Luis VARGAS-SARMIENTO, Petitioner, v. UNITED STATES DEPARTMENT OF JUSTICE, Bureau of Citizenship and Immigration Services, Respondents.
Docket No. 04-0241-AG.
United States Court of Appeals, Second Circuit.
Argued: Dec. 14, 2005. Decided: May 8, 2006.
448 F.3d 159
Michael R. Holden, Assistant United States Attorney (Sara L. Shudofsky, Assistant United States Attorney, on the brief) for David N. Kelley, United States Attorney for the Southern District of New York, New York, New York, for Respondent.
Before: CALABRESI, KATZMANN, and RAGGI, Circuit Judges.
Judge CALABRESI concurs in a separate opinion.
REENA RAGGI, Circuit Judge:
Luis Vargas-Sarmiento (“Vargas“) petitions pursuant to
I. Background
A. Vargas‘s 1984 Manslaughter Conviction
Vargas, a citizen of Peru, entered the United States on or about July 7, 1976, as a non-immigrant visitor and, on February 1, 1983, acquired lawful permanent resident status. A few months earlier, in October 1982, Vargas was arrested by New York State authorities and indicted for second-degree murder in connection with the stabbing death of his girlfriend, Miriam M. Molina. See
In appealing his conviction, Vargas argued, inter alia, that the trial judge erred in failing to charge the lesser-included offenses of second-degree manslaughter, see
Vargas remained incarcerated by New York State until August 1995, when he was released on parole.
B. The Removal Proceedings
In November 1997, the Immigration and Naturalization Service (“INS“)1 instituted
Vargas appealed to the BIA, which, on April 4, 2002, summarily affirmed the IJ‘s removal order. In May 2002, Vargas timely petitioned this court for review. While that petition was pending, this court ruled in Jobson v. Ashcroft, 326 F.3d 367 (2d Cir. 2003), that second-degree manslaughter in violation of
On January 2, 2004, the BIA issued an unpublished decision explaining why, despite Jobson, it upheld the order of removal in Vargas‘s case. On February 5, 2004, the BIA published its decision with “edito-
On January 20, 2004, Vargas petitioned this court for review of this BIA decision.
II. Discussion
A. Jurisdiction
As a rule, federal courts lack jurisdiction to review final agency orders of removal based on an alien‘s conviction for certain crimes, including aggravated felonies. See
B. Standard of Review
When the BIA construes the Immigration and Nationality Act (“INA“), codified at
Because the issue before us — whether manslaughter in the first degree under New York law is a crime of violence — ultimately depends on the interpretation of federal and state criminal statutes, specifically,
C. Relevant Federal and State Statutes
A brief review of the statutes relevant to this appeal is useful to our discussion of the merits of Vargas‘s legal challenge.
1. Aggravated Felony
INA § 237(a)(2)(A)(iii) states that “[a]ny alien who is convicted of an aggravated felony at any time after admission is deportable.”
2. Crime of Violence
Section 16 of Title 18 offers two definitions of “crime of violence“:
(a) an offense that has as an element the use, attempted use, or threatened use of physical force against the person or property of another, or
(b) any other offense that is a felony and that, by its nature, involves a substantial risk that physical force against the person or property of another may be used in the course of committing the offense.
3. First-Degree Manslaughter
New York Penal Law § 125.20 identifies four distinct circumstances in which a person commits manslaughter in the first degree: when
With intent to cause serious physical injury to another person, he causes the death of such person or of a third person; or - With intent to cause the death of another person, he causes the death of such person or of a third person under circumstances which do not constitute murder because he acts under the influence of extreme emotional disturbance, as defined in paragraph (a) of subdivision one of section 125.25. The fact that homicide was committed under the influence of extreme emotional disturbance constitutes a mitigating circumstance reducing murder to manslaughter in the first degree and need not be proved in any prosecution initiated under this subdivision; or
- He commits upon a female pregnant for more than twenty-four weeks an abortional act which causes her death, unless such abortional act is justifiable pursuant to subdivision three of section 125.05; or
- Being eighteen years old or more and with intent to cause physical injury to a person less than eleven years old, the defendant recklessly engages in conduct which creates a grave risk of serious physical injury to such person and thereby causes the death of such person.
