondent’s store located at 101 Green Acres Road, Valley Stream, New York as a[sic] Order Puller. I have performed my job in a satisfactory manner.
3. On September 19, 1999, I was loading a truck with material with Kenneth Lumhoo (Black), Truck Driver. Jim Duffy (Caucasian), Department Head, blocked our loading aisleswith his material and equipment. I asked Mr. Duffy to move the material from the aisle so that we could continue loading our truck. Mr. Duffy ignored my request, and walked away. John “Doe” (Caucasian), Assistant Manager, began to remove the material by a forklift, but Mr. Lumhoo told John to forget it and he would use the lumber aisle to load trucks. Mr. Lumhoo and I were moving the material through the lumber aisle when Mr. Duffy came running down the aisle screaming at us that we were damaging his lumber. I told Mr. Duffy to stop yelling. Mr. Duffy then criticized me for not wearing my seat belt. I showed Mr. Duffy that I was wearing my seatbelt. Mr. Duffy walked away mumbling the words “worthless Niggers.” I saw Mr. Duffy speaking [to] John, and I walked over to try to explain what had occurred between Mr. Duffy and me. Joe Vaci (Caucasian), Assistant Manager, walked over to our group and told me to “shut the hell up. What you say don’t mean shit around hear [sic].” I asked Mr. Vaci why it is all right for Mr. Duffy to call us “out our name” and to disrespect us and it is okay. Mr. Vaci responded Yes and added that if our supervisor tells us to jump, we have to jump. About an hour later, I was summoned to the manager’s office by Mr. Vaci. Mr. Vaci terminated me.
4. On October 12, 1999, I was telephoned by Al DeLuca (Caucasian), Human Resources Manager, and told that I could return to work at the Ozone Park, Queens, store. It should be noted that I was able to return to the Respondent as a part-time employee, and not as a full-time employee (I worked as a full-time employee at the Valley Stream store).
5. I am Black. Based on the foregoing, I charge the above-named Respondent with an unlawful discriminatory practice based on employment by being called a racial slur, being terminated, and then reinstated to part-time employment because of my race and col- or.
(Morway Aff., Exh. M).
Strikingly absent from both the NYSDHR & EEOC complaints are allegations that Plaintiffs were treated less favorably than similarly situated white employees with respect to promotions, compensation and recognition. Moreover, the alleged facts underlying Plaintiffs’ administrative charges are notably distinct from the facts contained in the disparate treatment, retaliation and hostile work environment claims set forth in Counts 3, 6 and 9 of Plaintiffs’ federal complaint. The administrative charges solely allege claims relating to the September 19, 1999 incident, the disciplinary measures surrounding that event and Anderson’s reinstatement to an alleged part-time position three weeks following that event.
With the exception of Plaintiffs’ allegations of disparate treatment with respect to disciplinary measures and Anderson’s reinstatement to part-time employment, nothing in Plaintiffs’ administrative filings suggests that Defendants subjected Plaintiffs to disparate treatment with respect to promotions, wages or other work-related benefits,
(see
Compl. ¶ 75), or that Defendants terminated Anderson in retaliation for earlier alleged complaints of discrimination,
(see
Compl. ¶ 67), or that Defendants subjected Plaintiffs to a hostile work environment and pervasive racial harass
Under these circumstances, an investigation into Plaintiffs’ administrative charges would not fall within the scope of, nor would be reasonably expected to grow into an investigation of Plaintiffs’ claims of retaliation for earlier complaints of discrimination or a hostile work environment prior to the September 19,1999 incident or of disparate treatment with respect to promotions, compensation and recognition.
See, e.g., Ige v. Command Sec. Corp.,
In short, that portion of Plaintiffs’ claims set forth in their federal complaint which charges disparate treatment with respect to promotions, compensation and recognition, or which claims a hostile work environment prior to September 19, 1999 or which alleges that Anderson’s termination was in retaliation for earlier complaints of discrimination is not reasonably related to the claims Plaintiffs filed with the EEOC and the NYSDHR. Conversely, that portion of Plaintiffs’ claims which arise out of the September 11, 1999 incident, including but not limited to Plaintiffs’ claims of disparate treatment with respect to disciplinary measures surrounding that event and Anderson’s reinstatement from an allegedly full-time position to a part-time position as well as Plaintiffs’ retaliation claim and hostile work environment claims which directly relate to the alleged discriminatory incident would fall within the scope of Plaintiffs’ administrative charges.
Accordingly, because the Court finds that Plaintiffs’ Title VII claims of retalia
11. Employment Discrimination Claims
Title VII of the Civil Rights Act of 1964 provides, in pertinent part:
It shall be an unlawful employment practice for an employer (!) to fail or refuse to hire or to discharge any individual, or otherwise to discriminate against any individual with respect to his compensation, terms, conditions, or privileges of employment, because of such individual’s race, color, religion, sex or national origin.
42 U.S.C: § 2000e-2(a);
see James v. New York Racing Ass’n,
Section 1981 states in relevant part, that “[a]ll persons within the jurisdiction of the United States shall have the same right in every State ... to make and enforce contracts, ... and to the full and equal benefit of all the laws and proceedings for the security of persons and property as is enjoyed by white citizens.” 42 U.S.C. § 1981(a). In analyzing a § 1981 claim based on employment discrimination, courts employ the same standards as applied in Title VII.
12
See St. Mary’s Honor Ctr. v. Hicks,
The New York State employment discrimination laws are likewise analyzed under the same framework as governs Title VII and 1981 claims.
13
See Leopold v. Baccarat, Inc.,
The Supreme Court has “established an allocation of the burden of production and an order for the presentation of proof on ... discriminatory treatment cases.”
St. Mary’s Honor Ctr.,
Finally, if the defendant articulates a legitimate, nondiscriminatory reason for the employment actions, “the presumption raised by the prima facie case is rebutted, and drops from the case.”
St. Mary’s Honor Ctr.,
Notwithstanding these shifting burdens, “[tjhe ultimate burden of persuading the trier of fact that the defendant intentionally discriminated against the plaintiff remains at all times with the plaintiff.”
Reeves v. Sanderson Plumbing Prods., Inc.,
The Court will apply these principles to Plaintiffs’ employment discrimination claims of (1) discriminatory discharge; (2) retaliation; (3) disparate treatment and (4) a hostile work environment.
(1) Discriminatory Discharge
In Counts 1, 2 and 4 of the complaint, Plaintiff Anderson alleges that Defendants terminated his employment on the basis of his race and color in violation of Title VII, § 1981 and the NYSHRL.
In order to establish a
prima facie
case of discriminatory discharge, Anderson must demonstrate that (1) he is a member of a protected class; (2) he was qualified for the position; (3) he suffered an adverse employment action; and (4) the adverse employment action occurred under circumstances giving rise to an inference of discrimination.
See Stern v. Trustees of Columbia Univ.,
(a) First and Second Elements
There is no dispute that Anderson is a member of a protected class and that he was qualified for his position. Accordingly, to determine whether Anderson has proved a 'prima facie case, the real issues in dispute are whether he suffered an adverse employment action and whether he was treated differently than similarly-situated non-minority employees for the same or similar conduct. The record in this case demonstrates that Anderson has failed to allege facts sufficient to establish a prima facie case of unlawful discrimination.
