Lead Opinion
Luis Vargas-Sarmiento (‘Vargas”) petitions pursuant to 8 U.S.C. § 1252(a) (2000), for review of a January 2, 2004 order of the Board of Immigration Appeals (“BIA”), upholding a May 13, 1998 ruling by an Immigration Judge (“IJ”) ordering Vargas removed from the United States as an alien convicted of an “aggravated felony.” 8 U.S.C. § 1227(a)(2)(A)(iii). To avoid the general jurisdictional bar to any such judicial review, see id. §§ 1252(a)(2)(C) and (D), Vargas contends that the BIA erred in holding that his 1984 New York State conviction for first-degree manslaughter, see N.Y. Penal Law § 125.20, constitutes a “crime of violence” under 18 U.S.C. § 16(b) and, therefore, an “aggravated felony” as defined in 8 U.S.C. § 1101(a)(43)(F). For the reasons stated
I. Background
A. Vargas’s 1981 Manslaughter Conviction
Vargas, a citizen of Peru, entered the United States on or about July 7, 1976, as a non-immigrant visitor and, on February 1, 1983, acquired lawful permanent resident status. A few months earlier, in October 1982, Vargas was arrested by New York State authorities and indicted for second-degree murder in connection with the stabbing death of his girlfriend, Miriam M. Molina. See N.Y. Penal Law § 125.25(1). In May 1984, a Kings County jury found Vargas guilty of the lesser-included offense of first-degree manslaughter without returning a verdict on the second-degree murder charge. See id. § 125.20; Sellan v. Kuhlman,
In appealing his conviction, Vargas argued, inter alia, that the trial judge erred in failing to charge the lesser-included offenses of second-degree manslaughter, see N.Y. Penal Law § 125.15(1), and criminally negligent homicide, id. § 125.10, crimes that require proof, respectively, of a reckless or negligent mental state, in contrast to first-degree manslaughter, which under § 125.20(1) and (2) requires proof of a specific intent to cause, respectively, serious physical injury or death. The Appellate Division, Second Department, rejected these arguments and affirmed Vargas’s conviction, ruling that “no reasonable view of the evidence would support a finding that the defendant acted recklessly or negligently.” People v. Vargas,
Vargas remained incarcerated by New York State until August 1995, when he was released on parole.
B. The Removal Proceedings
In November 1997, the Immigration and Naturalization Service (“INS”)
Vargas appealed to the BIA, which, on April 4, 2002, summarily affirmed the IJ’s removal order. In May 2002, Vargas timely petitioned this court for review. While that petition was pending, this court ruled in Jobson v. Ashcroft,
On January 2, 2004, the BIA issued an unpublished decision explaining why, despite Jobson, it upheld the order of removal in Vargas’s case. On February 5, 2004, the BIA published its decision with “edito
On January 20, 2004, Vargas petitioned this court for review of this BIA decision.
II. Discussion
A. Jurisdiction
As a rule, federal courts lack jurisdiction to review final agency orders of removal based on an alien’s conviction for certain crimes, including aggravated felonies. See 8 U.S.C. § 1252(a)(2)(C). The REAL ID Act of 2005 recently clarified that courts, nevertheless, retain jurisdiction to review “constitutional claims or questions of law raised upon a petition for review.” Pub.L. No. 109-13, § 106(a)(1)(A)(iii), 119 Stat. 231, 310 (2005), (codified at 8 U.S.C. § 1252(a)(2)(D)); see Joaquin-Porras v. Gonzales,
When the BIA construes the Immigration and Nationality Act (“INA”), codified at 8 U.S.C. §§ 1101 et seq., a statute that it is charged with administering, federal courts “must give ‘substantial deference’ ” to the agency interpretation, Abimbola v. Ashcroft,
Because the issue before us — -whether manslaughter in the first degree under New York law is a crime of violence— ultimately depends on the interpretation of federal and state criminal statutes, specifically, 18 U.S.C. § 16 and N.Y. Penal Law § 125.20, our review of this petition is de novo. See Dickson v. Ashcroft,
C. Relevant Federal and State Statutes
A brief review of the statutes relevant to this appeal is useful to our discussion of the merits of Vargas’s legal challenge.