“Serious physical injury,” as referenced in subsection (1) of § 125.20, is defined by New York law as “physical injury which creates a substantial risk of death, or which causes death or serious and protracted disfigurement, protracted impairment of health or protracted loss or impairment of the function of any bodily organ.”
“Extreme emotional disturbance,” as referenced in subsection (2) of § 125.20, is a partial affirmative defense to second-degree murder that is available where “[t]he defendant acted under the influence of extreme emotional disturbance for which there was a reasonable explanation or excuse.”
D. The Categorical Approach to Identifying Crimes of Violence under 18 U.S.C. § 16
1. Categorical Analysis
In the context of removal proceedings, this court has ruled that a “categorical approach” must be used to determine whether an offense is a “crime of violence” within the meaning of
2. Divisible Penal Statutes
a. Identifying Divisible Penal Statutes
Despite this general prohibition against inquiry into the factual circumstances of the crime underlying a removal order, a limited review of the record may be warranted where the statute of conviction is divisible. A criminal statute is “divisible” if it encompasses multiple categories of offense conduct, some, but not all, of which would categorically constitute aggravated felonies under the INA. See Abimbola v. Ashcroft, 378 F.3d at 177; Dickson v. Ashcroft, 346 F.3d at 48; Kuhali v. Reno, 266 F.3d 93, 106 (2d Cir. 2001). In reviewing a removal petition based on a conviction under a divisible statute, a court applying the categorical approach may look beyond the language of the statute “to the record of conviction for the limited purpose of determining whether the alien‘s conviction was under the branch of the statute that permits removal.” Dickson v. Ashcroft, 346 F.3d at 48-49. The “record of conviction” includes the “charging document, plea agreement, a verdict or judgment of conviction, and a record of the sentence or plea transcript.” Abimbola v. Ashcroft, 378 F.3d at 177 (citing
b. New York Penal Law § 125.20 Is a Divisible Statute
Applying these principles to this case, we conclude that New York‘s first-degree manslaughter statute,
Vargas‘s judgment of conviction does not specify the subsection of
c. Vargas‘s First-Degree Manslaughter Conviction Was Pursuant to N.Y. Penal Law § 125.20(1) or (2)
The parties do not dispute the divisibility of
The second-degree murder indictment against Vargas charged that “on or about October 9, 1982, in the county of Kings, with intent to cause the death of Miriam M. Molina, [Vargas] caused the death of Miriam M. Molina by stabbing her with a sharp instrument and thing, thereby inflicting divers wounds and injuries” from which she died. Indictment No. 5626/1982. This pleading makes plain that Vargas‘s conviction for the lesser-included crime of first-degree manslaughter was necessarily pursuant to either (a) subsection (1) of
Having thus identified the relevant statutory sections of conviction, we turn to the critical issue raised by Vargas‘s petition: whether first-degree manslaughter as defined in
E. First-Degree Manslaughter in Violation of N.Y. Penal Law § 125.20(1) or (2) Is, By Its Nature, a Crime of Violence Under 18 U.S.C. § 16(b)
1. The Plain Language of § 16(b) Requires that a Felony Offense Present a “Substantial Risk” of the Intentional Use of Physical Force, not the Invariable Use of Such Force, to Constitute a Crime of Violence under § 16(b)
In determining whether a felony offense constitutes a crime of violence within the meaning of
We have broadly defined “physical force” for purposes of § 16 as “‘power, violence, or pressure directed against a person or thing.‘” Dickson v. Ashcroft, 346 F.3d at 50 (quoting Chrzanoski v. Ashcroft, 327 F.3d at 192, and rejecting argument that force referenced in § 16(b) must be “violent force applied directly to the person of the victim” (emphasis in original)). For a particular felony, by its nature, to present a “substantial risk” of the use of such physical force, a court need not conclude that commission of the crime requires the invariable application of such force. As the Supreme Court stated in Leocal v. Ashcroft, the language of § 16(b) defines as a crime of violence those felony offenses “that naturally involve a person acting in disregard of the risk that physical force might be used against another in committing an offense.” 543 U.S. at 10 (emphasis added). Thus, the Court observed that “physical force need not actually be applied” in the commission of the charged felony for it to qualify as a crime of violence under § 16(b). Id. at 11; Jobson v. Ashcroft, 326 F.3d at 374 (noting that “an offense need not require an actual use of force to come within section 16(b)‘s reach“). The critical categorical inquiry is whether, inherent in any commission of the felony is “a substantial risk” that the perpetrator “may” use such force. Leocal v. Ashcroft, 543 U.S. at 10; accord Dickson v. Ashcroft, 346 F.3d at 51 (noting that § 16(b) inquiry is necessarily broad and flexible, asking not whether it is conceivable that the felony could be committed without the use of force but whether “the crime is one that by its nature involves a substantial risk that force may be used” (emphasis in original)).