(b) Third Element
With respect to the third element, Anderson asserts that Home Depot’s termination of his employment at the Valley Stream store and reinstatement to a part-time employment position at the Ozone Park store constituted adverse employment actions.
Under Title VII, an adverse employment action is actionable when it relates to an employee’s “compensation, terms, conditions, or privileges of employment,” or involves a classification which “[w]ould deprive or tend to deprive any individual of employment opportunities or otherwise adversely affect his status as an employee.” 42 U.S.C. § 2000e-2(a);
see Morris v. Lindan,
[a] plaintiff sustains an adverse employment action if he or she endures a materially adverse change in the terms and conditions of employment. To be materially adverse a change in working conditions must be more disruptive than a mere inconvenience or an alteration of job responsibilities. A materially adverse change might be indicated by a termination of employment, a demotion evidenced by a decrease in wage or salary, a less distinguished title, a material loss of benefits, significantly diminished material responsibilities, or other indices ... unique to a particular situation.
Galabya v. New York City Bd. of Educ.,
In an action such as this one, which involves a transfer upon reinstatement to employment, “the key inquiry is whether the transfer constitutes a negative employment action tantamount to a demotion. There must be a deprivation of opportunity or position.”
Johnson v. Eastchester Union Free School Dist.,
Additionally, Home Depot removed all references to Anderson’s temporary termination from Company records. Inasmuch as Anderson “suffered no loss of wages, benefits, responsibilities, or anything else,” his temporary termination resulted in no legally cognizable adverse effect on his employment.
Islamic Society of Fire Dep’t Personnel v. City of New York,
Next, Anderson’s contention that he has suffered a change in working conditions at the Ozone Park store sufficiently disruptive to be materially adverse is belied by the record. Anderson does not contest the location of the transfer to Ozone Park. Rather, he argues that since being recalled to the Ozone Park store, (i) his employment hours have been reduced from full-time hours to part-time hours and (ii) he has been assigned a new position as a shopping cart pusher, which is a different position with different duties than the position he held as an order puller at the Valley Stream store.
Contrary to Anderson’s argument, the record indicates that throughout Anderson’s tenure at the Valley Stream store, Anderson was a part-time, hourly employee who did not work a fixed number of hours each week, and whose schedule varied greatly from week to week. See Deluca Reply Aff., Exh. B (Analysis of Anderson’s Weekly Work Hours at Home Depot’s Valley Stream store indicates the number of hours worked varied from 11.25 hours to 36.25 hours per week; during his last week at the Valley Stream store, Anderson worked 16.75 hours). There is no evidence that had Anderson continued to work in the Valley Stream store, he would have worked any more hours than he worked in the Ozone Park store.
In addition, the record is clear ■ that Anderson suffered no diminution in wages,
Finally, other than his conclusory statement that the Ozone Park position was a “different job with different duties,” (Pis. Memorandum of Law in Opposition at 19), Anderson has not proffered any evidence that a rational factfinder could infer that his position as a shopping cart pusher constituted a demotion from his position as an order puller.
See Galabya,
In summary, viewing the evidence in the light most favorable to Anderson, the Court finds that Anderson failed to establish that the termination of his employment and reinstatement to a lateral position constituted a materially adverse change in the terms and conditions of his employment.
(c) Fourth Element
Notwithstanding the above, the only remaining question regarding Anderson’s prima facie case is whether the circumstances of his termination and/or reinstatement give rise to an inference of discrimination.
In determining whether Plaintiff has supported such an inference, the proper inquiry is “[w]hether the evidence can reasonably and logically give rise to an inference of discrimination under all of the circumstances.”
Bickerstaff v. Vassar College,
“To be similarly situated, the individual with whom [a plaintiff] attempts to compare [himself] must be similarly situated in all material respects.”
Shumway v. United Parcel Serv., Inc.,
With respect to Anderson’s wrongful discharge claim, an examination of all of the circumstances surrounding his termination and the other evidence in this case does not yield an inference of racial discrimination as an element in Anderson’s
Assuming as the Court must for purposes of this motion that Anderson’s account of the September 19, 1999 incident is accurate, it goes without saying that Department Head Duffy’s conduct was improper, his verbal use of the racial epithet, “worthless nigger” was reprehensible and Anderson’s termination may have been unwarranted. However, as discussed
supra,
the record indicates that Defendants conducted an investigation into the incident, addressed Duffy regarding his conduct and upon the conclusion of the investigation, reinstated Anderson with full back pay and benefits. Under such circumstances, the evidence fails to give rise to a reasonable inference of race discrimination in connection with Anderson’s discharge.
See, e.g., Stembridge v. City of New York,
With respect to Anderson’s transfer upon reinstatement. Anderson has not presented any evidence that this alleged employment action was racially motivated. Anderson has not alleged that he was subjected to racially derogatory comments in connection with the transfer nor has he proffered any other evidence of racial animus in this regard. Under such circumstances, the evidence does not support a reasonable inference of discrimination as it relates to his reinstatement.
See Ticali,
Hence, because Anderson cannot show that he has suffered an adverse employment action that was a product of discriminatory animus, this Court finds that Plaintiffs have failed to establish a prima facie case of discriminatory discharge. Accordingly, the Court grants summary judgment in favor of Defendants on the discriminatory discharge claim brought under Title VII, § 1981 and the NYSHRL 15 and dismisses Counts 1, 2 and 4 of the complaint.
(2) Retaliation
In Counts 3 and 5 of the complaint, Plaintiffs allege that Defendants terminat
Section 704(a) of the Civil Rights Act of 1964 provides that
“[i]t shall be an unlawful employment practice for an employer to discriminate against any of his employees ... because he has opposed any practice made an unlawful employment practice by this subchapter.”
42 U.S.C. § 2000e-3(a). Thus, Title VII prohibits retaliatory adverse employment actions against an employee who opposes alleged discriminatory practices.
See Galdieri-Ambrosini v. National Realty & Dev. Corp.,
The Second Circuit has instructed courts to analyze Title VII retaliation claims under the framework established in
McDonnell Douglas Corp.,
In Plaintiffs’ Opposition Memorandum and Affidavit, Anderson alleges for the first time that he engaged in protected activity when he complained to Ger-vasi and Clougher about his confrontation with Duffy on September 19, 1999 and Duffy’s use of the racial epithet, “worthless niggers.” According to Anderson, Gervasi went to the store manager Camacho to seek permission to terminate Anderson based on this complaint and defendants retaliated against Anderson by terminating his employment shortly thereafter. (Pis. Memorandum of Law in Opposition, at 21-22; Anderson Aff. ¶ 3). A review of the record, however, indicates that this allegation is at odds with both Anderson’s deposition testimony and Anderson’s Rule 56.1 Statement submitted to this Court in opposition to Defendants’ summary judgment motion. Compare with Slavin Aff., Exh. C at 109-11 and PI. Anderson’s 56.1 Statement at ¶¶ 37, 39.
In both his deposition testimony and Rule 56.1 Statement. Anderson maintains that Gervasi did not allow him to speak and would only listen to Duffy’s version of the incident. For example, in his deposition testimony, Anderson stated:
.... We are coming back through the lumber aisle. That is when I see Jim Duffy talking to John Clougher.