1. Aggravated Felony
INA § 237(a)(2)(A)(iii) states that “[a]ny alien who is convicted of an aggravated felony at any time after admission is de-portable.” 8 U.S.C. § 1227(a)(2)(A)(iii). INA § 101(a)(43) includes a variety of crimes within its statutory definition of “aggravated felony,” including, but by no means limited to, murder, rape, drug trafficking, firearms trafficking, and money laundering. See 8 U.S.C. § 1101(a)(43). Also included within the definition of “aggravated felony” is any “crime of violence (as defined in section 16 of Title 18, but not including a purely political offense) for which the term of imprisonment [is] at least one year.” Id. § 1101(a)(43)(F).
2. Crime of Violence
Section 16 of Title 18 offers two definitions of “crime of violence”:
(a) an offense that has as an element the use, attempted use, or threatened use of physical force against the person or property of another, or
(b) any other offense that is a felony and that, by its nature, involves a substantial risk that physical force against the person or property of another may be used in the course of committing the offense.
18 U.S.C. § 16. Because the BIA ruled that Vargas’s first-degree manslaughter conviction qualified as a crime of violence under § 16(b), we focus on that subsection in this opinion.
3.First-Degree Manslaughter
New York Penal Law § 125.20 identifies four distinct circumstances in which a person commits manslaughter in the first degree: when
1. With intent to cause serious physical injury to another person, he causes the death of such person or of a third person; or
2. With intent to cause the death of another person, he causes the death of such person or of a third person under circumstances which do not constitute murder because he acts under the influence of extreme emotional disturbance, as defined in paragraph (a) of subdivision one of section 125.25. The fact that homicide was committed under the influence of extreme emotional disturbance constitutes a mitigating circumstance reducing murder to manslaughter in the first degree and need not be proved in any prosecution initiated under this subdivision; or
3. He commits upon a female pregnant for more than twenty-four weeks an abortional act which causes her death, unless such abortional act is justifiable pursuant to subdivision three of section 125.05; or
4. Being eighteen years old or more and with intent to cause physical injury to a person less than eleven years old, the defendant recklessly engages in conduct which creates a grave risk of serious physical injury to such person and thereby causes the death of such person.
N.Y. Penal Law § 125.20.
“Serious physical injury,” as referenced in subsection (1) of § 125.20, is defined by New York law as “physical injury which creates a substantial risk of death, or which causes death or serious and protracted disfigurement, protracted impairment of health or protracted loss or impairment of the function of any bodily organ.” N.Y. Penal Law § 10.00(10).
“Extreme emotional disturbance,” as referenced in subsection (2) of § 125.20, is a partial affirmative defense to second-degree murder that is available where “[t]he defendant acted under the influence of extreme emotional disturbance for which there was a reasonable explanation or excuse.” Id. § 125.25(1)(a); see People v. White,
D. The Categorical Approach to Identifying Crimes of Violence under'18 U.S.C. § 16
1. Categorical Analysis
In the context of removal proceedings, this court has ruled that a “categorical approach” must be used to determine whether an offense is a “crime of violence” within the meaning of 18 U.S.C. § 16(b). Dalton v. Ashcroft,
2. Divisible Penal Statutes
a. Identifying Divisible Penal Statutes
Despite this general prohibition against inquiry into the factual circumstances of the crime underlying a removal order, a limited review of the record may be warranted where the statute of conviction is divisible. A criminal statute is “divisible” if it encompasses multiple categories of offense conduct, some, but not all, of which would categorically constitute aggravated felonies under the INA. See Abimbola v. Ashcroft,
b. New York Penal Law § 125.20 Is a Divisible Statute
Applying these principles to this case, we conclude that New York’s first-degree manslaughter statute, N.Y. Penal Law § 125.20, is divisible. The first two subsections of that statute require the defendant’s conduct to have been committed with the specific intent to cause serious physical injury or death to some person. See N.Y. Penal Law § 125.20(1) and (2). Two other subsections identify first-degree manslaughter in circumstances causing death without regard to any specific intent to kill or cause serious physical injury: when certain abortional acts cause, however unintentionally, the death of the mother, see id. § 125.20(3); or when a person over the age of eighteen intent on causing some physical injury to a child under the age of eleven engages in reckless conduct resulting in the child’s death, see id. § 125.20(4).