2. Section 16(b) References a Substantial Risk of the “Intentional” Use of Force
In construing § 16(b) to require a “substantial risk” of the use of physical force, rather than the invariable application of such force, this court has ruled that the
3. Identifying Crimes that Categorically Present a Significant Risk of the Intentional Use of Physical Force
Applying these principles to various felony offenses, courts have concluded that, among the crimes categorically presenting a serious risk of the intentional use of physical force are burglary, see id. at 10 (observing that burglary is a “classic” crime of violence “not because the offense can be committed in a generally reckless way or because someone may be injured, but because burglary, by its nature, involves a substantial risk that the burglar will use force against a victim in completing the crime” (emphasis in original)); the solicitation of murder for hire, Ng v. Attorney General, 436 F.3d 392, 396 (3d Cir. 2006) (holding that “solicitation of a murder naturally presents a substantial risk that physical force will be used against another, regardless of whether the risk develops or harm actually occurs“); unlawful imprisonment of a competent adult, see Dickson v. Ashcroft, 346 F.3d at 51 (observing that, even where competent adult is restrained “by deception, . . . the offense will either involve the use of force to effectuate the restraint, or by its nature involve a substantial risk that force may be used“); and statutory rape, see Chery v. Ashcroft, 347 F.3d 404, 408 (2d Cir. 2003) (observing that statutory rape “cases can be imagined where a defendant‘s conduct does not create a genuine probability that force will be used, but the risk of force remains inherent” in an offense to which the victim cannot consent (emphasis in original)). See also United States v. Jackson, 301 F.3d 59, 63 (2d Cir. 2002) (holding that escape qualifies as a “violent felony” under
By contrast, courts have declined to recognize as a crime of violence within the meaning of § 16(b) a felony offense for driving under the influence of alcohol. In so holding with respect to Florida‘s felony DWI statute, the Supreme Court explained that a person who unintentionally causes injury while driving under the influence of alcohol cannot reasonably be said to have “use[d] physical force against another.” Leocal v. Ashcroft, 543 U.S. at 9-10. In earlier reaching the same conclusion with respect to a comparable New York statute, this court observed that a person may be convicted of driving while intoxicated in New York even when asleep at the wheel of a car that has never moved and whose engine is not running, in short, under circumstances presenting “no risk that force may be used.” Dalton v. Ashcroft, 257 F.3d at 205.8 Indeed, Dalton foreshadowed Leocal in concluding that, even when drunk driving involves the operation of a vehicle on the roadways resulting in injuries to persons, “one cannot [say that the driver intentionally] use[d] force in an accident.” Id. at 206 (emphasis in original). This is because “use implies intentional availment,” and “[n]o availment of force in order to achieve an end is present in a drunk driving accident.” Id. (quoting United States v. Rutherford, 54 F.3d 370, 372-73 (7th Cir. 1995)).
In Jobson v. Ashcroft, this court concluded that these principles compelled a conclusion that “recklessly caus[ing] the death of another person,” second-degree manslaughter under
4. Inherent in the Specific Intent Requirements of N.Y. Penal Law § 125.20(1) or (2) Is a Substantial Risk that a Person Committing First-Degree Manslaughter May Intentionally Use Physical Force
Applying Jobson‘s reasoning, as well as the principles derived from Leocal and our other § 16(b) precedents to this case, we conclude that first-degree manslaughter in violation of
Accordingly, we conclude that first-degree manslaughter in violation of
5. Vargas‘s Hypotheticals Warrant No Different Conclusion
Vargas nevertheless insists that first-degree manslaughter should not be deemed a crime of violence under § 16(b) because he can hypothesize two circumstances in which the crime could be committed without any risk of the intentional use of physical force. First, he posits that a woman might intentionally kill her husband by poisoning food that she expects him to eat in her absence. Second, Vargas suggests that a wife, intent on causing her husband serious physical injury, might wear down the brake pads on a car to be driven by her spouse, resulting in his death in an automobile accident. Vargas submits that, in both these circumstances, the perpetrator uses no physical force against the victim. Further, he insists that in neither circumstance is there any risk that the perpetrator will use such force because she is not even on the scene at the time of death. Vargas‘s argument is flawed in at least two respects.