So I stopped the forklift, and I get off the forklift, and I go over there. And me and Lumhoo, that is when Jim Duffy is talking to John Clougher, talking about me. [sic] Talking about how I cursed him out and how I was fucking his lumber and stuff like that.
I was trying to talk. Tell him about what you said to us, and all the shit that you just talking, [sic] That is when Joe Gervasi walked over there. Now Jim Duffy talking, [sic] Joe Gervasi told me not to say nothing and let Jim talk.
Now Jim Duffy is talking. When he finished talking, I was about to say something, [sic] That is when Joe Gerva-si hopped in my face and said — put his finger in my face, on my nose, and was like — he was, You don’t fucking talk. Whatever he says goes. He is your fucking manager. When he says jump, you fucking jump, or whatever, like that.
So that is when I was like — I am saying, you ain’t even hear what I have to say. [sic] Joe Gervasi say, It don’t matter what you say. You don’t mean nothing here. He is your supervisor. Whatever he say, goes.
I was like, All right. After, we kept doing deliveries.
About 15 minutes later, over the page system it said, Jemel, come to the back office. So I go back there. And it was John Clougher and Jim Gervasi in there.... And they said they had just finished talking to Jose Camacho on the telephone, or whatever, like that, and they said, I’m being terminated for not having a seat belt on....
So you know I’m beefing. I’m like, Why I’m being terminated? Let me talk to Jose Camacho, tell him the real story, because John didn’t let me talk.
We can’t let you talk to him. He is at his house. Now we got to escort you out of the store.
(Slavin Aff., Exh. C at 109-111).
Likewise, in his 56.1 Statement, Anderson states, “Mr. Camacho was never informed of Plaintiff Anderson’s version, as Mr. Gervasi refused to question or listen to Plaintiff Anderson,” see PL Anderson’s 56.1 Statement at ¶37, and “Mr. Camacho spoke to Mr. Gervasi about the September 19, 1999 incident to the extent that he understood the situation.” Since Mr. Gervasi never questioned Plaintiff Anderson, Mr. Camacho never knew that he did not know both sides of the situation, see PL Anderson’s 56.1 Statement at ¶ 38. 17
Thus, because the present affidavit and opposition memorandum unambiguously contradict Anderson’s previous sworn testimony, the Court declines to credit Anderson’s self-serving statements in his opposition papers or consider the new allegations therein to find a material issue of fact as to whether Home Depot’s Manager Camacho (or Assistant Manager Ger-vasi) had the requisite knowledge of Anderson’s objection to Duffy’s use of a racial epithet when Camacho authorized Anderson’s termination.
Compare Bickerstaff v. Vassar College,
Moreover, while filing administrative charges with the EEOC is clearly a protected activity, in the instant matter, Plaintiffs’ filings did not occur until after the allegedly improper conduct occurred.
See Bliss v. Rochester City School Dist.,
Finally, as discussed previously, Plaintiffs have failed to allege an adverse employment action sufficient to a make out a prima facie case of retaliation. 18
Viewing all admissible evidence in the light most favorable to Plaintiffs, the Court finds that the evidence fails to raise a genuine issue of material fact regarding whether Anderson’s termination was a result of his participation in a protected activity. Hence, the Court grants Defendants’ motion for summary judgment on the retaliation claims under Title VII and the NYSHRL 19 and dismisses Counts 3 and 5 of the complaint.
(3) Disparate Treatment
In Counts 6, 7 and 8 of the complaint, Plaintiffs allege that Defendants violated Title VII, § 1981 and the NYSHRL by failing to provide Plaintiffs with the same benefits, terms and conditions of employment as those afforded to similarly situated Caucasion employees, including promotions, compensation, disciplinary measures and recognition, on the basis of Plaintiffs’ race and color. 20
Title VII prohibits employment discrimination resulting from practices that are facially neutral but have a disparate impact “because they fall more
As a preliminary matter, as set forth previously, with the exception of Plaintiffs’ allegations of disparate treatment with respect to disciplinary measures in connection with the September 19, 1999 incident, Plaintiffs’ causes of action based upon disparate treatment under Title VII are barred because of the failure to’ exhaust administrative remedies. Notwithstanding, even on-the merits, Plaintiffs’ claims of disparate treatment with respect to promotions, compensation, recognition and disciplinary measures prior to the September 19, 1999 event must be dismissed because Plaintiffs fail to establish a prima facie case of disparate treatment.
(a) Promotions
Plaintiffs contend that Defendants failed to provide them with the same employment opportunities with regard to promotions and training opportunities afforded to similarly situated white employees. According to Plaintiffs, Defendants “disproportionately recruited and/or promoted Caucasion employees to thé upper level management ranks' despite the fact that African-American employees eomprise[d] approximately 50-75%' of the workforce at the store.” Compl. ¶ 30.
“In order to establish a
prima facie
case for failure to promote, the plaintiff must allege that: l)[he] is a member of a protected class; 2)[his] job performance was satisfactory; 3)[he] applied for and was denied promotion to a position for which he was qualified; and 4) the position remained open and the employer continued to seek applicants.”
Cruz v. Coach Stores, Inc.,
Here, Plaintiffs fail to allege that they ever applied for any specific position for which they were rejected. Rather, Plaintiffs allege generally that they were denied promotions and training opportunities. Such general allegations are insufficient to prove a failure to promote claim.
See Brown,
Plaintiffs assert nonetheless that the general mandate requiring them to allege that they had applied for a particular position and were rejected does not apply because (1) defendants required employees interested in a promotion to attend Department Supervisor Training (“DST”) and minorities were not permitted to attend those classes; and (2) defendants required employees seeking advancement to register for jobs in which they were interested as part of the computerized Job Preference Process (“JPP”) and the JPP computer was often unplugged or not functioning. 21 (PI. Anderson’s 56.1 Statement at ¶¶ 8-11; PI. Lumhoo’s 56.1 Statement at ¶¶ 12-14). Plaintiffs’ assertions are unpersuasive.
As to the first assertion, the record indicates that the only prerequisite for accessing the JPP system to apply for a promotion is employment with Home Depot, and there is no evidence in the record that attending a DST class was a prerequisite to an employee’s eligibility for a promotion. (Morway Aff., Exh. D). Moreover, the record shows that during the period of Plaintiffs’ tenure in the Valley Stream store, two-thirds of all promotions into management went to minorities, despite Plaintiffs’ contention that minorities were not permitted to attend DST. (DeLu-ca Aff., Exh. B, indicating that of the twelve Home Depot employees promoted to Department Supervisor at the Valley Stream store between January and December 1999, 4 employees were white, 7 employees were black and one employee was hispanic). As to the second assertion, the record indicates that during Plaintiffs’ tenure at the Valley Stream store, 99 employees, including 73 minorities, applied for promotions using the JPP computer. (DeLuca Reply Aff., Exh. C, indicating that between May 15,1999 and October 11, 1999 in the Valley Stream store, 66 black employees accessed the JPP system, 26 white employees accessed the system, 4 hispanic employees accessed the system and 3 asian/pacific isle employees accessed the system).