Vargas’s judgment of conviction does not specify the subsection of § 125.20 under which he was convicted. In light of the very different conduct and intent specified in the statutory subsections, however, it is certainly “conceivable” that a categorical determination whether Vargas committed an aggravated felony could vary depending upon the subsection of conviction. See Ming Lam Sui v. INS,
c. Vargas’s First-Degree Manslaughter Conviction Was Pursuant to N.Y.
Penal Law § 125.20(1) or (2)
The parties do not dispute the divisibility of § 125.20. Indeed, they appear to concur that Vargas’s first-degree manslaughter conviction is pursuant to either subsection (1) or (2) of § 125.20 and that those sections should be the focus of our § 16(b) analysis. We agree.
The second-degree murder indictment against Vargas charged that “on or about October 9, 1982, in the county of Bungs, with intent to cause the death of Miriam M. Molina, [Vargas] caused the death of Miriam M. Molina by stabbing her with a sharp instrument and thing, thereby inflicting divers wounds and injuries” from which she died. Indictment No. 5626/1982. This pleading makes plain that Vargas’s conviction for the lesser-included crime of first-degree manslaughter was necessarily pursuant to either (a) subsection (1) of § 125.20 because, although Vargas caused Ms. Molina’s death, his specific intent was only to cause her serious physical injury; or (b) subsection (2) because, although Vargas caused Ms. Molina’s death with the specific intent to do so, he satisfactorily demonstrated that he acted under an extreme emotional disturbance. Nothing in the record would support a conclusion that Vargas’s first-degree manslaughter conviction involved the abortional acts specified in subsection (3) or a child victim as specified in subsection (4). Indeed, subsection (4) was not even added to § 125.20 until 1990, almost six years after the jury returned its verdict against Vargas. See N.Y. Laws 1990 ch. 477, § 3 (creating N.Y. Penal Law § 125.20(4)).
Having thus identified the relevant statutory sections of conviction, we turn to the critical issue raised by Vargas’s petition: whether first-degree manslaughter as defined in N.Y. Penal Law § 125.20(1) or (2) categorically qualifies as a crime of violence within the meaning of 18 U.S.C. § 16(b).
E. Firstr-Degree Manslaughter in Violation of N.Y. Penal Law § 125.20(1) or (2) Is, By Its Nature, a Crime of Violence Under 18 U.S.C. § 16(b)
1. The Plain Language of § 16(b) Requires that a Felony Offense Present a “Substantial Risk” of the Intentional Use of Physical Force, not the Invariable Use of Such Force, to Constitute a Crime of Violence under § 16(b)
In determining whether a felony offense constitutes a crime of violence within the meaning of 18 U.S.C. § 16(b),
We have broadly defined “physical force” for purposes of § 16 as “ ‘power, violence, or pressure directed against a person or thing.’ ” Dickson v. Ashcroft,
2. Section 16(b) References a Substantial Risk of the “Intentional” Use of Force
In construing § 16(b) to require a “substantial risk” of the use of physical force, rather than the invariable application of such force, this court has ruled that the
3. Identifying Crimes that Categorically Present a Significant Risk of the Intentional Use of Physical Force
Applying these principles to various felony offenses, courts have concluded that, among the crimes categorically presenting a serious risk of the intentional use of physical force are burglary, see id. at 10,
By contrast, courts have declined to recognize as a crime of violence within the meaning of § 16(b) a felony offense for driving under the influence of alcohol. In so holding with respect to Florida’s felony DWI statute, the Supreme Court explained that a person who unintentionally causes injury while driving under the influence of alcohol cannot reasonably be said to have “ ‘use[d] physical force against another.’ ” Leocal v. Ashcroft,
4. Inherent in the Specific Intent Requirements of N.Y. Penal Law § 125.20(1) or (2) Is a Substantial Risk that a Person Committing First-Degree Manslaughter May Intentionally Use Physical Force