First, Vargas appears to misapprehend the essence of the categorical inquiry under § 16(b). Whether a crime, by its nature, presents a “substantial risk” that the perpetrator “may” intentionally use physical force is not answered in the negative simply because “cases can be imagined where a defendant‘s conduct does not create a genuine probability that force will be used.” Chery v. Ashcroft, 347 F.3d at 408 (holding statutory rape a crime of violence even though defendant may be convicted where no actual force is used). Where a person‘s specific intent is to kill another human being or, at least, to cause him serious physical injury, there is necessarily a significant risk inherent in the nature of the crime that, if the perpetrator cannot initially achieve his objective without physical force, he may ultimately resort to force to do so. See Benjamin v. Bureau of Customs, 383 F. Supp. 2d 344, 346-47 (D. Conn. 2005) (making same observation in holding that first-degree manslaughter under Connecticut law,
Second, in Vargas‘s hypotheticals, the perpetrator does, in fact, intentionally use physical force in the commission of first-degree manslaughter. As we have previously observed, the physical force referenced in § 16(b) includes any “power, violence, or pressure directed against a person or thing.” Dickson v. Ashcroft, 346 F.3d at 50. A perpetrator need not himself apply such force to a victim to make use of it; he need only “intentional[ly] avail[]” himself of force in the commission of the crime. Dalton v. Ashcroft, 257 F.3d at 206 (quoting United States v. Rutherford, 54 F.3d at 372-73). Thus, in Dickson, we concluded that, when a perpetrator lures a person voluntarily to enter a room, only then to lock the door behind the person, the perpetrator has intentionally used physical force to commit the crime of imprisonment. This is because, “even though there has been no application of violent force [directly to the victim], the [perpetrator] has unquestionably, by locking the door, imposed physical barriers of forcible restraint.” Dickson v. Ashcroft, 346 F.3d at 49.
So in Vargas‘s first hypothetical, when the perpetrator poisons food that she intends her spouse to eat, she engages in no mere passive act or reckless omission. Rather, she intentionally avails herself of the physical force exerted by poison on a
Similarly, in Vargas‘s second hypothetical, the wife undoubtedly intends to avail herself of physical force to inflict serious physical injury on her husband. The agent of that force is her automobile. Toward that end, she intentionally exerts physical force on the vehicle to convert it from an ordinary means of transportation into what is, effectively, a weapon that will forcibly inflict intended serious injury on her husband without any need for the wife‘s presence or further action. See Chrzanoski v. Ashcroft, 327 F.3d at 194 (drawing distinction between “causation of an injury and an injury‘s causation by the ‘use of physical force‘“).
In sum, Vargas‘s hypotheticals fail to support his argument that first-degree manslaughter is not a crime of violence within the plain language of § 16(b).
III. Conclusion
Because Vargas‘s first-degree manslaughter conviction was pursuant to
CALABRESI, J., concurring.
I join fully in Judge Raggi‘s opinion. I write separately to note that the cases in this area are somewhat difficult to reconcile with each other. That is, there are some cases in which we have held that a conviction involved a crime of violence, see, e.g., Chery v. Ashcroft, 347 F.3d 404 (2d Cir. 2003) (statutory rape), that seemed to me to involve less risk of intentional use of physical force than other cases in which we have come out the other way, see, e.g., Dalton v. Ashcroft, 257 F.3d 200 (2d Cir. 2001) (driving while intoxicated). It might be desirable if the Supreme Court or Congress were to give the circuits additional guidance in this area. That said, for all the reasons given in Judge Raggi‘s opinion, the particular crime of first-degree manslaughter as defined by New York, viewed categorically, fits very easily on the side of the spectrum of those we have held to be crimes of violence.