Moreover, because Plaintiffs do not compare themselves to similarly-situated non-minority employees, their bald assertions that (1) defendants “disproportionately recruited and/or promoted Caucasion employees to the upper level management ranks despite the fact that African-American employees comprise approximately 50-75% of the workforce at the store,” Compl. ¶ 30, and (2) defendants promoted white employees disproportionately over blacks because “the majority of the department heads [supervisors] are white ... the majority of the assistant managers are white ... [and] there is virtually very few blacks in the DST class,” Lumhoo Dep. at 201, fail to bolster Plaintiffs’ failure to promote claims or give rise to an inference that defendants’ promotion policies had a dispa
Finally, Plaintiffs’ claim that whites were disproportionately promoted over blacks based on another non-management employee’s belief
22
is insufficient to create a genuine issue of material fact. “Allegations of disparate treatment made without personal knowledge and unsupported by admissible evidence do not satisfy even the minimal burden which a plaintiff faces at the
prima facie
stage of proceedings.”
Wang v. N.Y.C. Dep’t of Finance,
(b) Compensation
Plaintiffs also claim that their compensation, including their salaries, raises and/or bonuses, was not equal to similarly situated non-minority employees.
To establish a
prima facie
compensation discrimination claim, plaintiffs must show: (1) that they are members of a protected class; (2) they were paid less or otherwise treated disparately than similarly situated non-members of their protected class; and (3) evidence of a discriminatory animus.
See Belfi v. Prendergast,
(i) Salaries
First, Plaintiffs fail to show that they were treated disparately in pay from similarly situated Caucasian co-workers. Indeed, neither Plaintiff could identify by name a single similarly situated employee who was paid more or treated differently. The record indicates that during Lumhoo’s deposition, he stated that he had no knowledge of what others were paid. (Morway Aff., Exh. B at 24-25). In addition, when asked in an interrogatory to identify the higher paid Causcasion employee who was unidentified in the Complaint, Plaintiffs stated they were “the Caucasian employees at the Valley Stream store whose full names and identities are not known to Plaintiffs.” (Morway Aff., Exh'. O at 3-4).
Next, Plaintiffs’ claim that a program of pay adjustments instituted in the Valley Stream store is proof of disparate pay is unavailing because the record indicates (i) the adjustment program commenced prior to either Plaintiffs’ employment at the Valley Stream store and did not affect Plaintiffs; (ii) during the relevant period, Lum-hoo was the third highest paid of the eight drivers employed at the Valley Stream store;
23
and (iii) the administrative store manager Nichols, who set Plaintiffs’ salaries and completed the adjustment pro
Finally, Plaintiffs’ reliance on the testimony of co-worker Dadaille to prove that white employees were paid more than minority employees is misplaced. Dadaille was unable to identify any white employee similarly situated to Plaintiffs who were paid more, and when questioned, Dadaille testified that his knowledge of the alleged disparity came from conversations with other employees, but was unable to proffer any specifics with regard to this knowledge. (Morway Aff., Exh. N at 57, 117-19). Additionally, Dadaille stated that he had no personal knowledge of any employee’s pay other than his own. (Morway Aff., Exh. N at 128).
See Wang.
Assuming
arguendo,
that Plaintiffs could establish a discriminatory pay disparity, Plaintiffs have produced no evidence of circumstances giving rise to an inference of defendants’ discriminatory animus other than the conclusory allegations that Plaintiffs were treated differently because of their race and color. Such statements are insufficient as a matter of law to raise an issue of fact.
See Bickerstaff,
(ii) Raises
Plaintiffs’ claim of discrimination with regard to pay raises on the basis of their race and color is not supported by the record.
Under Home Depot’s Company policy, employees are not eligible for a raise until they have been employed with the Company for one year. (Morway Aff., Exh. D at 70). At the time Plaintiffs left the Valley Stream store, Anderson had been employed for five months and Lumhoo for seven months. Notably, neither Plaintiff alleges that he requested a raise or could identify a similarly situated non-minority employee who received a raise despite the Company policy.
24
Inasmuch as Plaintiffs were not eligible for a raise because of their short period of employment, Plaintiffs cannot establish an adverse employment action nor can they establish that a disparity occurred under circumstances giving rise to an inference of discrimination.
See Chastven v. Cigna Corp.,
(iii) Bonuses
Plaintiffs claim that they were denied longevity bonuses based on their race and color is equally unavailing.
In short, because Plaintiffs have failed to identify a single similarly situated employee who was paid more in salary, raises and/or bonuses than they, and Plaintiffs have failed to direct the Court to any statements, actions or any other circumstances that raise a specter of discriminatory animus, Plaintiffs have failed to establish a discriminatory compensation disparity claim.
(c) Recognition
Plaintiffs’ claim that Defendants treated them in a disparate manner from their white colleagues by refusing to give minority employees recognition and merit awards fails because Plaintiffs do not adequately establish an adverse employment action or allege a causal connection between any facially neutral Company policy and a resultant disparate impáct on minority employees.
First, while Plaintiffs concede that the failure to receive recognition and merit awards is insufficient to adversely effect the terms and conditions of their employment at the Valley Stream store, see Plaintiffs’ Memorandum of Law in Opposition at 29, Plaintiffs argue that “in the context of all of the disparate treatment of minority employees as compared with Caucasian employees, the refusal to give minority employees recognition and merit awards aided in the materially adverse change of the terms and conditions ... and negatively impacted minorities in the areas of compensation and promotions,” id.
Plaintiffs attempt to bootstrap their recognition claim to an overall disparate impact claim regarding compensation and promotions is undercut by the fact that as discussed above, Plaintiffs have failed to establish a
prima facie
case of disparate treatment with respect to those terms and conditions of employment. Moreover, assuming
arguendo
that Plaintiffs could establish that the failure to grant minorities recognition and merit awards constituted an adverse employment action, Plaintiffs have failed to identify any similarly situated white employee who received preferential treatment despite the Company policy. In response to Defendants’ interrogatory asking Plaintiffs to name all Caucasians who received more favorable treatment, Plaintiffs responded, “[t]he similarly situated Caucasian employees referred in paragraph 29 of the Complaint are the Caucasian employees at the Home Depot’s Valley Stream store. The full names and/or identities are not known to Plaintiffs but are or should be contained in the records of The Home Depot.” .(Morway Aff., Exh. D at 22). Such generalities, absent any concrete particulars, are insufficient to defeat a summary judgment motion.
See Schwapp v. Town of Avon,
Finally, Nichols, who is both African-American and responsible for deciding which employees received a merit award during the relevant time, testified that in the departments that she managed, which included both Plaintiffs, more minorities received merit awards that white employees. (Morway Aff., Exh. E at 186).
(d) Disciplinary Measures
Plaintiffs’ final disparate treatment claim is that Defendants subjected them to more frequent or harsher disciplinary actions on the basis of their race and color. Specifically, Plaintiffs contend that they were “written up” for disciplinary infractions while non-minority employees did not receive such a notice under similar circumstances. According to Plaintiffs, receiving a disciplinary notice is an adverse employment action because (1) after an employee receives three write up for the same reasons, termination is automatic, and (2) write ups are part of the employment file and are considered in connection with raises, bonuses and promotions. Plaintiffs claim is without merit.
Disciplinary notices, “threats of disciplinary action and excessive scrutiny do not constitute adverse employment actions in the absence of other negative results such as a decrease in pay or being placed on probation.”