Applying Jobson’s reasoning, as well as the principles derived from Leocal and our other § 16(b) precedents to this case, we conclude that first-degree manslaughter in violation of N.Y. Penal Law § 125.20(1) or (2) is categorically a crime of violence because inherent in the nature of that offense is a substantial risk that the perpetrator may intentionally use physical force in committing the crime. First-degree manslaughter, as defined in § 125.20(1) and (2), is readily distinguishable from second-degree manslaughter in that the former is a specific intent crime. To be found guilty under § 125.20(1) or (2), the accused must cause a human death while acting with the specific intent to do so or, at least, with the specific intent to cause serious physical injury. In short, first-degree manslaughter cannot be committed through mere reckless passivity or omission, circumstances identified in Jobson as presenting no risk of the intentional use of force. See Jobson v. Ashcroft,
Accordingly, we conclude that first-degree manslaughter in violation of N.Y. Penal Law § 125.20(1) or (2) qualifies as a “crime of violence” within the plain language of 18 U.S.C. § 16(b).
Vargas nevertheless insists that first-degree manslaughter should not be deemed a crime of violence under § 16(b) because he can hypothesize two circumstances in which the crime could be committed without any risk of the intentional use of physical force. First, he posits that a woman might intentionally kill her husband by poisoning food that she expects him to eat in her absence. Second, Vargas suggests that a wife, intent on causing her husband serious physical injury, might wear down the brake pads on a car to be driven by her spouse, resulting in his death in an automobile accident. Vargas submits that, in both these circumstances, the perpetrator uses no physical force against the victim. Further, he insists that in neither circumstance is there any risk that the perpetrator will use such force because she is not even on the scene at the time of death. Vargas’s argument is flawed in at least two respects.
First, Vargas appears to misapprehend the essence of the categorical inquiry under § 16(b). Whether a crime, by its nature, presents a “substantial risk” that the perpetrator “may” intentionally use physical force is not answered in the negative simply because “cases can be imagined where a defendant’s conduct does not create a genuine probability that force will be used.” Chery v. Ashcroft,
Second, in Vargas’s hypotheticals, the perpetrator does, in fact, intentionally use physical force in the commission of first-degree manslaughter. As we have previously observed, the physical force referenced in § 16(b) includes any “power, violence, or pressure directed against a person or thing.” Dickson v. Ashcroft,
So in Vargas’s first hypothetical, when the perpetrator poisons food that she intends her spouse to eat, she engages in no mere passive act or reckless omission. Rather, she intentionally avails herself of the physical force exerted by poison on a
Similarly, in Vargas’s second hypothetical, the wife undoubtedly intends to avail herself of physical force to inflict serious physical injury on her husband. The agent of that force is her automobile. Toward that end, she intentionally exerts physical force on the vehicle to convert it from an ordinary means of transportation into what is, effectively, a weapon that will forcibly inflict intended serious injury on her husband without any need for the wife’s presence or further action. See Chrzanoski v. Ashcroft,
In sum, Vargas’s hypothetical fail to support his argument that first-degree manslaughter is not a crime of violence within the plain language of § 16(b).
III. Conclusion
Because Vargas’s first-degree manslaughter conviction was pursuant to N.Y.
Notes
. The Homeland Security Act of 2002 dissolved the INS and transferred its functions to newly-created subdivisions in the Department of Homeland Security, effective March 1, 2003. See Pub.L. No. 107-296, 451, 471; 116 Stat. 2135, 2196, 2205 (codified as amended in scattered sections of the U.S.Code). The INS functions relevant to this case now reside in the Bureau of Citizenship and Immigration Services. See 6 U.S.C. § 271.