Honey v. County of Rockland,
Here, Plaintiffs have failed to show how the disciplinary notices affected their compensation or any other benefits of their employment. For example, Lumhoo alleges that he was written up for working unauthorized overtime and leaving the door of a truck unlocked overnight. According to Lumhoo, Clougher and Danny “Q” told Lumhoo that he was the only person being written up because he was being used as an example. (PI. Lumhoo’s 56.1 Statement ¶¶ 7(a), 25). Significantly, Lumhoo was not written up for unauthorized overtime until he transferred to the Ozone Park store in October 1999, (DeLu-ca Reply Aff. ¶ 6), which is after the relevant time period of this action and is therefore not before the Court. With respect to the notice for leaving the truck unlocked, Lumhoo does not allege nor is there anything in the record that indicates this notice was accompanied by an adverse consequence.
Thus, the Company’s alleged warning that repeated future misconduct would result in termination and the Company’s placement of a disciplinary notice in Plaintiffs’ file without any other materially adverse consequence fail to constitute actionable harm.
See Stembridge v. City of New York,
Moreover, Plaintiffs have failed to identify any similarly situated Caucasian employee who engaged in the same misconduct and was not written up. Plaintiffs’ proof of disparate discipline consists of unsupported eonelusory allegations and inadmissible hearsay. For example, Lum-hoo alleges that Anderson clocked out early on a Saturday without permission and was written up, while an unidentified Caucasian sales associate in the lumber department who worked a different shift than he told Lumhoo that he had clocked out early without authorization and was not written up. (Slavin Aff., Exh. B at 187-143). Notably, even if Lumhoo had identified the white employee, neither Lumhoo, who was in the delivery department, nor Anderson, who was a puller, had the same supervisor as the unidentified white employee in lumber and therefore the employee could not be held to be similarly situated to Plaintiffs.
See Bennett,
Further, Lumhoo alleges that a Caucasion driver, Bill, told him that he twice refused to do his assigned run and left work early without permission, (Slavin Aff., Exh. B at 150), and that another Caucasian driver, John, clocked out early eight times without permission and was not disciplined. When Lumhoo was asked the basis of this information, he stated that “there are no secrets at Home Depot.” (Slavin Aff., Exh. B at 144-47). While there may be “no secrets” at Home Depot, keeping a “secret” from the Court fails to raise the claim to a credible level. Such proffers of disparate treatment made without personal knowledge and unsupported by admissible evidence,
see Wang,
Finally, Plaintiffs’ disparate discipline allegation based on Dadaille’s testimony that four unidentified white employees told him that they were never disciplined for lateness is unsupported by any admissible evidence. (Slavin Aff., Exh. D at 100). Dadaille has never had access to any employee’s personnel file and has no evidence
In summary, because Plaintiffs have failed to demonstrate a prima facie case or pretext for their disparate treatment claims under Title VII, § 1981 and the NYSHRL, 26 the Court grants Defendants’ motion for summary judgment on these claims and accordingly dismisses Counts 6, 7 and 8 of the Complaint.
(4) A Hostile Work Environment
In Counts 9, 10 and 11 of the Complaint, Plaintiffs claim that Defendants subjected them to a hostile work environment in violation of Title VII, § 1981 and the NYSHRL.
Title VII prohibits an employer’s conduct that “has the purpose or effect of ... creating an intimidating, hostile, or offensive working environment,” and “affords employees the right to work in an environment free from discriminatory intimidation, ridicule, and insult.”
Meritor Savings Bank, FSB v. Vinson,
In examining whether an environment is sufficiently hostile or abusive, courts consider the totality of the circumstances, including such factors as “(1) the frequency of the discriminatory conduct; (2) its severity; (3) whether the conduct was physically threatening or humiliating, or a mere offensive utterance; (4) whether the conduct unreasonably interfered with plaintiffs work; and (5) what psychological harm, if any, resulted.”
Richardson,
(a) Plaintiffs’ Title VII Claim
With respect to Plaintiffs’ hostile work environment claim under Title VII (Count 9 of the complaint), as discussed previously, the Court is limited to considering that portion of the claim which relates directly to the circumstances surrounding the September 19, 1999 incident, namely the altercation between Duffy and Plaintiffs.
According to Plaintiffs, as they were attempting to move material through the lumber aisle with a forklift, Department Head Duffy yelled at them for allegedly damaging certain lumber, cited Anderson for not wearing a seatbelt while on a forklift and stated, “You worthless niggers ... We’ll deal with you later.” (Compl. ¶ 44; PI. Anderson’s 56.1 Statement at ¶ 27; PL Lumhoo’s 56.1 Statement at ¶ 34). Anderson testified at his deposition that following Duffy’s comment, he
hopped off the forklift and started the business with him, stating, Who the fuck you think you talking to? [sic] You know arguing with him. And Lumhoo was holding me. Like chill. Jim Duffy, I’m going to see you in the back later. Lumhoo said, Calm down. Chill. Don’t worry about it. We are going to talk to the manager. We are going to take it to a higher level.
(Slavin Aff., Exh. C, at 108-09). Lumhoo’s account of this incident similarly depicts an altercation with Duffy which Plaintiffs would address with management. Lum-hoo states
Jim Duffy said, If you want to be technical, you ain’t got your seat belt on. Jim Duffy turned around and said, You worthless niggers. Jemel said, What did you say? And I said, Don’t do nothing. And then Jim Duffy kept saying, I will deal with you later. Jemel said, You can deal with me now. I said, Jemel, leave it alone. We will discuss it with a manager.
(Slavin Aff., Exh. B, at 62).
However, when Plaintiffs attempted to discuss this occurrence with an assistant manager, Clougher, another assistant manager, Joseph Gervasi, came over to the group and told Anderson, to “Shut the fuck up. What you say don’t mean nothing. You are nobody. You don’t matter.” (Compl. ¶ 44; PI. Anderson’s 56.1 Statement at ¶ 32; PI. Lumhoo’s 56.1 Statement at ¶ 34). Additionally, Gervasi also told Anderson that Duffy was part of the management team and “what he says goes. You jump when [Duffy] says jump with no questions asked.” (Compl.45).
In viewing the totality of these circumstances, Plaintiffs could have reasonably perceived, and in fact did perceive, this incident to be racially hostile. Duffy’s racial epithet, “you worthless niggers,” taken together with assistant manager Gervasi’s statements to Anderson that, “you don’t matter ... what he says goes ... You jump when he says jump,” could be perceived as having fostered an abusive working environment in the Valley Stream store and as having negatively altered the working conditions of a reasonable employee.
See Richardson,
(b) Plaintiffs § 1981 and NYSHRL Claims
1) Hostile Environment
In considering the totality of the circumstances of Plaintiffs’ hostile work environment claims under the NYSHRL and § 1981, the Court first examines Anderson’s allegations of harassment. Specifically, in addition to Duffy’s comment made on September 19, 1999, Anderson alleges that on one occasion, Duffy called Anderson and some other coworkers “[b]lack son of bitches, you fucking moolies, tar baby.” (Slavin Aff., Exh. C, at 139, 294). Anderson also alleges that on another occasion Duffy called a black associate who was riding his motorcycle in the store parking lot while on duty, a “black son of a bitch” and a “nigger,” (Slavin Aff., Exh. C, at 140), and Gervasi and another assistant store manager named “Andy” also called that associate “nigger,” (Slavin Aff., Exh. C, at 142).
Anderson also contends that on one occasion while in the bathroom he heard the assistant manager “Andy” use the word “nigger.” (Slavin Aff., Exh. C, at 161, 305-06). On another occasion, “Andy” referred to Bernie Williams of the New York Yankees as a “nigger.” (Slavin Aff., Exh. C, at 161, 305-06). Further, on one Sunday morning, Anderson alleges that two assistant managers, Jim from the Gardening Department and “Andy” were talking about minority employees in general, making up words about them and calling them “porch monkeys” and “niggers.” (Slavin Aff.,' Exh. C, at 171). Finally, Anderson alleges that a truck driver Bill called Lum-hoo “that black son of a bitch.” (Slavin Aff., Exh. C, at 210).
In sum, Anderson alleged seven incidents when various Home Depot management employees used the term “nigger” over a five month period, once together with “fucking moolie,” and “tar baby” and once together with “black son of a bitch” and a co-worker used the term “black son of a bitch.” Notably, two of the racial slurs were directed to Anderson, the remaining concerned alleged comments were directed to others. In considering the totality of circumstances, the Court observes that -the mere fact that Anderson was not present when certain of the racially derogatory comments or jokes were made “will not render that comment irrelevant to his hostile work environment claim.”
Schwapp,
With respect to Lumhoo’s hostile work environment claims, in addition to the “worthless nigger” comment allegedly made by Duffy on September 19, 1999, Lumhoo alleges that two weeks earlier, Gervasi, Clougher and Duffy made a joke about “jungle bunnies.” (Slavin Aff., Exh. B, at 109). In addition, Lumhoo alleges that he heard that Duffy made a comment that he got “a kick out of getting black people fired.” (Slavin Aff., Exh. B, at 110). Lumhoo also charges that Duffy said “you people will never learn” and “you people will never get it right.” (Slavin Aff., Exh. B, at 185-86). Lumhoo also alleges that he once overheard two assistant managers use the term “nigger” in the men’s room. (Slavin Aff., Exh. B, at 103-05). With respect to the bathroom incident, Lumhoo stated,
They didn’t know I was in there. And I heard Bill mention to Jim, not Jim Duffy, Jim, the assistant manager. He said, that damn nigger, Lumhoo, and this overtime. Jim responded, Don’t worry about it. We are going to take care of him. That is when I walked out of the stalls. And I said, Take care of who? They just looked at me and walked out. I washed my hands. And I walked out. And I spoke to Al DeLuca. And I told him on the phone that I need to get out of that store. I don’t remember what the conversation was about. I remember we talked on the phone. I need to get out of that store because they fucking with me. [sic] I don’t remember the exact conversation I had on the phone. I think he said he would do everything he can to get me out of the store. And he asked me if there was anywhere particular that I would like to go to. It was explained to me that Ozone Park needed a PM Driver.... And he successfully had me transferred to the Ozone Park store.
Id.
It is clear that both Anderson and Lum-hoo subjectively believed that their workplace environment was hostile. Thus, the question before the Court is whether Plaintiffs have set forth sufficient evidence to demonstrate an objectively hostile or abusive work environment.
See Harris,
Plaintiffs contend that they were subjected to a hostile work environment because the quality and quantity of racial slurs, epithets and jokes made by Defendants were such that Plaintiffs’ working conditions altered for the worse over the course of their employment at the Valley Stream store. Plaintiffs’ contention is a close call.
The Second Circuit has made clear that in order “[f|or racist comments, slurs and jokes to constitute a hostile work environment, there must be more than a few isolated incidents of racial enmity, meaning that instead of sporadic racial slurs, there must be a steady barrage of opprobrious racial comments.”
Schwapp,
In light of the frequency and quality of the alleged racial conduct,
see, e.g., Richardson,
2) Employer Liability
Plaintiffs. seek to hold Home Depot liable for the alleged conduct which created the hostile work environment. Defendants assert an affirmative defense that their response to the alleged inappropriate conduct was effectively remedial and prompt. Whether a specific basis exists for imputing this conduct to the Company is a close call.
The Supreme Court has held in two companion decisions,
Faragher
and
Burlington,
that an employer is presumptively liable for a hostile work environment “created by a supervisor with immediate (or successively higher) authority over the employee.”
Faragher v. City of Boca Raton,
As a threshold matter, relying on
Parkins v. Civil Constructors, Inc.,
While the Supreme Court has not specifically defined the term “supervisor” for purposes of employer liability in hostile environment claims, upon a close reading of the
Faragher
decision, it is clear that the Supreme Court views the term “supervisor” as more expansive that simply those employees who have the power to hire, fire, demote or promote.
Faragher v. City of Boca Raton,
Similarly, in the case at bar, the evidence is sufficient to support a finding by a reasonable juror that department heads and assistant managers acted as Plaintiffs’ supervisors such that Home Depot could be held liable for unlawful harassing conduct. It is undisputed that Duffy was Plaintiffs’ immediate, first line supervisor in the Lumber Department. There is evidence in the record, which we construe as true for these purposes, that Duffy maintained authority to control Plaintiffs’ daily activities. For example, during the September 19, 1999 incident, Gervasi told Anderson that Duffy was part of the management team and “what he says goes. You jump when he says jump with no questions asked.” (ComplY45). Moreover, the record indicates that assistant managers had authority to fix working conditions, such as an employee’s hours. For example, as discussed infra, Camacho made clear at his deposition that the assistant managers in the Valley Stream store had authority to request and approve overtime compensation for an employee. See discussion infra, Part III.
Further, while Gervasi may not have had plenary authority to render hiring and firing decisions, he did have authority, as evidenced by Anderson’s termination, to recommend that Anderson be subject to a full range of employee discipline. Finally, the Court notes that in the Answer to the Amended Complaint, Defendants state, “Defendants Duffy, Camacho, Gervasi, and Clougher had the authority, in varying degrees, to affect certain terms and conditions of the employment of some of the employees in Home Depot’s Valley Stream store.” (Answer to Amended Compl., ¶ 13). In our view, there is a material issue of fact concerning whether Duffy and the other assistant managers are supervisors “with immediate (or successively higher) authority” over Plaintiffs such that liability may be imputed to the Company for allegedly creating a hostile work environment and taking no tangible employment action.
“When no tangible employment action is taken, a defending employer may raise an affirmative defense to liability or damages.”
Burlington,
With respect to the first element of the affirmative defense, the Second Circuit has stated “[although not necessarily dis-positive, the existence of an anti-harassment policy with complaint procedures is an important consideration in determining whether the employer has satisfied the first prong of th[e] defense.”
Caridad v. Metro-North Commuter R.R.,
With respect to the second prong of the affirmative defense, the record indicates that when Plaintiffs availed themselves to the Home Depot’s complaint procedures, the Company took appropriate measures, with respect to certain of the alleged misconduct, to consider the complaint to assess if there was a discriminatory animus, investigate the alleged misconduct if necessary and take appropriate remedial action. Thus, on the one hand, a reasonable juror could find that the Company’s actions to either forego an investigation of a complaint because it was unwarranted 28 or to promptly investigate a viable complaint and take corrective, remedial measures 29 were proper.