. Tide 8 U.S.C. § 1227(a)(2)(A)(iii), which provides for the removal of aliens convicted of aggravated felonies, was enacted in 1988, four years after Vargas's conviction, as part of the Anti-Drug Abuse Act of 1988. See Pub.L. No. 100-690, § 7343, 102 Stat. 4181, 4470 (1988). It initially applied only to aliens convicted of murder, certain drug crimes, or certain firearms offenses. See id. § 7432. In 1990, Congress enacted the Immigration Act of 1990, which expanded the definition of “aggravated felony” to include "any crime of violence” for which the imposed prison sentence was five years or longer. See Pub.L. No. 101-649, § 501, 104 Stat. 4978, 5048 (1990). On September 30 1996, Congress enacted the Illegal Immigration Reform and Immigrant Responsibility Act of 1996 ("IIRIRA”), further expanding the definition of "aggravated felony” to encompass "any crime of violence” resulting in a prison sentence of one year or more. See Pub.L. No. 104-208, § 321, 110 Stat. 3009-546, 3009-628 (1996). IIRIRA also clarified the temporal scope of its definition amendment, providing: "Notwithstanding any other provision of law (including any effective date), [the amended definition of aggravated felony] applies regardless of whether the conviction was entered before, on, or after the date of enactment of this paragraph.” Id. § 321(b),
Construing these statutes, this court has concluded that IIRIRA's expanded definition of “aggravated felony” applies retroactively to convictions pre-dating 1996. See, e.g., Gelman v. Ashcroft,
. The IJ also rejected Vargas's arguments that (1) his removal proceeding was barred by res judicata, based on a pre-1996 INS decision not to pursue his deportation; (2) he was entitled to a waiver of inadmissibility under INA § 212(h), see 8 U.S.C. § 1182(h), on equal protection grounds; and (3) the removal proceeding should be terminated because he was pursuing naturalization. Vargas does not pursue these issues in his petition to this court.
. Even before enactment of the REAL ID Act, this court had ruled that we necessarily re-tamed jurisdiction to determine whether a jurisdictional bar applied. See, e.g., Dickson
. In its initial unpublished ruling, the BIA similarly ruled that convictions pursuant to § 125.20(4) may not be crimes of violence. The conclusion was deleted from the final published decision. Because we conclude, for reasons discussed in the next subsection of this opinion, that Vargas was convicted of first-degree manslaughter pursuant to either subsection (1) or (2) of N.Y. Penal Law § 125.20, on this petition, we decide only whether a conviction under either of these two statutory subsections categorically qualifies as a crime of violence. We do not address that question as it pertains to subsections (3) or (4) of § 125.20.
. In Leocal, the Supreme Court expressly did not rule as to whether a felony involving "the reckless use of force against a person or property of another qualifies as a crime of violence" under § 16.
. Section 924(e)(2)(B) defines violent felony as a crime punishable by a term of imprisonment exceeding one year that:
i. has as an element the use, attempted use, or threatened use of physical force against the person of another; or
ii. is burglary, arson, or extortion, involves use of explosives, or otherwise involves conduct that presents a serious potential risk of physical injury to another.
18 U.S.C. § 924(e)(2)(B).
.. Although Dalton observed that the "risk of physical force is not a requisite element of the New York DWI offense,"
. This conclusion is reinforced by the legislative history of the federal statute. Cf. Northbrook Nat’l Ins. Co. v. Brewer,
. Our observation in Chrzanoski v. Ashcroft that third-degree assault under Connecticut law, see Conn. Gen.Stat. § 53a-61, does not qualify as a crime of violence because it can be committed "not by physical force, but by guile, deception, or even deliberate omission,”
Concurrence Opinion
concurring.
I join fully in Judge Raggi’s opinion. I write separately to note that the cases in this area are somewhat difficult to reconcile with each other. That is, there are some cases in which we have held that a conviction involved a crime of violence, see, e.g., Chery v. Ashcroft,