For example, prior to the September 1999 incident, Anderson alleges he complained to Nichols and Camacho that Duffy (i) called Anderson and some other coworkers “black son of bitches,” “fucking moolies,” “tar baby;” and (ii) called a black associate riding a motorcycle on Company time a “nigger” and “black son of bitch.”
Lumhoo contends that during this period, Duffy (i) along with assistant managers Gervasi and Clougher, told a disparaging joke about blacks, referring to them as “jungle bunnies;” (ii) stated he got a “kick out of getting black people fired;” and (iii) referred to black employees as “you peo-pie.” Add to this, Duffy’s alleged altercation with Plaintiffs on September 19, 1999, in which he characterized Plaintiffs as “worthless niggers,” the fact that there is no evidence the Company took any action against Duffy prior to September 19, 1999, the fact that Camacho, the store manager, stated at his deposition that he did not investigate Plaintiffs’ complaints regarding the incident because he decided that the racial allegations were not credible, (Morway Aff., Exh. R.), and the fact that following an investigation of the September 19, 1999 incident, the only action the Company made against Duffy was to discuss the incident and place a memorandum referencing the event and reiterating Home Depot’s discrimination policy in Duffy’s personnel file, a question arises to whether Home Depot responded in an adequate and reasonable manner to this behavior. A reasonable juror may conclude that the Company’s response was “effectively remedial and prompt,” but the Court cannot conclude as a matter of law that the record evidence compels only that result.
Cf. Kracunas v. Iona College,
Moreover, that there may also be a triable issue of fact concerning whether Duffy was a “supervisor” or merely a coworker
30
does not change the result because under either standard, Home Depot is not entitled to summary judgment on
Finally, Plaintiffs have offered sufficient facts that could support an inference that because certain assistant managers actually participated in the racially offensive comments that contributed to creating a hostile work environment
(ie.,
“Jim” from gardening and “Andy,” re: used racial epithets such as “nigger,” “porch monkeys;” Gervasi and “Andy,” re: used term “nigger”), their behavior was part of a larger hostile work environment at the Valley Stream store that management either knew of or should of known of and have taken immediate and appropriate action.
Richardson,
Inasmuch as the complaints at issue here must be evaluated in light of all the circumstances and reasonable jurors could conclude that Home Depot’s responses to Plaintiffs’ complaints were inadequate, the Court cannot conclude as a matter of law that no basis exists for imputing liability for the conduct that created the hostile environment to the Company.
See Richardson,
3) Individual Liability
Under § 1981, in order for Plaintiffs to maintain an action against the individual Defendants, Plaintiffs must demonstrate “some affirmative link to causally connect the actor with the discriminatory action,”
Whidbee,
The New York Human Rights Law provides that where an individual employee actually participates in the conduct giving rise to a discrimination claim, that individual employee may be liable for unlawful discriminatory conduct.
See Tomka,
As discussed above, viewing as true for purposes of this motion Plaintiffs’ allegations that Defendants each participated in the creation of a hostile work environment at the Valley Stream store and that Defendants’ conduct was racially motivated, the Court finds that Plaintiffs have established a triable issue of material fact on their individual liability claims.
In sum, the Court denies Defendants’ motion for summary judgment on Plaintiffs’ hostile work environment claim brought under § 1981 and the NYSHRL (Counts 10 and 11).
III. Breach of Contract Claim for Overtime Wages
In Count 12 of the complaint, Plaintiffs claim that defendant Home Depot breached a series of enforceable oral
Under New York law, “the existence of a contract may be established through conduct of the parties recognizing the contract.”
Apex Oil Co. v. Vanguard Oil and Serv. Co.,
Here, there is sufficient evidence in the record to support an inference that the parties’ actions demonstrated the existence of an oral contract between Plaintiffs and defendant home Depot. The requirements for the formation of a contract under New York law include an (a) offer, (b) acceptance and (c) consideration.
See Oscar Prods. Inc. v. Zacharius,
(a) Offer
It is undisputed that Home Depot management was authorized to verbally request and approve overtime compensation for an employee based on the store’s need, employees were informed of this authorization and management told employees that they would be able to retain the additional hours accrued during that work week and thus accumulate overtime at the end of the week.
32
(Slavin Aff., Exh. E at 84-86;
(b) Acceptance
The “Punch Detail Report” for Anderson indicates that during numerous weeks, 33 there were days in which he worked in excess of eight hours per day, but such hours were computed as “regular.” See Morway Aff., Exh.H; PI. Anderson’s 56.1 Statement ¶¶ 21-25. In addition, Plaintiffs claim in their Memorandum in Opposition, the Punch Detail Report for Lumhoo, during the thirteen (13) week period he was at the Valley Stream store, revealed there were six weeks where he worked in excess of eight hours on certain days and then showed a reduction from his scheduled hours at the end of the work week. For example, for the week of August 2 to August 8, 1999, Lumhoo worked in excess of eight (8) hours on Monday through Thursday, but worked only two and one-half (2.5) hours on Sunday. See Pis. Memorandum in Opposition, at 30; PI. Lumhoo’s 56.1 Statement ¶¶ 13 — 15. Thus, viewing the evidence in the light most favorable to Plaintiffs, an inference can be made that Plaintiffs accepted defendant Home'Depot’s offer.
(c) Consideration
At his deposition, store manager Camacho testified that, “Overtime was based on need. If an associate got stuck with a customer, had to stay late, if merchandise came into receiving and had, needed to be dealt with immediately, whatever situations came up, but it was done on individu
While the Court finds that the question of contractual intent in this case is a close one, particularly given Plaintiffs’ failure to identify the specific dates and management employees who authorized the overtime on those dates, these facts do not necessitate a finding that no contract was entered into by the parties because this information may be available from such Home Depot’s records as the Punch Detail Reports, the time reports, the non-computer generated markings on the Employee Detailed Time Report, employee time sheets, payroll reports and the like.
See
Slavin Aff., Exh. E, at 84-86 (discussing handwritten notations regarding overtime on Employee Detailed Time Reports);
cf. Oscar,
Accordingly, because Defendant Home Depot fails to meet its burden of demonstrating that dismissal on the ground of breach of contract is appropriate, the Court denies Home Depot’s summary judgment motion on Plaintiffs’ breach of contract claim brought under New York common law (Count 12).
CONCLUSION
For the foregoing reasons, the Court grants defendant’s motion for summary judgment in part and dismisses Counts 1 through 8 from the complaint, and denies the motion in part. In addition, in light of this Court’s decision, the Court denies Defendants’ motion to strike portions of Plaintiffs’ Affidavits and Rule 56.1 Statements in Opposition to Defendants’ Motion for Summary Judgment as moot.
SO ORDERED.
Notes
. The parties have consented to disposition of this action by a Magistrate Judge pursuant to 28 U.S.C. § 636(c). (See Dkt. No. 30.).
. As an order puller, Anderson’s job was to gather all products necessary to fill an order and prepare them either to be picked up by or delivered to the customer. (Pi. Anderson’s 56.1 Statement at ¶ 2). Anderson’s responsibilities also included carefully packing orders to ensure that products did not get damaged. loading delivery vehicles and using a forklift. (Morway Aff., Exh. G).
."Pi. (or Def.) 56.1 Statement at 11_” refers to the respective plaintiffs’ (or defendants’) Local Civil Rule 56.1 Statement pursuant to Local Civil Rule 56.1(a) of the Local Civil Rules of the Southern and Eastern Districts of New York.
.As a driver, Lumhoo was 'responsible for delivering merchandise orders to customers. In addition, Lumhoo assisted customers in loading their vehicles and ensuring that shopping cars were available for customers’ use. (Pl. Lumhoo’s 56.1 Statement at ¶ 2).
. Duffy is a Caucasian male. (Compl-¶ 41).
. Clougher is a Caucasian male. (Compl.V 46).
. Gervasi is a Caucasian male. (Compl. ¶ 44).
. Camacho is a Hispanic/Puerto Rican male. (Morway Aff., Exh. M).
. Nichols is an African-American female. (Defs. 56.1 Statement at ¶ 20).
.On October 11, 1999, Lumhoo requested and received a transfer to Home Depot’s Ozone Park store. (Pl. Lumhoo’s 56.1 Statement at ¶ 31).
. The other two circumstances are inapplicable because (1) Plaintiffs filed their respective complaints with the NYSDHR and EEOC after plaintiff Anderson had already been terminated, the conduct complained of in the charges did not arise subsequent to the filing of the charges and therefore the retaliatory actions alleged by Plaintiffs could not have occurred in response to the administrative filing,
see, e.g., Francis v. Chemical Banking Corp.,
. Unlike Title VII, however, there is no requirement that plaintiff exhaust administrative remedies prior to commencing a claim under § 1981.
See Patterson v. McLean Credit Union,
. Unlike Title VII, however, there is no requirement that plaintiff exhaust administrative remedies prior to commencing a claim under the NYSHRL.
See
N.Y. Exec. L. § 297(9);
Crespo,
.The
McDonnell Douglas
burden shifting analysis which governs Title VII claims also applies to Plaintiffs’ discrimination claims brought under Section 1981,
see Lopez v. S.B. Thomas, Inc.,
. Plaintiffs' inability to demonstrate a
prima facie
case of discriminatory discharge under Title VII is equally fatal to their claims under § 1981,
see St. Mary’s Honor Ctr. v. Hicks,
. Under both Title VII and the NYSHRL, the
McDonnell Douglas
burden shifting analysis governs retaliation claims.
See, e.g., Reed,
. Additionally, the Court notes that at Nichols deposition, she testified that when Plaintiffs complained to her about the September 19, 1999 event, they told her that they were not permitted to give their side of the story and that only Duffy was allowed to speak. (Slavin Aff., Exh. E at 40.)
. See supra at 138-140 (discussion regarding the third element of the discriminatory discharge).
. Plaintiffs' inability to demonstrate a
prima facie
case of retaliation under Title VII is equally fatal to their retaliation claims under state law.
See Torres,
. The standard for liability in a disparate treatment action pursuant to § 1981 and the NYSHRL is the same as under Title VII.
See Torres,
. The JPP is the avenue for employees to inform store management about their job interests and preferences and is open to all employees seeking advancement. (Morway Aff., Exh. D at 60-61). In order to receive a promotion, an employee is required to register for the job position in which that employee is interested or register that employees' job interests and preferences by using the computerized JPP located in the store's break room or through Interactive Voice Response by calling 1-877-225-4JPP. (Id.)
. Plaintiffs claim that Jean Dadaille, an African-American male, told them that whites were promoted over blacks. (Anderson Dep. at 212; Lumhoo Dep. at 169). When questioned at his deposition, Dadaille stated that his belief came from seeing “white associates get hired and promoted over black associates that had been there several years.” (Morway Aff., Exh. N, Dadaille Dep. at 120). Notably, Dadaille testified that he was asked to be part of management in the Valley Stream store, but had declined to do so. (Morway Aff., Exh. N, Dadaille Dep. at 70).
. Of the highest paid drivers, one was African-American, one was Caucasian and each had been employed at least seven years longer than Lumhoo. (DeLuca Reply Aff. ¶ 7).
. Plaintiffs’ argument that a disparity exists because Caucasians with less experience had advised co-worker Dadaille that they received a higher raise than he is flawed because the allegation of disparate treatment is not made with personal knowledge or supported by admissible evidence,
see Wang,
. Plaintiffs’ additional examples of an unidentified minority employee who allegedly rode a motorcycle on Company time and was fired, while an unidentified white employee who came to work intoxicated was not, likewise fails to support an inference of discrimination. Apart from the facts that Plaintiffs fail to identify either employee, and during their employment in Valley Stream, four employees (two black and two white) were terminated for substance abuse (DeLuca Reply Aff. ¶ 14), Plaintiffs are unable to show “a reasonably close resemblance of the facts and circumstances of plaintiff's and comparator’s cases.”
Graham v. Long Island R.R.,
. See supra note 20.
. In analyzing a hostile work environment claim brought under § 1981 and the NYSHRL, courts use the same standard of proof as applied in Title VII cases.
See Whidbee v. Garzarelli Food Specialties, Inc.,
. For example, prior to September 19, 1999, Lumhoo complained to Nichols, an African American and the person designated to hear harassment and discrimination complaints in the Valley Stream store, that Duffy used the term "you people.” Nichols claims she did not investigate Lumhoo’s complaint because at the time of his complaint, Lumhoo did not specify a racial factual context and she was unaware that such a term was racial remark. (Morway Aff., Exh. E at 204). Because the term is not definitively discriminatory, it was not unreasonable for Nichols to conclude that the complaint did not warrant an investigation.
See Griffin v. Amhika Corp.,
In addition, prior to September 19, 1999, Anderson complained to Nichols about the manner in which a department supervisor had spoken to Anderson, and again Nichols’ decision that the complaint did not warrant further investigation was not unreasonable. Without Anderson showing that this action was racially motivated, Nichols was under no obligation to investigate the complaint further. See
Ticali,
. For example, when Lumhoo complained to DeLuca about the incident in which he overheard two assistant managers in the men’s room saying that "damn nigger, Lumhoo”
Furthermore, while the Company may not invoke corrective employer action as an affirmative defense with regard to Plaintiffs’ written complaints describing the September 19, 1999 incident because the harassment resulted in a "tangible employment action,” namely Anderson's termination, to the extent that the Company’s investigation of Plaintiffs’ discrimination claims concerning that incident rendered Anderson's termination a mediate action that was ultimately revérsed by Anderson’s reinstatement, see supra (discriminatory discharge discussion), such corrective action could be viewed as having remedied in part the situation of which Plaintiffs had complained.
. See supra pp. 156-57.
. Plaintiffs explained that, the management promises to the contrary, at end of the work week, Plaintiffs would be told to cut back their scheduled hours so that their total hours for the week did not exceed forty, or if their hours were over forty, their hours would be less than they would have been had they been permitted to work their scheduled hours.
. For example, Camacho slated at his deposition that in the Valley Stream store managers and assistant managers had the authority to approve overtime and explained that the
. The Home Depot week runs from Monday to Sunday.
